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ARTS GRANT PROGRAM
AGREEMENT "`was i%
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This Grant Agreement (herein referred to as "Agreement") entered into by and between the City
of Carmel (the "City") and Carmel Symphony Orchestra (the
"Grantee"), is executed pursuant to the terms and conditions set forth herein. In consideration of
those mutual undertakings and covenants, the parties agree as follows:
1. That on behalf of Grantee, a not-for-profit corporation, I, Alan L . Davis
an authorized representative of Grantee, have applied for a City of Cannel
("Grantor") Arts Grant, said application attached hereto and made a part hereof as
Exhibit"A."
2. Grant Agreement. The City, after review and recommendation by the Mayor and by
the City Council, agrees to grant $ 19 0 , 2 4 0 . 0 0 to the Grantee for
the eligible costs of the project (the "Project") or services as described in Exhibits
"A" and "B" of this Agreement. The funds shall be used exclusively in accordance
with the provisions contained in this Agreement.
3. Design and Implementation of Project. The Grantee agrees to use any and all grant
funds in accordance with the proposal contained within this agreement and any
documents attached to this Agreement, which are incorporated by reference.
4. Warranty of non-profit status. Grantee hereby represents and warrants that it is a
not-for-profit entity with a determination letter from the Internal Revenue Service
declaring that it is exempt from Federal income tax.
5. Payment of Grant Funds by the City. The payment of this Grant by the City to the
Grantee shall be made in accordance with the following conditions:
A. This Agreement must be fully executed and signed by both Grantee and Grantor.
B. Grantee has attached all the following information, which it represents and warrants
to be true and accurate, all which have been incorporated fully by reference:
1. An application and description of the proposed use of the grant funds (EXHIBIT
A);
2. A budget for the calendar or fiscal year for which the grant is requested
(EXHIBIT B);
3. Certified copies of incorporation as a not-for-profit corporation under state law
(EXHIBIT C);
4. A not-for-profit application or determination letter from the U.S. Internal Revenue
Service identifying that it is a not-for-profit corporation that is exempt from
Federal income tax (EXHIBIT D);
5. Any audits, reviews or compilations available describing the financial condition
of the Grantee, including IRS Form 990 for the previous calendar year or the
attached Affidavit(EXHIBIT E);
6. A list of the Grantee's board of directors and officers listed(EXHIBIT F);
7. A Year End Report from the previous year IF Grantee received an Arts Grant
from the City of Carmel in the previous calendar year, pursuant to paragraph 7
herein (EXHIBIT G).
C. Any other grant conditions that City requires to be met by Grantee, specifically:
6. Grantor's right to request audit or review. Grantee shall submit to an audit or
review by an independent Certified Public Accountant of funds at the City's request,
and shall make all books, accounting records and other documents available at all
reasonable times during the term of this Grant Agreement, and for a period of three
(3) years after final payment of funds under this Agreement, for the purpose of an
audit by the City of Carmel, the State of Indiana, or their designees.
7. Year end review. Grantee agrees to provide the City of Carmel a year-end report
("Year End Report") for each year, describing how the grant was used and the impact
of the dollars received. This Grant award may not exceed one third (1/3) of Grantee's
combined contributed income, revenue of sales, and/or ticket revenue from the
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previous year. If the Grant amount is in excess of sixty thousand dollars
($60,000.00),the Grantee agrees to provide, at Grantee's cost, a review or audit of the
grantee. Said review or audit shall be performed by a Certified Public Accountant
("CPA") who is neither an employee of Grantee nor a member of the Grantee's Board
of Directors, to be provided to the City of Carmel by March 31 of the following year.
8. Funding Credit. Grantee agrees to credit the City of Carmel in the printed materials
associated with a funded program or project. The City of Carmel will supply, upon
request, Grantee with the graphics/logos necessary for compliance.
9. Statutory Authority of Grantee. The Grantee expressly represents and warrants to
the State that it is statutorily eligible to receive these monies and it expressly agrees to
repay all monies paid to it under this Grant, should a legal determination of its
ineligibility be made by any Court of competent jurisdiction.
10. Use of Grant Funds by Grantee. The funds received by the Grantee pursuant to this
Agreement shall be used only to implement the Project or provide the services in
conformance with the Budget and for no other purpose. If it is determined by the
City that misappropriation of funds have occurred, the Grantee must return all funds
received by Grantor and individuals who misuse Grant funds may also be subject to
civil and/or criminal liability under Indiana or Federal law.
11. Employment Eligibility Verification. The Grantee affirms under the penalties of
perjury that he/she/it does not knowingly employ an unauthorized alien.
The Grantee affirms under the penalties of perjury that he/she/it has enrolled and is
participating in the E-Verify program as defined in IC 22-5-1.7. The Grantee agrees
to provide documentation to the City that he/she/it has enrolled and is participating in
the E-Verify program.
The City may terminate for default if the Grantee fails to cure a breach of this
provision no later than thirty (30) days after being notified by the State.
12. Governing Law; Lawsuits. This Agreement is to be construed in accordance with
and governed by the laws of the State of Indiana, except for its conflict of laws
provisions. The parties agree that, in the event a lawsuit is filed hereunder, they
waive their right to a jury trial, agree to file any such lawsuit in an appropriate court
in Hamilton County, Indiana only, and agree that such court is the appropriate venue
for and has jurisdiction over same.
13. Relationship of Parties. The relationship of the parties hereto shall be as provided
for in this Agreement, and neither Grantee nor any of its compensated officers,
employees, contractors, subcontractors and/or agents are employees of City. The
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Grant amount set forth herein shall be the full and maximum compensation and
monies required of City to be paid to Grantee under or pursuant to his Agreement.
14. Severability. If any term of this Agreement is invalid or unenforceable under any
statute, regulation, ordinance, executive order or other rule of law, such term shall be
deemed reformed or deleted, but only to the extent necessary to comply with same,
and the remaining provision of this Agreement shall remain in full force and effect.
15. Entire Agreement. This Agreement, together with any exhibits attached hereto or
referenced herein, constitutes the entire agreement between Grantee and City with
respect to the subject matter hereof, and supersedes all prior oral or written
representations and agreements regarding same. Notwithstanding any other term or
condition set forth herein, but subject to paragraph 15 hereof, to the extent any term
or condition contained in any exhibit attached to this Agreement or in any document
referenced herein conflicts with any term or condition contained in this Agreement,
the term or condition contained in this Agreement shall govern and prevail. This
Agreement may only be modified by written amendment executed by both parties
hereto, or their successors in interest.
IN WITNESS WHEROF, the parties hereto have made and executed this Agreement as follows:
Cannel Symphony Orchestra ("Grantee")
By:
PrintedNameofOfficer: Alan L. Davis Title: President & CEO
Date: 2/25/2014
CITY CAR}4£-L `Grantor"
By:
James Brainard, Mayor
Date: S212t/
ATT ST:
Ours L
Date: 5 i F5ja01 q
If you have any question concerning the City of Cannel's 2014 Arts Grant Proms ,grant writing,guidelines or application materials,contact:
Sharon Kibbe,City of Cannel,One Civic Square,Carmel,IN 46032,Phone:317-571-2483,skibbe carrnel.in any.
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EXHIBIT "A"
Exhibit "A"
An Application and Description of the Proposed Use of the Grant Funds
APPLICANT:
Name of organization: Carmel Symphony Orchestsra
Address: 760 3rd Ave SW, Suite 102
Carmel, IN 46032
Telephone: 317-844-9717 Fax: 317-844-9916
Contact Person: Alan Davis
Email: adavis@carmelsymphony.org
APPLICATION AMOUNT: $ 205, 000
Not to exceed 1/3 ofprevious calendar year revenue/income
DESCRIPTION OF THE PROPOSED USE OF THE GRANT FUNDS:
By:
Printed Name of Officer: Alan L. Davis
Title: President & CEO
Date: February 25, 2014
(Additional pages may be added to Exhibit"A")
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CARMEL
SYMPHONY
ORCHESTRA
City of Carmel Arts Grant Application Narrative
Exhibit A and Exhibit G Combined
February 25, 2014
This grant from the city will provide either partial or total funding for these programs:
• Two Sounds Exciting! elementary concerts where all Carmel-Clay fifth grade
students hear orchestral music selected in consultation with elementary music
teachers to supplement state music curriculum and are inspired to join their school's
band or orchestra.
• The CSO's performance at CarmelFest.
• Presenting guest artists of national reputation.
• Music for various civic events such as the Holiday Tree Lighting.
• The YouthPASS program (children and students through high school can attend
CSO concerts for $5).
• Family Fun! — an interactive concert where young and young-at-heart are invited to
sit on stage and experience music being made from a different perspective.
• Increased marketing to heighten awareness of the CSO and the arts in Carmel.
• Keeping tickets affordable for all of our community.
During the past year the CSO performed for more than 28,000 adults and children at
subscription concerts, educational concerts, and free public concerts such as CarmelFest.
The CSO's upcoming season marks the 39'h year of providing outstanding orchestral
concerts to the citizens of Carmel and surrounding communities. Since the CSO's move to
the Palladium, we have expanded our attendance to include people from outside the
Indianapolis metropolitan area and even outside the state. Throughout its existence the
CSO has remained committed to enhancing our community's quality of life in a fiscally
responsible manner through creative, artistically excellent performances, and educational
experiences for diverse audiences of all ages.
For the current season, funding from the City of Carmel enabled the CSO to continue
presenting guest artists of national and international reputation such as Five By Design, Di
Wu, Charles Webb, and Steven Mann, as well as Indiana's own Dance Kaleidoscope and
emerging artist Ariel Horowitz.
760 3r°Avenue SW, Suite 102, Carmel, IN 46032-2070 • CarmelSymphony.org • info@carmelsymphony.org • 317.844.9717
City of Carmel
page 2
The CSO is extremely proud of the fact that approximately 28% of our annual budget is
earned income from ticket sales and contracted performances, placing the CSO above the
national average for performing arts organizations, and 32% from individual donors.
Furthermore, the CSO is well supported by the business community through concert
sponsorships, gifts, matching contributions, and in-kind donations of services and office
space. We are also proud of the fact that over the past 5 years patron giving (from a donor
base made up of people of different socio-economic backgrounds and age groups) has
increased by over!0% per year. Additionally, 100% of the Board and Staff, and 100% of
the musicians contribute to the annual fund. We are also extremely grateful to our
professional musicians who choose not to be paid for their service to the CSO. Their
contribution of uncompensated talent is valued at $106,000.
The 2014-15 season will feature six concerts showcasing the CSO in the Palladium, as well
as a separate Family Fun! concert. Highlights of this up-coming season will be a
collaboration with the American Piano Association to present Van Cliburn Competition
• medalist, Sean Chen; and a collaboration with the International Violin Competition of
Indianapolis presenting the three medalists from this fall's competition. In addition, the
CSO will be featuring cellist Leonardo Altino, a multi-media presentation of Ellis Island: The
Dream of America, and the Indianapolis Children's Choir.
Funding from the City of Carmel helps to underwrite the CSO's subscription series of six
"family-friendly" concerts (families with young children are encouraged to attend and
children are made to feel welcome at all CSO concerts), and educational concerts for all 5th
grade students in Carmel-Clay Schools, as well as other area school systems, private
schools, and home-schooled students. The separate Family Fun! concert features the
winner of the CSO's Young Artist Competition. This concert also offers "children" from two
to 92 an opportunity to sit among the orchestra musicians to watch music being made up
close. And, after the concert, the excitement spills over into the lobby where the newly
inspired can try out orchestral instruments at a musical petting zoo. City funding also
sponsors the CSO's performance at CarmelFest on the 4th of July and at various other civic
and community events.
The "family-friendly" atmosphere of the Carmel Symphony Orchestra's concerts has
become our brand. As a result, the CSO programs concerts that entertain and educate the
broadest possible audience, including audiences who do not traditionally attend orchestra
concerts. The CSO has been successful in attracting a broader age range than the typical
40-60 year-old symphony orchestra patron. The eclectic programming, use of multi-media
presentations, affordable ticket price and YouthPASS and CollegePASS programs have
attracted family audiences from broad ethnic and socioeconomic backgrounds. The CSO
has successfully positioned its concerts as accessible, affordable family entertainment in a
way that can compete favorably with movies and other popular forms of family
entertainment. CSO ticket pricing and the YouthPASS means that the most two parents
would pay to attend a concert with their family is around $50. As a result, CSO concerts
draw more children and young adults than most other major Indiana orchestras. During
the last season the CSO performed for more than 28,000 people. Furthermore, between
our two major educational initiatives (Sounds Exciting! concert and the KidsPASS program)
City of Carmel
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more than 3,500 children and students under the age of eighteen heard the CSO in concert
this past season for just $5 or free.
The CSO provides quality orchestral performances that contribute to the artistic growth and
quality of life of Carmel and the surrounding multi-county metropolitan area. The CSO's
focus on "family-friendly" educational programming is attracting new audiences and
educating listeners who will become the arts patrons of this century. The CSO season is
designed to enhance the educational mission of the orchestra. The education program has
three key components: the YouthPASS, the Sounds Exciting! elementary concerts, and the
Young Artists Concerto Competition.
Sounds Exciting! is our signature educational concert designed especially for elementary
school students, who are at the age when they are deciding if they want to play a musical
instrument and participate in school band and orchestra. These concerts draw more than
2,000 students including every 5"' grade student in the Carmel-Clay system as well as students
from Westfield-Washington, Heritage Christian, and other local schools to the Palladium for
the performances that showcase a wide range of orchestral repertoire. After this concert,
teachers are surveyed. Additionally, the CSO has developed an advisory committee of music
teachers from the Carmel-Clay Schools to help the orchestra plan future programs and
projects that will be a resource for teachers to use in supplementing the state music
curriculum.
The CSO nurtures the careers of young musicians through its annual Young Artist Concerto
Competition. With corporate sponsor Meridian Music, the CSO conducts a juried
competition open to any instrumental music student who lives in a county contiguous to
Hamilton or Marion counties. Typically this competition draws applications from more than
40 talented junior high and high school students. The winner is presented in concert as a
soloist with the orchestra. The winner also receives a $1,000 prize.
By the end of the current fiscal year, the CSO will have adopted a new four-year strategic
plan replacing the strategic plan developed in 2007. At the core of this plan is an emphasis
on growing the fundraising capacity of the CSO. During the upcoming fiscal year, the plan
anticipates hiring a developmet coordinator to lay the foundation necessary to strengthen
traditional development initiatives and to build new initiatives. The plan calls for the hiring
of a director of development within the next 2 years. The plan also outlines the goals
necessary to increase the artistic excellence of the CSO and secure its future in our
community.
As we look ahead to celebrating our 40'h Anniversary in the 2015-16 season, the Carmel
Symphony Orchestra remains committed to this guiding principal —Music has the power to
change lives.