HomeMy WebLinkAboutFifth Third 65650026668727 Sept 2014 i. • 04-0930
----••••••41amm"'"'"-----. Investment Account 65-65-002-6668727 09/01/2014- 09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
Investment Account 65-65-002-6668727 FIFTH THIRD BANK
AS CUSTODIAN FOR
Account Contacts — CHERYL COOPER(317)383-2795 CITY OF CARMEL,INDIANA
— THOMAS BLAIR(317)383-2479 LIQUIDITY MANAGEMENT
— GEORGIA CAMPBELL(317)383-2279
.- I : INVESTMENT ALLOCATION SUMMARY
❑ Cash and Equivalents- 3%/u Last Statement This Statement Percent of Est.Annual Estimated
El Fixed Income- 97% Description Market Value Market Value Assets Income Yield
Cash and Equivalents $663,897.07 $397,346.45 3% $1,754.42 0.4%
Fixed Income $14,323,257.50 $14,589,398.00 97% $93,625.00 0.6%
Total Account Value $14,987,154.57 $14,986,744.45 1000/0 $95,379.42 0.60/0
Net change in total account value 0.0°lo Increase
ACCOUNT SUMMARY - ACCOUNT OVERVIEW .
Income Cash Principal Cash Investments* Total Current Period Calendar YTD
Beginning Balance $50,022.67 $363,649.40 $14,573,482.50 $14,987,154.57 Income Earned
Income $3,257.72 $3,257.72 Interest $3,257.72 $84,205.76
Distributions $(1,748.72) $(1,748.72) Total Income Earned $3,257.72 $84,205.76
Net Security Transactions $(268,114.62) $268,114.62 Distributions
Change in Market Value $(1,919.12) $(1,919.12) Cash $(1,748.72) $(41,949.85)
Ending Balance $51,531.67 $95,534.78 $14,839,678.00 $14,986,744.45 Total Distributions $(1,748.72) $(41,949.85)
*Investments represent the activity in your equity,bond&other security holdings Security Transactions
Purchases $(3,048,475.20) $(3,048,475.20)
.. .:REALIZED GAIN/(LOSS) SUMMARY Sales $2,780,360.58 $3,030,36158
Net Security Transactions $(268,114.62) $(18,114.62)
° Current Period YTD Change in Market Value $(1,919.12) $(11,184.12)
P
Short-term gain/(loss) $0.00 $0.00
Long-term gain/(loss) $(31,301.89) $(31,301.89)
Net realized gain/(loss) $(31,301.89) $(31,301.89)
z
Z ` INVESTMENT OBJECTIVE
Capital Preservation
Capital preservation with an expectation of principal stability,and an emphasis on current income.
3
m
L
G
0
g
Investment Account 65-65-002-6668727 Page 1 of 10
04-0930
------4121)------- Investment Account 65-65-002-6668727 09/01/2014-09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
PORTFOLIO POSITIONS I
Current Market %of Cost Accrued Est.Annual Est.
Quantity Symbol Description Price Value Acct Basis Income Income Yield
Cash & Equivalents _
1.4500 CASH $1.000 $1.45 0.0% $1.45
250,000.0000 AMERICAN EXPRESS CENTURION BK $100.112 $250,280.00 1.7% $250,000.00 $354.86
$1,750.00 0.7%
07/18/13 0.700 07/20/15
CD
CUSIP-02587DQD3
51,531.0000 FIFTH THIRD BANKSAFE TRUST $1.000 $51,531.00 0.3% $51,531.00 $0.14 $1.55
(INCOME INVESTMENT)
CUSIP-316775907
95,534.0000 FIFTH THIRD BANKSAFE TRUST $1.000 $95,534.00 0.6% $95,534.00 $0.44 $2.87
CUSIP-316775907
Cash&Equivalents- Total $397,346.45 2.7% $397,066.45 $355,44 $1,754.42 0.4%
Fixed Income
250,000.0000 ALLY BK MIDVALE UTAH $1.00.224 $250,560.00 1.7% $250,000.00 $442.47 $2,125.00 0.8%
07/17/13 0.850 07/17/15
CD
CUSIP-02005Q3K7
250,000.0000 BMW BK NORTH AMER SALT LAKE $100.053 $250,132.50 1.7% $250,000.00 $375.00 $1,250.00 0.5%
06/13/13 0.500 06/15/15
CD
CUSIP-05568P3H8
250,000.0000 COMENITY CAP BK SALT LAKE CITY $99.822 $249,555.00 1.7% $250,000.00 $110.27 °
$1,750.00 0.73/0
09/08/14 0.700 03/08/16
CD
CUSIP- 20033AGL4
250,000.0000 DISCOVER BK $100.061 $250,152.50 1.7% $250,000.00 $447.92 $1,250.00 0.5%
05/22/13 .500 05/22/15
CD
CUSIP- 254671P33
2,000,000.0000 FEDERAL HOME LOAN BANK $99.774 $1,995,480.00 13.3% $1,995,092.00 °
$3,229.17 $12,500.00 4.6/°
Investment Account 65-65-002-6668727
.2 Page 2 of 10
0 I 411
. 0 • 04-0930
— 41;t" "1 Investment Account 65-65-002-6668727 09/01/2014- 09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
PORTFOLIO POSITIONS (continued)
Current Market 0/0 of Cost Accrued Est.Annual Est.
Quantity Symbol Description Price Value Acct Basis Income Income Yield
Fixed Income continued
11/15/13 0.625 12/28/16
CUSIP-3130A0065
1,500,000.0000 FEDERAL HOME LOAN BANK $100.266 $1,503,990.00 10.0% $1,501,477.50 $2,729.17 $7,500.00 0.5%
08/23/12 0.500 11/20/15
CUSIP-313380L96
1,500,000.0000 FANNIE MAE $100.229 $1,503,435.00 10.0% $1,504,050.00 $2,583.33 $7,500.00 0.5%
04/19/12 0.500 05/27/15
CUSIP- 3135G0KM4
1,500,000.0000 FANNIE MAE $100.233 $1,503,495.00 10.0% $1,506,180.00 $1,854.17 $7,500.00 0.5%
05/21/12 0.500 07/02/15
CUSIP-3135G0LN1
1,500,000.0000 FANNIE MAE $100.298 $1,504,470.00 10.0% $1,506,006.00 $62.50 $7,500.00 0.5%
08/17/12 0.500 09/28/15
CUSIP-3135GONV1
1,500,000.0000 FANNIE MAE $100.157 $1,502,355.00 10.0% $1,499,641.50 $1,562.50 $5,625.00 0.4%
11/16/12 .375 12/21/15
CUSIP-3135G0SB0
800,000.0000 FREDDIE MAC $100.421 $803,368.00 5.4% $803,383.20 $3,247.22 $7,000.00 0.9%
08/16/13 0.875 10/14/16
0
CUSIP-3137EADS5
0
1,500,000.0000 FANNIE MAE $101.505 $1,522,575.00 10.2% $1,540,441.50 $10,494.79 $24,375.00 1.6%
E. 09/27/10 1.625 10/26/15
CUSIP-31398A4M1
250,000.0000 GE CAPITAL BANK $99.957 $249,892.50 1.7% $250,000.00 $400.68 $1,125.00 0.5%
z
4 05/24/13 .450 05/26/15
M
CD
CUSIP-36160]QC5
NI-
-- 250,000.0000 GOLDMAN SACHS BK USA NY $99.928 $249,820.00 1.7% $250,000.00 $361.64 $1,000.00 0.4%
t 05/22/13 .400 05/22/15
CD
P CUSIP-38147JFF4
Investment Account 65-65-002-6668727 Page 3 of 10
04-0930
----".'"40 in".'"'-'`-`--- Investment Account 65-65-002-6668727 09/01/2014-09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
PORTFOLIO POSITIONS
. .. (continued) I _
Current Market %of Cost Accrued Est.Annual Est.
Quantity Symbol Description Price Value Acct Basis Income Income Yield
Fixed Income
(continued)
250,000.0000 GOLDMAN SACHS BK USA NY $99.763 $249,407.50 1.7% $250,000.00 $452.05 $1,250.00 0.5%
05/22/13 .500 11/23/15
CD
CUSIP-38147JFG2
250,000.0000 KEY BK NATL ASSN OHIO $100.104 $250,260.00 1.7% $250,000.00 °
$403.13 $1,125.00 0. /o
4
05/22/13 0.450 11/23/15
CD
CUSIP-493065RV0
250,000.0000 MERRICK BK CORP STH JORDAN UT $100.061 $250,152.50 1.7% $250,000.00 $24.66 $1,000.00 0.4%
05/22/13 .400 05/22/15
CD
CUSIP- 59012Y3D7
250,000.0000 STERLING SVGS BK WA $100.061 $250,152.50 1.7% $250,000.00 $361.64 $1,000.00 0.4%
05/22/13 .400 05/22/15
CD
CUSIP-8595316V2
250,000.0000 SYNOVUS BANK $100.058 $250,145.00 1.7% $250,000.00 $356.16 $1,250.00 0.5%
06/19/13 0.500 06/19/15
CD
CUSIP-87164DDE7
Fixed Income- Total $14,589,398.00 97.3% $14,606,271.70 $29,498.47 $93,625.00 0.6%
Total Portfolio Positions $14,986,744.45 100.0% $15,003,338.15 $29, $95,379.42 0.6853.91 %
Investment Account 65-65-002-6668727
FT, Page 4 of 10
ill 410 9
K
• • 04-0930
� "�® 1 Investment Account 65 65 002 6668727 09/01/2014- 09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
•
BOND MATURITY SCHEDULE I
YEARS TO MATURITY PAR VALUE %OF TOTAL
1 Year or Less $7,500,000 $7,300,000
1 Year or Less $4,500,000 38.10%
Total 1 Year or Less $4,500,000 38.10% $6,000,000
2 to 5 Years
$4‘500,000 x.`
2 Years $4,500,000 38.10% $4,500,000
',11%-ggIV'',,Y.Z.:,-.'"!..10.4.Z.....,. T--;'.2.-t."*....*:.. ."% OP,I:
3 Years $2,800,000 23.70%
Total 2 to 5 Years $7,300,000 61.90% ,
$3,000,000
Total Bonds $11,800,000 100.00/a '§ i ` °°
a
$1,500,000 "•
1 Year or Less 2 to 5 Years
•
N
O_
0
0
C
0
0
0
2
.
z
z
a
0
0
V
0
Ny
0
G]
t
O
O4
K
H
Investment Account 65-65-002-6668727 Page 5 of 10
04-0930
Investment Account 65-65-002-6668727 09/01/2014- 09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
ACCOUNT ACTIVITY_
Cost Income Principal
Date Description Basis Cash Cash
Corporate Interest
09/05/14 FANNIE MAE $3,661.46
06/14/10 2.375 07/28/15
INTEREST ON 1,500,000
09/22/14 MERRICK BK CORP STH JORDAN UT $84.93
05/22/13 .400 05/22/15
CD
INTEREST.40 PAYABLE 09/22/14
ON 250,000 PAR VALUE
09/29/14 FANNIE MAE $3,750.00
08/17/12 0.500 09/28/15
INTEREST.50 PAYABLE 09/28/14
ON 1,500,000 PAR VALUE
Total Corporate Interest $7,496.39
U.S. Government Interest'=:
09/05/14 FEDERAL HOME LOAN BANK $(2,326.39)
11/15/13 0.625 12/28/16
ACCRUED INTEREST PAID ON 2,000,000
09/05/14 FREDDIE MAC $(2,741.67)
08/16/13 0.875 10/14/16
ACCRUED INTEREST PAID ON 800,000
09/05/14 US TREASURY NT $828.21
11/30/12 0.250 11/30/14
INTEREST ON 1,250,000
Total U.S. Government Interest $(4,239.85)
Investment Account 65-65-002-6668727 Page 6 of 10
• •
11. • 0 04-0930
Investment Account 65-65-002-6668727 09/01/2014-09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
ACCOUNT ACTIVITY (continued)
Cost Income Principal
Date Description Basis Cash Cash
Other Income
09/02/14 FIFTH THIRD BANKSAFE TRUST $0.16
INTEREST
09/02/14 FIFTH THIRD BANKSAFE TRUST $1.02
INTEREST
Total Other Income $1.18
Trustee/Agent Compensation
09/22/14 FIFTH THIRD BANK $(1,748.72)
COMPENSATION AS OF 08/31/14
Total Trustee/Agent Compensation $(1,748.72)
Security Purchases
09/05/14 FEDERAL HOME LOAN BANK $1,995,092.00 $(1,995,092.00)
11/15/13 0.625 12/28/16
MORGAN STANLEY&CO INC
09/04 PURC 2,000,000 PAR @ 99.7546
09/05/14 FREDDIE MAC $803,383.20 $(803,383.20)
08/16/13 0.875 10/14/16
MORGAN STANLEY&CO INC
09/04 PURC 800,000 PAR @ 100.4229
09/08/14 COMENITY CAP BK SALT LAKE CITY $250,000.00 $(250,000.00)
09/08/14 0.700 03/08/16
CD
09/04 PURC 250,000 PAR @ 100.0
Total Security Purchases $3,048,475.20 $(3,048,475.20)
Security Sales& Maturities
09/05/14 FANNIE MAE $(1,561,170.00) $1,529,730.00
06/14/10 2.375 07/28/15
BANC/AMERICA SECUR. LLC, MONT.
09/04 SALE 1,500,000 PAR @ 101.982
Investment Account 65-65-002-6658727 Page 7 of 10
04-0930
Investment Account 65-65-002-6668727 09/01/2014-09/30/2014
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
ACCOUNT ACTIVITY (continued)
Cost Income Principal
Date Description Basis Cash Cash
Security Sales&Maturities (continued)
09/05/14 US TREASURY NT $(1,250,492.47) $1,250,630.58
11/30/12 0.250 11/30/14
NOMURA SECURITIES/FIX INCOME
09/04 SALE 1,250,000 PAR @ 100.0504
Total Security Sales&Maturities $(2,811,662.47) $2,780,360.58
Cash Equivalents Purchases
09/30/14 FIFTH THIRD BANKSAFE TRUST $1,509.00 $(1,509.00)
MONTHLY MONEY MARKET DEPOSIT
Total Cash Equivalents Purchases $1,509.00 $(1,509.00)
Cash Equivalents Sales .
09/30/14 FIFTH THIRD BANKSAFE TRUST $(268,115.00) $268,115.00
MONTHLY MONEY MARKET WITHDRAWAL
Total Cash Equivalents Sales $(268,115.00) $268,11500
GAIN J (LOSS) ON SALE OF SECURITIES
Realized Gain/(Loss)
Date Description Quantity Sale Price Proceeds Cost Basis Short-Term Long-Term
09/05/14 FANNIE MAE 1,500,000.0000 $101.98 $1,529,730.00 $1,561,170.00 $(31,440.00)
09/05/14 US TREASURY NT 1,250,000.0000 $100.05 $1,250,630.58 $1,250,492.47 $138.11
Net Gain/(Loss)on Securities Sold $2,780,360.58 $2,811,662.47 $(31,301.89)
* * * * End of statement for Investment Account 65-65-002-6668727 * * * *
Investment Account 65-65-002-6668727 Page 8 of 10
• . •