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Home My WebLink AboutBNY Mellon 815511 Nov 2014 BNY MELLON The Bank of New York Mellon Trust Company,N.A. CITY OF CARMEL Account Statement DIANA CORDRAY 1 CIVIC SQ Statement Period 11/01/2014 Through 11/30/2014 o CARMEL IN 46032 Account 815511 CARMEL 2014(PARKWOOD)ESC 2006 BDS ui ADMINISTRATIVE CONTACT LAURA CRAWFORD P, Go Paperless.Securely access your account online to view your statements. 525 WILLIAM PENN PLACE AIM 153-3800-38TH FL Ask your BNY Mellon contact how we can help you access your accounts,enter PITTSBURGH,PA 15259 ° your own transactions or submit an audit confirmation online.Also be sure to 412-234-9788 ask how Connect(SM),our new web-based,single sign-on platform can help you LAURA.CRAWFORD @BNYMELLON.COM go paperless. CLIENT SERVICE MANAGER DONNA SHORT Visit us at www.bnymellon.com 300 NORTH MERIDIAN STREET INDIANAPOLIS,IN 46204 317/637-7779 DONNA.SHORT @BNYMELLON.COM Account Overview Percent of all Investments Asset Classification Market Value E. . 100% l FIXED INCOME 4,260,691.50 <1 / CASH AND SHORT TERM 708.75 100% TOTAL OF ALL INVESTMENTS 4,261,400.25 Summary of Assets Held Asset Classification Market Value Cost Accrued Income Est Annual Income Market Yield FIXED INCOME 4,260,691.50 4,260,941.44 9,418.36 24,230.00 0.56% CASH AND SHORT TERM 708.75 708.75 0.00 0.00 0.00% ACCOUNT TOTALS 4,261,400.25 4,261,650.19 9,418.36 24,230.00 0.56% Summary of Cash Transactions Current Period Year-to-Date Realized Transaction Category Income Principal Gains/Losses Income Principal OPENING BALANCE 0.00 0.00 0.00 0.00 INTEREST 8,274.18 - 0.00 0.00 8,274.18- 0.00 OTHER CASH ADDITIONS 0.00 4,293,920.00 0.00 0.00 4,293,920.00 OTHER CASH RECEIPTS 8,274.18 0.00 0.00 8,274.18 0.00 PAYMENTS AND WITHDRAWALS 0.00 32,269.81 - 0.00 0.00 32,269.81 - PURCHASES 0.00 4,260,941.44 - 0.00 0.00 4,260,941.44 - CLOSING BALANCE 0.00 708.75 0.00 0.00 708.75 The above cash transactions summary is provided for information purposes only and may not reflect actual taxable income or deductible expenses as reportable under the Internal Revenue Code. b N 3 0 C w N V in ril Page 19 of 22 Page 1 of 4 BNY MELLON Statement Period 11/01/2014 Through 11/30/2014 Account 815511 The Dank of New York Mellon Trust Company,N.A. CARMEL 2014(PARKWOOD) ESC 2006 BDS Statement of Assets Held Shares/ Market Price Market Value Accrued Income Par Value Asset Description Average Cost Cost Est Annual Income Market Yield FIXED INCOME 225,000.000 FEDERAL NAIL MTGE ASSN DISCOUNT NT 99.99400 224,986.50 0.00 0.00% CUSIP:313588BD6 99.99375 224,985.94 0.00 MATURITY DATE:01/28/2015 RATE: 0.00% 142,000.000 FEDERAL HOME LN MTG CORP DISC NTS 99.94200 141,917.64 0.00 0.00% CUSIP:313396JL8 99.96875 141,955.63 0.00 MATURITY DATE:07/22/2015 RATE: 0.00% 221.000.000 FEDERAL HOME LN MTG CORP V/R 105.08000 232,226.80 3,849.08 4.52% CUSIP:3134A4ZT4 105.37500 232,878.75 10,497.50 MATURITY DATE:01/19/2016 RATE: 4.75% MOODY'S Aaa S&P AA+ 3.662,000.000 FEDERAL NAIL MTG ASSN 99.98800 3,661,560.56 5,569.28 0.37% TRANCHE 518 99.97600 3,661,121.12 13,732.50 ISSUES DATED 4/1/1996&AFTER INCLUDING CALLABLE ISSUES WITH 10-DAY CALL NOTICE CUSIP:3135GOXP3 MATURITY DATE:07/05/2016 RATE: 0.375% MOODY'S Aaa S&P AA+ Total FIXED INCOME 4,260,691.50 9,418.36 0.56% 4,260,941.44 24,230.00 CASH AND SHORT TERM CASH BALANCE 0.00000 708.75 0.00 0.00% 0.00000 708.75 0.00 Total CASH AND SHORT TERM 708.75 0.00 0.00% 708.75 0.00 ACCOUNT TOTALS 4,261,400.25 9,418.36 0.56% 4,261,650.19 24,230.00 Total Market Value Plus Total Accrued Income 4,270,818.61 Statement of Transactions Transaction Realized Date Transaction Description Income Principal Cost Gains/Losses 11/01(14 OPENING BALANCE 0.00 0.00 0.00 11/14/14 Purchase 0.00 141,955.63 - 141,955.63 0.00 FEDERAL HOME LN MTG CORP DISC NITS MATURITY:07/22/15 @ 99.96875 BNY CAPITAL MARKETS TRADE DATE 11/14/14 SET/DATE 11(14/14 CUSIP 313396JL8 142,000.00 SHARES 11/14/14 Purchase 3,353.37- 232,878.75- 232,878.75 0.00 FEDERAL HOME LN MTG CORP V/R RATE:4.75%MATURITY:01/19/16 @ 105.375 FINAL MONEY BNY CAPITAL MARKETS TRADE DATE 11/14/14 SET/DATE 11/14/14 CUSIP 3134A4ZT4 N 221,000.00 SHARES 11/14/14 Purchase 4,920.81 - 3,661,121.12- 3,661,121.12 0.00 FEDERAL NATL MTG ASSN a RATE:0.375%MATURITY:07/05/16 TRANCHE 518 o ISSUES DATED 4/1/1996&AFTER INCLUDING CALLABLE ISSUES WITH 10-DAY CALL NOTICE J Page 20 of 22 Page 2 of 4 %® BNY MELLON Statement Period 11/01/2014 Through 11/30/2014 Account 815511 The Bank of New York Mellon Trust Company,N.A. CARMEL 2014(PARKWOOD) ESC 2006 BDS Statement of Transactions - Continued Transaction Realized Date Transaction Description Income Principal Cost Gains/Losses o @ 99.976 FINAL MONEY o BNY CAPITAL MARKETS TRADE DATE 11/14/14 SET/DATE 11/14/14 • CUSIP 3135G0XP3 3,662,000.00 SHARES 0 11/14/14 Purchase 0.00 224,985.94 - 224,985.94 0.00 FEDERAL NATL MTGE ASSN DISCOUNT NT • MATURITY:01/28/15 @ 99.99375 BNY CAPITAL MARKETS TRADE DATE 11/14/14 SET/DATE 11/14/14 CUSIP 313588BD6 225,000.00 SHARES 11/14/14 Cash Credit 0.00 4,293,920.00 0.00 0.00 REC'D FUNDS PER SECT.2 OF THE ESCROW AGRMT DTD 11/14/14 11/14/14 DAILY ENDING BALANCE 8,274.18- 32,978.56 4,260,941.44 0.00 11/17/14 Cash Debit 0.00 8,274.18- 0.00 0.00 TRANSFER TO 815511 INCOME 11/17/14 Cash Credit 8,274.18 0.00 0.00 0.00 TRANSFER FROM 815511 PRINCIPAL • 11/17/14 DAILY ENDING BALANCE 0.00 24,704.38 4,260,941.44 0.00 11/19/14 Check 0.00 23,995.63- 0.00 0.00 CITY OF CARMEL,INDIANA RE:PARKWOOD RESERVE FUNDS PER SECT.2B OF THE ESCROW AGRMT AND THE LETTER OF INTENT TO REDEEM 11/19/14 DAILY ENDING BALANCE 0.00 708.75 4,260,941.44 0.00 11/30/14 CLOSING BALANCE 0.00 708.75 4,260,941.44 0.00 Cumulative realized capital gain and loss position from 12/31/2013 for securities held in principal of account: Short Term: 0.00 Long Term: 0.00 The above gain and loss position does not include transactions where tax cost information is incomplete or unavailable. Cash and securities set forth on this Account Statement are held by The Bank of New York Mellon,an affiliate of The Bank of New York Mellon Trust Company,N.A. In addition, The Bank of New York Mellon Trust Company,N.A.may utilize subsidiaries and affiliates to provide services and certain products to the Account. Subsidiaries and affiliates may be compensated for their services and products. The value of securities set forth on this Account Statement are obtained by The Bank of New York Mellon Trust Company.N.A.,from its affiliate,The Bank of New York Mellon which determines such values for Corporate Trust on the basis of market prices and information obtained by The Bank of New York Mellon from unaffiliated third parties(including S independent pricing vendors)("third party pricing services"). The Bank of New York Mellon has not verified such market values or information and makes no assurances as to the accuracy or correctness of such market values or information or that the market values set forth on this Account Statement reflect the value of the securities that can be realized 3 upon the sale of such securities. In addition,the market values for the securities set forth in this Account Statement may differ from the market prices and information for the same securities used by other business units of The Bank of New York Mellon Trust Company,N.A.,The Bank of New York Mellon or their respective subsidiaries or affiliates based upon market prices and information received from other third party pricing services utilized by such other business units. Corporate Trust does not compare its market values with o those used by,or reconcile different market values used by,other business units of The Bank of New York Mellon Trust Company,N.A.,The Bank of New York Mellon or their respective subsidiaries or affiliates. Neither The Bank of New York Mellon Trust Company,N.A.nor The Bank of New York Mellon shall be liable for any loss,damage or expense H incurred as a result of or arising from or related to the market values or information provided by third party pricing services or the differences in market prices or information provided by other third party pricing services. t N Page 21 of 22 Page 3 of 4