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Home My WebLink AboutBONY 682890 Feb 2014-Jan 2015 741 BNY MELLON The Bank of New York Mellon Trust Company,N.A. CITY OF CARMEL Account Statement DIANA CORDRAY 1 CIVIC SO Statement Period 02/01/2014 Through 01/31/2015 0 CARMEL IN 46032 Account 682890 CITY OF CARMEL, INDIANA TAXABLE ECONOMIC DEVELOPMENT REVENUE BONDS, SERIES 2002(PARKWOOD EAST PROJECT) Go Paperless.Securely access your account online to view your statements. (SURPLUS FUND)$3,560,000 Ask your BNY Mellon contact how we can help you access your accounts,enter (SUCCESSORED FROM FIFTH THIRD BANK) ° your own transactions or submit an audit confirmation online.Also be sure to ask how Connect(SM),our new web-based,single sign-on platform can help you ADMINISTRATIVE CONTACT LAURA CRAWFORD go paperless. 525 WILLIAM PENN PLACE AIM 153-3800-38TH FL PITTSBURGH,PA 15259 Visit us at www.bnymellon.com 412-2349788 LAURA.CRAWFORD @BNYMELLON.COM CLIENT SERVICE MANAGER DONNA SHORT 300 NORTH MERIDIAN STREET INDIANAPOLIS, IN 46204 317/637-7779 DONNA.SHORT @BNYMELLON.COM Summary of Assets Held Asset Classification Market Value Cost Accrued Income Est Annual Income Market Yield No Assets Held Summary of Cash Transactions Current Period Year-to-Date Realized Transaction Category Income Principal GainslLosses Income Principal OPENING BALANCE 0.00 0.00 0.00 0.00 DIVIDENDS 138.61 0.00 0.00 0.00 0.00 SALES AND REDEMPTIONS 0.00 1,532,326.65 0.00 0.00 0.00 OTHER CASH ADDITIONS 0.00 25,981.92 0.00 0.00 0.00 OTHER CASH RECEIPTS 25,981.92 0.00 0.00 0.00 0.00 PAYMENTS AND WITHDRAWALS 25,981.92- 1,534,826.65- 0.00 0.00 0.00 FEES AND EXPENSES 138.61 - 0.00 0.00 0.00 0.00 PURCHASES 0.00 23,481.92- 0.00 0.00 0.00 CLOSING BALANCE 0.00 0.00 0.00 0.00 0.00 The above cash transactions summary is provided for information purposes only and may not reflect actual taxable income or deductible expenses as reportable under the Internal Revenue Code. C), 0 a a v 0 a A ID Page 37 of 48 Page 1 of 4 No- 400" BNY MELLON Statement Period 02/01/2014 Through 01(3112015 Account 682890 The Bank of New York Mellon Trust Company,N.A. CARMEL PARKWOOD EAST SURPLUS FD Statement of Transactions Transaction Realized Date Transaction Description income Principal Cost Gains(Losses 02/01/14 OPENING BALANCE 0.00 0.00 1,534,826.65 02/04/14 Dividend 13.02 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 02/04/14 Cash Debit 13.02- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 02/04/14 DAILY ENDING BALANCE 0.00 0.00 1,534,826.65 0.00 03/04/14 Dividend 11.76 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 03/04/14 Cash Debit 11.76- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 03/04/14 DAILY ENDING BALANCE 0,00 0.00 1,534,826.65 0.00 04/02/14 Dividend 13.02 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 04/02/14 Cash Debit 13.02- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP ED 862 INVESTMENT MAINTENANCE FEE 04/02/14 DAILY ENDING BALANCE 0.00 0.00 1,534,826.65 0.00 04/14/14 Sale 0.00 1,867.00 1,867.00- 0.00 FEDERATED TREAS OBLIG CAP FD 862 1,867.00 SHARES 04/14/14 Cash Debit 0.00 1,867.00- 0.00 0.00 PMNT OF BNY ADMIN FEES INVOICE NO.252-1778212 ACCOUNT NO.PARKWOOD02 04/14/14 DAILY ENDING BALANCE 0.00 0.00 1,532,959.65 0.00 05/02/14 Dividend 12.60 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 05/02/14 Cash Debit 12.60- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP ED 862 INVESTMENT MAINTENANCE FEE 05(02/14 DAILY ENDING BALANCE 0,00 0.00 1,532,959.65 0.00 06/03/14 Dividend 13.02 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 06/03/14 Cash Debit 13.02- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 06/03/14 DAILY ENDING BALANCE 0.00 0.00 1,532,959.65 0.00 07/02/14 Dividend 12.60 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 07/02/14 Cash Debit 12.60- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 07/02/14 DAILY ENDING BALANCE 0.00 0.00 1,532,959.65 0.00 08/04/14 Dividend 13.02 0.00 0.00 0.00 N FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 08/04/14 Cash Debit 13.02- 0.00 0.00 0.00 3 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 08/04/14 DAILY ENDING BALANCE 0.00 0.00 1,532,959.65 0,00 09/03/14 Dividend 17.60 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 0 Page 38 of 48 Page 2 of 4 {{} BNY MELLON Statement Period 02/01/2014 Through 01/31/2015 Account 682890 The Bank of New York Mellon Trust Company,N.A. CARMEL PARKWOOD EAST SURPLUS FD Statement of Transactions - Continued Transaction Realized Dale Transaction Description income Principal Cost Gains/Losses r7 DIVIDEND 0 0 09/03/14 Cash Debit 17,60 - 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 0 09/03/14 DAILY ENDING BALANCE 0.00 0.00 1,532,959.65 0.00 10/02/14 Dividend °0 12.60 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 10/02/14 Cash Debit 12.60 - 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 10/02/14 DAILY ENDING BALANCE 0.00 0.00 1,532,959.65 0.00 11/04/14 Dividend 13.02 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 11/04/14 Cash Debit 13.02- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 11/04/14 DAILY ENDING BALANCE 0.00 0.00 1,532,959.65 0.00 11/14/14 Sale 0.00 913,066.68 913,066.68- 0.00 FEDERATED TREAS OBLIG CAP FD 862 913,066.68 SHARES 11/14/14 Cash Debit 0.00 1,700.00 - 0.00 0.00 BANK OF NEW YORK MELLON ABA:021000018 CAS/8901245259 PAYMENT OF INVOICE NO.252-1825918 ACCOUNT NO.CARMELPARK06 TRNDSP1 41 1 1 44405800 11/14/14 Cash Debit 0.00 5,000.00 - 0.00 0.00 FIFTH THIRD BANK ABA:042000314 89923177 FIFTH THIRD SECURITIES,INC RE:CARMEL PARKWOOD PAYOFF ID NO.INJR111214-20-UW COST CENTER 07887 TRNDSP1 41 1 1 444 0 6000 11/14/14 Cash Debit 0.00 906,366.68 - 0.00 0.00 TRANSFER TO 815511 ESCRWO ACCOUNT PER SECTION 2 OF THE ESCROW AGRMT DTD 11/14/14 11/14/14 DAILY ENDING BALANCE 0.00 0.00 619,892.97 0.00 11/17/14 Purchase 0.00 23,481.92- 23,481.92 0.00 FEDERATED TREAS OBLIG CAP FD 862 23,481.92 SHARES 11/17/14 Sale 25,981.92 0.00 25,981.92- 0.00 FEDERATED TREAS OBLIG CAP FD 862 25,981.92 SHARES 11/17/14 Cash Debit 25,981.92- 0.00 0.00 0.00 TRANSFER TO 682890 PRINCIPAL FOR FUNDS TO BE WIRED TO THE CITY OF CARMEL 11/17/14 Check 0.00 1,100.00- 0.00 0.00 LONDON WITTE GROUP PAYMENT OF INVOICE JPH111214A ESCROW VERIFICATION ON A DEFEASANCE FOR THE CITY OF CARMEL,INDIANA " 11/17/14 Check 0.00 1,400.00 - 0.00 0.00 CARMEL REDEVELOPMENT COMMISSION PAYMENT OF INVOICE 111214 3 REIMBURSEMENT OF FEES ASSOCIATED WITH 2006 PARKWOOD BONDS DEFEASANCE 11/17/14 Cash Credit 0.00 25,981.92 0.00 0.00 TRANSFER FROM 682890 INCOME FOR FUNDS TO BE WIRED TO THE N CITY OF CARMEL o, Page 39 of 48 Page 3 of 4 O BNY MELLON Statement Period 02/01/2014 Through 01/31/2015 Account 682890 The Bank o1 New York Mellon Trust Company,N.A. CARMEL PARKWOOD EAST SURPLUS FD Statement of Transactions - Continued Transaction Realized Date Transaction Description Income Princlpal Cost Gains/Losses 11/17/14 DAILY ENDING BALANCE 0.00 0.00 617,392.97 0.00 11/18/14 Sale 0.00 5,000.00 5,000.00- 0.00 FEDERATED TREAS OBLIG CAP FD 862 5,000.00 SHARES 11/18/14 Cash Debit 0.00 5,000.00 - 0.00 0.00 FIFTH THIRD BANK ABA:042000314 7653510706 BARNES AND THRONBURG LLP PAYMENT OF INVOICE NO.1729218 FOR BOND COUNSEL SERVICES FOR 2006 PARKWOOD TIF BOND DEFEASANCE TRNDSP141 1 1 841 8880 0 11/18/14 DAILY ENDING BALANCE 0.00 0.00 612,392.97 0.00 11/19/14 Sale 0.00 612,392.97 612,392.97- 0.00 FEDERATED TREAS OBLIG CAP FD 862 612,392.97 SHARES 11/19/14 Check 0.00 612,392.97- 0.00 0.00 CITY OF CARMEL,INDIANA RE:PARKWOOD RESERVE FUNDS PER SECT.2B OF THE ESCROW AGRMT AND THE LETTER OF INTENT TO REDEEM 11/19/14 DAILY ENDING BALANCE 0.00 0.00 0.00 0.00 12/02/14 Dividend 6.35 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 DIVIDEND 12/02/14 Cash Debit 6.35- 0.00 0.00 0.00 FEDERATED TREAS OBLIG CAP FD 862 INVESTMENT MAINTENANCE FEE 12/02/14 DAILY ENDING BALANCE 0.00 0.00 0.00 0.00 01/31/16 CLOSING BALANCE 0.00 0.00 0.00 0.00 Cumulative realized capital gain and loss position from 12/31/2014 for securities held in principal of account: Short Term: 0.00' Long Term: 0.00' The above gain and loss position does not include transactions where tax cost information is incomplete or unavailable. Cash and securities set forth on this Account Statement are held by The Bank of New York Mellon,an affiliate of The Bank of New York Mellon Trust Company,N.A. In addition, The Bank of New York Mellon Trust Company,N.A.may utilize subsidiaries and affiliates to provide services and certain products to the Account. Subsidiaries and affiliates may be o compensated for their services and products. The value of securities set forth on this Account Statement are obtained by The Bank of New York Mellon Trust Company,N.A.,from its affiliate,The Bank of New York Mellon which f determines such values for Corporate Trust on the basis of market prices and information obtained by The Bank of New York Mellon from unaffiliated third parties(including independent pricing vendors)("third party pricing services"). The Bank of New York Mellon has not verified such market values or information and makes no assurances as to the accuracy or correctness of such market values or information or that the market values set forth on this Account Statement reflect the value of the securities that can be realized a upon the sale of such securities. In addition,the market values for the securities set forth in this Account Statement may differ from the market prices and information for the same securities used by other business units of The Bank of New York Mellon Trust Company,N.A.,The Bank of New York Mellon or their respective subsidiaries or affiliates based upon market prices and information received from other third party pricing services utilized by such other business units. Corporate Trust does not compare its market values with those used by,or reconcile different market values used by,other business units of The Bank of New York Mellon Trust Company,N.A.,The Bank of New York Mellon or their respective subsidiaries or affiliates. Neither The Bank of New York Mellon Trust Company,N.A.nor The Bank of New York Mellon shall be liable for any loss,damage or expense 0 incurred as a result of or arising from or related to the market values or information provided by third party pricing services or the differences in market prices or information provided by other third party pricing services. 0 Page 40 of 49 Page 4 of 4