HomeMy WebLinkAboutD-2370-17 Approves $25,000,000 in Redvelopment Authoirty Lease Rental BondsSponsors: Councilors Finkam
Carter, Rider, Worrell
Kimball, Campbell
ORDINANCE D-2370-17
AS AMENDED
AN ORDINANCE OF THE COMMON COUNCIL OF THE CITY OF CARMEL, INDIANA,
APPROVING CERTAIN CARMEL REDEVELOPMENT AUTHORITY LEASE RENTAL
BONDS, APPROVING ONE OR MORE LEASE AGREEMENTS BETWEEN THE
CARMEL REDEVELOPMENT AUTHORITY AND THE CARMEL REDEVELOPMENT
COMMISSION, AUTHORIZING AN AMENDMENT TO THE REVENUE DEPOSIT
AGREEMENT BETWEEN THE CITY AND THE CARMEL REDEVELOPMENT
COMMISSION AND TAKING OTHER ACTIONS RELATED THERETO
Synopsis:
This ordinance approves the issuance of Carmel Redevelopment Authority lease rental bonds in the
maximum principal amount of $25, 000, 000 for the purpose of financing various capital projects,
approves the form of one or more Lease Agreements between the Carmel Redevelopment Authority
and the CRC, and authorizes an amendment to the Amended and Restated Revenue Deposit
Agreement between the City and the CRC. The CRC reasonably expects to pay the lease rentals
under the Lease Agreements from certain TIF revenues or other legally available revenues of the
CRC; however, the lease rentals will be solely secured by a back-up pledge of revenues derived by
the CRC from the levy of a special benefits tax within the redevelopment district.
WHEREAS, the City of Carmel Redevelopment Authority (the "Authority") has been
created pursuant to Indiana Code 36-7-14.5 as a separate body corporate and politic, and as an
instrumentality of the City of Carmel, Indiana (the "City") to finance local public improvements for
lease to the City of Carmel Redevelopment Commission (the "Commission"), as the governing
body of the City of Carmel Redevelopment District (the "District"); and
WHEREAS, the Authority has adopted, or is expected to adopt, a resolution indicating its
intent to issue one or more series of its lease rental revenue bonds, all or any portion of which may
be taxable or tax-exempt for federal income tax purposes, in the maximum original principal
amount of Twenty -Five Million Dollars ($25,000,000) (collectively, the "Bonds"), to provide funds
for the purposes of. (a) financing the acquisition by the Authority from the City of all or any portion
of the real property described in Exhibit B to the form of Lease (as hereinafter defined) (the "Real
Property"), and the use by the City of the proceeds of such sale to finance or reimburse the cost of
the acquisition, design, construction, renovation, improvement and/or equipping of the projects
identified on Exhibit A hereto and made a part hereof (clause (a), collectively, the "Projects"); (b) if
necessary, funding a debt service reserve fund or paying the premiums for one or more municipal
bond insurance policies and/or one or more debt service reserve fund credit facilities, if any; (c) if
necessary, paying capitalized interest on the Bonds; and (d) paying all costs incurred on account of
or in connection with the issuance and sale of the Bonds, including the premiums for any credit
enhancement or credit facility purchased in connection with the issuance of the Bonds (clauses (a)
through and including (d), collectively, the "Program"); and
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WHEREAS, the Authority and the Commission have adopted, or are expected to adopt,
resolutions approving one or more proposed Lease Agreements, each in the form presented at this
meeting (collectively, the "Lease") for the purpose of paying the principal and interest on the Bonds
issued pursuant to Indiana Code 36-7-14.5 to finance the Program; and
WHEREAS, the annual rentals (the "Lease Rentals") payable by the Commission under the
Lease will be pledged by the Authority to pay debt service on the Bonds; and
WHEREAS, the Commission reasonably expects to pay the Lease Rentals during the term
of any Lease from certain tax increment revenues derived from one or more allocation areas
established within the District to be received by the Commission pursuant to Indiana Code 36-7-14,
as amended, or other legally available revenues of the Commission, and the payment of the Lease
Rentals will be secured solely by a back-up pledge of the revenues derived by the Commission from
the levy of a special benefits tax pursuant to Indiana Code 36-7-14-27; and
WHEREAS, the Commission scheduled a public hearing regarding the Lease pursuant to
Indiana Code 36-7-14-25.2, as amended, and published a notice of such public hearing pursuant to
Indiana Code 5-3-1, and said public hearing has been held and all interested parties were provided
the opportunity to be heard at the hearing; and
WHEREAS, pursuant to Indiana Code 36-7-14.5-14 and Indiana Code 36-7-14-25.2, the
Commission has adopted a resolution finding that the lease rental payments to be paid by the
Commission to the Authority pursuant to the Lease are fair and reasonable, and that the terms of the
Lease are based upon the value of the Leased Premises (as defined in the form of Lease) and the use
of the Leased Premises and the Projects throughout the term of the Lease will serve the public
purpose of the City and is in the best interests of its residents; and
WHEREAS, the Common Council desires to approve the form of the Lease pursuant to
Indiana Code 36-7-14-25.2, which provides that any lease approved by a resolution of the
Commission must be approved by an ordinance or resolution of the fiscal body of the City; and
WHEREAS, the proceeds of the sale of a portion of the Real Property to the Authority (the
"Sale Proceeds") have not been included in the existing budget for the City, and the City now
desires to appropriate the Sale Proceeds for the purpose of being applied to the payment of the costs
of the Program; and
WHEREAS, notice of a hearing on said appropriation has been duly given by publication as
required by law, and the hearing on said appropriation has been held, at which all taxpayers had an
opportunity to appear and express their views as to such appropriation;
NOW, THEREFORE, BE IT ORDAINED BY THE COMMON COUNCIL OF THE CITY
OF CARMEL, INDIANA, as follows:
Section 1. Approval of Lease, Bonds and Trust Indenture. The Common Council
hereby approves the issuance of the Bonds by the Authority, pursuant to Indiana Code 36-7-14.5-
19, the execution and delivery of the Lease, as approved by the Commission, pursuant to Indiana
Code 36-7-14-25.2, including, if necessary, the levy by the Commission of a special benefits tax
pursuant to Indiana Code 36-7-14-27 during the term of the Lease to provide necessary funds from
which to pay the Lease Rentals under the Lease, the execution and delivery of a Trust Indenture for
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K
the Bonds, to be entered into between the Authority and a trustee bank to be chosen by the President
of the Authority, as trustee, and the pledge of the lease rentals thereunder to the payment of the
Bonds, pursuant to IC 36-7-14.5-21, all subject to the following conditions: (a) the maximum
aggregate original principal amount of the Bonds shall not exceed $25,000,000; (b) any series of the
Bonds shall have a term not longer than twenty (20) years, commencing from the date of issuance
of such series of bonds; (c) the maximum aggregate annual lease rental payments during the terms
of any Lease shall not exceed $2,800,000; (d) the maximum taxable interest rate on the Bonds, for
purposes of federal income taxes, shall not exceed eight percent (8.0%) per annum, and the
maximum tax-exempt interest rate on the Bonds, for purposes of federal income taxes, shall not
exceed six percent (6.0%) per annum; (e) the Bonds may be subject to redemption prior to maturity
on any date not earlier than five (5) years following the date of issuance of the applicable series of
Bonds, with such specific dates and redemption terms determined at the time of the sale of such
series of Bonds and approved by the Authority in the purchase agreement for the applicable series
of Bonds, all upon the advice of the financial advisor to the Authority; (f) the maximum term of any
Lease shall not exceed twenty (20) years following the commencement of such term; (g) interest on
any series of the Bonds may be capitalized for a period not longer than two (2) years after the date
of issuance of such series of Bonds; and (h) the acquisition of any parcel or parcels of real property
with the proceeds of the Bonds shall be subject to the procedures set forth in Exhibit B hereto.
Notwithstanding anything herein to the contrary, the Common Council acknowledges and agrees
that the Authority and the Commission may execute separate Leases in order to effectuate the intent
of this Ordinance, so long as the terms and conditions of such Leases, in the aggregate, are
consistent with the terms and conditions of this Ordinance.
Section 2. Sale of Right -of -Way; Appropriation of Sale Proceeds. The Common
Council hereby authorizes the sale to the Authority of the existing Real Property which will
comprise or be included in the Leased Premises under the Lease, for a price sufficient to cover the
costs of the Program, but in any event not to exceed $25,000,000. The Mayor, Clerk -Treasurer and
other officers of the City are hereby authorized to take such actions and execute such documents as
may be necessary to effectuate such sale and transfer. There is hereby appropriated a sum not to
exceed $25,000,000, together with all investment earnings thereon, to be provided for out of the
Sale Proceeds for the purpose of providing funds to be applied to the costs of the Program. Such
appropriation shall be in addition to all appropriations provided for in the existing budget and shall
continue in effect until the completion of the Program. The Mayor and the Clerk -Treasurer are
hereby authorized to take all such actions and execute all such instruments as are necessary or
desirable to effectuate this appropriation, including the filing of a report of this appropriation with
the Indiana Department of Local Government Finance.
Section 3. Amendment to Revenue Deposit Agreement. The Common Council hereby
authorizes an amendment (the "Amendment") to the Amended and Restated Revenue Deposit
Agreement, dated as of May 5, 2016 (the "Revenue Deposit Agreement"), between the City and the
Commission, in order to make conforming changes thereto in connection with the issuance of the
Bonds. The Mayor and Clerk -Treasurer are hereby authorized to execute the Amendment on behalf
of the City.
Section 4. Authorization of Other Actions. Each of the Mayor, any member of the
Common Council and the Clerk -Treasurer, and any other officer, employee or agent of the City is
hereby authorized and directed, for and on behalf of the City, to execute and deliver any contract,
deed, agreement, certificate, instrument or other document and to take any action as such person
determines to be necessary or appropriate to accomplish the purposes of this Ordinance, such
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determination to be conclusively evidenced by such person's execution of such contract, deed,
agreement, certificate, instrument or other document or such person's taking of such action.
Section 5. Severability. If any part of this Ordinance shall be adjudged to be invalid by
a court of proper jurisdiction, it shall be conclusively presumed that the Common Council would
have passed the remainder of this Ordinance without such invalid part.
Section 6. Repeal of Conflicting Ordinances. All ordinances, resolutions and orders, or
parts thereof, in conflict with the provisions of this Ordinance, are, to the extent of such conflict,
hereby repealed.
Section 7. Effectiveness. This Ordinance shall be in full force and effect from and after
its adoption by the Common Council and upon compliance with the procedures required by law.
PASSED by the Common Council of the City of Carmel, this l��r day of M y-, 2017,
by a vote of _5L_ ayes and 2— nays.
COMMON COUNCIL OF THE CITY OF CARMEL, INDIANA
Kevin D. Rider, Vice President
& 0 00 6,JQ A
Laurd dampbell
Clerk -Treasurer
of Carmel, Indiana
City
Presented by me to the Mayor of the City of
2017, at�.M.
- oodoe;,rj
Antho Green
Bruce Kimball
C, / 6 'IC)i
Jef '0 1
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4
is/ $today of
Pauley,Aerk-Treasurer
Approved by me, Mayor of the City of Carmel, Indiana, this day of fe ,
2017, at �� ��1VI. ^
.Ames rainard, Mayor
Prepared by: Bruce D. Donaldson
Barnes & Thornburg LLP
11 South Meridian Street
Indianapolis, IN 46204
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I EXHIBIT A
2
3 DESCRIPTION OF PROJECTS
4
5 All or any portion of. (a) the acquisition of any real property interests or right-of-way which
6 is or will be located in, or directly benefitting and serving, certain redevelopment and/or economic
7 development areas in the City in order to promote or support redevelopment and/or economic
8 development projects and related investments located on or near such acquired real property or
9 right-of-way, including any site development costs; and (b) one or more hotels and related
10 infrastructure improvements, including any site development costs (clauses (a) and (b), collectively,
11 the "Projects").
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12 EXHIBIT B
13
14 REAL PROPERTY ACQUISITION PROCEDURES
15
16 1. Whenever the Carmel Redevelopment Commission ("CRC") seeks to spend
17 proceeds of the Bonds to acquire and/or develop any parcel or parcels of real property pursuant to
18 clause (a) of the Projects described in Exhibit A hereto, for a total cost that exceeds $49,999 (each, a
19 "CRC Decision"), the Clerk -Treasurer of the City shall immediately provide notice of the CRC
20 Decision to all members of the Common Council.
21 2. Subject to Section 3 below, the Common Council shall have the right to review and
22 approve, reject or modify the CRC Decision.
23 3. If the Clerk -Treasurer so delivers such notice, the Common Council shall be deemed
24 to have approved the CRC Decision at the close of business on the fourth day after the date on
25 which the notice was delivered (the "Effective Date"), unless: (a) by the close of business on the
26 Effective Date, any member of the Common Council who disputes in writing the CRC Decision
27 requests the Clerk -Treasurer to place such dispute on the agenda for the next meeting of the
28 Common Council; and (b) at such meeting, the Common Council disapproves the CRC Decision by
29 a vote of a majority of the elected members of the Common Council.
30 DMS 100545480
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