HomeMy WebLinkAbout11-06-19-04 Acknowledging Settlement Agreement and Release RESOLUTION NO.BPW 11-06-19-04
RESOLUTION OF THE CITY OF CARMEL BOARD OF PUBLIC WORKS AND SAFETY
ACKNOWLEDGING SETTLEMENT AGREEMENT AND RELEASE
WHEREAS, pursuant to Indiana Code 36-1-4-7, the City of Cannel, Indiana ("City"), is authorized to
enter into contracts; and
WHEREAS,pursuant to Indiana Code 36-4-5-3,the City's mayor may enter into contracts on behalf of the
City; and
WHEREAS, pursuant to his authority under Indiana law, the City's mayor, the Honorable James C.
Brainard,has caused to be signed the City contract attached hereto as Exhibit A(the"Contract"); and
WHEREAS, Mayor Brainard now wishes to present the contract to the City's Board of Public Works and
Safety for it to be publicly acknowledged,filed in the Clerk-Treasurer's Office, and made available to the public for
review.
NOW, THEREFORE, BE IT RESOLVED by the City of Cannel Board of Public Works and Safety as
follows:
1.The foregoing Recitals are incorporated herein by this reference.
2.The receipt of the Contract is hereby acknowledged.
3.The Contract shall be promptly filed in the office of the Clerk-Treasurer and thereafter made available to
the public for review.
SO RESOLVED this day of A701/ 2019.
CITY OF CARMEL, IANA
By and through its Boar of Public Works and Safety
BY:
ames Brainard,Presiding Of .cer
Date: r
Mary • Burke, •rpbe
Date: /-1
Lori S.W o s✓ yrnb/r
Date: P i
A ES 3;°
Christine Pauley,ylerk-TreA7rer,
Dto // 4 7
S:\E Bass\My Documents\BPW-Resolutions\2019Acknowledge Duke Energy,LLC Settlement Agreement and Release.docx10/29/2019 2:40 PM
EXECUTION VERSION & e
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SETTLEMENT AGREEMENT AND RELEASE
This Settlement Agreement and Release ("Agreement") is entered by and between the CITY OF
CARMEL, INDIANA, by and through its Board of Public Works and Safety("City"), and DUKE
ENERGY INDIANA, LLC, ("DEI"), a regulated public utility and Indiana limited liability company.
RECITALS
WHEREAS, on or about 21st day of November 2017, the Common Council of the City of Carmel,
Indiana(the "Council") enacted Ordinance D-2399-17 (the"Ordinance") that relates to a proposed DEI
electric substation(the"Substation") that was initially planned for 1201 N. Rohrer Cannel, IN 46032 and,
following the purchase of a new property by DEI, is now expected to be built at 925 N. Rohrer Road,
Carmel, Indiana 46032 (the"New Property"); and
WHEREAS,pursuant to the Ordinance, the Council declared that DEI must meet certain
conditions precedent for the construction of the Substation and DEI disputes the right of the City,by
Ordinance or otherwise, to impose conditions on DEI's construction of the Substation including to obtain
Board of Public Works approval (the"Claim"); and
WHEREAS, in lieu of litigation and its inherent costs and uncertainties, the City and DEI(jointly,
the"Parties") each now desire to compromise and settle the Claim on the following terms and conditions.
AGREEMENT
NOW,THEREFORE, in consideration of the foregoing promises and the terms, covenants and
conditions set forth herein, and for other good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, the Parties agree as follows:
1. Non-Admission. The Parties each acknowledge that this Agreement does not constitute an
admission of liability by either Party with respect to the passage or applicability of the Ordinance or its
conditions to the Substation or the merits of the Claim, and this Agreement is entered solely for the
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purpose of compromise and to fully resolve all matters pertaining to the Claim and shall not set a
precedent in any way for either Party.
2. No Lien/Lawsuit. The Parties each agree that,upon and in consideration for the execution
of this Agreement by the other party hereto, they each covenant and agree to refrain from and shall not
file or attach any lien or other encumbrance upon the other party hereto by virtue of or on account of the
Claim, nor institute, prosecute, or in any way encourage or aid in the institution or prosecution of any
claim, demand, lawsuit, action or cause of action against the other of the Parties for damages, costs,
expenses, compensation, or otherwise,for or on account of any damage, loss and/or injury to person or
property, whether known or unknown,patent or latent, in law or in equity, which such party had,has or
may have from the beginning of time through the execution of this Agreement and relating to the Claim.
3. Release by City. City shall and does hereby forever release, discharge and agree to hold
harmless DEI, its parent, subsidiaries, affiliates and joint venturers and each of their directors,
stockholders, officers, agents, employees,representatives, insurers,predecessors, successors and assigns,
from any and all claims, actions, causes of action, suits, debts, accounts and demands whatsoever and
however arising, whether known or unknown, foreseen or unforeseen, patent or latent, which the City had,
has or may have from the beginning of time through the execution of this Agreement relating to the
Claim, except that this Release does not affect the obligations under this Agreement.
4. Release by DEI. DEI shall and does hereby forever release, discharge and agree to hold
harmless City, as well as its directors, officers, officials, agents, attorneys, employees, representatives,
insurers, successors and assigns, from any and all claims, including any constitutional claims and costs
and fees associated therewith, actions, causes of action, suits, debts, accounts, contracts and demands
whatsoever and however arising, whether known or unknown, foreseen or unforeseen, patent or latent,
which DEI had,has or may have from the beginning of time through the execution of this Agreement
relating to the Claim, except that this Release does not affect the obligations under this Agreement.
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5. Successors and Assigns. This Agreement shall be binding upon and inure to the benefit of
the Parties' representatives, subsidiaries, divisions, officers, officials, directors, shareholders,agents,
employees, alter egos, successors and assigns.
6. Agreement as Evidence. This Agreement may not be used as evidence in any subsequent
proceeding except to the extent such proceeding is initiated to enforce the terms of this Agreement.
7. Severability. In the event any provision of this Agreement is deemed to be invalid or
unenforceable by any court or administrative agency of competent jurisdiction, the Agreement shall be
deemed to be excised, restricted or otherwise modified to the extent necessary to render the same valid
and enforceable.
8. Terms. Based on the foregoing Paragraphs and the terms set forth below and in
consideration of the Parties' mutual releases as are set forth above, the Parties agree as follows:
a. DEI agrees to dedicate a forty (40) foot strip of land as shown in the attached Exhibit 1 (the
"Dedication")to the City, at its request, for the purpose of constructing a public road
("Proposed Road") and to re-engineer the location of DEI's proposed Substation on the
New Property to accommodate this Dedication. As part of the Dedication, DEI shall
ensure that:
i. No existing or planned electric facilities that are part of the Substation are placed
in the Dedication, and
ii. any detention/retention pond for the Substation is not located in the Dedication.
b. In consideration of the Dedication defined in subparagraph 8. a. above and the re-
engineering costs that DEI will incur to relocate the Substation because of the Dedication,
including, but not limited to, the costs of relocating existing distribution lines into the
Substation, the cost of new facilities necessary to bring new transmission lines into the
Substation, and the cost of re-engineering a detention pond ("Re-Engineering Costs"),the
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City shall pay all Re-Engineering Costs to DEI. The estimated Re-Engineering Costs are
Two Hundred Thirty-Three Thousand, Nine Hundred and Ninety-Eight Dollars ($233,998
("Estimated Payment"). The Estimated Payment, or if available, the Final Payment(all
final DEI Re-Engineering Costs resulting from the Dedication), shall be paid by the City
within forty-five (45) days of the receipt of a detailed and authenticated invoice for such
' Estimated or Final Payment of engineering costs associated with the Re-Engineering
Costs. Such invoice shall be submitted no earlier than January 1, 2020. If DEI submits an
invoice and the City makes the Estimated Payment before re-engineering is completed, the
Parties agree to true-up the Estimated Payment with the final re-engineering amount. If the
Estimated Payment results in an under-payment by the City, DEI shall submit another
invoice for the underpayment, which shall be paid by the City within forty-five(45) days
of receipt. If the Estimated Payment results in an overpayment by the City, DEI shall
refund any overpayment within forty-five(45) days of the true-up. Neither Party is liable
to the other for interest or penalties on any under- or overpayment.
c. The City acknowledges that DEI has previously timely submitted its Storm Water
Pollution Prevention Plan("SWPPP") for the Substation to the City and the State and that
only if re-engineering necessitates an amended SWPPP, will DEI be required to resubmit
the SWPPP to the City. If the Dedication does not require that the SWPPP be resubmitted,
the City agrees that the SWPPP that was previously submitted by DEI is deemed approved
by the City. If the SWPPP is resubmitted due to changes necessitated by the Dedication,
the City will not condition the approval of the amended SWPPP on the Ordinance and will
follow the same timelines and procedures that apply to any party seeking a SWPPP from
the City under the procedures set forth in the Carmel City code.
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d. The City acknowledges that the Dedication will require a relocation of the Substation to
the north on the New Property, thereby affecting private property owners that abut the
north boundary of the New Property. The City agrees that it will work jointly with DEI to
create a mutually acceptable communication plan to inform all interested third parties,
including the north property owners, about the need for the Substation, its relocation, the
Dedication and the City's stated purpose for the Dedication. The Parties also agree to
jointly meet and communicate with the abutting property owners to answer their questions.
Neither party shall disparage the other in these meetings and in communication about the
Substation, and any and all communications to the public and shall focus on the benefits of
the Substation and the Dedication.
e. The City has requested and DEI agrees that as part of the Relocation, based on prudent
engineering standards applicable to the relocation of the Substation following the
Dedication and where feasible,DEI will provide vegetation maintenance easements to the
City at no cost on the north and west sides of the Property. The City acknowledges that the
Dedication may make it impossible to provide a vegetation easement and/or may limit any
vegetative screening on the north boundary of the Property. However,DEI agrees to make
best efforts in re-designing the Substation to accommodate a vegetative easement on the
north boundary of the New Property. The City shall be solely responsible for installing and
maintaining vegetative screenings in both the north and west vegetative easements, subject
to approval by DEI to ensure that such screening meets prudent industry standards
including all applicable clearances and regulations. If the City fails to\maintain vegetation
in the City's easements and such vegetation, in DEI's judgment, interferes with or could
interfere with the reliable and safe electric service of the Substation,DEI retains the right
to request the City trim or remove such vegetation. If the City fails to trim or remove such
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vegetation after DEI provides notice to the City's Engineer,DEI may trim or remove such
vegetation at the City's cost.
f. DEI agrees to admit Counts II and VI and the City shall dismiss Counts I, III, IV, and V in
Cause Number 29D05-1811-OV-008201 within 7 days of the execution of this Agreement.
In consideration thereof, DEl shall pay Court costs of$135.00 and$750.00 in fines, for a
total of$885.00.
9. Counsel. The Parties, and each of them, warrant that they have read this Agreement and
understand it, have had an opportunity to obtain the advice and counsel of an attorney throughout the
negotiation of this Agreement,have actual authority to enter into this Agreement on behalf of the party for
whom they execute same, and enter into this Agreement freely and without any duress,undue influence or
coercion.
10. Costs and Attorney Fees. Each party shall pay its own costs and attorney fees related to
the Claim and this Agreement.
11. Failure to Comply. Should any party breach or otherwise fail to comply with the terms and
provisions of this Agreement, the prevailing party in any such dispute shall be entitled to recover, in
addition to any other appropriate relief, all costs arising therefrom, including, but not limited to, attorney
fees.
12. Construction. This Agreement shall be construed according to the laws of the State of
Indiana, except for Indiana's laws regarding conflicts of law, and shall not be altered or otherwise
amended except pursuant to an instrument in writing signed by all Parties hereto.
13. Entire Agreement. This Agreement constitutes and contains the entire agreement between
the Parties concerning the transactions contemplated herein and supersedes all prior negotiations,
proposed agreements and understandings, if any,between the Parties.
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14. Section Headings. The section headings herein have been used as a convenience of
reference only and shall in no way modify or restrict any of the terms or provisions hereof.
15. Counterparts. This Agreement may be executed in one or more counterparts, each of
which shall constitute an original.
IN WITNESS WHEREOF, the Parties have signed this Agreement on the dates below their
respective signatures or the signature of their representatives. The effective date of this Agreement shall
be the date of the last signature affixed hereto.
DUKE ENERGY INDIANA ("DEI")
Stan Pinegar
President, Duke Energy Indiana
Date: 1 O
CITY OF CARMEL,INDIANA ("City")
BY:
/S
The Honorable James C. Brainard
Mayor
Date: l v/42// l 7
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