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Agreement Between Owner and Contractor - Maddox Industrial Group
DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B AGREEMENT BETWEEN OWNER AND CONTRACTOR eck0I(A A 1° 41' This Agreement is made this go day of 3,,,,..16; , 2021, by and , between City of Carmel, Indiana, Board of Public VArksqnpl Safely., One Ct.iic Squ re, JAO Carmel, Indiana 46032 ("Owner") and maacicky—Jin ("Contractor"), for the project known as Water Plant 1 Filters 7&8 Addition Contract 106 to be constructed on the site located at Gray Road and 106th Street, Carmel, Indiana (the "Project"). Owner: City of Carmel, Indiana Board of Public Works and Safety One Civic Square Carmel, IN 46032 Contractor: ltr' Wiadday. clus ( el S106 S. Hardin ,S4-. Xndictriapotical -4\1 4610 Project: Water Plant 1 Filters 7&8 Addition Contract 106 Engineer: Jones & Henry Engineers, Ltd. 1980 E 116th St., Suite 260 Carmel, Indiana 46032 The Owner and Contractor agree as follows: Article 1. Contract Documents. The Contract Documents consist of this Agreement, the Drawings and the Specifications identified herein, and written modifications issued after execution of this Agreement. The Contract Documents form the Contract for Construction and represent the entire and integrated agreement between the parties hereto and supersede any and all prior negotiations, representations or agreements, either written or oral. The Contract Documents shall not be construed to create a contractual relationship of any kind (1) between Owner and any subcontractor or (2) between any persons or entities other than Owner and Contractor. A. Conflicts/Order of Precedent. Contractor shall promptly call to the attention of Owner any discrepancy or conflict in the Drawings or Specifications that affect its Work. In the event of conflict or discrepancies between and among the Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-1 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B r Contract Documents, figure dimensions shall take precedence over scale measurements, large scale details shall take precedence over small scale plans or drawings, and plans or drawings of a later date shall take precedence over those of an earlier date and Part 4 of the technical specifications title "Special Provisions" shall take precedence over Parts 1, 2 or 3. Any part of the Work shown on the Drawings but not specifically mentioned in the Specifications, or vice versa, shall be considered as part of the Work as though included in both. In the event of an inconsistency or conflict between the Drawings and Specifications, or within either document not clarified by addendum, the better quality or greater quantity of Work shall be provided. Likewise, the Work to be undertaken by Contractor shall include all incidental work necessary as customarily done for the completion of the Project even though it may not be specifically described in the Specifications or Drawings. B. Contractor's Review of Contract Documents. Contractor has carefully studied and compared the Contract Documents with each other and with information furnished by Owner and has reported to Owner all errors, inconsistencies or omissions. Contractor shall have no rights against Owner for errors, inconsistencies or omissions in the Contract Documents unless Contractor recognized such error, inconsistency or omission and reported it prior to the date of this Agreement. Contractor shall perform no construction activity knowing it involves a recognized error, inconsistency or omission in the Contract Documents. Contractor warrants and represents to Owner that the Drawings and Specifications for the Work are suitable and adapted for said Work and guarantees the sufficiency of said Drawings and Specifications for their intended purpose and agrees that it will perform the Work and complete the same to the satisfaction of Owner. C. Enumeration of Contract Documents. An enumeration of the Contract Documents, other than Modifications, is: • 1.1 This Agreement (pages A-1 to A-16, inclusive). 1.2 Contractor's Bid (pages B-1 to B-7, inclusive) - Exhibit A. 1.3 Performance Bond - Exhibit B. 1.4 Payment Bond - Exhibit C. 1.5 Contractor's Final Affidavit and Waiver— Exhibit D 1.6 Contractor's Progress Affidavit and Waiver— Exhibit E 1.7 Change Order - Exhibit F 1.8 Confined Space Acknowledgement— Exhibit G. 1.9 E-verify— Exhibit H 1.10 General Conditions (pages GC-1 to GC-47, inclusive). 1.11 Special Conditions, if any (page SC-1 to SC-2 inclusive. t 1.12 AIS Requirements 1.13 Specifications, consisting of all sections listed in Table of Contents thereof with the general title: Water Plant 1 Filters 7&8 Addition Contract 106 Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor ' A-2 L-: DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B (The Specification are Not attached to this Agreement due to volume.) 1.14 Drawings, consisting of a cover sheet and sheets numbered 1 through 52, inclusive with each sheet bearing the following general title: Water Plant 1 Filters 7&8 Addition (The Drawings are Not attached to this Agreement.) 1.15 Addenda numbers I to inclusive. 1.16 The following which may be delivered or issued after the Effective Date of the Agreement and are not attached hereto: All Written Amendments and other documents amending, modifying, or supplementing the Contract Documents pursuant to paragraphs 3.4 of the General Conditions. There are no Contract Documents other than those listed above in this Article 1. The Contract Documents may only be amended, modified or supplemented as provided in paragraphs 3.4 of the General Conditions. Article 2. The Work. The intent of the Agreement is to provide for the construction and completion in every detail of the work described. Contractor shall provide all materials, labor, tools, equipment, supplies, safety equipment, transportation and supervision necessary to perform, and shall perform, the work in a good and workmanlike manner and in accordance with the Contract Documents (as hereinafter defined) or reasonably inferable by Contractor as necessary to produce the results intended by the Contract Documents and generally described as Water Plant 1 Filters 7&8 Addition Contract 106 (all hereinafter called the "Work"): A. Supervision and Construction Procedures. Contractor shall supervise and direct the Work using Contractor's best skill and attention. Contractor shall be solely responsible for and have control over construction means, methods, techniques, sequences and procedures and for coordinating all portions of the Work. Contractor shall be responsible to Owner for the acts and omissions of Contractor's employees, subcontractors, material suppliers, laborers, equipment lessors and all other persons performing portions of the Work. Contractor shall be responsible for the inspection of Work performed under the Contract Documents to determine that the Work is in proper condition to receive subsequent Work. B. Subcontractors. Before construction commences, Contractor shall furnish in writing to Owner the names of all persons or entities proposed for each principal portion of the Work and their respective contract sums. Contractor shall not contract with a proposed person or entity to whom Owner has made a reasonable objection. Contractor shall not change a subcontractor, person or entity previously selected if Owner makes reasonable objection to such change. 1. By appropriate agreement, Contractor shall require each subcontractor, to the extent of the Work to be performed by the subcontractor, to be bound to Contractor by the terms of the Contract Documents, and to assume toward Contractor all the obligations and responsibilities which Contractor, by the Contract Documents, assumes toward Owner. Each subcontract shall preserve and protect the rights of Owner under the Contract Documents with respect to the Work to be performed by the subcontractor so that subcontracting thereof will not prejudice such rights. Contractor Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-3 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B r shall make available to each proposed subcontractor, prior to the execution of the subcontract, copies of the Contract Documents to which the subcontractor will be ' bound. Each subcontract for a portion of the Work is contingently assigned by Contractor to Owner, however, such assignment is effective only after termination of this Agreement by Owner for cause pursuant to Article 15 of the General Conditions and only for those subcontracts which Owner accepts by notifying the subcontractor in writing. 2. Contractor along with its Subcontractors shall assure harmonious labor I relations at and adjacent to the Project and site so as to prevent any delays, disruptions or interference to the Work. Contractor shall prevent strikes, sympathy strikes, I slowdowns, work interruptions, jurisdictional disputes or other labor disputes resulting for any reason whatsoever from the acts or failure to act of the employees of Contractor or any of its subcontractors, material suppliers, or other such persons or entities. Contractor agrees that it will bind and require all of its subcontractors, material suppliers and other such persons or entities to agree to all of the provisions of this paragraph. If Contractor or any of its subcontractors, material suppliers or other such persons or entities fail to fulfill any of the covenants set forth in this paragraph, Contractor will be deemed to be in default and substantial violation of the Contract Documents. C. Contractor's Representations. Contractor represents and warrants the following to Owner as a material inducement to Owner to execute this Agreement, which representations and warranties shall survive the execution and delivery of this Agreement, any termination of this Agreement, and the final completion of the Work: 1. Contractor is able to furnish the tools, materials, supplies, equipment and labor required to complete the Work and perform its obligations hereunder and has sufficient experience and competence to do so; 2. Contractor has examined and carefully studied the Contract Documents (including the Addenda enumerated herein) and the other related data identified in the Bidding Documents including "technical data." 3. Contractor has visited the site of the Project and is familiar with the local conditions under which the Work is to be performed and has correlated observations with the requirements of the Contract Documents; and 4. Contractor is familiar with and is satisfied as to all federal, state and local Laws and Regulations that may affect cost, progress, performance and furnishing of I , the Work. 5. Contractor possesses a high level of experience and expertise in the I business administration, construction and superintendence of projects of the size, complexity and nature of the Project involving, among other things, the Work to be performed hereunder, and will perform the Work with the care, skill and diligence of such a contractor. Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-4 La DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B 6. Contractor represents and warrants and the Owner awards this Agreement upon the express warranty of the Contractor that he has not, nor has any other member, representative, agent, or officer of the firm, company, corporation or partnership represented by the Contractor: a. employed or retained any company or person, to solicit or secure this Agreement; b. entered into or offered to enter into any combination, collusion, or agreement to receive or pay and that the Contractor has not received or paid, any fee, commission, percentage, or any other consideration, contingent upon or resulting from the award of and the execution of this Agreement, excepting such consideration and subject to the terms and conditions expressed upon the face of the within Agreement. 7. Contractor has carefully studied all reports of explorations and tests of subsurface conditions at or contiguous to the site and all drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the site (except Underground Facilities) which have been identified in the Special Conditions as provided in paragraph 4.2.1 of the General Conditions. Contractor accepts the determination set forth in paragraph 4.2 of the General Conditions of the extent of the "technical data" contained in such reports and drawings upon which Contractor is entitled to rely as provided in paragraph 4.2 of the General Conditions. Contractor acknowledges that such reports and drawings are not Contract Documents and may not be complete for Contractor's purposes. Contractor acknowledges that Owner and Engineer do not assume responsibility for the accuracy or completeness of information and data shown or indicated in the Contract Documents with respect to Underground Facilities at or contiguous to the site. Contractor has obtained and carefully studied (or assumes responsibility for having done so) all such additional supplementary examinations, investigations, explorations, tests, studies and data concerning conditions (surface, subsurface and Underground Facilities) at or contiguous to the site or otherwise which may affect cost, progress, performance or furnishing of the Work or which relate to any aspect of the means, methods, techniques, sequences and procedures of construction to be employed by Contractor and safety precautions and programs incident thereto. Contractor does not consider that any additional examinations, investigations, explorations, tests, studies or data are necessary for the performance and furnishing of the Work at the Contract Price, within the Contract Times and in accordance with the other terms and conditions of the Contract Documents. For a breach or violation of this representation, the Owner shall have the right to cancel this Agreement without liability and to recover, at the election of the Owner, any and all monies or other consideration paid hereunder. 8. Contractor has correlated the information known to Contractor, information and observations obtained from visits to the site, reports and drawings identified in the Contract Documents and all additional examinations, investigations, explorations, tests, studies and data with the Contract Documents. Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-5 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B 9. Contractor has given Engineer written notice of all conflicts, errors, ( ' ambiguities or discrepancies that Contractor has discovered in the Contract Documents and the written resolution thereof by Engineer is acceptable to Contractor, and the Contract Documents are generally sufficient to indicate and convey understanding of all terms and conditions for performing and furnishing of the Work. Article 3. Engineer. The Project has been designed by Jones & Henry Engineers, Ltd., who is hereinafter referred to as Engineer and who is to act as the Owner's representative, assume all duties and responsibilities, and have the rights and authority assigned to Engineer in the Contract Documents in connection with completion of the Work all in accordance with the Contract Documents. Article 4. Date of Commencement and Completion. Contractor shall commence its Work promptly upon receipt of written notice from Owner to proceed with the Work, and Contractor shall achieve Substantial Completion within ONE HUNDRED EIGHTY (180) days after the Contract Time commences to run as provided in paragraph 2.3 of the General Conditions, subject to adjustments authorized by Owner("Contract Time"). The Work shall be completed and ready for final payment in accordance with paragraph 14.7.2 of the General Conditions within TWO HUNDRED TEN (210) days after the date when the Contract Time commences to run. The term "day" as used in the Contract Documents shall mean calendar day unless otherwise specifically defined. Time limits stated in the Contract Documents are of the essence of this Agreement. By executing this Agreement, Contractor confirms that the Contract Time is a reasonable period for performing the Work. Contractor shall not knowingly, except ll by agreement or instruction of Owner in writing, prematurely commence operations on the site or elsewhere prior to the effective date of insurance required by Article 5 of the General Conditions. A. Commencement. It is not incumbent upon Owner to notify Contractor when to begin (other than the notice to proceed), cease or resume Work, to give early notice of the rejection of faulty Work, nor in any way to superintend so as to relieve Contractor of responsibility or of any consequence of neglect or carelessness by Contractor or its subordinates. All materials and labor shall be furnished at such time as shall be for the best interest of all trades concerned, to the end that the combined Work of all may be properly and fully completed in accordance with the progress schedule. B. Overtime. Owner, if it deems it reasonably necessary, may direct Contractor to work overtime, in addition to any overtime required to meet the progress schedule and, if so directed, Contractor shall Work said overtime. Provided that Contractor is not in default under any of the terms or provisions of the Contract Documents, Contractor will be reimbursed for such actual additional wages paid, if any, at rates which have been approved by Owner plus taxes imposed by law on such additional wages, worker's compensation insurance and levies on such additional wages if required to be paid by Contractor. If, however, the progress of the Work or of the Project be delayed by any fault or neglect or act or failure to act of Contractor or any of its officers, agents, servants or employees, then Contractor shall, in addition to all of the other obligations imposed by this Agreement upon Contractor in such cases, and at its own cost and expense, work such overtime as may be necessary to make Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-6 (i Lr DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B up for all time lost and to avoid delay in the completion of the Work and of the Project. If, after written notice is given, Contractor refuses to work overtime required to make up lost time or to avoid delay in the completion of the Work and of the Project, Owner may hire others to perform the Work and deduct the cost from Contractor's Contract Sum. C. Delay. Should the progress of the Work or of the Project be delayed by any fault or neglect or act or failure to act of Contractor or any of its officers, agents, servants or employees so as to cause any additional cost, expense, liability or damage to Owner, or any damages or additional costs or expenses for which Owner may or shall become liable, Contractor shall and does hereby agree to compensate Owner for and indemnify them against all such costs, expenses, damages and liability. D. Excusable Delay. If Contractor is delayed, suspended, accelerated, interfered with, or otherwise hindered (collectively referred to as "hindrance" or "hindrances") at any time in the progress, performance or completion of any portion or portions of the whole of the Work contemplated by the Contract Documents as a result of flood, cyclone, hurricane, tornado, earthquake or other similar catastrophe, or as the result of acts of God, the public enemy, acts of the Government, or fires, epidemics, quarantine restrictions, strikes or labor disputes, freight embargoes or unusual delay in transportation, unavoidable casualties, or abnormal weather or on account of any acts or omissions of Owner or others engaged by it (except as herein provided), or by their employees, agents or representatives, or by changes ordered in the Work by Owner which are not required to correct problems or discrepancies in Contractor's Work, or by any other causes which Contractor could not reasonably control or circumvent, and which are not due to any fault, neglect, act or omission on Contractor's part, and the risks of which are not otherwise assumed by Contractor pursuant to the provisions of the Contract Documents, then the.Contract Time for completion of the portion or portions of the Work directly affected by such hindrance shall, upon timely written request of Contractor, be extended by a period equivalent to the time lost by reason of the aforesaid causes by Change Order approved and signed by Owner. All claims for an extension of the Contract Time shall be based on written notice delivered to Owner and Engineer within twenty-one (21) days of the commencement of the event or occurrence giving rise to the claim. Such notice must set forth (a) the cause of the hindrance, (b) a description of the portion or portions of the Work affected thereby, and (c) all details pertinent thereto, including supporting data and the specific number of days requested. It is a condition precedent to the consideration or validity of all claims for an extension of the Contract Time that such claims be made in writing and delivered in strict accordance with all applicable time limits provided above. Otherwise, such claims shall be waived, invalid and unenforceable as against Owner. E. No Damages for Delay. Contractor agrees that, whether or not any hindrances shall be the basis for an extension of the Contract Time, it shall have no claim against Owner for an increase in the Contract Sum, nor a claim against Owner for a payment or allowance of any kind for damage, loss or expense resulting from hindrances, except for acts constituting intentional and unjustified or unreasonable interference, disruption or delay by Owner with Contractor's performance of its Work when such acts continue after Contractor's written notice to Owner of such interference, disruption or delay. Owner's exercise of its rights under the Contract Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-7 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B r Documents, including but not limited to, its rights regarding changes in the Work, regardless of the extent or number of such changes, performance of separate work or carrying out Contractor's Work by Owner, directing overtime or changes in the sequence of the Work, withholding payment or otherwise exercising its rights under • the provisions of this Agreement shall not be construed as intentional or unjustified interference with Contractor's performance of the Work. F. Liquidated Damages. Owner and Contractor recognize that time is of the essence of this Agreement and that Owner will suffer financial loss if the Work is not completed within the times specified in Article 4, plus any extensions allowed in accordance with Article 12 of the General Conditions. They also recognize the delays, expense and difficulties involved in proving the actual loss suffered by Owner if the Work is not completed on time. Accordingly, instead of requiring any such proof, Owner and Contractor agree that as liquidated damages for delay(but not as a penalty) Contractor shall pay Owner ONE THOUSAND DOLLARS f$1.000.00) for each day that expires after the time specified in Article 4 for Substantial Completion until the Work is otherwise substantially complete. After Substantial Completion, if Contractor shall neglect, refuse or fail to complete the remaining Work within the time specified in Article 4 for completion and readiness for final payment or any proper extension thereof granted by Owner, Contractor shall pay Owner ONE THOUSAND DOLLARS ($1,000.00)for each day that expires after the time specified in Article 4 for completion and readiness for final payment. Article 5. Contract Sum. Owner agrees to pay Contractor for the timely and proper performance of the Work, subject to additions and deductions provided therein and in accordance with the Contract Documents in current funds based on the bid prices as set forth in the conforme4 copy Df the Contractor's Bid attached hereto as Exhibit A, the sum of one rm./!ion) 4.en 4'Inooso nd. ($)1olS,ooD ) ("Contract Sum"). The Contract Sum, including authorized adjustments, is the total amount payable by Owner to Contractor for performance of the Work under the Contract Documents. In determining the Contract Sum, Contractor has taken into account the level of completeness of the Contract Documents and has exercised its best skill and efforts to make (1) appropriate judgments and inferences in connection with the I -; requirements of the Contract Documents, and (2) all inquiries to clarify the Contract Documents as necessary to calculate and establish the Contract Sum. The Contract Sum may be changed only by Change Order. I . _ Article 6. Contract Payments. All payments provided herein are subject to funds as provided by Owner and the laws of the State of Indiana. Contractor shall submit r Applications for Payment in accordance with Article 14 of the General Conditions. Based on Applications for Payment properly submitted to Engineer by Contractor, the Applications for Payment will be processed by Engineer as provided in the General Conditions. A. Progress Payments; Retainage: Owner shall make monthly progress payments on account of the Contract Price on the basis of Contractor's Applications I for Payment as recommended by Engineer, no more often than monthly during construction as provided below. Each Application for Payment shall be based on the schedule of values established in paragraph 2.7 of the General Conditions (and in the Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-8 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B case of Unit Price Work based on the number of units properly completed) or, in the event there is no schedule of values, as provided in the General Requirements. Such Application for Payment shall be supported by such data substantiating Contractor's right to payment as Owner may require, such as copies of requisitions from subcontractors and material suppliers. 1. Owner reserves the right to inspect the Project and approve the progress of Work completed to the date of the Application for Payment. If requested by Owner prior to making said payment, Contractor shall submit to Owner an Affidavit and partial Waiver of Lien, and/or partial waivers from subcontractors and material suppliers, in form and content satisfactory to Owner, stipulating that all costs for labor and materials incurred in the previous month have been paid to subcontractors, material suppliers, laborers and equipment lessors. An Application for Payment shall not include requests for payment of amounts Contractor does not intend to pay to a subcontractor or material supplier. a. Prior to Substantial Completion, progress payments will be made in an amount equal to the percentage indicated below, but, in each case, less the aggregate of payments previously made and less such amounts as Engineer shall determine, or OWNER may withhold, in accordance with paragraph 14.2.2.5 of the General Conditions. b. Progress payment will be made for ninety percent (90%) of Work completed (with the balance being held as retainage). If Work is fifty percent (50%) complete as determined by Engineer, and if the character and progress of the Work has been satisfactory to Owner and Engineer, Owner, at its sole discretion and without obligation, on recommendation of Engineer, may determine that as long as the character and progress of the Work remain satisfactory, there will be no additional retainage on account of Work completed in which case the remaining progress payments prior to Substantial Completion will be in an amount equal to one hundred percent (100%) of the Work properly completed. c. Progress payment will be made for ninety percent (90%) of invoice price for materials and equipment not incorporated in the Work (but delivered, suitably stored and accompanied by documentation satisfactory to Owner as provided in paragraph 14.4 of the General Conditions). B. Payment of Subcontractors. The Contractor agrees to assume and does assume full and exclusive responsibility for the payment of subcontractors in compliance with Ind. Code § 36-1-12-13. The Agreement is expressly made an obligation covered by the Contractor's Payment Bond and Performance Bond obligation. The obligation of the surety shall not in any way be affected by the bankruptcy, insolvency, or breach of contract of the Contractor. 1. The making of an incorrect certification by the Contractor shall be considered a substantial breach of contract on the part of the Contractor. Based on a breach of contract, the Owner may, in addition to all other remedies, withhold all payments not yet made and recover all payments previously made less that amount Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-9 I " DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B f which has actually been paid to subcontractors by the Contractor. The obligation is hereby created on the part of the Contractor to return all such payments previously (' made in such case. I 2. Upon receipt of a progress payment, Contractor shall pay promptly all , valid bills and charges for materials, equipment, labor and other costs in connection with or arising out of the Work and will hold Owner free and harmless from and against all liens and claims of liens for such materials, equipment, labor and other costs, or any of them, filed against the Project or the site, or any part thereof, and from and against all expenses and liability in connection therewith including, but not limited to, court costs and attorneys' fees. Should any lien or claim of lien be filed of record against the Project or the site, or should Owner receive notice of any claim or of any unpaid bill in connection with the Work, Contractor shall forthwith either pay or discharge the same and cause the same to be released of record or shall furnish Owner with appropriate indemnity in form and amount satisfactory to Owner. C. Withholding of Payment. If any claim or lien is made or filed with or against Owner, the Project, the real estate, or contract proceeds by any person claiming that Contractor or any subcontractor or any person for whom Contractor is liable has failed to make payment for labor, services, materials, equipment, taxes or other items or obligations furnished or incurred for or in connection with the Work, or if at any time there shall be evidence of such non-payment or of any claim or lien which is chargeable to Contractor, or if Contractor or any subcontractor or other person for whom Contractor is liable causes damages to the Work, or if Contractor fails to perform or is otherwise in default under any of the terms or provisions of the Contract Documents, Owner shall have the right to retain from any payment then due or thereafter to become due an amount which it deems sufficient to (1) satisfy, discharge and/or defend against such claim or lien or any action which may be brought or judgment which may be recovered thereon, (2) make good any such non-payment, damage, failure or default, and (3) compensate Owner for and indemnify him against any and all losses, liability, damages, costs, and expenses, including attorneys' fees and disbursements which may be sustained or incurred in connection therewith. Owner shall have the right to apply and charge against Contractor so much of the amount retained as may be required for the foregoing purposes. If the amount retained is insufficient therefor, Contractor shall be liable for the difference. 1. If Owner withholds any payment, partial or final, from Contractor, Owner may, but shall not be obligated or required to, make direct or joint payment on behalf of Contractor for any part or all of such sums due and owing to said subcontractors, material suppliers, equipment lessors and/or laborers for their labor, materials or equipment furnished to the Project, not to exceed the Contract Sum remaining due and owing to Contractor, and charge all such direct payments against the Contract Sum; provided, however, that nothing contained in this paragraph shall create any personal , liability on the part of Owner to any subcontractor, material supplier, equipment lessor or laborer, or any direct contractual relationship between Owner and them. D. Substantial Completion. Upon Substantial Completion of the Work in accordance with Article 14 of the General Conditions, the Owner shall pay the Contractor an amount sufficient to increase total payments to Contractor to ninety-eight Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-10 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B r percent (98%) of the Contract Sum (with the balance being retainage), less such { amounts as Engineer shall determine, or Owner may withhold, in accordance with paragraph 14.4 of the General Conditions. E. Final Payment. Upon final completion and acceptance of the Work in accordance with paragraph 14.7.2 of the General Conditions, Owner shall pay the remainder of the Contract Sum as recommended by Engineer as provided in said paragraph 14.7.2. 1. When the Contractor completes the work in accordance with the Contract Documents and in an acceptable matter as determined by the Engineer, the Contractor will prepare a final estimate for the work performed and will furnish the Engineer with a copy of the final estimate. Final payment shall not become due until Contractor submits (a) an affidavit that payrolls, bills for materials and equipment, and other indebtedness connected with the Work for which Owner or Owner's property might be responsible or encumbered (less amounts withheld by Owner) have been paid or otherwise satisfied, (2) a certificate evidencing that insurance required by the Contract Documents will remain in force after final payment is currently in effect and will not be canceled or allowed to expire until at least 30 days' prior written notice has been given to Owner, (3) a written statement that Contractor knows of no substantial reason that the insurance will not be renewable to cover the period required by the Contract Documents, (4) consent of surety, if any, to final payment, and (5) if required by Owner, other data establishing payment or satisfaction of obligations, such as receipts, releases and waivers of liens, claims, security interests or encumbrances. 2. The Engineer, acting on behalf of the Owner, will then certify to the Owner's duly appointed representative the balance due the Contractor and the certificate will be deemed evidence of final acceptance of the completed Agreement by the Owner. Owner shall make final payment to the Contractor within one hundred twenty (120) days after final acceptance and completion of the Agreement. However, final payment may not be made on any amount that is in dispute, but final payment may be made on the part of the Contract Sum or those amounts not in dispute. For each day after one hundred twenty (120) days, the Owner will pay to the Contractor interest for late payment of money due to the Contractor. However, interest will not be paid for those days that the delay in payment is not directly attributable to the Owner. The annual percentage rate of interest that the Owner shall pay on the unpaid balance is eight percent (8%). 3. Acceptance of final payment by Contractor shall constitute a waiver of claims by Contractor except those previously made in writing and identified by Contractor as unsettled at the time of final payment. Article 7. Termination and Suspension. The Agreement may be terminated by the Owner or the Contractor as provided in Article 15 of the General Conditions. The Work may be suspended by the Owner as provided in Article 15 of the General Conditions. Article 8. Interest. Unless otherwise expressly provided in the Contract Documents, payments due to Contractor under the terms of the Contract Documents and unpaid shall bear no interest and Contractor shall be entitled to no interest, statutory or otherwise. If the right to interest is expressly provided in the Contract Documents, then Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-11 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B such interest shall apply only with respect to liquidated and non-disputed payments, and shall accrue from and after the thirtieth (30th) day following Owner's receipt of a statement of account by Contractor demanding such payment and containing an express statement by Contractor of its intention to assess such interest. In the event Owner is entitled to withhold payment under the Contract Documents, or in the event of a good faith dispute between Owner and Contractor, no interest shall accrue. Article 9. Owner's, Contractor's and Engineer's Representations. 9.1 The Owner's Representative is: Mr. John Duffy, Utility Director .A 30 West Main St, Suite 220 Carmel, Indiana 46032 9.2 The Contractor's Representative is: I �e.Sse_ Cat-rep , ProlecA-monayr 590 6 S. S x-'r.a;ana:)4,1d;r19 S)'`1 ! 462%1 Article 10. Miscellaneous. A. GOVERNING LAW. This Agreement shall be governed by the laws of the State of Indiana. B. Terms used in this Agreement which are defined in Article 1 of the General Conditions will have the meanings indicated in the General Conditions. C. No assignment by a party hereto of any rights under or interests in the Contract Documents will be binding on another party hereto without the prior written consent of the party sought to be bound; and, specifically but without limitation, moneys that may become due and moneys that are due may not be assigned without such consent (except to the extent that the effect of this restriction may be limited by law), and unless specifically stated to the contrary in any written consent to an assignment no assignment will release or discharge the assignor from any duty or responsibility under the Contract Documents. D. SUCCESSORS AND ASSIGNS. Owner and Contractor respectively bind themselves, their successors, assigns and legal representatives to the other party hereto in respect to covenants, agreements and obligations contained in the Contract Documents. Neither party to this Agreement shall assign this Agreement without the written consent of the other. If either party attempts to make such an assignment without such consent, that party shall nevertheless remain legally responsible for all 1 , obligations under this Agreement. E. Any provision or part of the Contract Documents held to be void or unenforceable under any Law or Regulation shall be deemed stricken, and all remaining provisions shall continue to be valid and binding upon Owner and Contractor, who agree that the Contract Documents shall be reformed to replace such stricken provision or part thereof with a valid and enforceable provision that comes as close as possible to expressing the intention of the stricken provision. A Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor Ill A-12 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B F. WRITTEN NOTICE. Written notice shall be deemed to have been duly served if delivered in person to the individual or to an officer of the corporation for which it was intended, or if delivered at or sent by registered or certified mail to the last business address known to the party giving notice. G. RIGHTS AND REMEDIES. Duties and obligations imposed by the Contract Documents and rights and remedies available thereunder shall be in addition to and not a limitation of duties, obligations, rights and remedies otherwise imposed or available by law. No act or failure to act by Owner or Contractor shall constitute a waiver of a right or duty afforded them under this Agreement, nor shall such action or failure to act constitute approval of or acquiescence in a thereunder. Article 11. Dispute Resolution. A. Mediation. The parties shall endeavor to resolve their claims by mediation which, if the parties mutually agree, shall be administered by the American Arbitration Association in accordance with its Construction Industry Mediation Procedures in effect on the date of the Agreement. The parties shall share the mediator's fee and any filing fees equally. The mediation shall be held in the place where the Project is located, unless another location is mutually agreed upon. Agreements reached in mediation shall be enforceable as settlement agreements in any court having jurisdiction thereof. B. Litigation. In the event of any litigation between the Owner and Contractor that arises out of or relates to this Agreement or the Project, the "prevailing party" in such litigation shall be entitled to recover its attorneys' fees incurred in the litigation. For the purposes of this paragraph, the term "prevailing party" shall mean the party that recovers all or substantially of the relief requested in its pleadings, and includes attorneys'fees incurred in the collection or enforcement of any judgment. The parties agree that the exclusive and sole venue for any claim arising out of or relating to the Contract shall be any court of competent jurisdiction located in Hamilton County, Indiana. IN WITNESS WHEREOF, Owner and Contractor have signed five (5) copies of this Agreement. One counterpart each has been delivered to Owner, Contractor and Engineer. All portions of the Contract Documents have been signed or identified by Owner and Contractor or identified by Engineer on their behalf. Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-13 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B This Agreement will be effective on te -/ , 2021 (which is the Effective Date of this Agreement as defined in the General Conditions). �rr City of Carmel, Indiana fil addax Z1du5 41 Cs04) Owner Contractor r , It's Board of Works & Public By Safety By Jesse_ Coeter f—DocuSigned by: 9rD.J w jauxt,S fraAtn.aY'i, [CORPO TE SEAL aycar'66eid Member —DocuSigned by: `ividI I vey,B434... c—DocuSigned by: 91p�. 4Je.a ti pG Gun, c, McEm ",8E4C4_ / f—DocuSigned by: Attest S'"- w'1-c Attest 4.-2 ' -Pf�.. '-683A89D7A9844C6... Address for giving notices Address for giving notices One Civic Square SIO 6 S. , adi/1qt Carmel, IN 46032 -X-ri c Gfa OK, = 447.11 License No. Agent for service of process: t Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Agreement Between Owner and Contractor A-14 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B EXHIBIT A BID CONTRACT IDENTIFICATION: Water Plant 1 Filters 7&8 Addition Contract 106 THIS BID IS SUBMITTED TO: City of Carmel, Indiana 1. The undersigned BIDDER proposes and agrees, if this Bid is accepted, to enter into the Agreement with OWNER in the form included in the Contract Documents to perform and furnish all Work as specified or indicated in the Contract Documents for the Bid Price and within the Bid Time indicated in the Agreement and in accordance with the other terms and conditions of the Contract Documents. 2. BIDDER accepts all of the terms and conditions of the Advertisement 1 Notice to Bidders and Instructions to Bidders, including without limitation those dealing with the disposition of Bid security. This Bid will remain subject to acceptance for sixty (60) days after the day of Bid opening. BIDDER will sign and submit the Agreement with the required Performance and Payment Bonds and other documents required by the Bidding Requirements within fifteen (15) days after the date of OWNER's Notice of Award. 3. In submitting this Bid, BIDDER represents, as more fully set forth in the Agreement, that: a. BIDDER has examined and carefully studied the Bidding Documents and the following Addenda, receipt of all which is hereby acknowledged: (List Addenda by Addendum Number and Date.) Number Date Number Date 1 5-7-2021 2 5-14-2021 3 5-17-2021 b. BIDDER has visited the site and become familiar with and is satisfied as to the general, local and site conditions that may affect cost, progress, performance and furnishing of the Work. c. BIDDER is familiar with and is satisfied as to all federal, state and local Laws and Regulations that may affect cost, progress, performance, or furnishing of the Work. d, BIDDER has carefully studied all reports of explorations and tests of subsurface conditions at or contiguous to the site and all drawings of physical conditions in or relating to existing surface or subsurface structures at or contiguous to the site (except Underground Facilities) which have been identified in the Special Conditions as provided in paragraph 4.2.1 of the General Conditions. BIDDER accepts the determination set forth in paragraph GC-4.2 of the General Conditions of the extent of the "technical data" contained in such reports and drawings Water Treatment Plant I Filters 7&8 Addition Cont 106 B-I CITY OF CARMEL Bid DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B upon which BIDDER is entitled to rely as provided in paragraph 4.2 of the General Conditions. BIDDER acknowledges that such reports and drawings are not Contract Documents and may not be complete for BIDDER% purposes. BIDDER acknowledges that OWNER and ENGINEER do not assume responsibility for the accuracy of completeness of information and data shown or indicated in the Bidding Documents with respect to Underground Facilities at or contiguous to the site. BIDDER has obtained and carefully studied (or assumes responsibility for having done so) all such additional or supplementary examinations, investigations, explorations, tests, studies and data concerning conditions (surface, subsurface and Underground Facilities) at or contiguous to the site or otherwise which may affect cost, progress, performance or furnishing of the Work or which relate to any aspect of the means, methods, techniques, sequences and procedures of construction to be employed by BIDDER and safety precautions and program incident thereto. BIDDER does not consider that any additional examinations, investigations, explorations, tests, studies or data are necessary for the determination of this Bid for performance and furnishing of the Work in accordance with times, price and other terms and conditions of the Contract Documents. e. BIDDER is aware of the general nature of the Work to be performed by Owner and others at the site that relates to Work for which this Bid is submitted as indicated in the Contract Documents, f. BIDDER has correlated the information known to BIDDER, information and observations obtained from visits to the site, reports and drawings identified in the Contract Documents and all additional examinations, investigations, explorations, tests, studies and data with the Contract Documents. g. BIDDER has given ENGINEER written notice of all conflicts, errors, ambiguities or discrepancies that BIDDER has discovered in the Contract Documents and the written resolution thereof by ENGINEER is acceptable to BIDDER, and the Contract Documents are generally sufficient to indicate and convey understanding of all terms and conditions for performing and furnishing the Work for which this Bid is submitted. h, This Bid is genuine and not made in the interest of or on behalf of any undisclosed person, firm, or corporation and is not submitted in conformity with any agreement or rules of any group, association, organization, or corporation; BIDDER has not directly or indirectly induced or solicited any other Bidder to submit a false or sham Bid; BIDDER has not solicited or induced any person, firm, or corporation to refrain from bidding; and BIDDER has not sought by collusion to obtain for itself any advantage over any other Bidder or over OWNER. 4. BIDDER will complete the Work for the unit prices shown on the following pages: Water Treatment Plant 1 Filters 7&8 Addition Cont 106 B-2 CITY OF CARMEL Bid DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B I au 7 1 ms cd o � o Pa a cd o - 0 I 6' U o at D O? O a) to A 8 c6'il 3 co U U W ti N O 73 6 0 T� p N 0 O o U - a a) a) Qi C cn _� U o _ 4. n ' 8 gw ° +; 0 � a k •E 'a O 0 O C ,S � � o 0 LTr r 0 w I N0o i' 0 0 S. O Q = -a a '4 0 M 0v o 0o G w 0 c4 ° " 2 a co p4 g 5 v.5 Ad r •a .4 i d m O ice) oo a) 0 R 0 U,71 + 0 -0 c°.) 'a 5 U tda i a) 0 q o a U L A, 'Cl ° A p 0 PI c) r 2 '` ' go _ E ' b ,0 [n a) a.- c) 0U a) t" Ed is +, 0 to IL-1 66 NV. Z gm+, P4 O 1" CZ i DocuSign Envelope ID:+2kDb&D34e%9+SRwDmk8B 2 q al § § .. .. ƒ kg 0 I / PA Cr § f 8 § ER % U \ ƒ H m © 2 # /R k -a R % / / % k § § = ƒ / 2 B / wo \ cs ! ƒ / Q 2 S7 Tti q / ƒ ill / rn / ® . i _ — -al [ q * � # o 2 # Q 2 ® § Q \ \ CO ER J $ o \ 0k £ ƒ . .. .1.1. 7.5 P i 0 O # .. . . � 2 / % GC g W - /° $ .. . . 2 2 & / k/ / f / U \E G, & I4] « a o A / / k 4 kk ƒ ƒ .) \ §) Z2aa. 124 §\ I N = k . . !_ f t ± �� * / / § _ * - _ » /I DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B All specific cash allowances are included in the price set forth above and have been computed in accordance with paragraph 11.2 of the General Conditions. 4A. LISTED "OR-EQUAL" OR SUBSTITUTIONS a. The name or make of any piece of equipment or material of construction specified in Part C of the Contract Documents or indicated on the Drawings shall be used in determining the base Bid. Where two or more Equipment or Product Manufacturers are named, Bidders may use any of the named. Bidder may offer"Or-Equal" or substitutions for specified Equipment or Product Manufacturer, provided they name on the Bid ` Substitution List the "Or-Equal" or substitute offered together with the total amount to be added to, or deducted from the amount of their base Bid for the corresponding Project item. b. All provisions for review and acceptance of an offered substitute shall comply with the Contract Documents. Owner reserves the right to accept or reject any offered substitute. c. If the Bidder names no substitute on his "Bid Substitution List"the specified Equipment or Product Manufacturers shall be used. No additional substitutes may be offered for items on the "Bid Substitution List" subsequent to the award of the Contract. d. Contract award shall be evaluated by base Bid and any combination of Alternate Bid Items without regard for Substitute Equipment or Manufacturers. The Base Bid and Alternative Bid Items shall include the specified equipment or manufactures and not in clued the Substitute Equipment or Manufacturers. BID SUBSTITUTION LIST Specified Equipment of Section/ Product Substitute Total Total Subsection Manufacturer Offered Addition Deduction 15210 Ductile Iron Pipe Import ($88,000.00) 5. BIDDER agrees that the Work will be substantially complete and completed and ready for final payment in accordance with paragraph 14.7.2 of the General Conditions on or before the dates or within the number of calendar days indicated in the Agreement. Water Treatment Plant 1 Fillers 7&8 Addition Cont 106 B-5 CITY OF CARMEL Bid DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B BIDDER accepts the provisions of the Agreement as to liquidated damages in the event of failure to complete the Work within the times specified in the Agreement. 6. The following documents are attached to and made a condition of this Bid: a. Required Bid Security in the form of Surety Bond or Certified Check. b. Indiana Revised Form 96. 7. Communications concerning this Bid shall be addressed to the address of BIDDER indicated below Bidder's signature or to the following address: jcarter@maddoxindustrialcom Maddox Industrial Group, Inc. 5906 S Harding St., Indianapolis, In 46217 8. The terms used in this Bid which are defined in the General Conditions or Instructions will have the meanings indicated in the General Conditions or Instructions. Submitted on May 19 , 2021 If BIDDER is: An Individual By (Individual's Signature) Doing business as Business Address: Phone No.: A Partnership By (Firm Name) (General Partner's Signature) (Title) Business Address: Water Treatment Plant 1 Filters 7&8 Addition Cont 106 B-6 CITY OF CARMEL Bid DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B Phone No.: A Corporation By Maddox Industrial Group, Inc. (C. -oration Name) Indiana 0. ('. . - .f Incorr n) Jesse Carter ,r (Printer: e and Signature of Person Authorized to Sign) Project Manager (Title) (Corporate Seal) op Attest a.- '' (Secretary) Corporate Address: 5906 S Harding St Indianapolis, IN 46217 Phone No.: 317-870-2400 Date of Qualification to do Business is: r6--13• �41� A Joint Venture By (Signature) (Address) By (Signature) (Address) Phone Number and Address for Receipt of Official Communications (Each joint venture must sign. The manner of signing for each individual, partnership, and corporation that is a party to the joint venture should be in the manner indicated above). Water Treatment Plant 1 Filters 7&8 Addition Cont 106 9-7 CITY OF CARMEL Bid } DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B [-X id Bond No. 014214723 PERFORMANCE BOND KNOWN ALL MEN BY THESE PRESENTS, that the undersigned Maddox Industrial Group, Inc. 5906 S. Harding Street, Indianapolis, IN 46217 a 'Corporation] hereinafter called Principal, and The Ohio Casualty Insurance Company 175 Berkeley Street, Boston, MA 02116 hereinafter called SURETY, are held firmly bound unto City of Carmel, Indiana, Board of Public Works and Safety One Civic Square, Carmel, IN 46032 in the penal sum of One Million Fifteen Thousand and 00/100 Dollars, $ im5,000.00 (equal to Contract Price) for the payment of which sum, well and truly to be made, we bind ourselves, subcontractors and their successors, and assigns, jointly and severally, firmly by these present. THE CONDITION OF THIS OBLIGATION is such that whereas, the Principal entered into a certain Agreement with the Owner, dated the /L day of aqi, a copy of which is hereto attached and made a part hereof for the construction of: Water Plant 1 Filters 7&8 Addition: Contract 106 NOW, THEREFORE, if the Principal shall well, truly and faithfully perform its duties, all the undertakings, covenants, terms, conditions of the Agreement during the original term thereof, and any extensions thereof which may be granted by the Owner, with or without notice to the Surety and during the one year guaranty period, and if it shall satisfy all claims and demands incurred under such Agreement, and shall fully indemnify and save harmless the Owner from all costs and damages which it may suffer by reason of failure to do so, and shall reimburse and repay the Owner all outlay and expense which the Owner may incur in making good any default, then this obligation shall be void; otherwise to remain in full force and effect. PROVIDED, FURTHER, that the said Surety, for value received hereby stipulates and agrees that a modification, omission or addition to the terms and conditions of the Agreement, a defect in the Agreement, or a defect in the proceedings preliminary to the letting and awarding of the Agreement, does not discharge Surety or in any way affect its obligation on this Performance Bond, and it does hereby waive notice of any such change, extension of time, alteration or addition to the terms of the Agreement or to the Work. PROVIDED, FURTHER, that no final settlement between the Owner and the Principal shall abridge the right of any other beneficiary hereunder, whose claim may be unsatisfied. Water Treatment Plant 1 Filters 7&6 Addition Cont 106 (A-17) CITY OF CARMEL Performance Bond DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B IN WITNESS WHEREOF, this instrument is executed in 5 counterparts, each one of which shall be deemed an original, this the /Lo day of ithkiE 20 Z.I A EST: Maddox Industrial Group, Inc. (Princip B Se_ (s) rincipal Secretary) (SEAL) 0 __ 63a4.121A.. 5906 South Harding Street (Witness as to Principal) (Address) Indianapolis, IN 46217 The Ohio Casualty Insurance Company Surety ATTEST: (Suret/Secretary) John Lett (SEAL) 6-JA;Li fitness as to Su ety Chr" A. Lang ByAttorney in F‘.ad:14 Andrew A. L anphere 175 Berkeley Stree 175 Berkeley Street 4,x-p",'-7671zAtg Boston, MA 02116 Boston, MA 02116 (1/4131:,5.1,9:9, (Address) (Address) -4 4 '0° 6,4 Soel No.711( NOTE: Date of the Performance Bond must not be prior to date of the Agreement. If Contractor is Partnership, all partners should execute Performance Bond. [Must be signed by principal of organization or person executing Signature Affidavit] Water Treatment Plant 1 Filters 7&8 Addition Cont 106 (A-18) (Form LPW-0.42) DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B EXHIBIT C Bond No.014214723 PAYMENT BOND KNOWN ALL MEN BY THESE PRESENTS, that the undersigned Maddox Industrial Group, Inc. 5906 S. Harding Street, Indianapolis, IN 46217 a Corporation, hereinafter called Principal, and The Ohio Casualty Insurance Company 175 Berkeley Street, Boston, MA 02116 hereinafter called Surety, are held firmly bound unto City of Carmel, Indiana, Board of Public Works and Safety One Civic Square, Carmel, IN 46032 hereinafter called Owner, in the penal sum of One Million Fifteen Thousand and 00/100 Dollars, $ 1,015,000.00 (equal to Contract Price) for the payment of which sum well and truly to be made, we bind ourselves, subcontractors and their successors, and assigns, jointly and severally, firmly by these presents for the payment of all indebtedness to any person for labor or service performed, material furnished or services rendered. This Payment Bond is for the benefit of the subcontractors, laborers, material suppliers and those performing services for the Project. THE CONDITION OF THIS OBLIGATION is such that whereas, the Principal entered into a certain Contract with the Owner, dated the IC day of .3ut.IF: 2014 , a copy of which is hereto attached and made a part hereof for the construction of: Water Plant 1 Filters 7&8 Addition; Contract 106 NOW, THEREFORE, if the Principal shall promptly make payment to and for the benefit of all persons, firms, subcontractors and corporations furnishing materials for or performing labor in the prosecution of the Work for the Project provided for in the Contract, and any authorized extension or modification thereof, including all amounts due for materials, lubricants, fuel, power, repairs on machinery, equipment and tools, consumed or used in connection with the construction of such Work, and all insurance premiums on said Work, and for all labor, performed in such Work whereby subcontractor or otherwise, then this obligation shall be void; otherwise to remain in full force and effect. This Bond shall adhere to the requirements of Ind. Code § 36-1-12- 13.1. PROVIDED, FURTHER, that the Surety, for value received hereby stipulates and agrees that a modification, omission or addition to the terms and conditions of the Contract, a defect in the Contract, or a defect in the proceedings preliminary to the letting and awarding of the Contract does not discharge the Surety and shall not affect its obligation on this Payment Bond, and it does hereby waive notice of any such Water Treatment Plant 1 Filters 7&8 Addition Cont 106 (A-19) CITY OF CARMEL Payment Bond DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B change, extension of time, alteration or addition to the terms of the Contract or to the Work. PROVIDED, FURTHER, that the Surety of this Payment Bond will not be released until one (1) year after the Owner's final settlement with the Principal. IN WITNESS WHEREOF, this instrument is executed in 5 counterparts, each one of which shall be deemed an original, this the it, day of ..Auf,IE 20 . EST: Maddox Industrial Group, Inc. (PrincipalA ByjCS se_ (s) rincipal Secretary (SEAL 5906 S. Harding Street (Witness as to Principal) (Address) Indianapolis, IN 46217 The Ohio Casualty Insurance Company Surety ATTES (Suret Secretary) John Lett (SEAL) etiAri /4) By Witness as to Suret tine A. Lang Attorney in Fact Andrew A. Lanphere 175 Berkeley Street 175 Berkeley Street Boston,MA 02116 Boston, MA 02116 l':;!( lois )76; (Address) (Address) 310 aoslikgo 7110 NOTE: Date of Payment Bond must not be prior to date of Contract. If Contractor is Partnership, all partners should execute Payment Bond. [Must be signed by principal of organization or person executing Signature Affidavit] Water Treatment Plant 1 Filters 7&8 Addition Cont 106 (A-20) (Form LPW- 0.43) DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B EXHIBIT D CONTRACTOR'S AFFIDAVIT AND WAIVER OF LIENS AND CLAIMS (_) FINAL (_) PARTIAL ( ) PAYMENT TO FOLLOW OWNER: City of Carmel, Indiana Department PROJECT: of Public Works. CONTRACTOR: CONTRACT DATE: being duly sworn states that he or she is the of CONTRACTOR, which was awarded Contract No. with the OWNER in accordance with the contract terms and conditions to install and/or furnish certain materials and labor as follows: ("Work") for the Project, DOES HEREBY STATE,WARRANT AND REPRESENT ON BEHALF OF THE CONTRACTOR the following: PARTIAL WAIVER That the balance due from OWNER is the sum of($ ). ( ) Receipt of which is hereby acknowledged;or ( ) Payment of which has been promised as the sole consideration for this AFFIDAVIT AND WAIVER OF LIENS AND CLAIMS and which is given to and for said amount effective upon receipt of such payment. FINAL WAIVER That the final balance due from OWNER is the sum of($ ), ) Receipt of which is hereby acknowledged;or ( ) Payment of which has been promised as the sole consideration for this AFFIDAVIT AND WAIVER OF LIENS AND CLAIMS which is given to and for said amount effective upon receipt of such payment. THEREFORE, through the date hereof, Contractor waives and releases the Owner and Project of all liens or claims, including,but not limited to,claims for materials,equipment,labor,superintendence and other services or Work performed or furnished by Contractor and further affirms that no other party has any claim or right to lien on account of any materials, equipment,labor,superintendence and other services or Work performed or furnished to or for Contractor for the Project. Contractor agrees to indemnify, defend and hold the Owner and Project harmless, including costs and attorneys'fees, from and against any and all claims or liens for any subcontractors, materials,supplies,equipment or labor furnished for, in connection with or incorporated into the Project by,through or under Contractor through the date hereof. This Affidavit and Waiver of Liens is given to induce Owner to pay the amount indicated above. Contractor represents that all employees, subcontractors or materialmen have been paid or will be paid from these funds. That through the date hereof, all Affidavits and Waiver of Liens and Claims are true, correct and unconditional and that there is no claim either legal or equitable to defeat the validity of said Affidavits and Waiver of Liens and Claims. That the following are the names of all parties who have furnished material or labor, or both, for said Work and all parties having contracts or subcontracts for specific portions of said Work or for material used in the construction thereof and the amount due or to become due to each, and that the items mentioned include all labor and material required to complete said Work according to Project plans and specifications: 1 _ 2 3 4 5 6 7 CONTRACTOR TYPE OF AMOUNT OF TOTAL NET NET BALANCE WORK CONTRACT RETAINED PREVIOUSLY AMOUNT TO PAID THIS BECOME PAYMENT DUE TOTAL i AMOUNT OF ORIGINAL CONTRACT WORK COMPLETED TO DATE EXTRAS TO CONTRACT LESS RETAINAGE TOTAL CONTRACT&EXTRAS NET AMOUNT EARNED CREDITS TO CONTRACT NET PREVIOUSLY PAID ADJUSTED TOTAL CONTRACT NET AMOUNT OF THIS PAYMENT BALANCE TO BECOME DUE Water Treatment Plant 1 Filters 7&8 Addition Conl 106 A-21 CITY OF CARMEL Contractor's Waiver Final DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B r-. change, extension of time, alteration or addition to the terms of the Contract or to the Work. PROVIDED, FURTHER, that the Surety Payment this Pa ment Bond will not be released until one (1) year after the Owner's final settlement with the Principal. IN WITNESS WHEREOF, this instrument is executed in 5 counterparts, each one of which shall be deemed an original, this the day of I20 ATTEST: (Principal) By (S) (Principal Secretary) (SEAL) (Witness as to Principal) (Address) I Surety ATTEST: (Surety's Secretary) (SEAL) By Witness as to Surety Attorney in Fact (Address) (Address) 41 NOTE: Date of Payment Bond must not be prior to date of Contract. If Contractor is Partnership, all partners should execute Payment Bond. [Must be signed by principal of organization or person executing Signature Affidavit] r 1. . L . Water Treatment Plant 1 Filters 7&8 Addition Cont 106 (A-20) (Form LPW- 0.43) I., DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B This instrument has been executed as of the day of ,20 . CONTRACTOR: By: Name: Title: STATE OF INDIANA COUNTY OF Sworn to and subscribed before me the undersigned authority on this day of , 20 Notary Public, State of Printed Name of Notary [ SEAL] My Commission Expires: Water Treatment Plant 1 Filters 7&8 Addition Cant 106 A-22 CITY OF CARMEL Contractor's Waiver Final DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B r EXHIBIT E r SUBCONTRACTOR AFFIDAVIT AND WAIVER OF LIENS AND CLAIMS (�) FINAL (_) PARTIAL ( ) PAYMENT TO FOLLOW OWNER: City of Carmel, Indiana Department PROJECT: of Public Works. SUBCONTRACTOR: CONTRACT DATE: being duly sworn states that he or she is the of SUBCONTRACTOR, which entered into a contract in writing with ("CONTRACTOR") who was awarded Contract No. with the OWNER in accordance with the contract terms and conditions ' to install and/or furnish certain materials and labor as follows: ("Work") for the Project, DOES HEREBY STATE,WARRANT AND REPRESENT ON BEHALF OF THE SUBCONTRACTOR the following: PARTIAL WAIVER That the balance due from CONTRACTOR is the sum of($ _). ( ) Receipt of which is hereby acknowledged;or ( ) Payment of which has been promised as the sole consideration for this AFFIDAVIT AND WAIVER OF LIENS AND CLAIMS and which is given to and for said amount effective upon receipt of such payment. FINAL WAIVER That the final balance due from CONTRACTOR is the sum of($ ). ( ) Receipt of which is hereby acknowledged;or O Payment of which has been promised as the sole consideration for this AFFIDAVIT AND WAIVER OF LIENS AND CLAIMS which is given to and for said amount effective upon receipt of such payment. THEREFORE, through the date hereof, Subcontractor waives and releases the Owner, Contractor and Project of all liens or claims, including,but not limited to,claims for materials,equipment,labor,superintendence and other services or Work performed or furnished by Subcontractor and further affirms that no other party has any claim or right to lien on account of any materials,equipment, labor,superintendence and other services or Work performed or furnished to or for Subcontractor for the Project. Subcontractor agrees to indemnify, defend and hold the Owner, Contractor and Project harmless, including costs and attorneys' fees, from and against any and all claims or liens for any sub- `a subcontractors,materials,supplies,equipment or labor furnished for,in connection with or incorporated into the Project by, through or under Subcontractor through the date hereof. This Affidavit and Waiver of Liens is given to induce Contractor to pay the amount indicated above. Subcontractor represents that all employees, subcontractors or materialmen have been paid or will be paid from these funds. That through the date hereof,all Affidavits and Waiver of Liens and Claims are true,correct and unconditional and that there is no claim either legal or equitable to defeat the validity of said Affidavits and Waiver of Liens and Claims. That the following are the names of all parties who have furnished material or labor, or both, for said Work and all parties having contracts or subcontracts for specific portions of said Work or for material used in the construction thereof and the amount due or to become due to each, and that the items mentioned include all labor and material required to complete said Work according to Project plans and specifications: 1 2 3 4 5 6 7 SUBCONTRACTOR TYPE OF AMOUNT TOTAL NET NET BALANCE WORK OF RETAINED PREVIOUSLY AMOUNT TO CONTRACT PAID THIS BECOME PAYMENT DUE C TOTAL AMOUNT OF ORIGINAL CONTRACT NET AMOUNT EARNED EXTRAS TO CONTRACT NET PREVIOUSLY PAID TOTAL CONTRACT&EXTRAS NET AMOUNT OF THIS PAYMENT CREDITS TO CONTRACT BALANCE TO BECOME DUE ADJUSTED TOTAL CONTRACT WORK COMPLETED TO DATE LESS RETAINAGE Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Contractor's Waiver Progress A-23 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B This instrument has been executed as of the day of ,20 CONTRACTOR: By: Name: Title: STATE OF INDIANA COUNTY OF Sworn to and subscribed before me the undersigned authority on this day of , 20 Notary Public, State of Printed Name of Notary [ SEAL] My Commission Expires: { Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Contractor's Waiver Progress A-24 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B EXHIBIT F CHANGE ORDER r Change Order No. Date: Contract Date: { ' Name of Project: i Owner: Contractor: The following changes are hereby made to the Agreement: Description of Change in Work: Justification: Original Contract Price: $ previous Changes to Contract Price: $ Current Contract Price adjusted by previous Change Order(s): $ The Contract Price due to this Change Order will be (increased)(decreased) by: $ The new Contract Price including this Change Order will be: $ Change to Contract Time: The Contract Time will be (increased)(decreased) by calendar days. The date for completion of all work will be (Date) Requested by: (Owner) (Date) Recommended by: I (Consulting Engineer) (Date) Accepted by: (Contractor) (Date) Approved by: (Name and Title) (Date) One Copy—Owner One Copy—Contractor One Copy—Engineer Water Treatment Plant 1 Filters 7&8 Addition Cont 106 A-25 CITY OF CARMEL Change Order Form DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B EXHIBIT G CONFINED SPACE REQUIREMENT ACKNOWLEDGEMENT The undersigned hereby warrants and represents that they are familiar with and have reviewed the City of Carmel's Confined Space requirements concerning entry into a confined space including, but not limited to requirements for working in, on, or about the wastewater system or water system of the City of Carmel. The undersigned warrants and represents that they are familiar with and have reviewed the requirements of the City of Carmel and have made any and all employees, agents, or independent contractors including, but not limited to subcontractors employed by them and who will be working on the site familiar with these procedures. The undersigned hereby further warrants and represents that they will comply with any and all requirements including, but not limited to additional requirements which might be imposed pursuant to federal regulations and/or the City of Carmel. In addition, the undersigned warrants and represents that any and all employees, agents, independent contractors working on projects will execute and provide a confined space entry permit form, said form incorporated into this Agre nt and marked as Exhibit "G". Signature =rNdU&)rcvGA l.vcbop 59 oto S. ‘kard;a) Sir. and Aci afa 1 s y �� tAVin Company (Address) ) Water Treatment Plant 1 Filters 7&8 Addition Cont 106 CITY OF CARMEL Confined Space Acknowledgement A-26 DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B Exhibit H Clause and Affidavit to be added to Contract For Services to be provided to CITY OF CARMEL, INDIANA (as required by Indiana SEA 590, effective July 1, 2011) J VERIFICATION OF,WCWK ELIGIBILITY STATUS 1. r a a d0 5.4n of Golf, "elc. , (hereinafter called "Contractor") understands and agrees that it is required to enroll in and verify the work eligibility status of all employees hired after the date of this contract through the E-Verify program. This requirement shall be waived if the E-Verify program ceases to exist. For the purposes of this paragraph, the "E-Verify program"means the electronic verification of work authorization program of the Illegal Immigration Reform and Immigration Responsibility Act of 196 (P.L. 104-208), Division C, Title IV, s. 403(a), as amended, operated by the United States Department of Homeland Security or a successor work authorization program designated by the United States Department of Homeland Security or other federal agency authorized to verify the work authorization status of newly hired employees under the Immigration Reform and Control Act of 1986 (P.L. 99-603). 2. An authorized representative of the Contractor has signed the affidavit below concerning the employment of unauthorized aliens. AFFIDAVIT CONCERNING EMPLOYMENT OF UNAUTHORIZED ALIENS nn I am a duly authorized officer of m 041OX C =nd j ial h fO . (hereinafter called "Contractor") and I hereby certify that as of the date of this Affidavit, Contractor does not employ any"unauthorized aliens"as that term is defined in 8 U.S.C. 1324a (h)(3). I AFFIRM UNDER THE PENALTIES FOR PERJURY TH THE FOREGOING REPRESENTATIONS ARE TRUE. Dated: gnnaatuure .S C.-a 4 •er Printed Name 8 U.S.C. 1324a(h)(3) Definition of unauthorized alien As used in this section, the term"unauthorized alien"means with respect to the employment of an alien at a particular time,that the alien is not at that time either (A)An alien lawfully admitted for permanent residence, or (B)Authorized to be so employed by this chapter or by the Attorney General. DocuSign Envelope ID:3F7134DD-64D7-4618-9E6C-F127E196348B CERTIFICATION TO THE "CITY OF CARMEL" ON COMPLIANCE WITH THE IC 5-22-16.5- 13 REGARDING INVESTMENT ACTIVITIES IN IRAN I/We, —S st. e.•0-r4-e—r (printed name), certify on behalf of ryly. Trt c.1 Group , that it is not a person/company that engages in investment activities in Iran as set forth in IC 5-22-16.5-8(1) or(2). I hereby verify under the penalty of perjury that the foregoing statement is true. Dated this f jut...46 , 2CRA. 1 ap fifr deignature) 31s 0.4 r\- (printed name)