HomeMy WebLinkAboutCC-10-20-03-03 Cool Creek AssocSponsored By: Council President Snyder
RESOLUTION NO. CC-10-20-03-03
A RESOLUTION AUTHORIZING THE CITY OF CARMEL, INDIANA, TO
CONSENT TO THE TRANSFER OF CARMEL CREEK APARTMENTS, AN
APARTMENT COMPLEX REFINANCED WITH THE PROCEEDS OF THE CITY'S
"CITY OF CARMEL, INDIANA, ECONOMIC DEVELOPMENT REVENUE
REFUNDING BONDS, SERIES 1995 (COOL CREEK ASSOCIATES, LTD.
PROJECT)", TO CARMEL CREEK, LLC, AN INDIANA LIMITED LIABILITY
COMPANY (THE "PURCHASER"), AND AUTHORIZING AND APPROVING
OTHER ACTIONS IN RESPECT THERETO
STATEMENT OF PURPOSE AND INTENT:
The City of Carmel, Indiana (the "City"), is a municipal corporation and political
subdivision of the State of Indiana and by virtue of IND. CODE § § 5 - 1-5-1 and 36-7-12-
1 et sea., as amended (the "Act"), is authorized and empowered to adopt this resolution
(the "Resolution") and to carry out its provisions.
Cool Creek Associates, Ltd., an Indiana limited partnership or its successor or
assigns (the "Seller"), refinanced the acquisition, construction and installation of Cool
Creek Apartments, a multifamily housing complex (the "Project") located within the
City, pursuant to the issuance by the City of its $10,245,000 Economic Development
Revenue Refunding Bonds (FHA Insured Mortgage Loan - - Cool Creek Associates Ltd.,
Project) Series 1995 (the "Bonds"), which refunded those certain City of Carmel, Indiana
Economic Development Revenue Bonds, Series 1985 (FHA Insured Mortgage Loan - -
Cool Creek Associates, Ltd. Project) dated April 15, 1985, and issued in the original
aggregate principal amount of $11,240,000 (the "1985 Bonds").
The Seller has duly filed its request with the City for the City (i) to consent to the
transfer of the Project to Carmel Creek, LLC, an Indiana Limited Liability Company (the
"Purchaser") (the "Transfer") (ii) to approve the form of Assignment and Assumption
Sponsored By: Council President Snyder
Agreement presented herewith and (iii) to consent to the assignment and assumption of
rights and obligations to the Purchaser as set forth therein (the "Assigrmaent").
The Seller has forwarded to this Common Council the form of Assignment and
Assumption Agreement between the Seller and the Purchaser, which contains a form of
consent for the City, the trustee for the Bonds and the trustee for the 1985 Bonds,
described above (the "Transfer Document") and will deliver or cause to be delivered the
opinions and consents required to be delivered prior to transfer pursuant to the provisions
of the documents governing to Bonds.
NOW, THEREFORE, BE IT RESOLVED BY THE COMMON COUNCIL
OF THE CITY OF CARMEL, INDIANA, THAT:
Section 1. The City consents to the Transfer and approves the form of
Transfer Document presented to this meeting.
Section 2. Documents. The Mayor and (where noted in the Transfer
Document) the Clerk-Treasurer shall execute and deliver in the name of and on behalf of
the City, the consent included in the Transfer Document in the form submitted to (as on
file with the City as of the date of the adoption of this Resolution) this Common Council
(subject to the provisions of Section 6 hereto), which is hereby approved in all respects,
and pursuant thereto shall consent to the Transfer and the Assignment.
Section 3. Execution. The Mayor and the Clerk-Treasurer are hereby
authorized to execute and deliver, on behalf of the City, the consent contained in the
Transfer Document with any necessary revision, change or amendment from the form
submitted herewith to effectuate the Transfer and Assignment and the intent and purposes
hereof. The Mayor and Clerk-Treasurer are hereby authorized, without further approval
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Sponsored By: Council President Snyder
of the Common Council or the City's Economic Development Commission, to approve
such revisions, changes or amendments in the Transfer Document as may be permitted by
the Act, such approval to be conclusively evidenced by their execution thereof.
Section 4. General. The Mayor and the Clerk-Treasurer are each hereby
authorized and directed, in the name and on behalf of the City, to execute any and all
agreements, documents, and instruments, and do any and all things deemed by them, or
either of them, to be necessary or desirable in order to carry out and comply with the
intent, conditions and purposes of this Resolution (including the preamble hereto and the
documents mentioned herein).
Section 5. Binding Effect.
The provisions of this Resolution shall
constitute a binding contract between the City and the holders of the Bonds, and this
Resolution shall not be repealed or amended in any respect which would adversely affect
the rights of the holders of the Bonds as long as the Bonds or interest thereon remains
unpaid.
Section 6. Repeal. All ordinances or resolutions or parts of ordinances
or resolutions in conflict herewith are hereby repealed.
Section 7. Effective Date. This Resolution shall be in full force and
effect immediately upon its adoption by the Common Council and approval by the
Mayor. All actions heretofore taken by the Mayor, the Clerk-Treasurer and other
representatives of the City to carry out or further the intent, conditions and purposes of
this Resolution (including the preamble hereto and the documents mentioned herein), are
hereby ratified and confirmed.
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Sponsored By: Council President Snyder
Section 8. Inspection Copies. Two copies of the Transfer Document
incorporated into this Bond Ordinance were duly filed in the office of the Clerk-Treasurer
of the City and are available for public inspection in accordance with Ind. Code § 36-1-5-
Section 9. Fees and Expenses. The City shall not be responsible for the
payment of any fees or expenses (including any fees of the City Attorney) related to the
Transfer and Assignment contemplated by this Resolution.
PASSED by the Common Council of the City of Carmel, Indiana, this~-~7¥~ay
of
October, 2003, by a vote of ~ ayes and (~) nays.
Diana L. Cordray, IAMG~rk-Treasurer
Presented.by me t_o the Mayor of the City of Cannel, Indiana thi~/q~day of
2003, at
Dian~ ~urer
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Sponsored By: Council President Snyder
Approved by mX, Mayor of the City of Carmel, Indiana, this =,~ '/7 _ day of
2003, at / g
s Brainard, Mayor
ATTEST:
Diana L. Cordray, IAMC, Clerk-~l'~:easur ·
Prepared by: Vanessa Albert Lowry, Esquire
Greenberg Traurig, LLP
2700 Two Commerce Square
2001 Market Street
Philadelphia, PA 19103
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68672v3
space above this line for recorder's use
ASSIGNMENT AND ASSUMPTION AGREEMENT
(COOL CREEK APARTMENTS)
THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (this "Agreement") is made
as of this day of ., 2003 (the "Effective Date"), by and between COOL CREEK
ASSOCIATES, L.P. (formerly known as Cool Creek Associates Ltd.), an Indiana limited
partnership, whose address is c/o Harcourt Management Co., Inc., 3901 West 86th Street, Suite
470 Indianapolis, IN 46268 (the "Assignor"), and CARMEL CREEK, LLC, an Indiana limited
liability company, whose address is c/o McKinley Associates, Inc. 320 Main Street Ann Arbor,
MI 48104 (the "Assignee").
RECITALS
WHEREAS, the Assignor owns that certain real property and certain related amenities
now commonly known as the "Cool Creek Apartments" located upon the Land described in
Exhibit A attached hereto (the "Project"); and
WHEREAS, the acquisition, development, and construction of the Project was financed,
in part, from a loan made by the City of Carmel, Indiana, a political subdivision of the State of
Indiana (the "Issuer"), from the proceeds of those certain $10,245,000 Economic Development
Revenue Refunding Bonds (FHA Insured Mortgage Loan -- Cool Creek Associates Ltd., Project)
Series 1995 (the "Bonds"); and
WHEREAS, the Bonds were issued pursuant to the terms of that certain Trust Indenture,
dated as of March 15, 1995, by and between the Issuer and Bank One, N.A. (formerly known as
Bank One, Columbus, N.A.), as trustee (the "Trustee"), and Bank One, N.A. (formerly known
as Bank One, Indianapolis, N.A.), as co-trustee (the "Co-Trustee") (the "Indenture") and
proceeds of the Bonds were loaned (the "Loan") to Assignor pursuant to that certain Loan
Agreement more particularly described on Exhibit B hereto (the "Loan Agreement"); and
WHEREAS, the documents listed on Exhibit B are herein called the "Assumed
l)oeuments." All capitalized terms used herein and not otherwise defined herein shall have the
respective meanings given to such terms in the Assumed Documents; and
WHEREAS, the Assignee desires to acquire and the Assignor desires to sell, convey, and
transfer to the Assignee, the Assignor's entire ownership interest in the Project, which sale,
conveyance, and transfer requires the assumption by the Assignee of the rights, duties, and
obligations of the Assignor under the Assumed Documents relating to the period from and after
the Effective Date; and
WHEREAS, the Assignee is willing to assume such obligations under the Assumed
Documents; and
WHEREAS, the Issuer and the Trustee are consenting to the transfer of the Project to the
Assignee, as is the trustee for the bonds refunded by the Bonds (the "1985 Trustee") an opinion
of Assignee's counsel as to the enforceability of the Assumed Documents against Assignee is
being delivered and an opinion of bond counsel to the effect that the transfer of the Project will
not adversely affect the exclusion of interest on the Bonds from the gross income of the holders
thereof is being delivered; and
WHEREAS, the assignment and assumption of the mortgage securing the Assigner's
obligations under the and the note evidencing the obligations of the Borrower to make payments
on the Loan are being separately addressed in that certain Release Assumption and Modification
Agreement made as of __, 2003 between Greystone Servicing Corporation, Inc. as
mortgagee, and the Assignee evidencing the consent of the Secretary of Housing and Urban
Development ("HUD") to the transfer of the Project; and
WHEREAS, the Assignee's assumption of the obligations of the Assignor under the
Assumed Documents is as set forth herein;
NOW, THEREFORE, for good and valuable consideration, the sufficiency of which is
hereby acknowledged, the parties hereby agree as follows:
1. Recitals. The recitals set forth above are incorporated herein by reference.
2. Assignment and Assumption. The Assignor hereby assigns to the Assignee all of
the Assignor's right, title, and interest under the Assumed Documents, and the Assignee hereby
accepts and unconditionally assumes in full all of the duties, obligations, covenants, agreements,
and liabilities of the Assignor under the Assunaed Documents, arising on or after the Effective
Date, subject to the provisions of Section 4.2 of the Loan Agreement.
3. Release. The parties hereto agree that the Assignor shall be released from all
liability in connection with the Assumed Documents, arising due to acts or omissions occurring
on or after the Effective Date. Nothing contained herein shall be construed as a release of
Assignor from any liability under the Assumed Documents accruing or due and owing under the
Assumed Documents prior to the Effective Date or affect any limitations on or defenses to
liability of the Assignor under any of the Assumed Documents. The Assignee assumes no
obligation for any losses, claims, lawsuits or damages of any kind arising in connection with the
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operation of the Project prior to the Effective Date or any violation of the Assumed Documents
or obligations incurred or arising thereunder prior to the Effective Date. The parties hereto
acknowledge and agree that all of the terms, conditions, and provisions of the Assumed
Documents shall remain in full force and effect.
4. Indemnity. Assignee hereby agrees to indemnify and hold the Assignor, its
successors and assigns and their respective successors and assigns and their respective partners,
shareholders, officers, directors, employees and agents harmless from and against any loss,
claim, lawsuit, or damage of any kind arising from any violation of the Assumed Documents on
or after the Effective Date, including reasonable attorneys' fees and expenses incurred in
connection therewith. Assignor hereby agrees to indemnify and hold the Assignee, its successors
and assigns and their respective successors and assigns and their respective parmers,
shareholders, officers, directors, employees and agents harmless from and against any loss,
claim, lawsuit, or damage of any kind arising from any violation of the Assumed Documents
prior to the Effective Date, including reasonable attorneys' fees and expenses incurred in
connection therewith.
5. Representations and Warranties. Each of the parties hereto severally represents,
each with respect only to itself, as of the date hereof as follows:
a. It is duly organized and existing under the laws of the jurisdiction of its
organization, with full power and authority to execute and deliver this Agreement, to
enter into the transactions contemplated hereby and to perform all the duties and
obligations to be performed by it hereunder and under the Assumed Documents;
b. It has duly authorized this Agreement and the transactions contemplated
hereby and the performance of all the duties and obligations to be performed hereunder
and under the Assumed Documents by all necessary corporate action;
c. It has duly executed and delivered this Agreement and this Agreement and
all obligations assumed herein constitute its valid, legal and binding obligations
enforceable in accordance with their respective terms, except as may be limited by
bankruptcy, insolvency, reorganization or similar laws or equitable principles relating to
or limiting creditors' rights generally; and
d. The execution and delivery of this Agreement and the performance of the
transactions contemplated hereby and under the Assumed Documents will not violate any
agreement by which it is bound or to which it or any of its assets are affected, or its
organizational documents or any statute, regulation, role, order or judgment applicable to
it.
6. Recordation. A copy of this Agreement shall be recorded in the Office of the
County Recorder of Hamilton County, Indiana.
7. Notice. All correspondence and notices given or required to be given to the
Assignor under the Assumed Documents, from and after the Effective Date, shall be provided to
the Assignee and shall be addressed as follows:
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Assignee:
c/o McKinley Associates, Inc.
320 Main Street
Ann Arbor, MI 48104
Attention: William C. Tyler, Senior Vice President
Phone: (734) 769-8520 ext. 221
Fax: (734) 769-8760
With a copy to:
Kroger, Gardis, Regas, LLP
111 Monument Circle, Suite 900
Indianapolis, Indiana 46204
Attention: Madalyn S. Kinsey, Esquire
Phone: (317) 264-6836 ext. 926
Fax: (317) 264-6832
8. Successors and Assigns. This Agreement applies to, inures to the benefit of, and
binds all parties hereto and their respective successors and assigns.
9. Counterparts. This Agreement may be executed in multiple counterparts, all of
which, when taken together, shall be deemed an original upon execution.
IN WITNESS WHEREOF, the parties hereto have executed this Agreement on
the date first above written.
"ASSIGNOR"
COOL CREEK ASSOCIATES, L.P,
an Indiana limited partnership, formerly
know as Cool Creek Associates Ltd.
By:
Cool Creek Associates, Inc.,
General Partner
By:
Mark Hasten
President
"ASSIGNEE"
CARMEL CREEK, LLC, an Indiana limited liability company
By: McKinley Associates, Inc., a Michigan corporation, its managing member
By:
Name:
Title:
The undersigned parties by their respective execution and delivery hereof by their
authorized officers hereby consent to the transfer of the Project and the assignment and
assumption of obligations effected by this Agreement.
CITY OF CARMEL, INDIANA
/f~ayor James Brainard
CITY OF CARMEL, INDIANA
ATTEST:
CITY OF CARMEL, INDIANA
By:
Diana L. Cordray, IAMC, C~kZ~reasurer
BANK ONE, N.A. (formerly known as BANK ONE, COLUMBUS, N,A.), as trustee
By:
Name:
Title:
BANK ONE, N.A. (formerly known as BANK ONE, INDIANAPOLIS, N.A.), as trustee
By:
Name:
Title:
STATE OF )
) SS.
COUNTY OF )
On ,2003, before me, the undersigned, a Notary Public in and for
said County and State, personally appeared
, personally known to me (or
proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their author/zed capacity(ies), and that by his/her/their signature(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the within
instrument.
WITNESS my hand and official seal.
Notary Public
My Commission expires:
County of residence:
STATE OF )
) SS.
COUNTY OF )
On ,2003, before me, the undersigned, a Notary Public in and for
said County and State, personally appeared
, personally known to me (or
proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are
subscribed to the within insmunent and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the within
instrument.
WITNESS my hand and official seal.
Notary Public
My Commission expires:
County of residence:
This instrument was prepared by
Vanessa Albert Lowry, Esquire
Greenberg Traurig, LLP
2700 Two Commerce Square
2001 Market Street
Philadelphia, PA 19103
Phone: (215) 988-7811
Exhibit
Legal Descfi~ion of Projec~
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199.9a P~ ~ ~ 4~ D~
~T ~-OP-~Y L~' 100,0% ~R~T;
LI~ 300.00 FE~; ~ S~ ~0 D~ 39
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D~S 23 ~ O0 SECts ~T l~0.z3 ~; ~ ;O~ 8~'
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g00-0O F~TI ~ ~R~ ~9 D~S~ 14
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P~cloflp~e
EXHIBIT B
Assumed Documents
A. Loan Agreement (the "Loan Agreement"), dated as of March 15, 1995, among the
Issuer, the Trustee and the Assignor.
B. Regulatory Agreement and Declaration of Restrictive Covenants dated as of
March 15, 1995 among the Issuer, the Assignor and the Trustee recorded on March 16, 1995 in
the real property records of Hamilton County, Indiana as Instrument No. 9508267 (the "1995
Regulatory Agreement").
C. Tax Regulatory Agreement and Declaration of Covenants. dated as of April 1,
1985 by and among the Issuer, American Fletcher Mortgage Company, Inc., as monitoring agent,
Bank One, N.A. (formerly known as Bar& One, Indianapolis, N.A.) (formerly American Fletcher
National Bank and Trust Company), as trustee (the "1985 Trustee") and the Assignor, recorded
May 10, 1985 in the real property records of Hamilton County, Indiana at Miscellaneous Record
182 Page 930, record 855974, as amended by Amendment No. I to Amended and Restated
Regulatory Agreement and Declaration of Restrictive Covenants dated as of March 15, 1995
among the Issuer, the 1985 Trustee and Assignor and recorded on March 16, 1995 in the real
property records of Hamilton County, Indiana as Instrument No. 9508268 (collectively, the
"1985 Regulatory Agreement").
D. Bond Fund Investment Agreement among TMG Financial Products Inc., the
Assignor and the Trustee, dated March 16, 1995.