HomeMy WebLinkAboutDebra M. GrishamParks/DOL
Legal Services
APPROVED, AS TO
FORM BY: ,
PROFESSIONAL SERVICES AGREEMENT
THIS PROFESSIONAL SERVICES AGREEMENT ("Agreement"), is entered into by
and between City of Carmel, by and through its Board of Public Works and Safety, One Civic
Square, Carmel, IN 46032 ("City"), and the Carmel/Clay Board of Parks and Recreation, One
Civic Square, Carmel, IN 46032 ("Park Board"), through its President, Judy Hagan.
WITNESSETH THAT:
WHEREAS, City has employed a City attorney ("City Attorney") to serve at the pleasure
of the Mayor and to operate and manage City's Department of Law ("Department"), with an
office at One Civic Square, Cannel, IN 46032; and
WHEREAS, Park Board desires that Department manage Park Board's legal service
needs; and
WHEREAS, City has agreed to allow Department to manage Park Board's legal services
needs.
NOW THEREFORE, in consideration of the foregoing recitals and the mutual covenants
and conditions set forth herein, City and Park Board agree to the following terms and conditions:
SECTION I
INCORPORATION OF RECITALS
The foregoing recitals are hereby incorporated into this Agreement and made a part
hereof.
SECTION 2
SCOPE OF SERVICES
City, by and through Department, shall manage and provide, or cause to be provided, legal
assistance to Park Board with respect to Park Board's legal needs from time to time. h is agreed
that Park Board's legal needs may include, but are not limited to, the following: consultation;
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document preparation and negotiation for land acquisition, development and use; coordination
with the Clay Township Trustee ("Trustee"); monthly legal services reports; attendance at
monthly Park Board meetings; weekly meetings with Park Board designee(s); management of
litigation and management of bond issues (collectively, "Services"). Because City and Park Board
understand that their respective interests shall often be similar, the parties agree that the Services
for which Department shall charge Park Board are only those services which are specifically
requested or approved by Park Board or its designee(s). Should either party believe that it's
interests are, or could be, jeopardized by Department's performance of any portion of the
Services, the concerned party shall notify the other party and Park Board shall be flee to contract
with another legal consultant for such portion of the Services. As of the Effective Date, Park
Board's designee shall be its President, Ms. Judy Hagan.
SECTION 3.
SUBCONTRACTING.
It is understood that City may subcontract, delegate or assign the performance of the
Services or any portion thereof to a person other than a City employee who has the qualifications
necessary to perform such Services (a "Subcontractor"), upon notice to Park Board or its
designee(s) and Trustee. Any such subcontract, delegation or assignment shall not relieve City
from the performance of its obligations under this Agreement. Should Park Board object to the
selection or work product of Subcontractor(s), Park Board shall so notify City and unless City
can satisfy Park Board's concerns and otherwise resolve its objection(s), City shall terminate
Subcontractor's arrangement and select another Subcontractor(s) to complete the work to be
performed by the terminated Subcontractor(s). Each Subcontractor shall keep confidential all
matters directly or indirectly related to the performance of the Services and shall execute a written
agreement to this effect.
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SECTION 4.
TERM.
This Agreement shall be in effect from January 1, 1997 through and including December
31, 1997, subject to Section 7 hereinbelow and may be renewed pursuant to Section 9
hereinbelow.
SECTION 5.
COMPENSATION.
A. Method of payment.
Park Board shall compensate City or Subcontractor(s) in accordance with the
compensation schedule and arrangements set forth in Exhibit A, which is attached hereto and
incorporated herein by this reference. Park Board shall, in addition, pay claims submitted by City,
if any, on a monthly basis, for, but not limited to, long distance telephone fees and other
reasonable out-of-pocket expenses and costs related directly to the Services requested or
reasonably necessary to perform the Services.
B. Invoice prior to payment.
City shall submit properly itemized invoices to Park Board for the Services performed and
expenses incurred under this Agreement, and shall cooperate with and provide any other
necessary information requested by Park Board regarding same. Park Board shall pay all invoices
pursuant to Exhibit A and within ten (10) days following the monthly meeting of Park Board at
which such invoice is approved.
SECTION 6.
PARK BOARD'S COOPERATION.
Park Board shall provide City access to all information, data, personnel and reports that
are existing, available and in Department's opinion necessary for the rendering of the Services
requested, at no charge to City, and otherwise cooperate with Department.
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SECTION 7.
INDEPENDENT CONTRACTOR.
The parties agree that City Attorney and any Subcontractor(s) retained by City are
independent contractors as that term is commonly used and are not employees of Park Board. As
such, Subcontractor(s), for themselves, and City, for itself, so long as it employs attorneys, are
each solely responsible for the respective taxes they each incur and no taxes shall be withheld
from the sums paid to Subcontractor(s) and/or to City, respectively.
SECTION 8.
INSURANCE AND INDEMNIFICATION.
The parties acknowledge that they carry their own insurance coverage and that
neither insures the other. Each party hereby agrees to hold the other party harmless from and
indemnify the other against loss, cost, claim or expense, whether direct, incidental or
consequential, (including attorney fees), arising from acts, errors or omissions made by said
parties in the good faith performance of their responsibilities hereunder. This Section 8 shall
survive the expiration or termination of this Agreement.
SECTION 9.
TERMINATION.
Either party may terminate this Agreement without cause upon thirty (30) days' prior
written notice. Upon a receipt of such notice, Department shall immediately cease and/or cause
to cease all work on the Services being provided pursuant to this Agreement, except as
specifically authorized in writing by Park Board, by and through its designee(s), or by law or
professional ethical requirements. In the event this Agreement is terminated, Park Board shall
fully compensate City and all Subcontractors for all Services performed up to and including the
date of termination, including all Additional Services (as defined in Exhibit A, attached hereto)
and the payment of all necessary expenses associated with ending this Agreement. City shah
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deliver to Park Board all work product and associated documentation prepared prior to and
including the date of termination.
In the event that the Services performed pursuant to this Agreement are unsatisfactory, or
City otherwise commits a material breach of this Agreement, City shall have fourteen (14)
business days after receipt of written notice from Park Board describing such alleged
unsatisfactory services or material breaches to rectify, correct or cure the stated problem(s) at no
additional cost to Park Board. If City fails to rectify, correct or cure such stated problem(s) to
the satisfaction of Park Board within that period, Park Board may, as ks only remedy,
immediately terminate this Agreement upon delivery of written notice to City. Park Board shall
compensate City for all Services satisfactorily provided prior to the effective date of such
termination.
The parties agree that the Services are of a personal nature, are highly professional in
nature and that the identity of the individual(s) personally responsible for performing such
Services is of prime importance to Park Board. The parties agree that if Debra Grisham
CGrisham") terminates her employment with City and is no longer performing legal work for
City, Park Board may, but is not be obligated to, continue to contract with either City and/or with
Grisham individually for all or any part of such Services, should Grisham wish to perform same.
Any such contractual relationship between Park Board and Grisham shall not include City as a
party.
SECTION 10.
This Agreement may be amended, modified, renewed or supplemented only by a written
instrument signed by each of the parties hereto, and any such amendment may pertain to one or
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more than one of the provisions of this Agreement without effecting the other provisions of this
Agreement.
SECTION 11. NOTICE.
Any notice, invoice, order or other correspondence required to be sent under this
Agreement shall be in writing and either hand-delivered or sent by first-class U.S. mail, postage
prepaid, addressed to the parties at the following addresses:
PARK BOARD CITY:
The Cannel/Clay Board of Parks and Recreation
c/o Carmel Clay Parks and Recreation
One Civic Square
Carmel, IN 46032
Attention: President Judy Hagan
Carmel Board of Public Works and Safety
One Civic Square
Carmel, IN 46032
Attention: The Honorable James Brainard,
Mayor (with a copy to City Attorney,
Department of Law, same address)
SECTION 12.
APPLICABLE LAWS.
This Agreement shall be governed by the applicable laws of the United States, the State of
Indiana, except for its conflicts of laws provisions, and all municipal ordinances and codes of City,
as the same shah be in full force and effect upon the Effective Date.
SECTION 13.
EFFECTIVE DATE.
This Agreement shall be presented to each party for review, acceptance, and approval
pursuant to applicable law. The Effective Date is the date on which the last of the parties hereto
approves and executes this Agreement.
SECTION 14.
SEVERABILITY.
If any provision of this Agreement is held to be invalid, illegal or enforceable by a court of
competent jurisdiction, that provision shall be stricken, and all other provisions of this Agreement
which can operate independemly of such stricken provision shall continue in full force and effect.
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SECTION 15.
INTEGRATION.
This Agreement represents the entire understanding between City and Park Board with
respect to the subject matter contained herein, and supersedes all prior negotiations,
representations, and/or contracts, either oral or written, relating thereto.
SECTION 16.
RECORDS.
Department shall maintain proper accounting records for the scope of all Services
performed pursuant to this Agreement and provide an accounting for all charges and expenditures
as may be necessary for audit purposes. All records shall be subject to inspection and examination
by Park Board's representatives at reasonable business hours with 48 business hours prior written
notice.
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IN WITNESS WHEREOF, City and Park Board have executed this
Agreement on the dates shown below.
CARMEL/CLAY BOARD OF PARKS AND RECREATION:
BY: ~ ~ ,_. Date: 5'- / 3- ~ 7
Jud3~lt~gan, ~Presid~nt
Cannel/Clay Board of Parks and Recreation
CITY OF CARMEL, BY AND THROUGH
ITS BOARD OF PUBLIC WORKS AND SAFETY
es Brainard, Mayor
eri~ · ,
alki_~,~me,;ber
Date:
ATTEST:
Diana L. Cordray, Clerk
~--,xApproved as to form and substance:
Date:
Parks/DOL
Legal Services
EXHIBIT A
TIME FRAME AND COMPENSATION SCHEDULE
AND ARRANGEMENT
1/1/97 - 6/30/97
$3,000.00
7/1/97 - 12/31/97
$3,000.00
The above-referenced sums of $3,000.00, individually and collectively, as the context of this
Schedule demands, represent the "Base Compensation".
As a sentice to Park Board for the 1997 calendar year, Department will donate to Park Board, to
the extent Department' s schedule permits, an average of five (5) hours per week of Department' s
time. Should Department subcontract for the performance of Services, Department will submit
such Subcontractor' s invoices to Park Board for its review and approval. Payment shall be made
by Park Board directly to Subcontractor, with a copy of such payment to Department.
Subcontractor' s fees shall be subtracted from the Base Compensation. Park Board shall request
that Trustee notify it and Department at such time that the balance of the Base Compensation is at
or near One Thousand Dollars ($1,000.00). Unless Park Board is willing to take the steps
necessary to increase the Base Compensation, Department will direct all Subcontractors to cease
all work, other than that which can be accomplished for the balance of the Base Compensation,
such work to be prioritized by Park Board or its designee(s). Any balance of the Base
Compensation as of June 30, 1997 or December 31, 1997, respectively, shall be paid to City.
The Base Compensation does not include the money necessary for special projects, (which
projects themselves are reasonably expected to cost approximately $1,000.00 or more in legal
fees), litigation fees or bond counsel fees for a bond issue (individually and collectively, the
"Additional Sentices"). Prior to Department' s commencement of work on Additional Services,
the projected cost thereof shall be submitted to Park Board for its review and approval. It is
agreed by the parties that, for calendar year 1997, Department will provide such Additional
Services to Park Board as are not subcontracted to outside counsel at an attorney rate of $85.00
per hour and at a paralegal rate of $25.00 per hour. City will not charge Park Board for any bond
fees in addition to what the selected bond counsel charges.
DebraM. Grisham
Attomey at Law
4684~~~,~,~C~el, Indiana 46033
October 9, 1997
,~p~ilOVED, AS TO
~ORM BY'~:-.
The Honorable James C. Brainard,
Members of the Board of Public Works and Safety
Mr. Douglas Haney
One Civic Square
Carmel, Indiana 46032
Re: Professional Services
Dear Mayor, Members of the Board of Public Works and Safety and Doug:
As you requested, the purpose of this letter is to confirm that October 15, 1997 is the
effective date of my resignation from the appointed position of City Attomey and the terms of
and conditions under which I will continue, upon request, to provide legal services to the City
of Carmel, the Carmel/Clay Plan Commission, the Board of Zoning Appeals, and/or the
Carmel/Clay Board of Parks and Recreation, (collectively, referred to herein as the "City") as
an independent contractor and not as a City employee.
The scope of my legal services shall include research and legal counsel on matters of
municipal law and issues related thereto, and attendance at meetings, as and when
requested.
My representation of clients is govemed by the Rules of Professional Conduct, as
adopted by the Supreme Court of Indiana. I will advise the City when and if I reasonably
believe that my representation of the City will adversely affect my relationship with, or my
representation of, another client and if such client fails to consent to my representation of the
City after consultation.
My fees will be based on the hours actually worked unless there is an acceptable
method by which I can provide services on a project by project basis. Any such arrangement
will be preceded with a wdtten request therefore and the execution of a mutually acceptable
fee and expense agreement. My houdy billing rate of $125.00 per hour will be discounted to
$115.00 per hour for the first twenty (20) hours of legal services I provide to the City dudng
each calendar month after which my houdy billing rate will return to $125.00 per hour for any
additional services provided to the City that month. My houdy billing rate will be adjusted
annually. Other charges which will be included in my invoices will include long distance
telephone tolls, messenger, couder and express delivery charges, as well as reasonable
telecopy and outgoing fax charges, pdnting and reproduction charges, filing fees, travel
expenses and computedzed legal research charges. My fees will be billed on a monthly
basis unless otherwise agreed and are due upon receipt.
AI'PROV ED A~ ~
FORM BY:~
September 10, 1994
I may elect to form a corporation or other entity as may be desirable under Indiana law under
which to practice law and ask you to acknowledge that upon completion of the formation thereof,
that a simple notification is all that is required of me to effect an assignment of this engagement
letter to such entity, so long as this arrangement is in conformance with Indiana law.
You may terminate this engagement at any time simply by notifying me. I may
terminate this engagement for nonpayment of fees and other charges and where I am
required or permitted to do so by the Rules of Professional Conduct after giving you
masonable notice and allowing time for you to engage successor counsel, if necessary. If
this letter accurately sets forth our agreement and your understanding, please so indicate in
the space provided below and mtum a signed copy of this letter to me. I ask you to
acknowledge that, in reviewing and executing this letter, you have not relied on any advice
provided by me but instead have acted solely in reliance upon the advice of other counsel.
I look forward to working with you in this new capacity. If you have any questions, please
call me.
Debra M. Gdsham
APPROVED AND ADOPTED THIS 15TM DAY OF OCTOBER, 1997:
~/~~or Ja es Br inard Ma~ A~~~e, Member Billy Walker, Member
Diana Oo~dray,
GdshamCounselengage
· P~e2
October 17, 1997
Debra M. Grisham
Attorney at Law
4684 Cheval Place
Carmel, Indiana 46033
Re: Agreement
Enclosed is a copy of the contract signed by the Carmel Board of Public Works and Safety
October 15, 1997.
Please call Clerk-Treasurer Diana Cordray at 571-2414 if you have any questions.
Sincerely,
Rebecca L. Wolf
Deputy Clerk
cc: file, city atty
APPROVED, AS TO
FORM BY: ....
October 27, 1997
Members of the City of Carmel Board of Public Works and Safety
The Honorable James Brainard
Mary Ann Burke
Billy Walker
One Civic Square
Carmel, Indiana 46032 Via Hand Delivery
Re: City of Carmel Department of Law
Professional Services Agreement
Dear Members of the Board:
Pursuant to my discussion with Douglas Haney, the acting City Attorney for the City of Camel, regarding
the management of the legal affairs of the Carreel/Clay Board of Parks and Recreation (the "Park Board"),
the Park Board hereby submits to the City notice of its desire to terminate that certain agreement entitled
"Professional Services Agreement" executed by the Board of Public Works and Safety on March 19, 1997
and by myseff on May 14, 1997 (the "Agreement"), which notice memorializes the oral notice to this
effect given the City on or about October 15, 1997. As of October 15, 1997, the City's Legal Department
will no longer provide legal services to the Park Board and will not receive any new legal matters from the
Park Board. The Park Board will pay to the City the amount of $1,750.00 on or before January, 1998 as
the Park Board' s payment in full for services performed under the Agreement.
Realizing that Debra Grisham, Attorney at Law, has contracted with the Board of Public Works and
Safety to perform legal services as requested by the City, the Park Board has or plans to contract with
Debra Grisham, Attorney at Law, to manage the Park Board' s legal affairs and asks that the Board of
Public Works and Safety give its consent to Ms. Grisham' s performance of such services for the Park
Board and waive any and all conflicts of interest that may arise out of Ms. Grisham' s respective work for
the Park Board and for the City. Please sign in the spaces set forth below to evidence the Board' s
acceptance of this termination notice and the terms set forth herein.
Very truly yours,
dy gan
President
Carmel/Clay Board of Parks and Recreation
CC:
John Hensel, Township Trustee
Douglas Haney, acting City Attorney
Debra Grisham, Attorney At Law
One Civic Square, Carmel, IN 46032-7569 Phone: (317) 848-PARK Fax: (317) 571-2468
Growth through a Foundation of Fun
IN WITNESS WHEREOF, the parties hereto have made and executed this Agreement as follows:
CITY OF CARMEL, INDIANA
by and through its Board of Public
Works and Safety
BY:
· Bill~alker, Member
Date: //~ [~d~
Carmel/Clay Board of Parks and Recreation
BY:
Printed Name:
Title: ~v-e~ ~
Date: