HomeMy WebLinkAboutCCM-01-27-97City of Carmel
CARMEL CITY COUNCIL MEETING AGENDA
MONDAY, JANUARY 27, 1997 -- 7 P.M.
COUNCIL CHAMBERS / CITY HALL / ONE CIVIC SQUARE
Meeting Called to Order
2.
3.
4.
Invocation
Pledge of Allegiance
Recognition of Outstanding Citizens/City Employees
Approval of Minutes
a. December 9, 1996, Workshop Meeting
b. December 23, 1996, Special Meeting
c. January 6, 1997, Regular Meeting
Recognition of Citizens Who Wish to Address the Council
Action of Mayoral Vetoes
Claims
a. $544,648,62
b. $30,498.96
c. $17,000,000.00
d. $245,159.29
e. $483,495.65
f. $71,045.70
Payroll
Retirement Benefits
Investments
General Claims
Payroll
General Claims
Committee Reports
Old Business
a. Second Reading Ordinance D-1267-97/An Ordinance
Appropriating $146,522.25 from the General Fund to Pay
Salaries for Positions in the Department of Community
Services; Steve Engelking, DOCS Director
b. Council A~pointments for 1997; Mayor James Brainard
c. Second Reading Ordinance D-1269-97/An Ordinance
Amending Chapter 2, Article 4, Section 2-122 of the
City Code Titled Carmel Medical Escrow Fund; Barb Lamb,
Human Resources Director
d. Second Reading Ordinance D-1266-96/Additional
Appropriation for Financial Software, $118,000; Clerk-
Treasurer Diana Cordray
ONE CIVIC SQUARE CARMEL, INDIANA 46032 317/571-2400
10.
11.
12.
13.
Public Hearings
a. First Reading Ordinance D-1270-97/Additional
Appropriation to pay Benefits for Position of Director
of Department of Administration, $4,525; Mayor
James Brainard
b. First Reading Ordinance D-1271-97/Additional
Appropriation for Purchase of Monon, $267,990.06; Mayor
James Brainard
New Business
a. First Reading Ordinance D-1272-97/Amendment to City
Code Establishing Stop and Yield Intersections; David
Klingensmith, Street Department
b. First Reading Ordinance D-1273-97/Establishment of Fee
Schedule for Certifying, Copying or Faxing Documents;
Clerk-Treasurer Diana Cordray
c. First Reading Ordinance D-1274-97/Amendment to City
Code Adding Rates for Sales of Raw Water; John Duffy,
Utilities Manager
d. First Reading Ordinance D-1275-97/Amendment to City
Code Changing the form of Ordinances; Clerk-Treasurer
Diana Cordray
e. First Reading Ordinance D-1276-97/Amendment to City
Code Revising the Travel Expense Policy; Clerk-
Treasurer Diana Cordray
f. Resolution CC-01-27-97-01/Transfer of Funds by the
Carmel Board of Public Works and Safety, $6,500; Mayor
James Brainard
g. Resolution CC-01-27-97-02/Support and Encouragement of
Developing a Comprehensive State Supported Post High
School Educational Facility in Hamilton County; Mayor
James Brainard
Other
Announcements
14. Adjournment
CARMEL CITY COUNCIL MEETING MINUTES
MONDAY, JANUARY 27, 1997 -- 7 P.M.
COUNCIL CHAMBERS / CITY H~LT. / ONE CIVIC SQUARE
MEMBERS PRESENT: Mayor Brainard; Councilors Kirby, Miller,
Snyder, Carter and Walker. Clerk-Treasurer Cordray and Chief
Deputy Wolf also attended.
Mayor Brainard called the meeting to order at 7:04 p.m. Councilor
Miller gave the invocation. Mayor Brainard led the pledge of
allegiance.
Mayor Brainard explained several comments attributed to him in an
article in the Indianapolis Star about fire protection were
incorrect and taken out of context.
APPROV/tL OF MINUTES: Councilor Snyder moved to approve the
minutes as listed on the agenda (Agenda Items 4a through 4c).
Councilor Walker seconded. The minutes were approved 5-0.
CITIZENS WHO WISH TO ADDRESS THE COUNCIL:
Rick Sharpe, 1309 Thornbird Lane, questioned Councilor Carter's
methods of political debate and discussed Carmel's elected
officials fostering cynicism toward government.
Mary Jane Coffing, 700 block of E. Main Street, presented the
council with a check she planned to donate to the United
Methodist Food Pantry matching Councilor Battreall's donation to
the Paul Harris Fellowship of the Rotary. Mayor Brainard
mentioned the needs of Interfaith Hospitality Network, an
organization that houses homeless people.
John McIlwraith, 11328 Lakeshore Drive East, questioned the
effects of the tax abatement and local infrastructure projects on
city taxpayers. Mayor Brainard explained each of the projects to
which Mr. McIlwraith referred and presented information about tax
rates.
Councilor Snyder commended Street Commissioner David Klingensmith
and his department for excellent work during recent snow and ice
storms. Councilor Snyder also stated she plans to talk to city
department heads and work with the mayor to find city jobs
available for those receiving poor relief from the township
trustee.
CLAIMS: Councilor Snyder moved to approve claims as listed on the
agenda (Items 7a and 7f). Councilor Walker seconded. The claims
were approved 5-0.
Councilor Snyder suggested the council table Agenda Item 9d,
Ordinance D-1266-96, an additional appropriation for financial
software for the Clerk-Treasurer's Office until after the
software demonstration scheduled for 5 p.m., Thursday, January
30, 1997, in the payroll office. Clerk-Treasurer Cordray stated
she would have a meeting notice posted at least 48 hours before
the demonstration.
OLD BUSINESS: Mayor Brainard announced Ordinance D-1267-97, an
additional appropriation from the general fund to pay salaries
for DOCS positions. The council approved the ordinance 5-0.
Council members agreed most, if not all, council appointments
already had been made.
Mayor Brainard explained Ordinance D-1269-97, an ordinance
amending the city code regarding the Carmel medical escrow fund.
The council approved the ordinance 5-0.
Councilor Snyder moved to indefinitely table Ordinance D-1266-96,
an additional'appropriation for financial software for the Clerk-
Treasurer's Office. Councilor Kirby seconded. The ordinance was
tabled 5-0.
PUBLIC HEARING: Councilor Kirby moved to introduce Ordinance D-
1270-97, an additional appropriation to pay benefits for the
director of the Department of Administration. Councilor Walker
seconded. Mayor Brainard read the ordinance. The mayor opened the
public hearing at 8:49 p.m. No one from the public wished to
speak so he closed the hearing. The ordinance was carried over to
the next meeting.
Councilor Carter moved to introduce Ordinance D-1271-97, an
additional appropriation for purchase of the Monon. Councilor
Walker seconded. Mayor Brainard read the ordinance and explained
the reason for the appropriation was an encumbrance error at the
end of 1996. The mayor opened the public hearing at 8:56 p.m. No
one from the public wished to speak so he closed the hearing. The
ordinance was carried over to the next meeting.
NEW BUSINESS: Mayor Brainard explained Ordinance D-1272-97, an
amendment to the city code establishing stop and yield
intersections. Councilor Kirby moved to introduce the ordinance
and waive the reading. Councilor Carter seconded. The reading was
waived 5-0. Councilor Kirby told Street Commissioner Klingensmith
he was concerned that stop signs in the Technology Park may have
lost their reflectivity and were no longer up to standard. He
also stated he was concerned because they were round and not
octagonal. Mr. Klingensmith stated the signs met all standards
when installed, but would review the situation to see if changes
needed to be made. Councilor Walker stated he was concerned about
a peculiar intersection on Auman Drive at which most motorists
ignored stop signs. Mr. Klingensmith agreed it was an odd
intersection and would ask the city engineer to look into it. The
ordinance was carried over to the next meeting.
Councilor Walker moved to introduce Ordinance D-1273-97, an
ordinance establishing copying fees. Councilor Snyder seconded.
Mayor Brainard read the ordinance. No one from the public wished
to comment on the ordinance. The ordinance was carried over to
the next meeting.
Councilor Carter moved to introduce Ordinance D-1274-97, an
amendment to the city code adding rates for sale of raw water.
Councilor Snyder seconded. Mayor Brainard read the ordinance. No
one from the public wished to comment on the ordinance. The
ordinance was carried over to the next meeting.
Councilor Snyder moved to introduce Ordinance D-1275-97, an
amendment to the city code changing the form of ordinances.
Councilor Walker seconded. Clerk-Treasurer Cordray explained she
had researched the statute concerning the form for
signing/adopting ordinances. She stated that even though the
current form was not incorrect, the Indiana Association of Cities
and Towns had recommended the proposed form. Mayor Brainard
recommended the council check with the city attorney to see if
NAYS and abstentions should be listed on the ordinances in
addition to being recorded in the minutes. The ordinance was
carried over to the next meeting.
Councilor Walker moved to introduce Ordinance D-1276-97, an
amendment to the city code revising the travel expense policy.
Councilor Snyder seconded. Mayor Brainard read the ordinance.
Councilor Carter moved to amend the ordinance to include in item
(a) (6) personal phone calls, local or long distance. Councilor
Kirby seconded. The amendment was approved 5-0. The ordinance was
carried over to the next meeting.
Councilor Walker moved to introduce Resolution CC-01-27-97-01, a
resolution to transfer funds by the Board of Public Works and
Safety. Councilor Snyder seconded. Councilor Miller questioned
the line item ~Other Contracted Services" to which the funds were
being moved. Mayor Brainard stated he would find out the reason
for the transfer request. Councilor Walker moved to table the
resolution. Councilor Miller seconded. Mayor Brainard stated he
discovered a memo from the Department of Law in his council
materials stating the resolution had been placed on the agenda by
mistake. The council agreed to skip the item.
Mayor Brainard explained the events leading up to the proposal of
Resolution CC-01-27-97-02, a resolution to support and encourage
the development of a state supported post high school educational
facility in Hamilton County. Councilor Carter moved to approve
the resolution. Councilor Walker seconded. The resolution was
approved 5-0.
Councilor Miller thanked Indianapolis Water Company for its
potential donation of 40 acres of riverside park land to the
city.
The meeting was adjourned at 8:29 p.m.
Atte : .
CARMEL BOARD OF FINANCE MEETING MINUTES
MONDAY, JANUARY 27, 1997.-- 6:30 P.M.
COUNCIL CHAMBERS / CITY HALL / ONE CIVIC SQUARE
MEMBERS PRESENT: Councilors Miller, Snyder, Carter and Walker.
Clerk-Treasurer Cordray also attended.
The Board of Finance meeting convened at 6:50 p.m.
The board elected Councilor Jim Miller president and Councilor
Ron Carter secretary.
Clerk-Treasurer Cordray provided board members with a report
summarizing the city's investments for the 1996 fiscal year
(Exhibit A). She also provided board members with a copy of the
written investment policy which has been in effect since January
1996 (Exhibit B).
The meeting was adjourned at 6:55 p.m.
Resp~ s b 'tted,
1996 Invesment Summary
Bank/Institution Type of Inv Rate .Amount Term Buy Date
Fifth Third Securities***
Fifth Third Securities***
Fifth Third Securities***
Fifth Third Securities***
Fifth Third Securities***
US Notes 7.26% $426,860 3 years 11/10/94
US Notes 7.26% $347,444 1116 days 11/10/94
US Notes 5.75% $330,593 2 years 10/19/95
US Notes 5.75% $405,775 2 years 10/19/95
Agencies 5.42% $603,082 125 days 09/10/96
***All above securites were transfered to
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
:Standard Federal Bank
:Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
Standard Federal Bank
First of America
Standard Federal Bank
Key Bank
Greenwood Trust
Chase Man. Bank
Chase Man. Bank
Greenwood Trust
Manufactures Bank
Manufactures Bank
Fifth Third Asset Management Account.
Bank CD 5.90%
Bank CD 5.90%
Bank CD 5.61%
Bank CD 5.65%
Bank CD 5.65%
Bank CD 5.28%
Bank CD 5.25 %
Bank CD 5.25 %
Bank CD 5.25%
Bank CD 5.35%
Bank CD 5.45%
Bank CD 5.65%
Bank CD 5.40%
Bank CD 5.35%
Bank CD 5.45 %
Bank CD 5.35%
Bank CD 5.35%
Bank CD 5.41%
Bank CD 5.45%
Bank CD 5.46%
Bank CD 7.55%
Bank CD 7.50%
Bank CD 7.50%
Bank CD 7.55%
Bank CD 7.15%
Bank CD 7.15%
Due Date
Fifth Third/Sweep Acct Govt Secur. 5.05%
Average monthly income is $12,000 on the above account.
11/30/97
11/30/97
10/31/97
10/31/97
01/31/97
$1Z500,000 35 days 12/01/95 01/05/96
$4,50~000 35 days 12/15/95 01/19/96
$7,500,000 28days 01/05/96 02/02/96
$4,500,000 28days 01/19/96 02/16/96
$8,500,000 28days 02/02/96 03/01/96
$4,000,000 35 days 02/16/96 03/22/96
$8,000,000 35 days 03/01/96 04/05/96
$4,000,000 28 days 03/22/96 04/19/96
$5,500,000 28 days. 04/05/96 05/03/96
$5,000,000 25 days 04/19/96 05/17/96
$5,000,000 31 days 05/03/96 06/03/96
$1~00~000 175days 01/05/96 06/28/96
$7,50~000 30days 07/15/96 08/14/96
$8,000,000 29days 08/15/96 09/13/96
$5,000,000 95 days 07/01/96 10/04/96
$8,000,000 35 days 09/13/96 10/18/96
$11,000,000 30 days 10/23/96 11/22/96
$5,00~000 28 days 05/17/96 06/14/96
$1~50~000 186 days 07/01/96 01/03/97
$11,00~000 35 days 12/13/96 01/17/97
$45,000 5 years 08/21/91 08/21/96
$8Z000 5 years 08/21/91 08/21/96
$100,000 5 years 08/21/91 08/21/96
$100,000 5years 08/21/91 08/21/96
$10~000 5years 09/11/91 09/11/96
$10~000 5 years 09/11/91 09/11/96
Varies N/A N/A N/A
CITY OF CARMEL INVESTMENT POLICY
January 27,1997
I. SCOPE
The Clerk-Treasurer of the City of Carmel manages all of the funds of the City, as well
as the Police and Fire Pension Funds. The current aggregate portfolio exceeds $20
million dollars. All funds appropriated by the Carmel City Council and collected by
the various city departments are remanded to the custody and management of the
Clerk-Treasurer.
II. OBJECTIVES & GENERAL PHILOSOPHY
It is the policy of the Clerk-Treasurer of the City of Carmel to invest the public funds in
a manner which will provide the highest investment return with the maximum security
while meeting the daily cash flow demands of the various funds and conforming to all
statutes and other laws governing the investment of public funds at the state level.
The primary objectives, in priority order, of the City Treasurer's investment activities
shall be:
1. Safety. The Safety of principal is the paramount objective of the investment
program. ,iInvestment~decisions shall ensure the preservation of capital in the
portfolio.
2. Liquidity. The portfolio shall remain sufficiently liquid to enable it to meet
all cash-flow and other operational requirements which are reasonably
anticipated.
3. Return. The investment strategy shall include the attainment of the highest
rate of return through fiscal and economic cycles, within the boundaries of
statutory constraints, cash-flow requirements, and the primary objectives of
safety and liquidity.
4. Investment Standard. The standard to be used by investment
personnel by which their investment decisions will be assessed, will be
the "prudent person" rule, and shall be applied in the management of the
overall portfolio. The "prudent person" is a reasonably well-informed
person, not a professional investor or marketmaker ("prudent investor").
Investments shall be made with the judgment and care - under the
circumstances then prevailing -- which persons of reasonable caution,
discretion, and intelligence exercise in the management of their own
affairs. The prudent person investor for the City of Carmel realizes the
preservation of capital/principal is the primary concern, and thereby
avoids unduly speculative transactions.
5. Authority of Invest. The Treasurer designates, in writing on file,
which staff personnel possess the authority to invest City funds, i.e. those
persons permitted to negotiate deals, and sign trade tickets and wire
transfer authorizations. Such written authorization is forwarded to all
dealers currently engaged in business with the Treasurer's office.
III. REPORTING
Board of Finance. The Treasurer's Office will make a written report to the Board of
Finance summarizing the City of Carmel's investments during the previous year in
accordance with IC 5-13-7-6.
Performance Benchmark. The Treasurer's office has adopted the three-month US
Treasury Bill as the performance benchmark for the portfolio of all funds. The
performance goal is to exceed the performance of the ninety-one day bill.
IV. INVESTMENT GUIDELINES & RESTRICTIONS
The Indiana Code places restrictions upon the type and maturity of investments by the
City of Carmel. The code imposes restrictions specific to the particular investment
activity undertaken, e.g. deposit account, direct purchase/investment, or repurchase
agreement.
Deposit Accounts
The City of Carmel may deposit City funds only with financial institutions designated
by the State Board of Finance as depositories for City funds. IC 5-13-9-3(a)(1).
Qualifying financial institutions are (IC 5-13-4-10):
1. A bank, trust company, or mutual savings bank incorporated under
Indiana law.
2. A national banking association with its principal office in Indiana.
3. A building and loan association operating as a deposit association
incorporated under Indiana law.
4. A federally chartered savings and loan association with its principal
office or a branch in Indiana.
5. A federally chartered savings bank with its principal office or a branch
in Indiana.
6. A state chartered credit union in Indiana that is federally insured or
privately insured and that has assets of three million dollars or more.
The following are considered depos~it accounts (IC 5-13-4-7):
1. Any account subject to withdrawal by negotiable orders of
withdrawal, unlimited as to amount or number, and without penalty,
including NOW accounts.
2. Passbook savings accounts.
3. Certificates of deposit.
4. Money market deposit accounts.
5. Any interest bearing account that is authorized to be set up and offered
by a financial institution in the course of its respective business.
Direct purchase/Investment
The Treasurer may by law directly purchase and invest only in obligations of the U. S.
Treasury, U. S. agencies, and 'U. S. instrumentalities. IC 5-13-9-2; 5-13-9-3.5.
The agency and instrumentality portfolio is comprised of instruments issued by the
following bodies. The selection of these enterprises is due to the size and, therefore, the
availability and liquidity of the issues, the volume of shorter-term m~turities which
comports with the statutory limitations of the portfolio, the generally favorable rate of
return, and the expertise and experience of the Treasurer's investment staff with such
instruments:
Government National Mortgage Association (GNMA, Ginnie Mae)
Federal Farm Credit Banks
Federal Home Loan Banks (FHL Banks)
Federal Home Loan Mortgage Corporation (FHLMC, Freddie Mac)
Federal National Mortgage Association (FNMA, Fannie Mae)
IC 5-13-9-2(c) limits the Clerk-Treasurer (and all other fiscal officers) to investments in
securities having" a stated final.maturity of two (2) years or less from the date of
purchase."
Repurchase Agreements
The Clerk-Treasurer is permitted by law to enter into repurchase agreements with
financial institutions designated by the State Board of Finance as depositories for City
funds. The collateral securities are restricted to "interest bearing obligations issued or
fully insured or guaranteed by the United States or any United States government
agency." IC 5-13-9-3.
The Clerk-Treasurer accepts the following as collateral securities:
U. S. Treasury direct obligations
GNMA
FHLB, discount notes
FNMA, discount notes
In addition, the Clerk-Treasurer requires 102 percent pricing of collateral s~curities.