HomeMy WebLinkAboutA-20 Amend Sec 4,5 A-19
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ORDINANCE NO .R., ~dJ'
A-20
An Ordinance to amend Sections 4 and 5 of "An
Ordinance concerning the refinancing of, and
the construction of extensions, additions and
improvements to the municipal waterworks of
the Town of Carmel, authorizing the issuance
of additional revenue bonds to provide for
the cost thereof, and matters connected there-
with"
WHEREAS, the Board of Trustees has heretofore on
April 12, 1971, adopted Ordinance No. A-IS to provide for
financing and construction of certain extensions, additions
and improvements to its municipal waterworks, and for the
refinancing of certain outstanding obligations; and
WHEREAS, said Ordinance provided for a maximum in-
terest rate of six per cent (6%) per annum and for aIloca~
tions of the gross revenues upon the basis of interest rates
up to six per cent (6%) per annum; and
WHEREAS, the Board of Trustees, upon the advice of
its utility accountants, has determined (that because of
changes in interest rates, and to insure the sale of the
bonds, that it is desirable to increase the maximum interest
rate to seven per cent (7%) per annum, and to change the
allocations of gross revenue to provide for a higher inter-
est rate; now therefore,
BE IT ORDAINED BY THE BOARD OF TRUSTEES OF THE TOWN
OF CARMEL, INDIANA:
Section 10. That Section 4 of said,Ordinance No. A-IS
be amended to read as follows: .Sec. 4. The income and
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revenues of the existing waterworks, together with the income
and revenue of all extensions, additions and improvements
thereto and replacements thereof made pursuant to this ordi-
nance, or subsequently, shall be set aside into a separate
and special fund to be used and applied in the maintenance
and operation thereof, in establishing a depreciation account,
and payment of the now outstanding revenue bonds and the re-
venue bonds authorized by this ordinance and the interest
thereon. The proportion of the gross revenues of said water-
works shall be paid into the several accounts of said special
fund, heretofore established by Ordinance A-a , adopted on
July 10, 1965, is hereby fixed and determined as follows:
(a) Operation and Maintenance AcCount. Thirty-four
per cent (34%) of the gross revenues of said waterworks shall
be paid into the "Operation and Maintenance Account," and
shall be used to pay the necessary cost of the reasonable
and proper operation and maintenance of the waterworks, in-
cluding any taxes required to be paid. The sum so set aside
for operation and maintenance shall be applied exclusively to
that purpose until a surplus shall have been accumulated in
the Operation and Maintenance Account which shall be equal to
the cost of maintaining and operating the waterworks during
the remainder of the calendar, operating or fiscal year then
current and the cost of maintaining and operating the water-
works during the calendar, operating or fiscal year then next
ensuing. Any excess over such surplus may be transferred by
the Board of Trustees to either the Depreciation Account or
the Bond and Interest Redemption Account.
(b) Depreciation Account. Five per cent (5%) of the
gross revenues of said waterworks shall be paid into the
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"Depreciation Account," and shall be expended in making good
depreciation in the waterworks, or in new construction, ex-
tensions or additions to the property of the system. Any
accumulation in such Depreciation Account not required for
immediate use may be invested as provided by the laws govern-
ing the investment of municipal funds, and if so invested
the income from the investment shall accrue to the Deprecia-
tion Account. Said account shall not be used for any pur-
pose other than as herein provided.
(c) Bond and Interest Redemption ACcount. Sixty-one
per cent (61%) of the gross revenues of the waterworks shall,
as such revenues are received, be set apart and paid into
the special account identified as the "Bond and Interest Re-
demption Account." The funds in said account shall be used
solely for the purpose of (1) paying the interest on and
principal of the Waterworks Revenue Bonds of 1965 issued pur-
suant to Ordinance No. A-B, in accordance with the terms there-
of, and (2) paying the interest on and principal of the bonds
issued pursuant to the provisions of this ordinance in accord-
ance with the terms hereof, and any bonds hereafter issued
ranking on a parity therewith, to the extent required for
said purpose. If and when a surplus shall be created in said
Bond and Interest Redemption Account which shall be in excess
of the interest on and principal of the bonds, plus ten per
cent (10%) which are payable during the then current calen-
dar,operating or fiscal year, together with the amount of in-
terest on and principal of the bonds which will become due
and payable during the calendar, operating or fiscal year
then next ensuing, plus ten per cent (10%), then the Board
may transfer any excess over such required surplus to either
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the Operation and Maintenance Account or to the Depreciation
Account, or may direct that any such excess funds over such
required surplus shall be used in the purchase or redemption
of outstanding bonds at a price not exceeding the then appli-
cable redemption price specified in the ordinance authoriz-
ing the issuance of said bonds. No further payments need be
made into the Bond and Interest Redemption Account when the
amount contained therein equals or exceeds the amount of the
principal of the bonds then outstanding and interest thereon
to the dates of maturity thereof.
All of the funds of said several accounts shall be de-
posited in lawful depositories of the Town, and shall be
continuously held and secured or invested as provided by the
laws of Indiana relating to the depositing, securing, hold-
ing and investing of public funds. In no event shall any of
the revenues of said waterworks be transferred or used for
any purposes not authorized by this ordinance so long as any
of the bonds issued pursuant to the provisions of this ordi-
nance shall be outstanding.
Section 2. That Section 5 of said Ordinance No. A-18
be amended to read as follows: Sec. 5. For the purpose of
procuring funds with which to pay the cost of construction
and installation of the extensions, additions and improvements
to its waterworks, and to pay and discharge the outstanding
obligations, the Town of Carmel shall issue its revenue bonds
under and pursuant to the provisions of this ordinance and
said Act, which bonds shall be payable only out of the spe-
cial Bond and Interest Redemption Account hereinabove re-
ferred to, subject to the prior servicing of the outstanding
"waterworks Revenue Bonds of 1965," hereinbefore referred to,
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in accordance with the' terms thereof. The bonds authorized
by this ordinance shall be designated as "Waterworks Revenue
Improvement and Refunding Bonds," and shall be in a princi-
pal amount not exceeding One Million Ninety-five Thousand
Dollars ($1,095,000), in the denomination of Five Thousand
Dollars ($5,000), numbered consecutively from 1 up, dated as
of the first day of the month in which said bonds are sold,
and shall bear interest at a rate, or rates, not exceeding
seven per cent (7%) per annum, the exact rate or rates to be
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determined by bidding, which interest shall be payable semi-
annually on May 1 and November 1 in each year, beginning on
November I, 1971, and shall be evidenced by coupons attached
to said bonds. Both bonds and interest coupons shall be
payable at the Union State Bank, in the Town of Carmel,
Indiana, or, at the option of the holder, at the principal
office of Merchants National Bank & Trust Company of Indianap-
olis,. in the City of Indianapolis, Indiana, in lawful money
of the United states of America, and said bonds shall mature
serially on November 1 in the years and amounts as follows:
Years Amounts Years Amounts
1972 $30,000 1984 $60,000
1973-1976 incl. 35,000 1985-1986 65,000
1977 40,000 1987 70,000
1978-1979 45,000 1988 75,000
1980-1982 incl. 50,000 1989 80,000
1983 55,000 1990 85,000
1991 90,000
The bonds of this issue maturing on November I, 1982,
and thereafter, shall be redeemable at the option of the
Town, in whole or in part, on May I, 1982, or any interest
payment date thereafter, in their inverse numerical order, at
face value, together with the following premiums:
4% if redeemed on May 1, 1982, or thereafter on
or before November I, 1986;
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2% if redeemed on May 1, 1987, or thereafter
prior to maturity;
plus in each case accrued interest to the date fixed for re-
demption. Notice of such redemption shall be published one
(1) time at least thirty (30) days prior to the date fixed
for redemption and a second time at least fifteen (15) days
prior to the date of redemption in a newspaper of general
circulation printed and published in Hamilton County and cir-
culating in the Town of Carmel, Indiana, and in a newspaper
or financial journal of general circulation published in the
City of Indianapolis, Indiana. If any of the bonds so to be
redeemed are registered, such notice shall also be mailed to
the address of the. registered holder as shciwnon. the.cregis-
tration records of.the.Town. The.notice shall specify the"
date and place of redemption and the numbers of the bonds
called for redemption. The place of redemption may be the
place of payment named in the bonds, or otherwise as deter-
mined by the Town. Interest on the bonds so called for re-
demption shall cease on the redemption date fixed in said no-
tice, if funds are available at the place of redemption to
pay the principal of and premium and interest on the bonds so
called for redemption, on the date fixed in said notice and
thereafter when presented for payment. Coincidentally with
the payment of the redemption price, the bonds so called for
redemption shall be surrendered for cancellation, together
with the unmatured interest coupons appurtenant thereto.
Section 3. This ordinance shall be in full force and
effect from and after its passage.
Passed and adopted by the Board of Trustees of the
Town of Carmel on the
8th day of June, 1971.
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Attest:
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er -Tr 'AI-/ J .
easurer A.
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Board
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Attest:
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. lerl-Treasurer.
Board of Trustees
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