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A-.:I.I
ORDINANCE NO. .." .4,...
An Ordinance to amend Sections 4 and 5 of
"An Ordinance concerning the refinancing of,
and the construction of extensions, addi-
tions and improvements to the municipal
waterworks of the Town of Carmel, authoriz-
ing the issuance of additional revenue bonds
to provide for the cost thereof, and matters
connected therewith"
WHEREAS, the Board of Trustees has heretofore on
April 12, 1971, adopted Ordinance No. A-IS to provide for
financing and construction of certain extensions, addi-
tions and improvements to its municipal waterworks, and
for the refinancing of certain outstanding obligations; and
WHEREAS, said Ordinance provided for. a maximum in-
terest rate of six per cent (6%) per annum, provided for
twenty (20) years of bond maturities and for allocations
of the gross revenues upon the above basis; and
WHEREAS, said Ordinance was amended by Ordinance No.
A-20 to increase the maximum interest rate to seven per
cent (7%) per annum and to change the allocations of gross
revenues; and
WHEREAS, the Board of Trustees has now determined to
provide for a bond issue maturing over approximately twenty-
five (25) years in order to reduce the amount of rate in-
crease needed; and
WHEREAS, the Board of Trustees has also determined
that changes in the allocations of gross revenues should be
made; now therefore,
BE IT ORDAINED BY THE BOARD OF TRUSTEES OF THE TOWN
OF CARMEL, INDIANA:
Section 1. That Section 4 of said Ordinance No. A-IS,
as amended by Ordinance No. A-20, be further amended to read
as follows: Sec. 4. The income and revenues of the
existing waterworks, together with the income and revenue
of all extensions, additions and improvements thereto and
replacements thereof made pursuant to this ordinance, or
subsequently, shall be set aside into a separate and special
fund to be used and applied in the maintenance and operation
thereof, in establishing a depreciation account, and payment
of the now outstanding revenue bonds and the revenue bonds
authorized by this ordinance and the interest thereon. The
proportion of the gross revenues of said waterworks shall be
paid into the several accounts of said special fund, hereto-
fore established by Ordinance A-B, adopted on July 10, 1965,
is hereby fixed and determined as follows:
(a) Operation and Maintenance Account. Thirty-six
per cent (36%) of the gross revenues of said waterworks shall
be paid into the. "Operation and Maintenance Account," and
shall be used to pay the necessary cost of the reasonable and
. proper operation and maintenance of the waterworks, including
any taxes required to be paid. The sum so set aside for
operation and maintenance shall be applied exclusively to
that purpose until a surplus shall have been accumulated in
the Operation and Maintenance Account which shall be equal to
the cost of maintaining and operating the waterworks during
the remainder of the calendar, operating or fiscal year then
current and the cost of mfrintaining and operating the water-
works during the calendar, operating or fiscal year then next
ensuing. Any excess over such surplus may be transferred by
the Board of Trustees to either the Depreciation Account or
the Bond and Interest Redemption Account.
(b) ,Depreciation Account. Six per cent (6%) of the
gross revenues of said waterworks shall be paid into the
"Depreciation Account," and shall be expended in making good
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depreciation in the waterworks, or in new construction,
extensions or additions to the property of the system. Any
accumulation in such Depreciation Account not required for
immediate use may be invested as provided by the laws govern-
ing the investment of municipal funds, and if so invested,
the income from the investment shall accrue to the Deprecia-
tion Account. Said account shall not be used for any purpose
other than as herein provided.
(c) Bond and Interest Redemption Account. Fifty-
eight per cent (58%) of the gross revenues of the waterworks
shall, as.such revenues are received, be set apart and paid
into the special account identified as the "Bond and. Interest
Redemption Account." The funds in said account shall be used
solely for the purpose of (1) paying the interest on and prin-
cipal of the Waterworks Revenue Bonds of 1965 issued pursuant
to Ordinance No. A-8, in" accordance with the terms thereof,
and (2) paying the interest on and principal of the bonds
issued pursuant to the provisions of this ordinance in accord-
ance with the terms hereof, and any bonds hereafter issued
ranking on a parity therewith, to the extent required for said
purpose. If and when a surplus shall be created in said Bond
and Interest Redemption Account which shall be in excess of
the interest on and principal of the bonds, plus ten per cent
(10%) which are payable during the then current calendar,
operating or fiscal year, together with the amount of inter-
est on and principal of the bonds which will become due and
payable during the calendar, operating or fiscal year then
next ensuing, plus ten per cent (10%), then the Board may
transfer any excess over such required surplus to either the
Operation and Maintenance Account or to the Depreciation
Account, or may direct that any such excess funds over such
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required surplus shall he used in the purchase or redemption
of outstanding bonds at a price not exceeding the then applic-
able redemption price specified in the ordinance authorizing
the issuance of said bonds. No further payments need be made
into the Bond and Interest Redemption Account when the amount
contained therein equals or exceeds the amount of the princi-
pal of the bonds then outstanding and interest thereon to
the dates of maturity thereof.
All of the funds of said several accounts shall be de-
posited in lawful depositories of the Town, and shall be
continuously held,and secured or invested as provided by the
laws of Indiana relating to the depositing, securing, hold-
ing and investing of public funds. In no event shall any of
the revenues of said waterworks be transferred or used for
any purposes not authorized by this ordinance so long as any
of the bonds issued pursuant to the provisions of this ordi-
nance shall be outstanding.
Sec. 2. That Sec. 5 of said Ordinance No. A-18 as
amended by Ordinance No. A-20, be further amended to read as
follows: Sec. 5. For the purpose of procuring funds with
which to pay the cost of construction and installation of
the extensions, additions and improvements to its waterworks,
and to pay and discharge the outstanding obligations, the
Town of Carmel shall issue its revenue bonds under and pur-
suant to the provisions of this ordinance and said Act, which
bonds shall be payable only out of the special Bond and
Interest Redemption Account hereinabove referred to, subject
to the prior servicing of the outstanding "Waterworks Revenue
Bonds of 1965," hereinbefore referred to, in accordance with
the terms thereof. The bonds authorized by this ordinance
shall be designated as "Waterworks Revenue Improvement and
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Refunding Bonds," and shall be in a principal amount not
exceeding One Million Ninety-five Thousand Dollars ($1,095,-
000), in the denomination of Five Thousand Dollars ($5,000),
numbered consecutively from 1 up, dated as of the first day
of the month in which said bonds are sold, and shall bear
interest at a rate or rates, not exceeding seven per cent
(7%) per annum, the exact rate or rates to be determined by
bidding, which interest shall be payable semi-annually on
May 1 and November 1 in each year, beginning on November I,.
1971, and shall be evidenced by coupons attached to said
bonds. Both bonds and interest coupons shall be payable at
the Union State Bank, in the Town of Carmel, Indiana, or, at
the option of the holder, at the principal.office.of the
Merchants National Bank & Trust Company of Indianapolis, in
the City of Indianapolis, Indiana, in lawful money of the
United States of America, and said bonds shall mature serial-
ly on November 1 in the years and amounts as follows:
Year Amount Year. Amount
1972-1974 incl. $20,000 1987-1988 $50,000
1975-1977 incl. 25,000 1989 55,000
1978-1979 30,000 1990-1991 60,000
1980-1984 incl. 35,000 1992-1993 65,000
1985 40,000 1994 70,000
1986 45,000 1995 80,000
1996 85,000
The bonds of this issue maturing on November 1, 1982,
and thereafter, shall be redeemable at the option of the Town,
in whole or in part, on May 1, 1982, or any interest payment
date thereafter, in their inverse numerical order, at face
value, together with the following premiums:
4% if redeemed on May I, 1982, or thereafter on
or before November I, 1986;
2% if redeemed on May 1, 1987, or thereafter
prior to maturity;
plus in each case accrued interest to the date fixed for re-
demption. Notice of such redemption shall be published one
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(1) time at least thirty (30) days prior to the date fixed
for redemption and a second time at least fifteen (15) days
prior to the date of redemption in a newspaper of general
circulation printed and published in Hamilton County and cir-
culating in the Town of Carmel, Indiana, and in a newspaper
or financial journal of general circulation published in the
City of Indianapolis, Indiana. If any of the bonds so to be
redeemed are registered, such notice shall also be mailed to
the address of the registered holder as shown on the regis-
tration records of the Town. The notice shall specify the
date and place of redemption and the numbers of the bonds
called for redemption. The place of redemption may be the
place of payment named in the bonds, or otherwise as deter-
mined by the Town. Interest on the bonds so called for re-
demption shall cease on the redemption date fixed in said no-
tice, if funds are available at the place of redemption to
pay the principal of and premium and interest on the bonds so
called for redemption, on the date fixed in said notice and
thereafter when presented for payment. Coincidentally with
the payment of the redemption price, the bonds so called for
redemption shall be surrendered for cancellation, together
with the unmatured interest coupons appurtenant thereto.
Sec. 3. This ordinance shall be in full force and ef-
feet from and after its passage.
Passed and
adopted :t
the '3
the Board of Trustees of the
Town of Carmel on
Attest:
Board of Trustees
~~_ X&~__/~/
Clerk-Treasurer. .
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