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HomeMy WebLinkAboutKeystone parkway #07-08C CIBPROJECT MANUAL
FOR
CITY OF CARMEL, INDIANA
PROJECT: Keystone Parkway and 116th Street / Carmel Drive Interchange
(Project No. 07-08C)
Prepared by:
7260 Shadeland Station, Indianapolis, IN 46256-3957
TEL 317.547.5580 FAX 317.543.0270
February 2009
IF THERE ARE ANY QUESTIONS CONCERNING THE CONTRACT
DOCUMENTS, PLEASE CONTACT CRAIG M. PARKS, PE
IN20030661
TABLE OF CONTENTS
SUBJECT PAGES
NOTICE TO BIDDERS NTB-1
INSTRUCTIONS TO BIDDERS ITB-1
BIDDER'S ITEMIZED PROPOSAL AND DECLARATIONS BID-1
POST BID SUBMITTAL POST-BID-1
BID BOND BB-1
MAINTENANCE BOND MB-1
PAYMENT BOND PMB-1
PERFORMANCE BOND PFB-1
AGREEMENT A-1
ADDITIONAL REQUIREMENTS AR-1
City of Carmel Sample Forms AR-2
Common Construction Wage Rates AR-7
STANDARD GENERAL CONDITIONS (INCORPORATED BY REFERENCE)
Article 1 - Abbreviations and Definitions G-1
Article 2 - Preliminary Matters G-5
Article 3 - Contract Documents G-7
Article 4 - Availability of Lands; Physical Conditions G-8
Article 5 - Bonds and Insurance G-13
Article 6 - CONTRACTOR’s Responsibilities G-17
Article 7 - Work by Third Parties G-28
Article 8 - OWNER’s and ENGINEER’s Status During Construction G-29
Article 9 - Changes in the Work G-31
Article 10 - Change of Contract Price G-32
Article 11 - Change of Time; Liquidated Damages;
Delays and Hindrances G-36
Article 12 - Warranties, Test and Defective Work G-38
Article 13 - Payments to CONTRACTOR and Completion G-41
Article 14 - Suspension of Work and Termination G-48
TOC - 1
Article 15 - Dispute Resolution G-50
Article 16 - Miscellaneous G-52
Attachment A to Article 15 G-58
SUBJECT PAGES
TECHNICAL SPECIFICATIONS
SP-1 Qualification of Contractors TS-1
SP-2 Applicable Specifications TS-2
SP-3 Manual on Uniform Traffic Control Devices TS-3
SP-4 Bridge Numbers for Pay Items TS-4
SP-5 Geotechnical Evaluation Report TS-5
SP-6 Revised Field Office Equipment Specifications TS-6
SP-7 Statements about Existing Conditions TS-7
SP-8 Traffic Control Changes and On-Call Maintenance TS-8
SP-9 Work Hour Restrictions TS-9
SP-10 Schedule of Operations and Traffic Control Plan TS-10
SP-11 Intermediate Completion Date TS-11
SP-12 Keystone Lane Closure Times TS-12
SP-13 Maintenance of Traffic for Crossover,
Culvert and Shoulder Construction TS-13
SP-14 Traffic Stoppages for Overhead Installations TS-14
SP-15 Failure to Complete on Time for Intermediate Completion TS-15
SP-16 Failure to Complete on Time for Calendar Completion TS-16
SP-17 Failure to Complete on Time for Road Closure TS-17
SP-18 Determination and Extension of Contract Time TS-18
SP-19 Use of Cones in Lieu of Drums TS-19
SP-20 Worker Safety TS-20
SP-21 Temporary Erosion Control Measures TS-21
SP-22 Temporary Curb Inlet Protection TS-22
SP-23 Catch Basin Hoods TS-23
SP-24 Reporting Subcontract Payments TS-24
TOC - 2
SP-25 Coordination with City Services TS-25
SP-26 Cost Reduction Incentive TS-26
SP-27 Payment for Extra work TS-27
SP-28 Stockpiled Materials TS-28
SP-29 Clearing Right of Way TS-29
SP-30 Dewatering TS-30
SP-31 Sawcutting TS-31
SP-32 Removal of Existing Traffic Signal Equipment TS-32
SP-33 Election to Produce Recycled Concrete Aggregate TS-33
SP-34 General Bridge Requirements TS-34
SP-35 B Borrow and Structure Backfill TS-35
SP-36 Flowable Backfill TS-36
SP-37 Chemical Modification of Soils TS-37
SP-38 Existing Section Corners TS-38
SP-39 Material Testing TS-39
SP-40 HMA Provisions TS-40
SP-41 Profilograph TS-41
SP-42 Concrete Pavement TS-42
SP-43 HMA for Approaches TS-43
SP-44 Concrete Curb Ramps TS-44
SP-45 Detectable Warning Elements TS-45
SP-46 Cable Interduct TS-46
SP-47 Topsoil TS-47
SP-48 Certification of Sod TS-48
SP-49 Irrigation Conduit TS-49
SP-50 Removal of Guardrail TS-50
SP-51 Guardrail Blockouts TS-51
SP-52 Capping Cut and Fill Slopes Steeper Than 3:1 TS-52
SP-53 Concrete Bridge Railing in Road Plans TS-53
SP-54 Dynamic Pile Load Test TS-54
SP-55 Pile Driving and Equipment Data Form TS-55
SP-56 Modified Concrete Median Barrier TS-56
SP-57 Mechanically Stabilized Earth Retaining Walls TS-57
TOC - 3
SP-58 Modular Concrete Block Retaining Walls TS-58
SP-59 Permanent Earth Retention Systems for Cut Wall Applications TS-59
SP-60 Ornamental Railing TS-60
SP-61 Imprinted Concrete TS-61
SP-62 Formliner TS-62
SP-63 Masonry Coating TS-63
SP-64 Concrete Staining TS-64
SP-65 Anti-graffiti Coating TS-65
SP-66 Mock Ups TS-66
SP-67 Cure and Seal TS-67
SP-68 Sanitary Sewer Manholes TS-68
SP-69 Storm Sewer Pipe TS-69
SP-70 Pipe End Sections TS-70
SP-71 Manhole Covers TS-71
SP-72 Certification for Temporary Traffic Control Devices TS-72
SP-73 Material Used for Temporary Ingress/Egress to Properties TS-73
SP-74 Worksite Additional Penalty Signs TS-74
SP-75 Traffic Control Device Report Form TS-75
SP-76 Temporary Concrete Traffic Barriers TS-76
SP-77 Temporary Pavement Markings TS-77
SP-78 Traffic Signal Equipment Salvaged by the Department TS-78
SP-79 Snowplowable Raised Pavement Markers TS-79
SP-80 Roundabout Pavement Markings TS-80
SP-81 Decorative Street Signs TS-81
SP-82 Decorative Street Lighting TS-82
SP-83 Bridge Mounted Street name Sign TS-83
SP-84 Encapsulated Lens High Intensity Reflective Sheeting TS-84
SP-85 Reflective Lenses for Snowplowable Raised Pavement Markers TS-85
SP-86 Electrical Insulation Sealant TS-86
SP-87 Mongoose Lighting TS-87
SP-88 Aggregates TS-88
SP-89 Reinforcing Bars and Dowel bars TS-89
SP-90 Stormwater Treatment Systems TS-90
TOC - 4
SP-91 Architectural Finishes TS-91
SP-92 Shop Drawings for Lighting Materials TS-92
SP-93 Shop Drawing Review TS-93
SP-94 Drainage Structures TS-94
SP-95 Existing Stormwater Quality Measures TS-95
SP-96 Temporary Traffic Signals TS-96
SP-97 Permits TS-97
TOC - 5
NOTICE TO BIDDERS
City of Carmel, Indiana
Department Board of Public Works and Safety
One Civic Square
City of Carmel, Indiana 46032
Project: Keystone Parkway and 116th Street / Carmel Drive Interchange
City of Carmel Project #07-08C
Notice is hereby given that the Board of Public Works and Safety for the City of Carmel, Hamilton
County, Indiana will receive sealed bids for the above described “Project” at the office of the Clerk
Treasurer, One Civic Square, Carmel, Indiana (City Hall) 10:00 AM Local Time on or before March
2nd, 2009, and commencing as soon as practicable thereafter on the same date such bids will be publicly
opened and read aloud in the Council Chambers of City Hall. No late bids will be accepted.
All bids and proposals shall be properly and completely executed on the proposal forms provided with
the plans and specifications, which will include the non-collusion affidavit as required by the State of
Indiana. The bid envelope must be sealed and have the words “BID – Keystone Parkway and 116th
Street / Carmel Drive Interchange, City of Carmel Project #07-08C”.
A bid bond or certified check in an amount not less than ten percent (10%) of the amount bid must be
submitted with each bid. A one hundred percent (100%) performance and payment bond will also be
required of the successful bidder. It is intended that actual construction of all work divisions shall be
started as soon as practicable, and each bidder shall be prepared to enter promptly into a construction
contract, furnish a performance bond, and begin work without delay in the event the award is made to
him.
A pre-bid conference for discussions of the Project, the bidding requirements and other important
matters will be held on February 20th at 10:00AM in the Caucus Room on the 2nd Floor of City Hall
(One Civic Square). All prospective bidders are encouraged to attend the pre-bid conference.
The Project consists of, but is not necessarily limited to, the following:
Construction of a split diamond roundabout interchange at the intersections of Keystone Parkway with 116th
Street & Keystone Parkway with Carmel Drive, reconstruction of portions of 116th Street directly east and west
of Keystone Parkway and reconstruction of portions of Carmel Drive directly east and west of Keystone
Parkway.
Contract Documents for the Project have been assembled into one bound project manual, which together
with drawings, may be examined at the following locations:
City of Carmel
Department of Engineering - 1st Floor
One Civic Square
Carmel, IN 46032
(317) 571-2441
NTB-1
American Structurepoint, Inc
7260 Shadeland Station
Indianapolis, IN 46256
(317) 547-5580
A compact disk with electronic (.PDF) files of all project drawings and project manuals may be obtained
from American Structurepoint, Inc. These files include full-size and half-size drawings, geotechnical
report and project specifications for Carmel Projects 07-08C. There will be no charge for the compact
disc.
Paper copies of drawings and project manuals must be obtained from American Structurepoint, Inc., at
the address stated above, upon the payment of $150.00 for each set. Each set includes one half-size set
of road and bridge plans, geotechnical report, and project specifications. Payment must be by check.
NO CASH ACCEPTED. Make checks payable to American Structurepoint, Inc. All payments and
costs of Contract Documents are non-refundable.
Electronic copies of such drawings and project manuals may be obtained from American Structurepoint,
Inc. These sets include full-size and half-size drawings, geotechnical report and project specifications
placed on a compact disc. There will be no payment required for the compact disc. .
Bidders shall assure they have obtained complete sets of drawings and Contract Documents and shall
assume the risk of any errors or omissions in bids prepared in reliance on incomplete sets of drawings
and Contract Documents.
This Project will be funded by the City of Carmel.
Wage rates for the Project shall not be less than the current prescribed scale of wages as determined by
the Common Construction Wage Committee in accordance with I.C. 5-16-7, and included in the Project
Manual.
For special accommodations needed by handicapped individuals planning to attend the pre-bid
conference or public bid opening meeting, please call or notify the City of Carmel, Engineer’s Office, at
(317) 571-2441, at least forty-eight (48) hours prior thereto.
No bidder may withdraw any bid or proposal within a period of sixty (60) days following the date set for
receiving bids or proposals. The Carmel Board of Public Works and Safety reserves the right to hold
any or all bids or proposals for a period of not more than sixty (60) days and said bids or proposal shall
remain in full force and effect during said period. The City of Carmel reserves the right to reject and/or
cancel any and all bids, solicitations and/or offers in whole or in part as specified in the solicitations
when it is not in the best interests of the governmental body as determined by the purchasing agency in
accordance with IC 5-22-18-2
___________________________
Diana L. Cordray
Clerk-Treasurer
Publication Dates: February 12th and 19th, 2009
NTB-2
INSTRUCTIONS TO BIDDERS
City of Carmel
OWNER: City of Carmel by and through its
Board of Public Works and Safety
Project/Work: Keystone Parkway and 116th Street / Carmel Drive
Interchange
Carmel Project No. 07-08C
Owner’s Representative: Michael McBride PE, City Engineer
One Civic Square
Carmel, IN 46032
Designed By: American Structurepoint, Inc.
7260 Shadeland Station
Indianapolis, IN 46256-3957
Attn: Craig Parks, PE
(317) 547-5580 Fax: (317) 543-0270
Copyright © 1966-2007 by American Structurepoint, Inc.
1. GENERAL
1.1. Submission of a Bid shall constitute an unconditional Agreement and acknowledgment
by the Bidder to be bound by all terms and conditions set forth herein and in any of the
Documents assembled or referred to in the bound Project Manual of which these
Instructions To Bidders are a part.
1.2. Sample forms are included in the Project Manual to acquaint Bidders with the form and
provisions of various Bid Documents and other Documentation required by the Contract
Documents to be executed, completed and submitted by some or all Bidders, either as
part of a Bid Submission or after the Bid Date. Such sample forms are not to be detached
from the Project Manual, filled out, or executed. Separate copies of such forms and any
other required Documentation prescribed by the Contract Documents have been or will
be furnished separately by the OWNER and must be obtained directly from the
Department of Engineering, One Civic Square, First Floor, Carmel, Indiana 46032.
1.3. Instructions and requirements printed on any sample form included in the Project Manual
or any form not so included but required to be completed, signed or furnished by a Bidder
as part of a Bid Submission or after receipt and opening of Bids shall be deemed
requirements established by these Instructions To Bidders to the same extent as if fully
restated herein.
1.4. All communications for the administration of the Contract shall be as set forth in the
General Conditions and, in general, shall be through the City of Carmel, Department of
Engineering.
ITB-1
1.5. The Unit Cost Schedule included as “Part 3” hereof is to be completed for the Project
Bid. The construction completion time is described in the Technical Specifications and is
as follows:
Notification of Plan to Award March 9, 2009
Contract Approval and Notice to Proceed March 20, 2009
Project Start Date: March 20, 2009
Intermediate Completion Date: November 15, 2009
Final Project Completion Date: November 1, 2010
2. DEFINITIONS
The following definitions shall apply to these Instructions to Bidders (ITB):
2.1. Bidder - Any person or entity who submits a Bid.
2.2. Bid - A written proposal submitted by a Bidder as part of the form prescribed herein
offering to perform and complete the Work and to fulfill all other requirements of the
Contract Documents for one or more specified prices.
2.3. Bid Documents - All Documents and completed forms required to be submitted by a
Bidder with and as integral parts of a Bid Submission, whether or not included as sample
forms assembled in the Project Manual of which these Instructions To Bidders are a part.
Such Bid Documents are listed and more fully described in ITB Section 5.3 hereof.
2.4. Bid Date - The date when Bids are to be received, opened, and publicly read aloud as
established by the Notice To Bidders as may be modified by Addenda.
2.5. Bid Submission - All Documents presented by a Bidder for receipt and opening on the
Bid Date.
2.6. Contract Documents - The Agreement and any exhibits thereto (sometimes referred to as
“Contract”), Addenda (which pertain to the Contract Documents), Instructions to
Bidders, Advertisement, Notice to Bidders, Contractor’s Bid (including Documentation
accompanying the Bid and any post-Bid Documentation submitted prior to the Notice of
Award), Notice to Proceed, the Bonds, the Standard General Conditions, the Additional
Requirements Section, any supplemental conditions, the Specifications and the Drawings
as the same are more specifically identified in the Agreement.
2.7. ENGINEER - The City of Carmel, acting by and through its Board of Public Works and
Safety.
2.8. OWNER - The City of Carmel acting by and through its Board of Public Works and
Safety and the Department of Engineering.
2.9. Project - The total construction of one or more improvements or structures of which the
Work to be provided under the Contract Documents may be the whole, or a part, as
indicated elsewhere in the Contract Documents.
ITB-2
2.10. Project Manual - The bound set of Documents, sample forms, and Contract Documents
(excluding plans and Addenda) approved by the OWNER for the Work and/or Project
described in the Notice To Bidders and of which these Instructions To Bidders are a part.
2.11. Standard General Conditions - City of Carmel Standard General Conditions for
Construction Contracts, 2003.
2.12. Work - The entire construction or the various separately identifiable parts thereof,
required to be furnished under the Contract Documents. The Work is the result and
product of performing services, furnishing labor and furnishing and incorporating
materials and equipment into the construction, all as required by the Contract Documents.
In all other respects, terms used herein shall have the meanings as stated in the Standard General
Conditions or other Contract Documents.
3. EXAMINATION OF SITE AND DOCUMENTS
3.1. Before the Bid Date, all Bidders shall carefully and thoroughly examine and inspect the
entire site of the proposed Work and adjacent premises and the various means of
approach and access thereto by means of a site inspection visit, and make all necessary
investigations to inform themselves thoroughly as to the facilities necessary for
delivering, placing and operating the necessary construction equipment, and for
delivering and handling materials at the site, and shall inform themselves thoroughly as
to any and all actual or potential difficulties, hindrances, delays and constraints involved
in the commencement, prosecution and completion of the proposed Work in accordance
with the requirements of the Contract Documents.
3.2. It shall be the sole responsibility of Bidders to make borings, test pits and to conduct such
other investigations at or near the site of the proposed Work as they deem necessary to
determine the character, location and amount of materials to be encountered or other
subsurface conditions which could affect the manner, cost or time required to perform the
Work.
3.3. Bidders shall carefully and thoroughly examine the plans, specifications and other
Contract Documents and/or Project Manual as available in the locations stated in the
Notice to Bidders and shall assume the full risk of their own judgments as to the nature,
quality and amount of the whole of the Work to be done, and for the price Bid must
assume all risk of any and all variances or errors in any computation or statement of
amounts or quantities necessary to complete the Work in strict compliance with the
Contract Documents.
3.4. Elevations of the existing ground surface or structures at the site of the Work as shown
on the plans are believed to be reasonably correct, but are not guaranteed to be absolutely
so and are presented only as an approximation. Bidders shall satisfy themselves as to the
correctness of all elevations.
3.5. Information stated or depicted on plans concerning the location, dimensions, depth, and
other characteristics of underground structures and utilities is given only as general
information and shall not be construed or relied upon by Bidders as a representation or
assurance that such structures or utilities will be found or encountered as plotted, or that
ITB-3
such information is complete or accurate. Therefore, Bidders shall satisfy themselves by
such means as they may deem proper as to the location of all structures and utilities that
may be encountered in construction of the Work and shall bear the risk of the number,
type, location, dimensions and depth of all structures and utilities thus encountered.
4. CLARIFICATIONS AND ADDENDA
4.1. If a Bidder finds conflicts, errors, discrepancies, or ambiguities in the Contract
Documents or any sample form, or if the Bidder is in doubt as to the intended meaning of
any portion or provision therein, the Bidder shall at once give written notice thereof to
the OWNER’s Representative, at least seven (7) consecutive calendar days prior to the
Bid Date. No Bidder shall be allowed any extra compensation or time extension by
reason of any conflict, error, discrepancy, or ambiguity of which the Bidder had actual
knowledge or reasonably should have known and which he/she failed to report within the
period and in the manner required by these Instructions To Bidders.
4.2. No material changes, clarifications, or interpretations of the Contract Documents will be
issued except by written or graphic Addenda mailed or delivered to record holders of
Contract Documents not less than three (3) calendar days prior to the Bid Date. All such
Addenda must be acknowledged by the Bidder and will become a part of the Contract
Documents. The OWNER will not be responsible for or bound by any oral or written
interpretations or clarifications of the Contract Documents that anyone presumes to make
on its behalf, except by an Addendum issued in accordance with this Section.
5. BID SUBMISSION
5.1. All Bid Documents shall be placed within a sealed envelope that shall be plainly labeled
on the outside with the words “BID – Keystone Parkway and 116th Street / Carmel
Drive Interchange, City of Carmel Project #07-08C” on the lower left-hand corner as
indicated on the Notice to Bidders and also include the name and address of the Bidder
on the envelope. If forwarded by mail, the sealed envelope must be enclosed in another
envelope addressed to: City of Carmel, Clerk-Treasurer’s Office, One Civic Square,
Carmel, Indiana 46032.
5.2. All Bid Documents as herein prescribed must be submitted with, and as integral parts of,
each Bid Submission and shall be subject to all requirements of the Contract Documents,
including drawings and these Instructions To Bidders. Bid Documents must be properly
filled in and completed in every material respect and without interlineations, excisions,
special conditions, qualifications or exceptions. Each Bid Document requiring a signature
shall be signed by an individual duly authorized to execute such Document on Bidder’s
behalf. A Bid executed by a corporation, joint venture, or other entity with an assumed
name shall have the legal and correct name thereof followed by the word “by” and the
signature and title of the officer or other person authorized to sign for it and a corporate
resolution or similar document authorizing such officer to bind the entity.
ITB-4
5.3. The Bid Documents to be thus submitted by each Bidder shall consist of both of the
following (5.3.1, 5.3.2):
5.3.1. Bidder’s Itemized Proposal and Declarations. A sample of this form is included in
the Project Manual and must be utilized by all Bidders. Such Document includes
and consists of the following constituent “Parts”:
“Part 1 - Bidder Information”
“Part 2 - Proposal (Bid)”
“Part 3 - Contract Items and Unit Prices”
“Part 4 - Contract Documents and Addenda”
“Part 5 - Exceptions”
“Part 6 - Financial Statement”
“Part 7 - Additional Declarations”
“Part 8 - Non-Collusion Affidavit”
“Part 9 - Signatures”
5.3.2. Bid Security in the form of a Bid Bond or Certified Check in an amount not less
than ten percent (10%) of the Bid price. Such Bid Security shall serve as security
to insure the execution of the Agreement and the furnishing of other required
Documents by the successful Bidder, including Performance and Payment Bonds.
A sample Bid Bond form is included in the Project Manual and such form, or
such other form as may be approved in advance by OWNER, shall be utilized if
such a bond is furnished as Bid Security. A Bid Bond shall be executed by a
surety company licensed to transact such business in the State of Indiana and
qualified as a surety under the underwriting limitations on the current list of
“Surety Companies Acceptable on Federal Bonds,” as published in the US
Treasury Department Circular No. 570; the Bidder shall also furnish as part of the
Bid Submission a signed power of attorney establishing the authority of the
person executing such Bid Bond on behalf of the surety. Bid Security shall be
held until the Contract is executed with the successful Bidder. In the event that
all Bids are rejected, the Bid Security of all Bidders will be returned upon request.
No “Annual” Bid bonds, cash deposits or cashiers’ checks will be accepted.
5.4. Bids may be withdrawn in person by a Bidder during normal hours of business prior to
the time fixed for opening of Bids. In the event of a valid withdrawal of a Bid, the Bid
Security of the withdrawing Bidder will be returned promptly. No Bid may be withdrawn
after opening of Bids has commenced except after expiration of such period following the
Bid Date as is specifically provided in the Notice to Bidders or as otherwise governed by
law, plus any extension thereof as provided elsewhere in these Instructions To Bidders.
5.5. Bids will be received up to the time specified in the Notice to Bidders. Bids received
after that time will be returned unopened. All Bids will be stamped showing the date and
time received.
ITB-5
6. POST-BID REQUIREMENTS
Within three (3) business days of notification by OWNER, the apparent lowest responsive
Bidder will be required to submit additional Documents and satisfy additional requirements as
conditions to such Bidder being found by the OWNER to be a responsible Bidder, as follows:
6.1. Proof of Insurability. The Bidder shall furnish: (1) proof of insurance showing existing
coverage in accordance with the terms and amounts stated in the General Conditions, or
(2) a letter or statement certifying that, in the event that the Bid is awarded by the
OWNER, an insurance company will provide the required coverage to the Bidder
submitting the Bid. Such proof of insurance or the letter/statement shall be issued by a
financially responsible insurance company authorized to do business in the State of
Indiana.
6.2. Surety Letter of Intent. The Bidder shall furnish a written statement or letter from a
Surety company licensed to transact such business in the State of Indiana and qualified as
a surety under the underwriting limitations on the current list of “Surety Companies
Acceptable on Federal Bonds”, as published in U.S. Treasury Department Circular No.
570 which assures the OWNER that, in the event the Bid is accepted and a Contract is
awarded by OWNER, said Surety will execute and deliver both a Performance Bond and
Payment Bond as required by the Contract Documents.
6.3. Joint Venture Agreement. If the Bidder is a joint venture, partnership or other
combination of two or more persons or entities, the Bidder shall submit a copy of the
joint venture or other Agreement by which such joint venture, partnership, or other
association has been formed, executed by all such participating persons or entities. If the
Bid is signed by less than all parties that comprise the Bidder, suitable written evidence
of the authority of such signing party to bind all such parties must also be furnished.
6.4. Manufacturers List. The Bidder shall submit a completed Manufacturers list on the form
provided in these Bid Documents.
6.5. Subcontractors List. The Bidder shall submit a completed Subcontractors list on the form
provided in these Bid Documents to the City Engineer’s office within 24 hours of bid
opening.
7. BID EVALUATION AND AWARD
7.1. Award of the Contract will be made to the lowest, most responsive and most responsible
Bidder where the Bid is reasonable and does not exceed the funds available for the
Project. The OWNER reserves the right to reject all Bids and may waive or allow a
Bidder to correct errors, omissions or other irregularities in Bid Documents that are found
not to have afforded the Bidder a substantial competitive advantage over other Bidders.
7.2. The OWNER shall have the right to reject any Bid if investigation of the Bidder fails to
satisfy the OWNER that such Bidder is properly qualified to carry out the obligations and
complete the Work. Any or all Bids will be rejected if there is reason to believe that
collusion exists among Bidders.
ITB-6
7.3. For Contract Items and Unit Price, estimated quantities and unit prices will serve as the
basis for determining the proposed price of each Bid. Patent math errors in statements of
Unit Prices or Totals may be corrected by the OWNER or ENGINEER, in which case the
corrected amounts will be used for the purpose of Bid evaluation, comparison and other
award considerations. However, neither the OWNER nor the ENGINEER shall be
required to discover or correct any error or omission in a Bid and the Bidder shall assume
the risk of and be bound to the consequences of any such error or omission.
7.4. The OWNER may, at its sole option, award the Contract to a Bidder on a conditional
basis to afford the Bidder additional time and opportunity to submit required Documents
or to fulfill other requirements. In such case, the OWNER will furnish to the Bidder a
notice of conditional award that will establish (i) the additional conditions to be fulfilled
for the award to become effective, and (ii) the time limit within which such conditions
shall be satisfied. If the Bidder fails to satisfy the conditions in the manner and within
the time specified in such notice, the OWNER may declare such Bidder to be non-
responsive and award the Contract, conditionally or unconditionally, to another Bidder.
Time limitations governing the OWNER’s award of the Contract shall be extended for
such additional period as may be required to effectuate the conditional award procedure
set forth in this sub-section, and no Bid may be withdrawn during such period of
extension.
8. CONTRACT EXECUTION; SUBMITTALS
8.1. Within three (3) business days after the award notice, the successful Bidder shall sign and
deliver at least five (5) counterparts of the Agreement, utilizing the form thereof included
in the Project Manual and make delivery thereof to the OWNER, along with other
Documents as prescribed by the Contract Documents. After execution and delivery of the
Agreement and other required Documents, and acceptance thereof by the OWNER, the
Bid Security furnished by each Bidder will be returned to the respective Bidders upon
request.
8.2. If the Bidder fails or neglects to execute and deliver the Agreement and other required
Documents as prescribed by the preceding sub-section, the Bidder shall be deemed to
have repudiated the Contract and thereupon the award shall be null and void; and the Bid
Security provided by the Bidder shall be forfeited to and retained by the OWNER as
liquidated damages for such failure of the Bidder to execute the Contract, it being
understood and agreed that the character and amount of actual damages sustained by the
OWNER cannot reliably be ascertained and measured and that the amount of the Bid
Security is intended as a reasonable prospective estimate of such actual damages.
8.3. Concurrently with the execution and delivery of the Agreement to the OWNER, or within
such other period as the OWNER may prescribe, the successful Bidder
(CONTRACTOR) shall submit the following as conditions to the Bidder’s right to
proceed with and receive payment for any Work:
8.3.1. A complete list of all Subcontractors to be used on the Work;
8.3.2. A one hundred percent (100%) Performance Bond, a one hundred percent (100%)
Payment Bond and a ten percent (10%) Maintenance Bond as prescribed by the
ITB-7
General Conditions or other Contract Documents. Such bonds shall be executed
utilizing the sample forms included in the Project Manual or alternative forms
approved in advance by the OWNER. Indemnification clauses between successful
Bidder and the Surety shall not be binding upon the OWNER;
8.3.3. The preliminary schedules required by Paragraph 2.7 of the Standard General
Conditions;
8.3.4. A schedule of wages to be paid by the Bidder and his/her Subcontractors to
laborers for the Work; and
8.3.5. Other post-Bid submittals required by the Contract Documents.
9. LIQUIDATED DAMAGES
9.1. The Contract Documents provide for the payment of liquidated damages in the event of
unexcused failure by the CONTRACTOR to complete the Work within the time required
by the Contract Documents.
9.2. The per diem rate(s) of liquidated damages established by the preceding sub-section have
been determined and are intended as reasonable prospective estimate(s) of the type and
amount of actual damages that the OWNER may sustain in the event of such delay(s).
Submission of a Bid shall constitute an unconditional acknowledgment and Agreement
by the Bidder that such liquidated damages are fair and reasonable and do not and will
not constitute a penalty, and that such liquidated damages may be assessed and recovered
by the OWNER as against the successful Bidder and its Surety in lieu of actual damages
for delayed completion.
END OF INSTRUCTIONS TO BIDDERS
ITB-8
BIDDER’S ITEMIZED PROPOSAL
AND DECLARATIONS
City of Carmel
Instructions To Bidders:
This form shall be utilized by all Bidders, except as otherwise specifically provided, all Parts
shall be fully and accurately filled in and completed and notarized.
Project: Keystone Parkway and 116th Street / Carmel Drive
Interchange, City of Carmel Project #07-08C
Proposal For Construction of :
Construction of a split diamond roundabout interchange at the
intersections of Keystone Parkway with 116th Street & Keystone
Parkway with Carmel Drive, reconstruction of portions of 116th
Street directly east and west of Keystone Parkway and
reconstruction of portions of Carmel Drive directly east and west
of Keystone Parkway.
Date: _______________________________
To: City of Carmel, Indiana, Board of Public Works and Safety
BID-1
PART 1
BIDDER INFORMATION
(Print)
1.1 Bidder Name:
1.2 Bidder Address: Street Address:
City: State: Zip:
Phone:
Fax:
1.3 Bidder is a/an [mark one]
Individual Partnership Indiana Corporation
Foreign (Out of State) Corporation; State:
Joint Venture Other
1.4 [The following must be answered if the Bidder or any of its partners or joint venture
parties is a foreign corporation. Note: To do business in or with the City of Carmel,
Indiana, foreign corporations must register with the Secretary of the State of Indiana as
required by the Indiana General Corporation Act as stated therein and expressed in the
Attorney General’s Opinion #2, dated January 23, 1958.]
.1 Corporation Name:
.2 Address:
.3 Date registered with State of Indiana:
.4 Indiana Registered Agent:
Name:
Address:
BID-2
PART 2
BID PROPOSAL
2.1 Base Bid
The undersigned Bidder proposes to furnish all necessary labor, machinery, tools,
apparatus, materials, equipment, service, and other necessary supplies, and to perform
and fulfill all obligations incident thereto in strict accordance with and within the time(s)
provided by the terms and conditions of the Contract Documents for the above described
Work and Project, including any and all addenda thereto, for the Unit Prices applicable to
the Contract Items as stated in Part 3 hereof, which Unit Prices, when multiplied by
estimated unit quantities for such Contract Items, total
Dollars ($_________________). The
Bidder acknowledges that evaluation of the lowest Bid shall be based on such price and
further acknowledges that the unit quantities listed in Part 3 of this Proposal are estimates
solely for the purpose of Bid evaluation and Contract award, and are not to be construed
as exact or binding. The Bidder further understands that all Work which may result on
the Contract shall be compensated for on a Unit Price basis and that the OWNER and
ENGINEER cannot and do not guarantee the amount or quantity of any item of Work to
be performed or furnished under the Contract.
BID-3
1 CONSTRUCTION ENGINEERING LS 1
2 MOBILIZATION AND DEMOBILIZATION LS 1
3 CLEARING RIGHT OF WAY LS 1
4 TRAFFIC SIGNAL EQUIPMENT, REMOVE EACH 2
5 PAVEMENT REMOVAL SYS 23,693
6 GUARDRAIL, REMOVE LFT 1,107
7 EXCAVATION, COMMON CYS 155,160
8 EXCAVATION, UNCLASSIFIED CYS 9,000
9 BORROW CYS 12,534
10 TEMPORARY EROSION AND SEDIMENT CONTROL, CURB INLET
PROTECTION EACH 30
11 TEMPORARY CHECK DAM, REVETMENT RIPRAP TON 64
12 TEMPORARY DITCH INLET PROTECTION EACH 17
13 TEMPORARY SEDIMENT TRAP TON 62
14 TEMPORARY SILT FENCE LFT 1,300
15 FILTER TUBE, 18 IN.LFT 57
16 SUBGRADE TREATMENT, TYPE I SYS 84,467
17 STRUCTURE BACKFILL, TYPE 1 CYS 15,885
18 STRUCTURE BACKFILL, TYPE 2 CYS 391
19 COMPACTED AGGREGATE, NO. 53, BASE TON 11,909
20 SUBBASE FOR PCCP CYS 2,868
21 COMPACTED AGGREGATE NO. 53, TEMPORARY FOR DRIVEWAYS TON 280
22 WIDENING WITH HMA, TYPE B TON 44
23 MILLING, ASPHALT, 1 1/2 IN.SYS 8,289
24 MILLING, ASPHALT, 7 1/2 IN.SYS 403
25 PROFILOGRAPH, HMA LS 1
26 HMA SURFACE, TYPE A TON 49
27 HMA SURFACE, TYPE C TON 1,291
28 HMA INTERMEDIATE, TYPE A TON 151
29 HMA INTERMEDIATE, TYPE C TON 2,151
30 HMA INTERMEDIATE, OG, TYPE C TON 1,977
31 HMA BASE, TYPE C TON 5,047
32 HMA INTERMEDIATE, OG, TYPE D TON 6,111
33 HMA FOR TEMPORARY PAVEMENT TON 5,578
34 HMA SURFACE, TYPE D TON 4,951
PART 3
CONTRACT ITEMS AND UNIT PRICES
Project No. 07-08C Base Bid
Keystone Parkway and 116th Street / Carmel Drive Interchanges
City of Carmel
DESCRIPTION UNIT QUANTITY
UNIT
PRICE TOTALITEM
NO.
35 HMA INTERMEDIATE, TYPE D TON 7,377
36 HMA BASE, TYPE D TON 21,942
37 HMA WEDGE AND LEVEL, TYPE D TON 1
38 ASPHALT FOR TACK COAT TON 56
39 CORING, PCCP LS 1
40 PCCP, 12 IN.SYS 11,471
41 PCCP TRUCK APRON, 7 IN.SYS 766
42 PCCP, 7.5 IN.SYS 53
43 PCCP, 4 IN.SYS 1,154
44 D-1 CONTRACTION JOINT LFT 7,362
45 BLUE BOARD, 2 IN.SFT 2,949
46 CONCRETE IMPRINTING SFT 17,280
47 GUARDRAIL TRANSITION TYPE TGB EACH 1
48 GUARDRAIL, STEEL CURVED TERMINAL END SECTION EACH 3
49 IMPACT ATTENUATOR, R2, W1, TL-3 EACH 2
50 IMPACT ATTENUATOR, R2, W2, TL-3 EACH 4
51 GUARDRAIL, W-BEAM, NESTED EACH 2
52 IMPACT ATTENUATOR, LS, W1, TL-1 EACH 1
53 GUARDRAIL END TREATMENT, OS EACH 2
54 GUARDRAIL, W BEAM, 6 FT. 3 IN. SPACING LFT 1,925
55 GUARDRAIL TRANSITION, VH, 6 FT. 3 IN. SPACING EACH 1
56 ORNAMENTAL RAILING LFT 729
57 BARRIER DELINEATOR EACH 109
58 MODIFIED REINFORCED CONCRETE BARRIER WALL LFT 1,693
59 FENCE, FARM FIELD, 47 IN.LFT 2,499
60 CURB RAMP, CONCRETE, C SYS 163
61 CURB RAMP, CONCRETE, D SYS 7
62 CURB RAMP, CONCRETE, F SYS 18
63 CURB RAMP, CONCRETE, G SYS 48
64 CURB RAMP, CONCRETE, H SYS 67
65 CURB RAMP, CONCRETE, K SYS 81
66 CURB RAMP, CONCRETE, L SYS 33
67 CURB RAMP, CONCRETE, KH SYS 31
68 CURB RAMP, CONCRETE, D1 SYS 40
69 CURB RAMP, CONCRETE, D2 SYS 7
70 CURB RAMP, CONCRETE, D3 SYS 18
71 SIDEWALK, CONCRETE, 4 IN.SYS 1,072
72 CURB, INTEGRAL, CONCRETE LFT 798
73 CURB, INTEGRAL, B, CONCRETE LFT 1,272
74 CURB, CONCRETE, MODIFIED LFT 1,087
75 CURB AND GUTTER, B, CONCRETE LFT 997
76 CURB AND GUTTER, B, CONCRETE, MODIFIED LFT 9,860
77 CURB TURNOUT EACH 1
78 CURB AND GUTTER, CONCRETE, ROLL LFT 837
79 PAVED SIDE DITCH, A LFT 1,881
80 HMA FOR APPROACHES, TYPE A TON 311
81 MAILBOX ASSEMBLY, SINGLE EACH 1
82 GEOTEXTILES SYS 191
83 RIPRAP, CLASS 1 TON 24
84 RIPRAP, REVETMENT TON 120
85 MOBILIZATION AND DEMOBILIZATION FOR SEEDING EACH 2
86 MULCHED SEEDING, T, CONVENTIONAL MIX SYS 9,564
87 EROSION CONTROL BLANKET SYS 2,850
88 FERTILIZER TON 2
89 SEED MIXTURE, U LBS 593
90 MULCHING MATERIAL TON 8
91 WATER kGAL 366
92 TOP SOIL CYS 20,499
93 SODDING, NURSERY SYS 12,294
94 IRRIGATION CONDUIT LFT 1,000
95 CORED HOLE IN CONCRETE EACH 1
96 CONCRETE BRIDGE RAILING TRANSITION, TPS-2 EACH 1
97 REINFORCED CONCRETE MOMENT SLAB, 12 IN.SYS 4,481
98 MODIFIED 33 IN. BRIDGE RAIL - TYPE I LFT 4,221
99 MODIFIED 33 IN. BRIDGE RAIL - TYPE II LFT 118
100 CUT WALL, A SFT 14,066
101 CUT WALL, B SFT 14,249
102 CUT WALL, C SFT 7,129
103 CUT WALL, D SFT 6,355
104 CUT WALL, H SFT 13,168
105 CUT WALL, I SFT 14,170
106 SEAL COAT, GRAFFITI RESISTANT SFT 91,476
107 SURFACE SEAL SFT 70,551
108 CULVERT, PRECAST BOX, REINFORCED CONCRETE, 8 FT. X 8 FT.LFT 190
109 PIPE END SECTION, 36 IN.EACH 1
110 PIPE, CIRCULAR, 36 IN.LFT 1,162
111 PIPE, TYPE 4, CIRCULAR, 6 IN.LFT 13,243
112 PIPE, UNDERDRAIN OUTLET, 6 IN.LFT 347
113 PIPE, CIRCULAR, 12 IN.LFT 800
114 PIPE, CIRCULAR, 15 IN.LFT 3,306
115 PIPE, CIRCULAR, 18 IN.LFT 2,473
116 PIPE, CIRCULAR, 24 IN.LFT 1,035
117 PIPE, CIRCULAR, 30 IN.LFT 741
118 PIPE, CIRCULAR, 42 IN.LFT 2,352
119 STORMWATER TREATMENT SYSTEM, TYPE II EACH 1
120 VIDEO INSPECTION FOR PIPE LFT 11,869
121 OUTLET PROTECTOR, 1 EACH 6
122 OUTLET PROTECTOR, 2 EACH 1
123 VIDEO INSPECTION FOR UNDERDRAINS LFT 3,000
124 AGGREGATE FOR UNDERDRAINS CYS 1,235
125 GEOTEXTILES FOR UNDERDRAIN SYS 17,810
126 A2000 6 IN. PVC, PERFORATED LFT 8,034
127 MANHOLE, J10 EACH 3
128 CATCH BASIN, HA5 EACH 14
129 INLET, HA5 EACH 8
130 CASTING, ADJUST TO GRADE EACH 8
131 CASTING, 4, FURNISH EACH 1
132 CAP INLET EACH 1
133 INLET, E7 EACH 2
134 INLET, J10 EACH 3
135 INLET, M10 EACH 7
136 INLET, R13 EACH 1
137 CATCH BASIN, K10 EACH 6
138 MANHOLE, C4 EACH 23
139 STRUCTURE, MANHOLE, RECONSTRUCT LFT 7
140 MANHOLE, L4 EACH 1
141 MANHOLE, C10 EACH 3
142 MANHOLE, K4 EACH 6
143 BYPASS MANHOLE, K4 EACH 1
144 MANHOLE, J4 EACH 13
145 MANHOLE, C7 EACH 2
146 MANHOLE, L7 EACH 1
147 INLET, C15 EACH 4
148 CATCH BASIN, C15 EACH 6
149 MASONRY COATING SFT 70,551
150 CONCRETE STAINING SFT 20,925
151 FACE PANELS, CONCRETE SFT 92,704
152 WALL ERECTION SFT 92,704
153 LEVELING PAD, CONCRETE LFT 7,035
154 COARSE AGGREGATE, NO. 8 TON 12,676
155 CONSTRUCTION SIGN, C EACH 10
156 ROAD CLOSURE SIGN ASSEMBLY EACH 12
157 ENERGY ABSORBING TERMINAL, CZ EACH 3
158 TEMPORARY PAVEMENT MARKING, REMOVABLE, 4 IN.LFT 35,803
159 TEMPORARY PAVEMENT MESSAGE MARKING, REMOVABLE, LANE
INDICATION ARROW EACH 12
160 TEMPORARY PAVEMENT MESSAGE MARKING, REMOVABLE, WORD (ONLY) EACH 7
161 TEMPORARY TRANSVERSE PAVEMENT MARKING, 24 IN.LFT 109
162 TEMPORARY PAVEMENT MARKING, REMOVABLE, 8 IN.LFT 4,851
163 DETOUR ROUTE MARKER ASSEMBLY EACH 45
164 CONSTRUCTION SIGN, A EACH 60
165 CONSTRUCTION SIGN, B EACH 2
166 FLASHING ARROW SIGN DAY 500
167 MAINTAINING TRAFFIC LS 1
168 BARRICADE, III-A LFT 204
169 BARRICADE, III-B LFT 144
170 TEMPORARY TRAFFIC BARRIER, TYPE 2 LFT 7,189
171 TEMPORARY TRAFFIC BARRIER, TYPE 2, ANCHORED LFT 4,347
172 TEMPORARY CHANGEABLE MESSAGE SIGN EACH 2
173 TEMPORARY TRAFFIC SIGNAL LS 3
174 SIGN POST, SQUARE, 1, REINFORCED ANCHOR BASE LFT 864
175 SIGN, PANEL, WITH LEGEND SFT 283
176 SIGN, SHEET, RELOCATE EACH 10
177 SIGN, SHEET, ENCAPSULATED LENS WITH LEGEND, 0.080 IN.SFT 360
178 SIGN, SHEET, ENCAPSULATED LENS WITH LEGEND, 0.100 IN.SFT 338
179 SIGN, SHEET, ENCAPSULATED LENS WITH LEGEND, 0.125 IN.SFT 20
180 STRUCTURAL STEEL, BREAKAWAY LBS 1,756
181 DECORATIVE SURROUND, SUPPORTS, AND ASSEMBLY, INSTALLED EACH 7
182 DECORATIVE STREET SIGN ASSEMBLY DIRECTIONAL, INSTALLED EACH 8
183 DECORATIVE SIGN ASSEMBLY, REMOVE AND RELOCATE EACH 4
184 TRANSPORTATION OF SALVAGEABLE SIGNAL EQUIPMENT EACH 2
185 WIRE, NO. 4 COPPER, IN PLASTIC DUCT, IN PLASTIC CONDUIT, 4 1/C LFT 3,031
186 CONDUIT, PVC, 2 IN.LFT 3,483
187 WIRE, NO. 4 COPPER, IN PLASTIC DUCT, IN PLASTIC CONDUIT, IN STEEL
CONDUIT, 4 I/C LFT 452
188 CONDUIT, STEEL, GALVANIZED, 2 IN. LFT 1,167
189 WIRE, NO. 4 COPPER, IN PLASTIC DUCT, IN STEEL CONDUIT, 4 1/C LFT 715
190 HANDHOLE, LIGHTING EACH 20
191 LIGHT STANDARD FOUNDATION, 3 FT. DIA X 8 FT.EACH 54
192 JUNCTION BOX EACH 4
193 WIRE, NO. 4 COPPER, IN PLASTIC DUCT, IN TRENCH, 4 1/C LFT 8,105
194 UNDERPASS CIRCUIT INSTALLATION, 1 LUMINAIRE EACH 4
195 SERVICE POINT, II EACH 4
196 TRANSITION FITTINGS, GALVANIZED STEEL CONDUIT TO PLASTIC CABLE EACH 2
197 CONNECTOR KIT, UNFUSED EACH 58
198 CONNECTOR KIT, FUSED EACH 58
199 MULTIPLE COMPRESSION FITTING, NON-WATERPROOFED EACH 108
200 MULTIPLE COMPRESSION FITTING, WATERPROOFED EACH 60
201 INSULATION LINK, NONWATERPROOFED EACH 116
202 INSULATION LINK, WATERPROOFED EACH 96
203 CABLE DUCT MARKER EACH 24
204 POLE CIRCUIT CABLE, 1 C NO. 10 STRANDED COPPER LFT 4,140
205 CABLE INTERDUCT LFT 1,885
206 HANDHOLE EACH 8
207 DECORATIVE LIGHT POLE ASSEMBLY, REMOVE AND RESET EACH 1
208 LUMINAIRE, ROADWAY, METAL HALIDE, 250 WATT, PORT HURON EACH 44
209 LUMINAIRE, ROADWAY, METAL HALIDE, 250 WATT, MONGOOSE EACH 18
210 LUMINAIRE, UNDERPASS, WALL MOUNTED, METAL HALIDE, 150 WATT EACH 4
211 LIGHT FOUNDATION, BRIDGE MOUNT, WITH GROUNDING EACH 9
212 LIGHT POLE, 30 FT. E.M.H. 1.5 FT. MAST ARM, BREAKAWAY BASE EACH 18
213 LIGHT POLE, 30 FT. E.M.H. 8 FT. MAST ARM, TRANSFORMER BASE,
DECORATIVE POLE. MAST ARM, AND BASE EACH 35
214 LIGHT POLE, 15 FT. E.M.H. 4 FT. MAST ARM, TRANSFORMER BASE,
DECORATIVE POLE. MAST ARM, AND BASE EACH 9
215 PAVEMENT MESSAGE MARKINGS, REMOVE EACH 20
216 LINE, EPOXY, BROKEN, WHITE, 4 IN. LFT 900
217 TRANSVERSE MARKINGS, THERMOPLASTIC, CROSSWALK, WHITE, 24 IN. LFT 910
218 LINE, EPOXY, SOLID, WHITE, 4 IN. LFT 5,647
219 LINE, EPOXY, SOLID, YELLOW, 4 IN. LFT 6,648
220 LINE, THERMOPLASTIC, BROKEN, WHITE, 4 IN. LFT 4,185
221 LINE, THERMOPLASTIC, SOLID, WHITE, 4 IN. LFT 13,467
222 LINE, THERMOPLASTIC, SOLID, WHITE, 8 IN. LFT 3,950
223 LINE, PAINT, BROKEN, WHITE, 4 IN. LFT 7,969
224 LINE, PAINT, SOLID, WHITE, 4 IN. LFT 13,509
225 LINE, PAINT, SOLID, YELLOW, 4 IN. LFT 10,578
226 LINE, REMOVE LFT 27,044
227 LINE, EPOXY, SOLID, WHITE, 6 IN. LFT 629
228 PAVEMENT MESSAGE MARKINGS, EPOXY, FISHHOOK INDICATION ARROW EACH 24
229 LINE, THERMOPLASTIC, SOLID, WHITE, 6 IN. LFT 1,747
230 LINE, THERMOPLASTIC, BROKEN, YELLOW, 4 IN.LFT 87
231 LINE, THERMOPLASTIC, SOLID, YELLOW, 4 IN.LFT 15,855
232 TRANSVERSE MARKINGS, THERMOPLASTIC, SOLID, WHITE,
CROSSHATCH, 24 IN.LFT 499
233 TRANSVERSE MARKINGS, THERMOPLASTIC, SOLID, YELLOW,
CROSSHATCH, 12 IN LFT 95
234 TRANSVERSE MARKINGS, THERMOPLASTIC, STOP LINE, 24 IN.LFT 106
235 TRANSVERSE MARKINGS, THERMOPLASTIC, "SHARKS TEETH"LFT 255
236 PAVEMENT MESSAGE MARKINGS, THERMOPLASTIC, LANE INDICATION EACH 19
237 PAVEMENT MESSAGE MARKINGS, THERMOPLASTIC, SYMBOL (BIKE) EACH 3
238 PAVEMENT MESSAGE MARKINGS, THERMOPLASTIC, WORD (ONLY) EACH 2
239 PAVEMENT MESSAGE MARKINGS, THERMOPLASTIC, FISHHOOK
INDICATION ARROW EACH 16
240 SNOWPLOWABLE RAISED PAVEMENT MARKER EACH 515
241 LINE, THERMOPLASTIC, SOLID, YELLOW, 8 IN.LFT 480
242 LINE, THERMOPLASTIC, BROKEN, WHITE, 6 IN., 3FT STRIPE - 3FT GAP LFT 405
243 LINE, THERMOPLASTIC, BROKEN, WHITE, 12IN., 3FT STRIPE - 3FT GAP LFT 272
244 LINE, PAINT, DOTTED, WHITE, 4 IN.LFT 169
245 RETAINING WALL MOCK UP LS 1
246 BRIDGE RAIL MOCK UP LS 1
247 FLAT-WORK MOCK UP LS 1
248 FORMLINER, WALL PANELS SFT 92,704
249 FORMLINER, MODIFIED 33 IN. BRIDGE RAIL, TYPE I & II, REAR FACE LFT 4,339
250 FORMLINER, REINFORCED CONCRETE BARRIER WALL, REAR FACE LFT 1,693
251 CONSTRUCTION ENGINEERING LS 1
252 MOBILIZATION AND DEMOBILIZATION LS 1
253 EXCAVATION, DRY CYS 148
254 B BORROW CYS 49
255 AGGREGATE FOR END BENT BACKFILL CYS 281
256 DENSE GRADED SUBBASE CYS 63
257 CONCRETE IMPRINTING SFT 13,646
258 ORNAMENTAL HANDRAIL LFT 198
259 CURB, INTEGRAL, CONCRETE LFT 201
260 REINFORCED CONCRETE BRIDGE APPROACH SLAB, 12 IN.SYS 392
261 GEOTEXTILES SYS 599
262 DYNAMIC PILE LOAD TEST EACH 2
263 TEST PILE, RESTRIKE EACH 2
264 TEST PILE EACH 2
265 PILE TIP, STEEL H EACH 108
266 PILE, STEEL H, HP 12 X 74 LFT 9,140
267 CONCRETE, A, SUBSTRUCTURE CYS 362
STRUCTURE NO. 1 - 116TH STREET - BRIDGE ITEMS
268 CONCRETE, B, FOOTINGS CYS 148
269 REINFORCING BARS LBS 103,873
270 REINFORCING BARS, EPOXY COATED LBS 283,720
271 CONCRETE, C, SUPERSTRUCTURE CYS 1,557
272 CONCRETE, C, RAILING CYS 41
273 STRUCTURAL MEMBERS, CONCRETE I-BEAM, II, 36 IN X 12 IN LFT 2,532
274 SURFACE SEAL SFT 22,070
275 ANCHOR PLATES, AP1 EACH 100
276 MASONRY COATING SFT 7,080
277 CONDUIT, PVC, 2 IN. LFT 208
278 CONCRETE STAINING SFT 220
279 STREET NAME SIGN, BRIDGE MOUNTED, DECORATIVE EACH 2
280 FORMLINER, SPECIALTY, CITY SEAL EACH 2
281 FORMLINER, BRDIGE RAIL, FRONT FACE LFT 200
282 FORMLINER, BRDIGE RAIL, REAR FACE LFT 200
283 CONSTRUCTION ENGINEERING LS 1
284 MOBILIZATION AND DEMOBILIZATION LS 1
285 EXCAVATION, DRY CYS 112
286 B BORROW CYS 38
287 AGGREGATE FOR END BENT BACKFILL CYS 221
288 DENSE GRADED SUBBASE CYS 59
289 CONCRETE IMPRINTING SFT 9,483
290 ORNAMENTAL HANDRAIL LFT 201
291 CURB, INTEGRAL, CONCRETE LFT 191
292 REINFORCED CONCRETE BRIDGE APPROACH SLAB, 12 IN.SYS 369
293 GEOTEXTILES SYS 484
294 DYNAMIC PILE LOAD TEST EACH 2
295 TEST PILE, RESTRIKE EACH 2
296 TEST PILE EACH 2
297 PILE TIP, STEEL H EACH 86
298 PILE, STEEL H, HP 12 X 74 LFT 7,300
299 CONCRETE, A, SUBSTRUCTURE CYS 291
300 CONCRETE, B, FOOTINGS CYS 119
301 REINFORCING BARS LBS 73,698
302 REINFORCING BARS, EPOXY COATED LBS 245,553
303 CONCRETE, C, SUPERSTRUCTURE CYS 1,161
304 CONCRETE, C, RAILING CYS 39
305 STRUCTURAL MEMBERS, CONCRETE I-BEAM, II, 36 IN X 12 IN LFT 2,054
STRUCTURE NO. 2 - CARMEL DRIVE - BRIDGE ITEMS
306 SURFACE SEAL SFT 20,040
307 ANCHOR PLATES, AP1 EACH 80
308 MASONRY COATING SFT 7,030
309 CONDUIT, PVC, 2 IN. LFT 211
310 CONCRETE STAINING SFT 224
311 STREET NAME SIGN, BRIDGE MOUNTED, DECORATIVE EACH 2
312 FORMLINER, SPECIALTY, CITY SEAL EACH 2
313 FORMLINER, BRDIGE RAIL, FRONT FACE LFT 203
314 FORMLINER, BRDIGE RAIL, REAR FACE LFT 203
TOTAL:
SUBMITTED BY:
SIGNATURE
TITLE:
ADDRESS:
PART 4
CONTRACT DOCUMENTS AND ADDENDA
4.1 The Bidder agrees to be bound by the terms and provisions of all Contract Documents as
defined in the Standard General Conditions and incorporates such Contract Documents
herein by reference.
4.2 The Bidder acknowledges receipt of the following addenda:
ADDENDUM NUMBER DATE
BID-5
PART 5
EXCEPTIONS
Instructions To Bidders:
5.1 The Bidder shall fully state each exception taken to the Specifications or other Contract
Documents in Section 5.3 of this Part.
5.2 Bidder is cautioned that any exception taken by Bidder and deemed by OWNER to be a
material qualification or variance from the terms of the Contract Documents may result
in this Bid being rejected as non-responsive.
5.3 Exceptions:
BID-6
PART 6
FINANCIAL STATEMENT
6.1 Attachment of Bidder’s financial statement is mandatory. Any Bid submitted without
said financial statement as required by statute shall thereby be rendered invalid. The
financial statement provided hereunder to OWNER must be specific enough in detail so
that OWNER can make a proper determination of the Bidder’s capability for completing
the Work/Project if awarded. Information on Bidder’s company and financial statement
shall be consistent with the information requested on the State Board of Accounts Forms
No. 96a and No. 102, entitled “Standard Questionnaires and Financial Statement for
Bidders”.
BID-7
PART 7
ADDITIONAL DECLARATIONS
7.1 Bidder certifies for itself and all its subcontractors compliance with all existing laws of
the United States and the State of Indiana prohibiting the discrimination against any
employee or applicant for employment or subcontract work in the performance of the
Work contemplated by the Agreement with respect to hire, tenure, terms, conditions, or
privileges of employment or any matter directly or indirectly related to employment or
subcontracting because of race, religion, color, sex, handicap, national origin, ancestry,
age, disabled veteran status, or Vietnam era veteran status. The City of Carmel reserves
the right to collect a penalty as provided in IC 5-16-6-1 for any person discriminated
against.
7.2 The Bidder certifies that he/she has thoroughly examined the site of the Project/Work and
informed himself/herself fully regarding all conditions under which he/she will be
obligated to operate and that in any way affect the Work, and knows, understands and
accepts the existing conditions. The Bidder further certifies that he/she has thoroughly
reviewed the Contract Documents, including all Addenda, and has had the opportunity to
ask questions and obtain interpretations or clarifications concerning Contract Documents.
BID-8
PART 8
NON-COLLUSION AFFIDAVIT
The individual person(s) executing this Bid Proposal, being first duly sworn, depose(s) and
state(s) that the Bidder has not directly or indirectly entered into a combination, collusion,
undertaking or agreement with any other Bidder or person (i) relative to the price(s) proposed
herein or to be bid by another person, or (ii) to prevent any person from bidding, or (iii) to
induce a person to refrain from Bidding; and furthermore, this Bid Proposal is made and
submitted without reference to any other bids and without agreement, understanding or
combination, either directly or indirectly, with any persons with reference to such bidding in any
way or manner whatsoever.
PART 9
SIGNATURES
[Signature by or on behalf of the Bidder in the spaces provided below shall constitute execution
of each and every Part of this Itemized Proposal and Declarations Document. SIGNATURE
MUST BE PROPERLY NOTARIZED.]
Bidders Name:
Written Signature:
Printed Name:
Title:
Important - Notary Signature and Seal Required in the Space Below
STATE OF _____________________
SS:
COUNTY OF ____________________
Subscribed and sworn to before me this ______ day of _____________________,
20 ___.
My commission expires: _________ (Signed)____________________________
Printed:_____________________________
Residing in ___________________ County, State of______________________
BID-9
POST BID SUBMITTAL
SEE ITB SECTION 6.4
MANUFACTURERS LIST
Instructions To Bidders:
The Bidder shall enter, in the spaces provided below, the name of the manufacturer of
equipment that the Bidder proposes to furnish for each item of equipment listed in the
Manufacturers List which follows. The Bidder shall enter the name of only one
manufacturer for each listed equipment item. Failure to enter a manufacturer’s name for
each listed equipment item may render the Bid non-responsive if it is determined that
such omission is material by affording the Bidder a substantial advantage over other
Bidders.
Upon award of a contract, each listed equipment item shall be furnished by the named
manufacturer, unless changes are specifically authorized. Equipment substitutions will
be permitted only with the OWNER’s prior consent.
Preliminary acceptance of equipment listed by the manufacturer’s name shall not in any
way constitute a waiver of the Drawing and Specification requirements covering such
equipment. Acceptance will be based on full conformity with the Drawings and
Specifications covering the equipment.
Equipment Item (Contract Items) Manufacturer
______________________________________________________________________________
POSTBID-1
POST BID SUBMITTAL
SEE SECTIONS ITB 6.5
SUBCONTRACTORS LIST
Instructions To Bidders:
The Bidder shall enter the names and the type of work to be done in the Subcontractors
List which follows for each Subcontractor that the Bidder proposes to use for the Work
who will be providing work for an agreed price of five percent (5%) or greater of the
amount Bid as stated above in Part 2.
Only one Subcontractor shall be listed for each work item. Upon award of a contract, the
named Subcontractors shall be employed to perform the work, unless changes are
specifically authorized by the OWNER. Failure to furnish all information requested may
render the Bid non-responsive if it is determined that such omission is material by
affording the Bidder a substantial advantage over other Bidders.
Except as otherwise specifically stated by the Bidder in this Part, omission of any names
of Subcontractors herein shall constitute an affirmative representation and statement that
the Bidder proposes to use his own work forces for most of the Work such that he will
have no Subcontractors providing work in the amount of five percent (5%) or greater of
the amount Bid.
Subcontractor Name Work Price
(use additional sheets if necessary)
POSTBID-2
BID BOND
City of Carmel
Instructions To Bidders
Bidders may use this form or other form containing the same material conditions and provisions as
approved in advance by OWNER/Obligee.
Bidder/Surety must attach a signed, certified and effective dated copy of the Power of Attorney or
Attorney-In-Fact establishing the authority of the person(s) signing this Bid Bond on behalf of the Surety.
Surety company executing this bond shall appear on the most current list of “Surety Companies
Acceptable on Federal Bonds,” as specified in the U.S. Treasury Department Circular 570, as amended,
and be authorized to transact business in the State of Indiana.
KNOW ALL MEN BY THESE PRESENTS, that the undersigned
“Bidder”:
and
“Surety”: [Name]
[Address]
,
a corporation chartered and existing under the laws of the State of
______________________________, and authorized to do business in the State of
Indiana,
are held and firmly bound unto the City of Carmel, Indiana (“Obligee”) in the full and just sum equal to
ten percent (10%) of the price stated in the Bid Proposal described in Part 2, including accepted
alternates, if any, to be paid upon demand of the Obligee, together with interest at the maximum legal rate
from date of demand and any attorney fees and court costs incurred by Obligee to enforce this instrument,
to which payment well and truly to be made we bind ourselves, our heirs, executors, administrators,
successors, and assigns, jointly and severally and firmly by these presents. Ten percent (10%) of the
price stated in the Bid Proposal is $_________________.
WHEREAS, the Obligee has solicited Bids for certain Work for or in furtherance of construction of
public improvements described generally as
Keystone Parkway and 116th Street/ Carmel Drive Interchange
Carmel Project No. 07-08C
Construction of a split diamond roundabout interchange at the intersections of Keystone Parkway with
116th Street & Keystone Parkway with Carmel Drive, reconstruction of portions of 116th Street directly
east and west of Keystone Parkway and reconstruction of portions of Carmel Drive directly east and
west of Keystone Parkway.
pursuant to plans, specifications and other “Contract Documents” included as parts of and designated by
such solicitation; and
BB-1
WHEREAS, the Bidder has submitted to the Obligee a Bid Proposal to perform such Work.
NOW THEREFORE: The conditions of this obligation are such that if the Bid Proposal be accepted,
with or without conditions, the Bidder shall within such time thereafter as prescribed by the Contract
Documents (i) fulfill all conditions of such award that remain to be fulfilled, (ii) execute a Contract in
accordance with the Bid Proposal and in the form and manner required by the Contract Documents, and
(iii) thereafter provide all bonds, and other Documentation required by the Contract Documents to be
delivered to Obligee prior to commencing Work, including without limitation a sufficient and satisfactory
Performance Bond and Payment Bond payable to Obligee, each in an amount of one hundred percent
(100%) of the total Contract price as awarded and in form and with surety satisfactory to said Obligee,
then this obligation to be void; otherwise to be and remain in full force and virtue in law, and the Surety
shall, upon failure of the Bidder to comply with any or all of the foregoing requirements within the time
specified above and as prescribed by the Contract Documents, immediately pay to the Obligee, upon
demand, the amount hereof, in good and lawful money of the United States of America, not as a penalty,
but as liquidated damages.
IN TESTIMONY THEREOF, the Bidder and Surety have caused this instrument to be duly signed and
sealed this day of , 20 .
This Bid Bond shall bind the undersigned Surety whether or not also signed by the Bidder.
“Bidder” “Surety”
By: By:
Printed: Printed:
Countersigned:
BB-2
MAINTENANCE BOND
City of Carmel
Instructions:
Successful Bidder must use this form or other form containing the same material conditions and
provisions as approved in advance by OWNER.
Date of Bond must not be prior to date of Contract. If CONTRACTOR is a Partnership, all partners
should execute bond.
Surety company executing this bond shall appear on the most current list of “Surety Companies
Acceptable on Federal Bonds,” as specified in the U.S. Treasury Department Circular 570, as amended,
and be authorized to transact business in the State of Indiana.
KNOW ALL MEN BY THESE PRESENTS: that
“CONTRACTOR”:
____________________________________________________________________
and
“Surety”: [Name]
[Address]
a corporation chartered and existing under the laws of the State of
______________________________, and authorized to do business in the State of
Indiana,
are held and firmly bound unto the City of Carmel, Indiana hereinafter called OWNER, in the penal sum
of ____________________________________ Dollars, ($______________) in lawful money of the
United States, for the payment of which sum well and truly to be made, together with interest at the
maximum legal rate from date of demand and any attorney fees and court costs incurred by Obligee to
enforce this instrument, we bind ourselves, successors, and assigns, jointly and severally, firmly by these
presents.
WHEREAS, the CONTRACTOR has entered into a certain Agreement with the OWNER, dated as of the
______ day of _____________________, 20 ____, by which CONTRACTOR has agreed to perform and
furnish certain Work for or in furtherance of construction of public improvements described generally as
Keystone Parkway and 116th Street / Carmel Drive Interchange
Carmel Project No. 07-08C
Construction of a split diamond roundabout interchange at the intersections of Keystone Parkway with
116th Street & Keystone Parkway with Carmel Drive, reconstruction of portions of 116th Street directly
east and west of Keystone Parkway and reconstruction of portions of Carmel Drive directly east and
west of Keystone Parkway.
which Agreement, and the “Contract Documents” as referred to therein, are hereby incorporated herein by
reference;
MB-1
WHEREAS, CONTRACTOR has installed and completed and met all improvements, installations and
requirements applicable to the above described Work, but said improvements and installations have not
yet been accepted for public maintenance; and
WHEREAS, the OWNER requires a guarantee from the CONTRACTOR against defective materials and
workmanship in connection with such maintenance.
NOW, THEREFORE, CONTRACTOR warrants the workmanship and all materials used in the
construction, installation and completion of said Work, including all improvements and installations
thereof, to be of good quality and constructed and completed in a workmanlike manner in accordance
with the Agreement and Contract Documents and all local, state and federal laws, ordinances, rules,
standards and regulations applicable to said Work;
FURTHERMORE, the conditions of the Surety’s obligation hereunder are such that if CONTRACTOR at
his own expense, for a period of three (3) years after said Work, improvements and installations are
accepted for public maintenance by the OWNER, shall make all repairs or replacements thereto which
may become necessary by reason of improper or defective workmanship or materials, or any failure
thereof to conform to the provisions of the Agreement or Contract Documents, then Surety’s obligation is
to be null and void; otherwise such obligation shall remain in full force and effect. Any repairs or
replacements made under this bond shall in like manner be subject to the terms and conditions hereof.
CONTRACTOR and Surety covenant that all action required by law to be taken by them to authorize the
execution and delivery of this bond have been previously taken, that the officers whose signatures appear
below have been fully empowered to execute and deliver this instrument and that once executed and
delivered, it shall represent the lawful and binding obligation of the parties.
IN WITNESS WHEREOF, this instrument is executed in ______ (number) counterparts, each one of
which shall be deemed an original, this the _____ day of ________________, 20_____.
CONTRACTOR: [name]
By:
[signature]
[printed name]
ATTEST:
,
[signature]
Secretary
SURETY: [name]
,
[signature]
Attorney-in-fact
,
[printed name]
[address]
MB-2
PAYMENT BOND
City of Carmel
Instructions:
Successful Bidder must use this form or other form containing the same material conditions and
provisions as approved in advance by OWNER.
Date of Bond must not be prior to date of Contract. If CONTRACTOR is a Partnership, all partners
should execute bond.
Surety company executing this bond shall appear on the most current list of “Surety Companies
Acceptable on Federal Bonds,” as specified in the U.S. Treasury Department Circular 570, as amended,
and be authorized to transact business in the State of Indiana.
KNOW ALL MEN BY THESE PRESENTS: that
“CONTRACTOR”:
____________________________________________________________________
and
“Surety”: [Name]
[Address]
a corporation chartered and existing under the laws of the State of
______________________________, and authorized to do business in the State of
Indiana,
are held and firmly bound unto the City of Carmel, Indiana hereinafter called OWNER, in the penal sum
of ____________________________________ Dollars, ($______________) in lawful money of the
United States, for the payment of which sum well and truly to be made, plus interest at the maximum
legal rate from date of demand and any attorney fees and court costs incurred by Obligee to enforce this
instrument, we bind ourselves, successors, and assigns, jointly and severally, firmly by these presents.
WHEREAS, the CONTRACTOR has entered into a certain Agreement with the OWNER, dated as of the
______ day of _____________________, 20 ____, by which CONTRACTOR has agreed to perform and
furnish certain Work for or in furtherance of construction of public improvements described generally as
Keystone Parkway and 116th Street / Carmel Drive Interchange
Carmel Project No. 07-08C
Construction of a split diamond roundabout interchange at the intersections of Keystone Parkway with
116th Street & Keystone Parkway with Carmel Drive, reconstruction of portions of 116th Street directly
east and west of Keystone Parkway and reconstruction of portions of Carmel Drive directly east and
west of Keystone Parkway.
which Agreement, and the “Contract Documents” as referred to therein, are hereby incorporated herein by
reference;
PMB-1
NOW, THEREFORE, the conditions of this obligation are such that if the CONTRACTOR shall
promptly make payments of all amounts due to all Claimants, then this obligation shall be void; otherwise
to remain in full force and effect. “Claimant” shall mean any Subcontractor, material supplier or other
person, firm, or corporation furnishing materials or equipment for or performing labor or services in the
prosecution of the Work provided for in such Agreement, including lubricants, oil, gasoline, coal and
coke, repairs on machinery, and tools, whether consumed or used in connection with the construction of
such work, and all insurance premiums on said work, and for all labor, performed in such work.
PROVIDED, FURTHER, that the said Surety, for value received, hereby stipulates and agrees:
1. that no defect or irregularity in the contract or in the proceedings preliminary to the letting of the
Agreement will operate to release or discharge Surety;
2. that no change, omission, extension of time, alteration or addition to the terms of the Agreement,
Contract Documents or to any Work to be furnished thereunder, and no delay by the OWNER in
enforcement of the Agreement or this bond shall in any way affect its obligation on this bond, and
it does hereby waive notice of any such change, extension of time, alteration or addition to the
terms of the Agreement, Contract Documents or to the Work;
3. that no final settlement between the OWNER and the CONTRACTOR shall abridge any right of
the OWNER hereunder as to any claim that may remain unsatisfied; and
4. that this Payment Bond and Surety shall not be released until one (1) year after the OWNER’s
final settlement with the CONTRACTOR.
IN WITNESS WHEREOF, this instrument is executed in ______ (number) counterparts, each one of
which shall be deemed an original, this the _____ day of ________________, 20_____.
CONTRACTOR: [name]
By:
[signature]
[printed name]
ATTEST:
,
[signature]
Secretary
SURETY: [name]
,
[signature]
Attorney-in-fact
,
[printed name]
[address]
PMB-2
PERFORMANCE BOND
City of Carmel
Instructions:
Successful Bidder must use this form or other form containing the same material conditions and
provisions as approved in advance by OWNER.
Date of Bond must not be prior to date of Contract. If CONTRACTOR is a Partnership, all partners
should execute bond.
Surety company executing this bond shall appear on the most current list of “Surety Companies
Acceptable on Federal Bonds,” as specified in the U.S. Treasury Department Circular 570, as amended,
and be authorized to transact business in the State of Indiana.
KNOW ALL MEN BY THESE PRESENTS: that
“CONTRACTOR”:
____________________________________________________________________
and
“Surety”: [Name]
[Address]
a corporation chartered and existing under the laws of the State of
______________________________, and authorized to do business in the State of
Indiana,
are held and firmly bound unto the City of Carmel, Indiana hereinafter called OWNER, in the penal sum
of ____________________________________ Dollars, ($______________) in lawful money of the
United States, for the payment of which sum well and truly to be made, together with interest at the
maximum legal rate from date of demand and any attorney fees and court costs incurred by Obligee to
enforce this instrument, we bind ourselves, successors, and assigns, jointly and severally, firmly by these
presents.
WHEREAS, the CONTRACTOR has entered into a certain Agreement with the OWNER, dated as of the
______ day of _____________________, 20 ____, by which CONTRACTOR has agreed to perform and
furnish certain Work for or in furtherance of construction of public improvements described generally as
Keystone Parkway and 116th Street / Carmel Drive Interchange
Carmel Project No. 07-08C
Construction of a split diamond roundabout interchange at the intersections of Keystone Parkway with
116th Street & Keystone Parkway with Carmel Drive, reconstruction of portions of 116th Street directly
east and west of Keystone Parkway and reconstruction of portions of Carmel Drive directly east and
west of Keystone Parkway.
which Agreement, and the “Contract Documents” as referred to therein, are hereby incorporated herein by
reference;
PFB-1
NOW, THEREFORE, the conditions of this obligation are such that if the CONTRACTOR shall well,
truly and faithfully perform his duties, all the undertakings, covenants, terms and conditions of said
Agreement whether during the original term thereof, and any extensions thereof which may be granted by
the OWNER, with or without notice to the Surety and during any period of guaranty or warranty provided
therein or arising thereunder, and if CONTRACTOR shall satisfy all claims and demands incurred under
such Contract, and shall fully indemnify and save harmless the OWNER from all costs and damages
which he may suffer by reason of failure to do so, and shall reimburse and repay the OWNER all outlay
and expense which the OWNER may incur in making good any default, then this obligation shall be void;
otherwise to remain in full force and effect.
PROVIDED, FURTHER, that the said Surety, for value received, hereby stipulates and agrees:
1. that no defect or irregularity in the Contract or in the proceedings preliminary to the letting of the
Contract will operate to release or discharge Surety;
2. that no change, omission, extension of time, alteration or addition to the terms of the Agreement,
Contract Documents or to any Work to be furnished thereunder, and no delay by the OWNER in
enforcement of the Agreement or this bond shall in any way affect its obligation on this bond, and
it does hereby waive notice of any such change, extension of time, alteration or addition to the
terms of the Agreement, Contract Documents or to the Work;
3. that no final settlement between the OWNER and the CONTRACTOR shall abridge any right of
the OWNER hereunder as to any claim that may remain unsatisfied; and
that this Performance Bond and Surety shall not be released until one (1) year after the OWNER’s final
settlement with the CONTRACTOR.
IN WITNESS WHEREOF, this instrument is executed in ______ (number) counterparts, each one of
which shall be deemed an original, this the _____ day of ________________, 20_____.
CONTRACTOR: [name]
By:
[signature]
[printed name]
ATTEST:
,
[signature]
Secretary
SURETY: [name]
,
[signature]
Attorney-in-fact
,
[printed name]
[address]
PFB-2
AGREEMENT
City of Carmel, Indiana
THIS AGREEMENT is made and entered into by and between the City of Carmel, Indiana,
acting by and through its Board of Public Works and Safety (“OWNER”) and
(“CONTRACTOR”), concerning the project (“Keystone Parkway and 116th Street /
Carmel Drive Interchange City of Carmel Project #07-08C”) described more particularly in
Appendix A which is attached hereto and incorporated herein by reference.
RECITALS:
A. The OWNER has heretofore caused to be prepared certain plans, specifications and other
documents (collectively, the “Contract Documents”) as hereinafter listed pertaining to the
Project, and the CONTRACTOR has filed a bid proposal (“Proposal”) to furnish labor,
tools, material, equipment and/or services, and to perform the work (“Work”) called for
in the Contract Documents pertaining to the Project, upon the terms and for the price(s)
therein fully stated and set forth; and
B. The said Contract Documents accurately and fully describe the terms and conditions
upon which the CONTRACTOR is willing to furnish the labor, tools, material,
equipment, services, and perform the Work called for by the Contract Documents and in
the manner and time and for the price(s) set forth therein.
THE OWNER AND CONTRACTOR AGREE AS FOLLOWS:
1.0 Contract Documents
1.1 This Agreement consists of the following Contract Documents all of which are as fully a
part of this Agreement as if set out verbatim herein or attached hereto and the same do in
all particulars become the Agreement between the parties hereto in all matters and things
set forth herein and described:
a. This Agreement, including any attachments hereto;
b. All Addenda issued prior to receipt of bid proposals, whether or not receipt
thereof has been acknowledged by CONTRACTOR in its Proposal;
c. The Specifications;
d. The Additional Requirements;
e. Notice to Bidders;
f. Instructions to Bidders;
g. Plans and Drawings;
h. Performance, Payment and Maintenance Bonds;
i. CONTRACTOR’S Itemized Proposal and Declarations; and
j. All other documents defined as Contract Documents in any of the above listed
documents.
A-1
1.2 In resolving conflicts, errors, discrepancies and disputes concerning the nature, character,
scope and/or extent of Work to be performed or furnished by the CONTRACTOR
hereunder, or other rights and obligations of the OWNER and/or CONTRACTOR, the
provision of a Contract Document expressing the greater quantity, quality or scope of the
Work, or imposing a greater obligation upon the CONTRACTOR, or affording a greater
right or remedy to OWNER, shall govern, without regard to the party who drafted such
provision; otherwise, the Documents shall be given precedence in the order as listed in
paragraph 1.1 herein above.
2.0 Contract Price
2.1 The CONTRACTOR shall, in strict conformity with the Contract Documents, furnish all
necessary labor, tools, materials, equipment, services, assume and fulfill all obligations,
and perform all Work required to construct, complete, and make ready for use by the
OWNER at the Unit Prices as quoted in the Proposal for a total contract price not to
exceed $ Base Bid, subject to any additions or deletions
based on actual approved quantities of the respective unit price items, which price the
CONTRACTOR agrees to accept as full payment for all such Work actually performed
and accepted as described in the “Contract Items and Unit Prices specification” and other
Contract Documents (the “Contract Price”). The CONTRACTOR agrees that each unit
price shall be deemed full and complete compensation for all direct and indirect costs for
the each respective item of Work, including, without limitation, all materials, labor,
supervision, equipment, transportation, warranties, repairs, replacement, overhead, and
profit for the item, complete and in place.
2.2 The above stated Contract Price will be paid to the CONTRACTOR in the manner and at
such times as set forth in the Contract Documents.
3.0 Contract Time
3.1 It is hereby understood and mutually agreed, by and between the CONTRACTOR and
OWNER, that the date of commencement and the time for completion of the Work as
specified in the Contract Documents are essential conditions of this Agreement.
3.2 The CONTRACTOR agrees that the Work shall be commenced no later than the date
indicated in the Notice to Proceed to be provided by OWNER to CONTRACTOR and
that the Work shall be performed regularly, diligently and without interruption at such a
rate of progress as will insure “Substantial Completion” of the Project, including
completion of performance testing and such remedial work as may be required by the
OWNER, by the dates specified in the Contract Documents.
3.3 The CONTRACTOR and OWNER acknowledge and agree that the time allotted by this
Agreement for the performance and completion of the Work is reasonable and takes into
account any and all risks and adverse conditions which may befall the CONTRACTOR
hereunder.
4. Effective Date
This Agreement shall be deemed effective as of the date and year on which the last of the
parties hereto, or their representative, executes same.
A-2
5. Miscellaneous Provisions
5.1 OWNER’s Property
Any and all documentation (other than original tracings and original calculations)
generated by CONTRACTOR pursuant to this Agreement shall be considered OWNER’s
exclusive property and shall be disclosed only to OWNER and to no other person without
OWNER’s prior express written consent. CONTRACTOR shall keep confidential all
working and deliberative material pursuant to IC 5-14-3-4.
5.2 Termination
Except as expressly stated to the contrary herein, this Agreement may be suspended
and/or terminated upon such terms as are set forth in Article 14 of the City of Carmel,
Standard General Conditions for Construction Contracts 2003 (the “General
Conditions”), as incorporated herein by this reference.
In the event any amount allegedly due hereunder is disputed and such dispute is not
resolved to OWNER’s satisfaction within ten (10) business days after notice of such
dispute is given to CONTRACTOR, OWNER shall pay such amount as is in dispute,
under protest, into the City Court of Carmel, which Court shall hold such money until
notified of a resolution signed by both parties hereto or until a final judgment is entered
thereon.
5.3 Binding Effect
OWNER and CONTRACTOR and their respective officers, officials, partners,
successors, executors, administrators, assigns, and legal representatives are bound by
this Agreement to the other party hereto and to the officers, officials, partners,
successors, executors, administrators, assigns and legal representatives of such other
party in all respects as to all covenants, agreements and obligations contained and/or
incorporated herein.
5.4 No Third Party Beneficiaries
Nothing contained herein shall be construed to give any rights or benefits
hereunder to anyone other than OWNER or CONTRACTOR.
5.5 Relationship
The relationship of the parties hereto shall be as provided for in this Agreement, and
CONTRACTOR, as well as its agents, employees, contractors, subcontractors, outside
sources and other persons shall in no fashion be deemed to be an employee of
OWNER. Furthermore, CONTRACTOR shall be solely responsible for payment to or
for its agents, employees, contractors, subcontractors, outside sources and other
persons all statutory, contractual and other compensation, benefits and obligations due
thereto, and OWNER shall not be responsible for same. Rather, the Contract Price to
be paid hereunder by OWNER to CONTRACTOR shall, subject to the terms and
conditions hereof, be the full and maximum compensation and monies required of
OWNER to be paid to CONTRACTOR pursuant to this Agreement.
A-3
5.6 Insurance
CONTRACTOR shall maintain such bonds and insurance as are set forth in
Article 5 of the General Conditions.
5.7 Indemnification
CONTRACTOR shall indemnify and hold harmless OWNER, its officers, officials,
employees, agents and legal representatives, from all losses, liabilities, claims,
judgments and liens, including, but not limited to, all costs, expenses and attorney
fees, arising out of any intentional or negligent act or omission of CONTRACTOR
and/or any of its agents, employees, contractors, subcontractors, outside sources
and/or other persons in the performance of this Agreement. The failure to do so shall
constitute a material breach of this Agreement. This indemnification obligation shall
survive the termination of this Agreement.
5.8 Setoff
In addition to any right of setoff provided by law, all amounts due CONTRACTOR
shall be considered net of indebtedness of CONTRACTOR to OWNER, and
OWNER may deduct any amounts due or to be come due from CONTRACTOR to
OWNER from any sums due or to become due from OWNER to CONTRACTOR
hereunder.
5.9 Government Compliance
CONTRACTOR agrees to comply with all present and future federal, state and local
laws, executive orders, rules, regulations, codes and ordinances which may be
applicable to CONTRACTOR’s performance of its obligations under this
Agreement, and all relevant provisions thereof are incorporated herein by this
reference. CONTRACTOR agrees to indemnify and hold harmless OWNER from
any loss, damage or liability resulting from any violation of such laws, orders, rules,
regulations, codes and/or ordinances. This indemnification obligation shall survive
the termination of this Agreement.
5.10 Severability.
If any provision of this Agreement is held to be invalid, illegal, or unenforceable by
a court of competent jurisdiction, that provision shall be stricken and all other
provisions of this Agreement that can operate independently of such stricken
provision shall continue in full force and effect.
5.11 Notice.
Any notice, invoice, order, or other correspondence required or permitted to be sent
under or pursuant to this Agreement shall be in writing and either hand-delivered or
sent by postage prepaid, US Certified mail, return receipt requested, addressed to the
parties at the following address:
OWNER: CONTRACTOR:
A-4
City of Carmel ______________________________
Board of Public Works and Safety ______________________________
One Civic Square ______________________________
Carmel, IN 46032 ______________________________
Attention: Michael McBride, PE, City Engineer
(with a copy to City Attorney,
Department of Law, same address)
Notwithstanding the above, a Notice To Cease All Work issued under or pursuit to
Paragraph 5.2 hereinabove may be orally given, as long as such notice is thereafter
followed by written notice as provided in this Paragraph 5.11 within five (5)
business days of the date of such oral notice.
5.12 Governing Law
This Agreement shall be governed by and construed in accordance with the laws of
the State of Indiana, except for its conflict of laws provisions, as well as with all
municipal ordinances and codes of the City of Carmel. The parties further agree that,
in the event a lawsuit is filed hereunder, they waive any rights to a jury trial they
may have, agree to file any such lawsuit in an appropriate court in Hamilton County,
Indiana only, and agree that such court is the appropriate venue for and has
jurisdiction over same.
5.13 Waiver
Any delay or partial inaction on the part of OWNER in exercising or pursuing any
right and/or remedy provided hereunder or by law shall not operate to waive any
such rights or remedies.
5.14 Exhibits
All exhibits and/or appendices referenced herein, whether marked “Exhibit”,
“Appendix”, or by some other title, shall be considered a part of this Agreement.
5.15 Prior Agreements
This Agreement contains all of the agreements of the parties hereto with respect to
the subject matter hereof, and supersedes all prior negotiations, representations,
and/or contracts, either oral or written, respective thereto.
5.16 Representation and Warranties
Each party hereto represents and warrants that it is authorized to enter into this
Agreement and that such party, in executing this Agreement, has the authority to
bind such party or the party that it represents, as the case may be.
5.17 Headings
All headings and sections of this Agreement are inserted for convenience only and
do not form a part of this Agreement nor limit, expand or otherwise alter the
meaning of any provisions hereof.
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5.18 Advice of Counsel
The parties warrant that they have read this Agreement and understand it, are fully
aware of their respective rights, have had the opportunity for the advice and
assistance of an attorney throughout the negotiation of this Agreement, and enter
into this Agreement freely, voluntarily and without any duress, undue influence,
coercion or promise of benefit, except as expressly set forth herein.
5.19 Entire Agreement
This Agreement, together with any attachments hereto or referenced herein, constitutes
the entire agreement between Vendor and City with respect to the subject matter
hereof, and supersedes all prior oral or written representations and agreements
regarding same. Notwithstanding any other term or condition set forth herein, but
subject to paragraph 5.10 hereof, to the extent any term or condition contained in any
exhibit attached to this Agreement conflicts with any term or condition contained in
this Agreement, the term or condition contained in this Agreement shall govern and
prevail, unless the parties hereto, or their successors in interest, expressly and in writing
agree otherwise. This Agreement may only be modified by written amendment
executed by both parties hereto, or their successors in interest.
A-6
IN WITNESS WHEREOF, the parties hereto set their hand on the dates below written :
OWNER:
CITY OF CARMEL, INDIANA
by and through its Board of Public Works and
Safety
CONTRACTOR:
BY:
James Brainard, Presiding Officer
BY:
Date: ____________
Printed Name:
Mary Ann Burke, Member
Title:
Date:
Date:
Lori Watson, Member
Date:
ATTEST:
Diana Cordray, Clerk-Treasurer
Date:
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APPENDIX A
PROJECT: Keystone Parkway and 116th Street/ Carmel Drive Interchange
WORK: As described by the Project plans and Contract Documents
including, but not limited to:
Construction of a split diamond roundabout interchange at the
intersections of Keystone Parkway with 116th Street & Keystone
Parkway with Carmel Drive, reconstruction of portions of 116th
Street directly east and west of Keystone Parkway and
reconstruction of portions of Carmel Drive directly east and
west of Keystone Parkway.
DESIGN BY: American Structurepoint, Inc.
7260 Shadeland Station
Indianapolis, IN 46256-3957
(317) 547-5580 Fax: (317) 543-0270
Copyright © 1966-2007 by American Structurepoint, Inc.
OWNER’S REPRESENTATIVE: Michael McBride, PE
City Engineer
City of Carmel
One Civic Square
Carmel, IN 46032
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ADDITIONAL REQUIREMENTS
Following are sample forms proposed to be used for the issuance of change orders, field orders,
and work directive changes. Questions regarding the procedure for development, submittal, and
processing of these forms can be addressed by contacting the City of Carmel Engineering
Department. Procedure for the development, submittal, and processing of these forms will be
discussed during the pre-construction conference.
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CITY OF CARMEL
OWNER: CITY OF CARMEL
FIELD ORDER NUMBER
DATE:
PROJECT NAME:
PROJECT NO:
You are hereby directed to execute promptly this Field Order, which interprets the Contract
Documents or orders minor changes in the Work without change in Contract Price or Contract
Time.
If you consider that a change in Contract Price or Contract Time is required, please submit your
itemized proposal to the ENGINEER immediately and before proceeding with this Work. If
your proposal is found to be satisfactory and in proper order, this Field Order will in that event
be superseded by a Change Order.
__________________________________________________________________
Description:
Attachments:
__________________________________________________________________
ENGINEER:
Approved By: _______________________________________
Owners Representative
Date: ___________________________________
AR-2
CITY OF CARMEL
TO: WORK DIRECTIVE CHANGE NO.______________
DATE: ______________________________________
PROJECT NAME:_____________________________
PROJECT NO.: _______________________________
Specification Reference
Drawing Reference:
DESCRIPTION OF WORK COVERED BY THIS DIRECTIVE CHANGE:
REASON FOR THIS ORDER:
AUTHORIZATION:
THIS WORK DIRECTIVE CHANGE AUTHORIZES THE WORK TO BE COMPLETED AS
OUTLINED. A Contract Change Order in the amount of $______________ will be issued to you in
the near future to cover this Work Directive Change.
PROJECT COMPLETION DATE: ADD/DEDUCT/UNCHANGED ___________ DAYS.
By:_______________________________ Approved By:
Owner’s Representative
CITY OF CARMEL
BOARD OF PUBLIC
WORKS AND SAFETY
By:__________________________
James Brainard, Mayor
By:__________________________
Mary Ann Burke, Member
By:__________________________
Lori Watson, Member
DATE:_________________________
ATTEST:
____________________________ Date: ____________________________
Diana L. Cordray, Clerk-Treasurer
AR-3
CITY OF CARMEL
TO: REQUEST FOR PROPOSAL NO
DATE:
PROJECT NAME:
PROJECT NO.:
Specification Reference:
Drawing Reference: _____________ Drawing Date: ____________
Identification of Attachments:
Please submit within fifteen (15) calendar days of this request date a proposal showing increase,
decrease or no change in Contract Price and/or Contract Time. Proposal shall be accompanied by
four (4) copies of breakdown showing quantities, cost of material, equipment, labor, overhead, profit
and basis for the additional time if any.
DESCRIPTION OF PROPOSED CHANGE COVERED BY THIS REQUEST:
REASON FOR CHANGE:
SPECIAL INSTRUCTIONS:
THIS REQUEST DOES NOT AUTHORIZE YOU TO PROCEED WITH THE ABOVE WORK
NOR STOP PREVIOUSLY SCHEDULED WORK. Upon approval a Contract Change Order and a
Notice To Proceed will be issued.
Please state in your proposal the effect the acceptance of this Request will have on the Project’s
Substantial Completion and Final Completion, if accepted within ___ days of proposal due date.
YOUR PROPOSAL DUE DATE: _____________________________________
By: _____________________________________ _________________
Engineer Date
Approved By: _________________________________
Owners Representative
AR-4
CITY OF CARMEL
TO: CONTRACT CHANGE REQUEST NO.:
DATE:
PROJECT NAME:
FROM:
IT IS REQUESTED THAT A CONTRACT CHANGE BE MADE TO THE ABOVE
REFERENCED CONTRACT.
1. SCOPE OF WORK (USE ADDITIONAL PAGES IF REQUIRED. ALSO LIST OTHER
CONTRACTS INVOLVED.)
__________________________________________________________
__________________________________________________________
2. REASON FOR CHANGE:
_____________________________________________________________
_____________________________________________________________
3. APPROXIMATE COST CHANGE TO CONTRACT PRICE: _____________________
4. WILL THE CONTRACT NEED ADDITIONAL CONTRACT TIME TO COMPLETE
THE CHANGE IN WORK SCOPE? _____ -YES _____ -NO _____ -(CALENDAR
DAYS)
5. WILL THE CONTRACTOR NEED ADDITIONAL PERSONNEL TO COMPLETE
THE CHANGE IN WORK SCOPE? _____ -YES _____ -NO
IF NO, TRADE(S): _____________________________________
NO. OF PERSONNEL: _________________________________
DURATION: ______________________________________
6. IDENTIFICATION OF ATTACHMENTS:
___________________________________________________________
___________________________________________________________
DATE: _______________________ DATE: ________________________
PREPARED
REVIEWED BY:____________ REVIEWED BY:____________________________
ENGINEER
Comments and Recommendation:
____________________________________________________________________
____________________________________________________________________
AR-5
CITY OF CARMEL
TO: CONTRACT CHANGE ORDER NO.:
DATE:
PROJECT NAME:
CITY REQ. NO.:
CITY PO NO.:
CITY PO DATE: ______
______________________________________________________________________________
I. You are directed to make the following changes in this Contract:
(Brief Description)
SCHEDULED ADJUSTMENT
ITEM AMOUNT (+) OR (-) DAYS
II. The following referenced Documents further describe the changes outlined in Paragraph I,
and are to be considered a part of this Change Order: R.F.P.: ________ W.D.C. No.:
_______
Other:_____________________________________________________________________
The changes result in the following adjustment of Contract Price and Contract Time:
Contract Price prior to this Change Order $_______________________
Contract Price will be increased/decreased by this Change Order $_______________________
New Contract Price including this Change Order $_______________________
Contract Time Prior to this Change Order ______ Days _______ Completion Date
Net increased/decreased resulting from this Change Order_____ Days
Current Contract Time including this Change Order_____ Days _______ Completion Date
This Change Order is for full and final settlement of all direct, indirect, impact costs and time
extensions incurred at any time resulting from the performance of the changed work.
The Above Changes Are
Recommended
The Above Changes Are
Accepted:
Approved:
ENGINEER CONTRACTOR James Brainard, Mayor
Address Address Mary Ann Burke, Member
City/State/Zip City/State/Zip Lori Watson, Member
By:
_____________________
By:
_____________________
ATTEST:
Phone:__________________ Phone:__________________
Diana Cordray, Clerk-
Treasurer
Date:___________________ Date:___________________ Date: _________________
AR-6
AR-7
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CITY OF CARMEL
STANDARD GENERAL CONDITIONS FOR CONSTRUCTION CONTRACTS
2003
ARTICLE 1 - ABBREVIATIONS AND DEFINITIONS
1.1 Abbreviations: The following abbreviations have the following meanings:
AA - Aluminum Association AASHTO - American Association of State Highway & Transportation Officials ACI - American Concrete Institute AFBMA - Anti Friction Bearing Manufacturers Association AGA - American Gas Association AGMA - American Gear Manufacturers Association AHDGA - American Hot Dip Galvanizer Association AISC - American Institute for Steel Construction AISI - American Iron and Steel Institute ANSI - American National Standards Institute ARI - American Refrigeration Institute ASCE - American Society of Civil Engineers ASHRAE - American Society of Heating, Refrigeration & Air Conditioning Engineers ASME - American Society of Mechanical Engineers ASTM - American Society of Testing and Materials AWPI - American Wood Preservers Institute AWS - American Welding Society AWWA - American Water Works Association CBRI - Copper and Brass Research Institute CS - Commercial Standard (U.S. Department of Commerce) FTI - Facing Title Institute Fed. Spec. FS - Federal Specification (U.S.) IEEE - Institute of Electrical and Electronic Engineers IPCEA - Insulated Power Cable Engineers Association MSS - Manufacturers Standardization Society of the Valve and Fitting Industry NCMA - National Concrete Masonry Association NEC - National Electric Code (U.S.) NEMA - National Electrical Manufacturers Association NFPA - National Fire Protection Association NPC - National Plumbing Code PS - United States Product Standards SAE - Society of Automotive Engineers SCPI - Structural Clay Products Institute UL - Underwriters Laboratories
1.2 Definitions: Wherever used and not otherwise defined in these General Conditions or in
other Contract Documents, the following terms have the meanings indicated which are
applicable to both the singular and plural thereof:
Addenda/Addendum - Written or graphic instruments issued prior to the opening of Bids which
clarify, correct or change the Bidding documents or the Contract Documents.
Agreement -The written Agreement between OWNER and CONTRACTOR covering the Work
to be performed; other Contract Documents are attached to the Agreement and made a part
thereof as provided therein sometimes referred to as “Contract”.
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Application for Payment - The form prescribed or approved by OWNER which is to be used by
CONTRACTOR in requesting progress or final payments and which is to include an approved
schedule of values and/or such other supporting documentation as is required by the Contract
Documents.
Architect or Architect/ENGINEER - The person or other entity designated as ENGINEER by the
Contract Documents.
Bid Documents - Documents required to be submitted with the Bid.
Bids - The offer or proposal of the Bidder submitted on the prescribed form setting forth the
prices for the Work to be performed.
Bonds - Bid, Performance, Payment and Maintenance Bonds and other instruments of suretyship.
The term shall include letters of credit as applicable.
Change Order - A document issued on or after the Effective Date of the Agreement, signed by
CONTRACTOR and OWNER and which authorizes an addition, deletion or revision in the
Work, or an adjustment in the Contract Price or the Contract Time.
Contract Documents - The Agreement and any exhibits thereto, Addenda (which pertain to the
Contract Documents), Instructions to Bidders, Advertisement, or Notice to Bidders,
CONTRACTOR’s Bid (including documentation accompanying the Bid and any post-Bid
documentation submitted prior to the Notice of Award), Notice to Proceed, the Bonds, the
Standard General Conditions, the Additional Requirements Section, any supplemental
conditions, the Specifications and the Drawings as the same are more specifically identified in
the Agreement, together with all Amendments, Modifications, and Supplements issued pursuant
to Sections 3.4 and 3.5 on or after the Effective Date of the Agreement.
Contract Price - The moneys payable by OWNER to CONTRACTOR under the Contract
Documents as stated in the Agreement.
Contract Time - The number of days (computed as provided in Section 16.2) or the date stated in
the Agreement for the completion of the Work.
CONTRACTOR - The person, firm or corporation with whom OWNER has entered into the
Agreement.
Defective - An adjective which when modifying the word Work refers to Work that is (i)
unsatisfactory, faulty or deficient, in that it does not strictly conform to the requirements of the
Contract Documents, (ii) does not meet the requirements of any inspection, reference standard,
test or approval referred to in the Contract Documents, or (iii) has been damaged prior to
ENGINEER’s recommendation of final payment (unless responsibility for the protection thereof
has been assumed by OWNER at Substantial Completion in accordance with Sections 13.10 or
13.12).
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Drawings - The drawings which show the character and scope of the Work to be performed and
which have been prepared or approved by ENGINEER and are referred to in the Contract
Documents.
Effective Date of the Agreement - The date indicated in the Agreement on which it becomes
effective, but if no such date is indicated, it means the date on which the Agreement is signed
and delivered by the last of the two parties to sign and deliver.
ENGINEER - The person, firm or corporation named, employed or designated as such by the
OWNER to act as such and designated to observe the Work, acting directly or through duly
authorized representatives.
Field Order - A written order issued by ENGINEER or OWNER which orders minor changes in
the Work in accordance with Section 8.5 but which does not involve a change in the Contract
Price or the Contract Time.
Furnish - Purchase and deliver to the work site. When used in connection with the terms “Work”
or services, the term shall also mean perform.
Install - Incorporate into the Work equipment and materials furnished by others or the
CONTRACTOR.
Laws and/or Regulations - Laws, rules, regulations, ordinances, codes, administrative actions
and/or orders of any court or governmental agency or unit.
Notice of Award - The written notice by OWNER to the apparent successful Bidder stating that
upon compliance by the apparent successful Bidder with the conditions precedent enumerated
therein, within the time specified, OWNER will sign and deliver the Agreement.
Notice to Proceed - A written notice given by OWNER to CONTRACTOR (with a copy to
ENGINEER) fixing the date on which the Contract Time will commence to run and on which
CONTRACTOR shall start to perform CONTRACTOR’s obligation under the Contract
Documents.
OWNER - The City of Carmel, Indiana, acting by and through the agency or Department
designated in the Agreement or other documents issued in solicitation of Bids; and such term
shall also Include the Project Manager or other duly appointed representative of such agency or
department but shall not include ENGINEER.
Partial Utilization - The placement of a portion of the Work in service, or beneficial occupancy
and use thereof, for the purpose for which it is intended (or a related purpose) before Substantial
Completion of all the Work.
Project - The total construction of one or more improvements or structures of which the Work to
be provided under the Contract Documents may be the whole, or a part, as indicated elsewhere in
the Contract Documents.
Provide - Furnish and install.
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Resident Project Representative - The authorized representative of ENGINEER who is assigned
to the site or any part thereof.
Shop Drawings - All drawings, diagrams, illustrations, schedules and other data which are
specifically prepared by or for CONTRACTOR, to illustrate some portion of the Work and all
illustrations, diagrams and other information prepared by a Supplier and submitted by
CONTRACTOR to illustrate material or equipment for some portion of the Work.
Specifications - Those portions of the Contract Documents consisting of written general or
technical descriptions of materials, equipment, construction systems, standards, quality, quantity
and workmanship as applied to the Work, including the performance thereof, and certain
administrative details applicable thereto.
Standard General Conditions - City of Carmel Standard General Conditions for Construction
Contracts, 1997.
Subcontractor - An individual, firm or corporation having a direct contract with
CONT’RACTOR or with any other Subcontractor for the performance of a part of the Work at
the site.
Substantial Completion - The stage of construction where, in the opinion of OWNER, the Work
(or specified portion thereof) is sufficiently complete, in accordance with the Contract
Documents, so that the Work (or specified part) can be occupied, placed into service or
otherwise utilized by OWNER for the purpose for which it was intended. Substantial
Completion may be evidenced by a certificate thereof issued by the ENGINEER and signed by
the OWNER.
Supplier - A manufacturer, fabricator, supplier, distributor, material man or vendor who
furnishes materials or equipment to the site of the Work pursuant to a contract with the
CONTRACTOR or a Subcontractor and who does not perform labor or services for Installation
thereof at the site of the Work.
Underground Facilities - All pipelines, conduits, ducts, cables, wires, manholes, vaults, tanks,
tunnels or other manmade facilities or structures, and any encasements containing such facilities,
which have been installed at or below the surface of the ground for the purpose of furnishing,
storing, removing or transmitting electricity, gases, steam, liquid petroleum products, telephone
or other communications, cable television, computer signals or data, sewage, drainage , traffic or
other control systems, or water.
Unit Price Work - Work to be paid for on the basis of unit prices established by the Contract
Documents or by Change Order.
Work - The entire construction, or the various separately identifiable parts thereof, required to be
furnished under the Contract Documents. The Work is the result and product of performing
services, furnishing labor and furnishing and incorporating materials and equipment into the
construction, all as required by the Contract Documents.
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Work Directive Change - A written directive to CONTRACTOR, issued on or after the Effective
Date of the Agreement and signed by OWNER, making any change in the Work within the
general scope of the Contract Documents, including but not limited to changes (i) In the
Specifications (including drawings and designs), (ii) In the time, method or manner of
performance of Work, (iii) in facilities, equipment, materials, services or site, and (iv) directing
acceleration in the performance of the Work. A Work Directive Change will not by itself change
the Contract Price or the Contract Time, but is evidence that the parties expect that the change
directed or documented by a Work Directive Change will be incorporated in a subsequently
issued Change Order.
Written Amendment - A written amendment of the Contract Documents, signed by OWNER and
CONTRACTOR on or after the Effective Date of the Agreement and normally dealing with the
non-engineering or non-technical rather than strictly Work-related aspects of the Contract
Documents.
ARTICLE 2 - PRELIMINARY MATTERS
2.1 Delivery of Bonds. When CONTRACTOR delivers the executed Agreements to
OWNER, CONTRACTOR shall also deliver to OWNER such bonds as CONTRACTOR
may be required to furnish in accordance with Article 5.
2.2 Delivery of Insurance. When CONTRACTOR delivers the executed Agreements to
OWNER, CONTRACTOR also shall deliver to OWNER, with a copy to ENGINEER,
certificates of Insurance (and other evidence thereof as requested by OWNER) which
CONTRACTOR is required to purchase and maintain in accordance with Article 5, and
OWNER shall deliver to CONTRACTOR certificates (and other evidence of insurance
requested by CONTRACTOR) which is required to purchase and maintain in accordance
with Article 5.
2.3 Copies of Documents. Unless otherwise specified, OWNER shall furnish to
CONTRACTOR five (5) copies of the Contract Documents as are reasonably necessary
for the execution of the Work. Additional copies will be furnished, upon request, at the
cost of reproduction.
2.4 Commencement of Contract Times Notice to Proceed. Subsequent to or concurrently
with the execution of the Agreement, OWNER shall give CONTRACTOR a written
Notice to Proceed specifying the date on which CONTRACTOR shall commence the
Work. The date designated in the Notice to Proceed shall be the date on which the
Contract Time will commence to run.
2.5 Starting the Project. CONTRACTOR shall start to perform the Work on the date
designated In the Notice to Proceed, but no Work shall be done at the site prior to the
date of the Notice to Proceed.
2.6 Before Starting Construction. Before undertaking each part of the Work,
CONTRACTOR shall carefully study and compare the Contract Documents and check
and verify pertinent figures, standards, quantities, materials, field measurements, access,
and other requirements or conditions affecting the work, CONTRACTOR shall promptly
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report in writing to ENGINEER any conflict, error, discrepancy or other adverse
condition or circumstance which CONTRACTOR may discover, and shall obtain a
written interpretation or clarification from ENGINEER before proceeding with any Work
affected thereby. CONTRACTOR shall assume all risks and bear all costs associated
with any conflicts, errors, ambiguities, discrepancies or conditions which are not
discovered due to his failure to conduct such study and comparison, or which are
discovered but not reported as required by this Section.
2.7 Initial Schedule and Submissions. Within ten (10) days after the Effective Date of the
Agreement CONTRACTOR shall submit to ENGINEER for review:
2.7.1 A proposed progress schedule indicating the starting and completion dates of the
various stages of the Work to be performed under this Contract. This schedule
shall be in the form of an Arrow Diagram and shall reflect the Contract
completion date. ENGINEER will review the proposed progress schedule to
determine conformity to the Contract Documents. During the course of
performing the Work, CONTRACTOR shall, at least monthly, submit to
ENGINEER a revised progress schedule indicating any anticipated change from
the original or previously revised progress schedule. The revised schedule shall
include provisions for performing Work authorized under approved Change
Orders. ENGINEER will review the original and revised progress schedules for
general conformity with the Contract Documents and will make recommendations
to the OWNER concerning approval thereof; however the review, approval or
other action taken by ENGINEER or OWNER in respect of such schedules shall
not relieve the CONTRACTOR of it’s obligations to perform the Work within the
Contract Time. If CONTRACTOR shall fail to adhere to the approved original or
revised progress schedule, except when due to Excusable Delays for which a
claim has been submitted by CONTRACTOR and approved by OWNER, he shall
promptly adopt such other or additional means and methods of construction and
commit such additional manpower, equipment and other resources as necessary to
make up for the time lost and to assure completion of the Work in accordance
with the Contract Documents.
2.7.2 A preliminary submittal schedule showing proposed dates for submission of
required Shop Drawings, samples and product data. Such schedule shall also
include such durations as prescribed by ENGINEER to account for anticipated
time allotments for review, approval or other action upon submittals by
ENGINEER and additional allowances for resubmittals by CONTRACTOR; and
2.7.3 A preliminary schedule of values for all of the Work which will include quantities
and prices of items aggregating the Contract Price and will subdivide the Work
into component parts in sufficient detail to serve as the basis for progress
payments during construction. Such prices will include an appropriate amount of
overhead and profit applicable to each Item of Work, which will be confirmed in
writing by CONTRACTOR at the time of submission.
2.8 Preconstruction Conference. Before CONTRACTOR starts the Work at the site, a
conference attended by CONTRACTOR, OWNER, ENGINEER, and others as
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appropriate will be held to discuss the schedules referred to in Section 2.7, to discuss
procedures for handling Shop Drawings and other submittals and for processing
Applications for Payment, and to establish other procedures and understandings bearing
upon coordination and performance of the Work.
2.9 Finalizing Schedules. At least ten (10) days before submission of the first Application for
Payment, a conference attended by CONTRACTOR, ENGINEER, and others as
appropriate, will be held to finalize the schedules submitted in accordance with Section
2.7. The finalized progress schedule will be acceptable to ENGINEER as providing an
orderly progression of Work to attain completion within the Contract Time, but such
acceptance will neither impose on ENGINEER responsibility for the progress or
scheduling of the Work nor relieve CONTRACTOR from full responsibility therefor.
The finalized schedule of values will be acceptable to ENGINEER as to form and
substance.
ARTICLE 3 - CONTRACT DOCUMENTS
3.1 Integration of Contract Documents. The Contract Documents comprise the entire
Agreement between OWNER and CONTRACTOR concerning the Work. The Contract
Documents are complementary; what is called for by one is as binding as if called for by
all. The Contract Documents will be construed in accordance with the law of the State of
Indiana and without regard to the party by or for whom they were prepared or drafted.
3.2 Intent and Meaning. It is the intent of the Contract Documents to describe a functionally
complete Project (or part thereof) to be constructed in accordance therewith. Any Work,
materials or equipment that may reasonably be inferred from the Contract Documents as
being required to produce the intended result will be supplied whether or not specifically
called for. Notations, details or other descriptions that apply to one of a number of
situations, materials, processes or work items shall apply to all except as specifically
stated otherwise. When words which have a well-known technical or trade meaning are
used to describe Work, materials or equipment, such words shall be given that meaning
unless a different meaning is reasonably apparent as determined by the ENGINEER.
Reference to standard specifications, manuals or codes of any technical society,
organization or association, or to the Laws or Regulations of any governmental authority,
whether such reference be specific or by implication, shall mean the latest standard
specification, manual or code or Laws or Regulations in effect at the time of opening of
Bids. If said standard specification, manual or code or Laws or Regulations are
promulgated, amended, revised or otherwise changed subsequent to the opening of Bids,
CONTRACTOR shall notify OWNER who may direct compliance under Section 9.1.
However, no provision of any referenced standard specification, manual or code (whether
or not specifically incorporated by reference in the Contract Documents) shall be
effective to change the duties and responsibilities of OWNER, CONTRACTOR or
ENGINEER, or any of their consultants, agents or employees, or to limit or impair any
right or remedy of the OWNER, as set forth in the Contract Documents, nor shall it be
effective to assign to the OWNER, ENGINEER or any of their respective consultants,
agents or employees any duty or authority to supervise or direct the furnishing or
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performance of the Work or any duty or authority to undertake responsibility, contrary to
the provisions of Section 8.10 or 8.11.
3.3 Duty To Report Discrepancies. If, during the performance of the Work, CONTRACTOR
finds a conflict, error or discrepancy in the Contract Documents, CONTRACTOR shall
so report to ENGINEER in writing at once and before proceeding with the Work affected
thereby and shall obtain a written interpretation or clarification from ENGINEER.
3.4 Major Modification. The Contract Documents may be amended to provide for additions,
deletions and revisions in the Work or to modify the terms and conditions thereof by (i) a
formal Written Amendment, or (ii) a Change Order (pursuant to Section 9.4) or (iii) a
Work Directive Change (pursuant to Section 9.1). As indicated in Sections 10.2 and 11.5,
the Contract Price and Contract Time may only be changed by a Change Order or a
Written Amendment.
3.5 Minor Deviations. The requirements of the Contract Documents may be supplemented,
and minor variations and deviations in the Work may be authorized by (i) a Field Order
(pursuant to Section 8.5), or (ii) an ENGINEER’s approval of a Shop Drawing, Working
Drawing, or samples (pursuant to Section 6.22) or an ENGINEER’s written interpretation
or clarification (pursuant to Section 8.4).
3.6 Reuse of Documents. Neither CONTRACTOR nor any Subcontractor or Supplier or
other person or organization performing or furnishing any of the Work under a direct or
indirect contract with OWNER shall have or acquire any title to or ownership rights in
any of the Drawings, Specifications or other documents (or copies of any thereof)
prepared by or bearing the seal of ENGINEER; and they shall not reuse any of them on
extensions of the Project or any other project without written consent of OWNER and
ENGINEER and specific written verification or adaptation by ENGINEER.
ARTICLE 4 - AVAILABILITY OF LANDS; PHYSICAL CONDITIONS
4.1 Availability of Lands. OWNER shall furnish, as indicated in the Contract Documents,
the lands upon which the Work is to be performed, rights-of-way and easements for
access thereto, and such other lands which are designated to be made available by
OWNER for the use of CONTRACTOR. Easements for permanent structures or
permanent changes in existing facilities will be obtained and paid for by OWNER, unless
otherwise provided in the Contract Documents. If CONTRACTOR believes that any
delay in OWNER furnishing these lands, rights-of-way or easements entitles
CONTRACTOR to an extension of the Contract Time, CONTRACTOR may make a
claim therefore as provided in Article 11. CONTRACTOR shall provide for all
additional lands and access thereto that may be required for temporary construction
facilities or storage of materials and equipment.
4.2 Subsurface and Physical Conditions (Excluding Underground Facilities). Reports of
explorations and tests of subsurface conditions and drawings of physical conditions in or
relating to existing surface or subsurface structures at or contiguous to the site (except
Underground Facilities) have been utilized and relied upon by ENGINEER in preparing
the Contract Documents. CONTRACTOR may rely upon the general accuracy of the
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“technical data” contained in such reports and drawings but such reports and drawings
are not Contract Documents. Such “technical data” is identified in the specifications.
Except for reliance on such “technical data”, CONTRACTOR may not rely upon and
may not make any claim against OWNER, ENGINEER or any of ENGINEER’s
Consultants with respect to (i) the completeness of such reports and drawings for
CONTRACTOR’s purposes, including, but not limited to, any aspects of the means,
methods, techniques, sequences and procedures of construction to be employed by
CONTRACTOR and safety precautions and programs incident thereto, or (ii) other data,
interpretations, opinions and information contained in such reports or shown or indicated
in such drawings.
4.3 Differing Subsurface or Physical Conditions. If CONTRACTOR uncovers, observes or
otherwise becomes aware of any subsurface or physical condition (other than
Underground Facilities) at or contiguous to the site and believes that such condition
either (i) differs materially from that shown or indicated in the Contract Documents, (ii)
is of an unusual nature, and differs materially from conditions ordinarily encountered and
generally recognized as inherent in work of the character provided for in the Contract
Documents , or (iii) is of such a nature as to establish that any “technical data” on which
CONTRACTOR is entitled to rely as provided in paragraph 4.2 is materially inaccurate;
then CONTRACTOR shall, immediately upon becoming aware thereof and before
further disturbing or taking other action in respect thereof or performing any Work in
connection therewith (except in an emergency as permitted by Section 6.21), notify
OWNER and ENGINEER in writing about such condition, which notice shall state the
CONTRACTOR’s recommendations or proposals for taking action in connection with
the conditions.
4.3.1 CONTRACTOR shall not further disturb such conditions or perform any Work in
connection therewith (except as aforesaid) until receipt of a written directive from
OWNER or ENGINEER to do so, but to the fullest extent possible
CONTRACTOR shall continue to prosecute all other Work not affected by the
conditions;
4.3.2 ENGINEER will promptly review the pertinent conditions, determine the
necessity of obtaining additional explorations or tests with respect thereto and
advise OWNER in writing (with a copy to CONTRACTOR) of ENGINEER’s
findings and conclusions;
4.3.3 If OWNER in consultation with the ENGINEER concludes that a change in the
Contract Documents or other action is required because of the conditions, a Work
Directive Change or other instructions or interpretations may be issued as
provided in Article 9 to reflect and document the consequences of the conditions;
4.3.4 In each such case, an increase or decrease in the Contract Price or an extension or
shortening of the Contract Time, or any combination thereof, may be allowable,
but only to the extent that (i) evidence of such conditions could not with the
exercise of reasonable competence and diligence have been discovered or
foreseen by CONTRACTOR prior to submission of the CONTRACTOR’s Bid,
(ii) the CONTRACTOR, by the terms of the Contract Documents, has not
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assumed the risk of such conditions, and (iii) CONTRACTOR has explicitly
fulfilled the written notice requirements provided by this Section 4.3. The
CONTRACTOR shall in no event be entitled to an increase in the Contract Price
in excess of direct costs to perform authorized additional or changed Work to
address the conditions, without additional allowances for delays or suspension of
Work. If OWNER and CONTRACTOR are unable to agree as to the amount or
length of the adjustment to the Contract Price or Time, a claim may be made
therefor as provided in Articles 10 and 11. HOWEVER, OWNER AND
ENGINEER SHALL NOT BE LIABLE TO CONTRACTOR FOR ANY
INCIDENTAL OR CONSEQUENTIAL DAMAGES SUCH AS COSTS,
LOSSES OR DAMAGES SUSTAINED BY CONTRACTOR ON OR IN
CONNECTION WITH ANY OTHER PROJECT OR ANTICIPATED
PROJECT.
4.4 Underground Facilities.
4.4.1 Shown or Indicated: The information and data shown or indicated in the Contract
Documents with respect to existing Underground Facilities at or contiguous to the
site is based on information and data furnished to OWNER or ENGINEER by the
owners of such Underground Facilities or by others. OWNER and ENGINEER
shall not be responsible for the accuracy or completeness of any such information
or data. CONTRACTOR shall have the sole responsibility for reviewing and
checking all such information and data, for locating all Underground Facilities,
shown or indicated in the Contract Documents, for coordination of the Work with
the owners of such Underground Facilities during construction, for the safety and
protection thereof as provided in Section 6.20 and for repairing any damage
thereto resulting from the Work or CONTRACTOR’s operations, the cost of all of
which having been included in the Contract Price.
4.4.2 Not Shown or Indicated: If an Underground Facility is uncovered or revealed at
or contiguous to the site which was not shown or indicated in the Contract
Documents and of which CONTRACTOR could not reasonably have been
expected to be aware, CONTRACTOR shall promptly after becoming aware
thereof and before further disturbing conditions affected thereby (except in an
emergency as permitted by Paragraph 6.21), notify the owner of such
Underground Facility and give written notice thereof to that owner and to
OWNER and ENGINEER. ENGINEER will promptly review the Underground
Facility to determine the extent to which the Contract Documents should be
modified to reflect and document the consequences of the existence of the
Underground Facility, and the Contract Documents will be amended or
supplemented to the extent necessary. During such time, CONTRACTOR shall
be allowed an increase in the Contract Price or an extension of the Contract Time,
provided such delay affects the critical path, or both, to the extent that they are
attributable to the existence of any Underground Facility that was not shown or
indicated in the Contract Documents and of which CONTRACTOR could not
reasonably have been expected to be aware. If the parties are unable to agree as
to the amount or length thereof, CONTRACTOR may make a claim therefore as
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provided in Articles 10 and 11. However, OWNER and ENGINEER shall not be
liable to CONTRACTOR for any claims, costs, losses or damages incurred or
sustained by CONTRACTOR on or in connection with any other project or
anticipated project or for any claims, costs, losses or damages caused by or
arising from any assessment, penalty or other liability imposed upon
CONTRACTOR by utility companies or third parties.
4.5 Reference Points and Layout. OWNER or other parties will provide engineering surveys
for construction to establish reference points for construction as determined by
ENGINEER to be necessary to enable CONTRACTOR to proceed with the Work unless
otherwise specified. CONTRACTOR shall be responsible for laying out the Work, shall
locate all mechanical and electrical services uncovered by excavation, shall establish all
grades, lines, levels and bench-marks, and shall protect and preserve the established
reference points and shall make no changes or relocations without the prior written
approval of OWNER. CONTRACTOR shall report to ENGINEER when any reference
point is lost or destroyed or requires relocation because of necessary changes in grades or
locations, and shall be responsible for the accurate replacement or relocation of such
reference points by professionally qualified personnel. CONTRACTOR shall maintain a
bound surveyor’s field notebook to accurately record all discrepancies, if any, discovered
in OWNER’s data. The field notebook shall be furnished to and become the property of
OWNER upon completion of the Work.
4.6 Lines and Grades
4.6.1 All work under this Contract shall be constructed in accordance with the lines and
grades shown on the Plans, or as given by ENGINEER. The full responsibility
for keeping alignment and grade shall rest upon CONTRACTOR.
CONTRACTOR shall establish base line controlling points. Reference marks for
lines and grades shall be set by CONTRACTOR as the Work progresses and will
be located to cause as little inconvenience to the prosecution of the Work as
possible. CONTRACTOR shall place excavation and other materials so as to
cause no inconvenience in the use of the reference marks provided.
CONTRACTOR shall remove any obstructions placed by CONTRACTOR
contrary to this provision at no cost to OWNER.
4.6.2 CONTRACTOR shall furnish and maintain, at his own expense, stakes and other
such materials, and give such assistance, including qualified helpers, as may be
required by ENGINEER for setting and checking line and grade reference marks.
CONTRACTOR shall check such reference marks by such means as he may
deem necessary and, before using the reference marks, shall call ENGINEER’s
attention to any inaccuracies. CONTRACTOR shall, at his own expense,
establish all working or construction lines and grades as required from the
reference marks set by ENGINEER, and shall be solely responsible for the
accuracy thereof. CONTRACTOR shall, however, be subject to the check and
review of ENGINEER. CONTRACTOR shall keep ENGINEER informed a
reasonable time in advance as to his need for line and grade reference marks, in
order that they may be furnished and all necessary measurements made for record
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and payment with the minimum of inconvenience to ENGINEER or of delay to
CONTRACTOR. When necessary, working operations shall be suspended for
such reasonable time as ENGINEER may require for this purpose.
4.6.3 CONTRACTOR shall safeguard all points, stakes, grade marks, monuments and
beach-marks made or established on the Work, bear the cost of reestablishing
them if disturbed, and bear the entire expense of rectifying work improperly
installed due to not maintaining or protecting or to removing without
authorization such established points, stakes and marks. CONTRACTOR shall
safeguard all existing and known property corners, monuments and marks
adjacent to but not related to the Work and, if required, shall bear the cost of
reestablishing them if disturbed or destroyed.
4.6.4 All elevations indicated or specified refer to the Mean Sea Level Datum Plane,
1929 General Adjustment, of the United States Coast and Geodetic Survey and
are expressed in feet and decimal parts thereof, or in feet and inches.
4.7 Hazardous Materials
4.7.1 For the purpose of this section, “Hazardous Material” means any hazardous,
special, radioactive or toxic substance, material or waste which is or becomes
regulated by any local government authority, the State of Indiana or the United
States Government. The term “hazardous material” includes, without limitation,
any material or substance which is (i) defined as a “hazardous substance” under
I.C. 13-7-8.7-1 of the Indiana Hazardous Substance Response Trust Fund Act, (ii)
petroleum, (iii) asbestos, (iv) designated as a hazardous substance pursuant to the
Federal Water Pollution Control Act (33 U.S.C. § 1251 et. Seq.), (v) defined as a
“hazardous waste” pursuant to the Federal Resource Conservation and Recovery
Act (42 U.S.C. § 6901 et seq.), (vi) defined as a “hazardous substance” pursuant
to the Comprehensive Environmental Response, Compensation and Liability Act
(42 U.S.C. § 9601 et seq., (vii) defined as a “regulated substance” pursuant to the
Solid Waste Disposal Act (42 U.S.C. § 6991 et seq.), (viii) defined as a toxic
“chemical substance” pursuant to the Toxic Substance Control Act (7 U.S.C. §
136 et seq.), (ix) defined as a “hazardous chemical” or “hazardous substance”
pursuant to the Emergency Planning and Community Right to Know Act (42
U.S.C. § 11001 et seq.) or (x) defined as a “radioactive waste” pursuant to the
Atomic Energy Act (42 U.S.C. § 2011 et seq.)
4.7.2 OWNER shall be responsible for the existence of any Hazardous Materials
uncovered or revealed at the site that were not shown or indicated in Drawings or
Specifications or identified in the Contract Documents to be within the scope of
the Work. OWNER shall not be responsible for any such materials brought to the
site by CONTRACTOR, Subcontractor, Supplier or anyone else for whom
CONTRACTOR is responsible.
4.7.3 CONTRACTOR shall be the party responsible for reporting to the appropriate
agencies and authorities any release or discharge of any Hazardous Materials.
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4.7.4 Upon encountering any Hazardous Materials CONTRACTOR shall immediately
(i) stop all Work in connection with such Hazardous Materials and in any area
affected thereby (except in an emergency as required by Section 6.21), (ii) notify
the appropriate agencies or authorities, (iii) notify OWNER and ENGINEER (and
thereafter confirm such notice in writing), (iv) establish site security by excluding
unnecessary traffic and personnel from the affected area, (v) conduct operations
within the affected area to minimize exposure to personnel and the general public
and to eliminate the potential for airborne dispersion, and (vi) as necessary to
carry out the requirements of this section, handle, store and/or dispose of
Hazardous Materials in a proper manner.
4.7.5 CONTRACTOR shall remain responsible for the jobsite until OWNER has been
notified of the uncovering or revealing of Hazardous Materials and OWNER has
assumed formal control of the worksite from CONTRACTOR.
4.7.6 After completing the above obligations, CONTRACTOR shall be required to
resume Work in connection with such Hazardous Materials, if directed by
OWNER, after OWNER has obtained any required permits related thereto and
established any special terms or conditions under which said Work shall be
performed.
4.7.7 CONTRACTOR claims qualifying under this section are intended to be treated as
differing site condition claims and therefore the provisions of Sections 4.2 and 4.3
apply.
ARTICLE 5 - BONDS AND INSURANCE
5.1 Performance and Payment Bonds. CONTRACTOR shall furnish Performance and
Payment Bonds, each in an amount at least equal to one-hundred percent (100%) of the
Contract Price as security for the faithful performance and payment of all
CONTRACTOR’s obligations under the Contract Documents. These Bonds shall remain
in effect at least until one (1) year after the date when final payment becomes due, except
as otherwise provided by Law or Regulation or by the Contract Documents. All Bonds
shall be in the forms prescribed by Law, Regulation, and the Contract Documents and be
executed by such Sureties as (i) are licensed to conduct business in the State of Indiana,
and (ii) are named in the current list of “Companies Holding Certificates of Authority as
Acceptable Sureties on Federal Bonds and as Acceptable Reinsuring Companies” as
published in Circular 570 (amended) by the Audit Staff Bureau of Government Financial
Operations, U.S. Treasury Department. All Bonds signed by an agent must be
accompanied by a certified copy of the power of attorney or other instrument establishing
the agent’s authority.
5.2 Maintenance Bond. CONTRACTOR shall, as a condition to OWNER’s obligation to
make final payment, supply a three (3) year Maintenance Bond executed by a surety
meeting the qualifications set forth in the preceding Section and in such form as
prescribed by the Contract Documents, which bond shall secure the obligations contained
in Section 12.7, beginning on the date of Final Acceptance in an amount equal to ten
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percent (10%) of the contract amount as adjusted for Change Orders or such different
percentage as may be specified by other Contract Documents.
5.3 Substitute Bonds. If the Surety on any Bond furnished by CONTRACTOR becomes a
party to a supervision, liquidation, rehabilitation or other similar action, or if its right or
lawful authority to do business in the State of Indiana is terminated, CONTRACTOR
shall, within ten (10) days thereafter substitute another Bond and Surety, both of which
must be acceptable to OWNER. Failure of CONTRACTOR to obtain a substitute Bond
shall constitute a material breach of Contract and may at the option of OWNER result in
the termination of the Contract upon the ground of CONTRACTOR’s default.
5.4 CONTRACTOR’s Liability Insurance. CONTRACTOR shall purchase and maintain
such commercial general liability and other insurance as is appropriate for the Work
being performed and furnished and as will protect CONTRACTOR, OWNER and
ENGINEER, their employees, officers, or agents from (i) claims under workers’ or
workmen’s compensation, disability benefits and other similar employee benefit acts; (ii)
claims for damages because of bodily injury, occupational sickness or disease, or death of
CONTRACTOR’s employees; (iii) claims for damages because of bodily injury, sickness
or disease, or death of any person other than CONTRACTOR’s employees; (iv) claims
for damages insured by personal injury liability coverage which are sustained by any
person as a result of an offense directly or indirectly related to the employment of such
person by CONTRACTOR, or by any other person for any other reason; (v) claims for
damages, other than to the Work itself, because of physical injury to or destruction of
tangible property wherever located, including loss of use resulting therefrom; (vi) claims
arising out of operation of Laws or Regulations for damages because of bodily injury or
death of any person or for damage to property; and (vii) claims for damages because of
bodily injury or death of any person or property damage arising out of the ownership,
maintenance or use of any motor vehicle which may arise out of or result from
CONTRACTOR’s other obligations under the Contract Documents, whether it is to be
performed or furnished by CONTRACTOR, by any Subcontractor, by anyone directly or
indirectly employed by any of them to perform or furnish any of the Work, or by anyone
for whose acts any of them may be liable.
5.4.1 The insurance required by this Section shall be written for not less than the limits
of liability and coverages as provided herein or as required by Law, whichever is
greater. The Commercial General Liability Insurance shall include coverage of
(i) premises and operations, (ii) Contractual liability as applicable to any
indemnification hold harmless agreements in the Contract Documents, (iii)
Products and Completed Operations, with completed operations coverage being
maintained for a period of one (1) year after final payment and CONTRACTOR
shall continue to provide evidence of such coverage to OWNER during the
aforementioned period, (iv) Broadform Property Damage - including completed
operations, (v) Fellow Employee claims under Personal Injury; and (vi)
Independent contractors. Such insurance shall specifically include coverage for
property damage from explosion, collapse, and underground operations.
Coverage for explosion, collapse, and underground operations shall include
blasting or explosion, collapse of structures or structural injury due to grading of
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land, excavation, filling, back filling, tunneling, pile driving, caisson work,
moving, shoring, underpinning, raising of or demolition of any structure, or
removal or rebuilding of any structural support of a building or structure. Such
insurance shall further include coverage for damage to wires, conduits, pipes,
mains, sewers, or other similar apparatus encountered below the surface of the
ground when such damage is caused by any occurrence arising out of the
performance of the Work, performed by CONTRACTOR or by any Subcontractor
or anyone directly or indirectly employed by either.
5.4.2 The CONTRACTOR’s insurance shall be written for not less than the following
limits of liability:
Workers Compensation & Disability: Statutory Limits
Employer’s Liability: $1,000,000
(i) Bodily Injury by Accident: $100,000
each accident
(ii) Bodily Injury by Disease: $500,000
policy limit
(iii) Bodily Injury by Disease: $100,000
each employee
Commercial General Liability (Occurrence Basis) Bodily injury, personal
injury, property damage, contractual liability, products completed operations.
NOTE: GENERAL AGGREGATE TO APPLY PER LOCATION/PROJECT
(i) General Aggregate Limit (other than
Products/Completed Operations): $2,000,000
(ii) Products/Completed Operations: $2,000,000
(iii) Personal & Advertising Injury
Limit: $1,000,000
Each Occurrence Limit: $1,000,000
Fire Damage (any one fire): $ 50,000
Medical Expense Limit (any one person): $5,000
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Comprehensive Auto Liability
(single limit)
(owned, hired and non-owned)
Bodily injury and property damage $l,000,000
each accident
Umbrella Excess Liability $5,000,000
each occurrence
and aggregate
The Deductible on the Umbrella Liability shall not be more than $10,000.
5.4.3 CONTRACTOR shall be responsible for paying all deductible amounts.
5.4.4 Before commencing work, CONTRACTOR shall submit a “Certificate of
Insurance” indicating the above necessary coverages as well as naming OWNER,
its employees and representatives and ENGINEER as “Additional Insureds” on
all policies except Workers’ Compensation to OWNER for review and approval.
Such insurance shall be carried with financially responsible insurance companies
authorized to do business in the State of Indiana, have a general policyholders
rating of A+, A, or A-, in the latest edition of Alfred M. Bests Insurance Reports
and be satisfactory in form and coverage to OWNER and ENGINEER. Such
coverages shall be kept in force until final payment and at all times thereafter
when CONTRACTOR may be correcting, removing or replacing Defective work
in accordance with Section 12.7. CONTRACTOR’s insurer(s) shall provide by
Certified Mail OWNER and ENGINEER with sixty (60) days prior written notice
in the event of cancellation, non-renewal or material change in the policies. If
required by OWNER, CONTRACTOR shall also provide copies of all underlying
insurance policies for certificates required above.
5.4.5 The Commercial General Liability insurance required by this Section shall
include contractual liability insurance applicable to CONTRACTORs indemnity
and hold harmless obligations under Sections 6.12, 6.16, 6.24, and 7.3.
5.5 OWNER’s Protective Insurance. CONTRACTOR shall procure and maintain OWNER’s
Protective Insurance as will, in OWNER’s opinion, protect OWNER from any contingent
liability to others or damages because of bodily injury, including death and property
damage, which may arise from operations under this Contract. Said insurance shall be
procured from the same insurance company as is providing insurance for
CONTRACTOR’s Commercial General Liability insurance. The limits of the insurance
to be procured shall be $5,000,000 per occurrence and $5,000,000 aggregate.
CONTRACTOR shall furnish OWNER the original policy.
5.6 Property Insurance. CONTRACTOR shall purchase and maintain a combination
Installation/Builder’s Risk Insurance to the full insurable value to the initial contract cost
and any subsequent modifications thereto on an all risks policy form against the perils of
fire and extended coverage, theft, vandalism, malicious mischief, collapse, false work,
testing, temporary buildings and debris removal including demolition work occasioned
by enforcement of any applicable legal requirements and shall cover reasonable OWNER
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and ENGINEER services and expenses required as a result of such insured loss on a
replacement cost basis without any deduction for depreciation or voluntary deductibles.
This property insurance shall cover work stored off site as well as any work in transit.
CONTRACTOR shall be responsible for the satisfaction of any deductible level it
selects. OWNER is given the privilege to occupy and use the facilities as completed
pending acceptance by the OWNER of the entire Project. The insurance specified by this
Section shall include as named insureds CONTRACTOR and his subcontractors and all
other parties named as insureds, as their interest may appear. This insurance is not
intended to cover the tools, equipment and other such property of CONTRACTOR or his
Subcontractors in performing the Work which is normally covered by such person’s own
property insurance which are not incorporated in the Project. The risk of loss as to all
such property shall be borne by those parties, and they shall carry such insurance on such
property as they shall determine.
5.7 Waiver of Subrogation. (Intentionally Omitted)
5.8 Acceptance of Insurance. If OWNER has any objection to the coverage afforded by or
other provisions of the Insurance required to be purchased and maintained by
CONTRACTOR in accordance with this Article, on the basis of its not complying with
the Contract Documents, OWNER will notify CONTRACTOR in writing thereof within
ten (10) days of the date of delivery of such certificates to OWNER in accordance with
Section 2.7. CONTRACTOR shall provide to OWNER such additional information in
respect to insurance provided by CONTRACTOR as OWNER may reasonably request.
Failure by OWNER to give any such notice of objection within the time provided shall
constitute acceptance of such insurance purchased by CONTRACTOR as complying
with the Contract Documents. With the prior approval of OWNER, CONTRACTOR
may substitute different types or amounts of coverage for those specified as long as the
total amount of required protection is not reduced.
5.9 Partial Utilization Property Insurance. If OWNER finds it necessary to occupy or use a
portion or portions of the Work prior to Substantial Completion of all the Work, such use
or occupancy may be accomplished in accordance with Section 13.12; provided that no
such use or occupancy shall commence before the insurers providing the property
insurance have acknowledged notice thereof and in writing effected the changes in
coverage necessitated thereby. The insurers providing the property insurance shall
consent by endorsement on the policy or policies, but the property insurance shall not be
canceled or lapse on account of any such partial use or occupancy.
5.10 No Limit To Liability. Nothing in this Article shall operate or be construed as limiting
the amount of liability of CONTRACTOR to the above enumerated amounts.
ARTICLE 6 - CONTRACTORS RESPONSIBILITIES
6.1 Supervision. CONTRACTOR shall supervise and direct the Work competently and
efficiently, devoting such attention thereto and applying such skills and expertise as may
be necessary to perform the Work in accordance with Contract Documents.
CONTRACTOR shall be solely responsible for the means, methods, techniques,
sequences and procedures of construction, but CONTRACTOR shall not be responsible
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for the negligence of others in the design or selection of a specific means, method,
technique, sequence or procedure of construction which is required by the Contract
Documents. CONTRACTOR shall be responsible to see that the finished Work complies
strictly with the Contract Documents.
6.2 Resident Superintendent. CONTRACTOR shall keep on the work site at all times during
its progress a competent resident superintendent, who shall not be replaced without
written notice to OWNER and ENGINEER except under extraordinary circumstances.
The superintendent will be CONTRACTOR’s representative at the site and shall have
authority to act on behalf of CONTRACTOR. All communications given to or issued by
the superintendent shall be as binding as if given to or issued by CONTRACTOR.
6.3 Personnel and Work Hours. CONTRACTOR shall provide competent, suitably qualified
personnel to survey and lay out the Work and perform construction as required by the
Contract Documents. CONTRACTOR shall at all times maintain good discipline and
order at the site. Except in connection with the safety or protection of persons or the
Work or property at the site or adjacent thereto, and except as otherwise indicated in the
Contract Documents, all Work at the site shall be performed during regular working
hours, and CONTRACTOR will not permit overtime work or the performance of Work
on Saturday, Sunday or any legal holiday without OWNER’s written consent given after
prior written notice to ENGINEER.
6.4 Full Responsibility. Unless otherwise specified in the Contract Documents,
CONTRACTOR shall furnish and assume full responsibility for all materials, equipment,
labor, transportation, construction equipment and machinery, tools, appliances, fuel,
power, light, heat, telephone, water and sanitary facilities and all other facilities and
incidentals necessary for the furnishing, performance, testing, start-up and completion of
the Work.
6.5 General Standards of Quality. All materials and equipment shall be of good quality and
new, except as otherwise provided in the Contract Documents. All warranties and
guarantees specifically called for by the Contract Documents shall expressly run to the
benefit of OWNER. If required by ENGINEER or OWNER, CONTRACTOR shall
furnish satisfactory evidence (including reports of required tests) as to the kind and
quality of materials and equipment. All materials and equipment shall be applied,
installed, connected, erected, used, cleaned and conditioned in accordance with the
instructions of the applicable manufacturer, fabricator, supplier or distributor, except as
otherwise provided in the Contract Documents; but no provisions of any such instructions
will be effective to assign to OWNER, ENGINEER, or any of ENGINEER’s consultants,
agents or employees, any duty or authority to supervise or direct the furnishing or
performance of the Work or any duty or authority to undertake responsibility contrary to
the provisions of Sections 8.10 or 8.11.
6.6 Adjusting Progress Schedule. To the extent indicated in Section 2.9, CONTRACTOR
shall submit to ENGINEER adjustments in the progress schedule to reflect the impact
thereon of new developments. These will conform generally to the progress schedule
then in effect and additionally will comply with any provisions of the General Conditions
applicable thereto.
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6.7 Substitute or “Or Equal” Items. Whenever, in the Contract Documents, an article,
material, apparatus, equipment, or process is called for by trade name or by the name of a
patentee, manufacturer, or dealer or by reference to catalogs of a manufacturer or dealer,
It shall be understood as intending to mean and specify the article, material, apparatus,
equipment, or process designated, or any approved equal thereto in quality, finish,
design, efficiency and durability and equally serviceable for the purposes for which it is
intended. Whenever material or equipment is submitted by CONTRACTOR for approval
as being equal to that specified, the submittal shall include sufficient information and
data to demonstrate that the material or equipment conforms to all Contract requirements.
The decision as to whether or not such material or equipment is equal to that specified
shall be made by the OWNER in consultation with ENGINEER. Neither the approval of
alternate material or equipment as being equivalent to that specified nor the furnishing of
the material or equipment specified, shall in any way relieve CONTRACTOR of
responsibility for failure of the material or equipment, due to faulty design, material, or
workmanship, to perform the functions required by the Contract Documents.
6.8 Engagement of Subcontractors, Suppliers and Others. CONTRACTOR shall not employ
any Subcontractor, Supplier or other person or organization, whether initially or as a
substitute, against whom OWNER or ENGINEER may have reasonable objection.
CONTRACTOR shall not be required to employ any Subcontractor, Supplier or other
person or organization to furnish or perform any of the Work against whom
CONTRACTOR has reasonable objection. If the Contract Documents require the
identity of certain Subcontractors, Suppliers or other persons or organizations (including
those who are to furnish the principal items of materials and equipment) to be submitted
to OWNER prior to the Effective Date of the Agreement, for acceptance by OWNER and
ENGINEER, and if CONTRACTOR has submitted a list thereof in accordance with the
Contract Documents, OWNER’s or ENGINEER’s acceptance or acquiescence as to any
such Subcontractor, Supplier or other person or organization so identified may be
revoked on the basis of reasonable objection after due investigation, in which case
CONTRACTOR shall submit an acceptable substitute, in which case the Contract Price
will be adjusted by the difference in the cost occasioned by such substitution and an
appropriate Change Order will be issued or Written Amendment signed. No acceptance
by OWNER or ENGINEER of any such Subcontractor, Supplier or other person or
organization shall constitute a waiver of any right of OWNER or ENGINEER to reject
Defective Work or to pursue other rights and remedies in respect thereof.
6.9 Responsibility For Others. CONTRACTOR shall be fully responsible to OWNER and
ENGINEER for all acts and omissions of his Subcontractors, Suppliers and other persons
and organizations performing or furnishing any of the Work under a direct or indirect
contract with CONTRACTOR just as CONTRACTOR is responsible for
CONTRACTOR’s own acts and omissions. Nothing in the Contract Documents shall
create any contractual relationship between OWNER or ENGINEER and any
Subcontractor, Supplier or other person or organization, except as to warranties
enforceable by OWNER as against such parties, nor shall it create any obligation on the
part of OWNER or ENGINEER to pay or to see to the payment of any moneys due any
such Subcontractor, Supplier or other person or organization, except as may otherwise be
required by Laws and Regulations.
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6.10 Allocation of Work. The sections of the Specifications and the identifications of any
Drawings shall not control CONTRACTOR in dividing the Work among Subcontractors
or Suppliers or delineating the Work to be performed by any specific trade.
6.11 Subcontract Provisions. All Work performed by Subcontractors will be pursuant to an
appropriate agreement between CONTRACTOR and the Subcontractor which
specifically binds the Subcontractor to these General Conditions and the applicable terms
and conditions of all other Contract Documents and contains waiver provisions as
required by Section 5.7. CONTRACTOR shall pay each Subcontractor a just share of any
insurance moneys received by CONTRACTOR on account of losses under policies
issued pursuant to Article 5.
6.12 Patent Fees and Royalties. CONTRACTOR shall pay all license fees and royalties and
assume all costs incident to the use in the performance of the Work or the incorporation
in the Work of any invention, design, process, product or device which is the subject of
patent rights or copyrights held by others. If a particular invention, design, process,
product or device is specified in the Contract Documents for use in the performance of
the Work and if to the actual knowledge of OWNER or ENGINEER its use is subject to
patent rights or copyrights calling for the payment of any license fee or royalty to others,
the existence of such rights shall be disclosed by OWNER in the Contract Documents.
CONTRACTOR shall indemnify and hold harmless OWNER and ENGINEER and
anyone directly or indirectly employed by either of them from and against all claims,
damages, losses and expenses (including attorney fees and court and arbitration costs)
arising out of any infringement of patent rights or copyrights incident to the use in the
performance of the Work or resulting from the incorporation in the Work of any
invention, design, process, product or device not specified in the Contract Documents,
and shall defend, if requested by OWNER or ENGINEER, all such claims in connection
with any alleged infringement of such rights.
6.13 Permits. Unless otherwise provided elsewhere in the Contract Documents,
CONTRACTOR shall obtain and pay for all construction permits and licenses. OWNER
shall assist CONTRACTOR, when necessary, in obtaining such permits and licenses.
CONTRACTOR shall pay all governmental charges and inspection fees necessary for the
prosecution of the Work, which are applicable at the time of opening of Bids.
CONTRACTOR shall pay all charges of utility owners for connections to the Work, and
OWNER shall pay all charges of such utility owners for capital costs related thereto such
as plant investment fees.
6.14 Laws and Regulations. CONTRACTOR shall give all notices and comply with all Laws
and Regulations in effect during the furnishing and performance of the Work. Except
where otherwise expressly required by applicable Laws and Regulations, neither
OWNER nor ENGINEER shall be responsible for monitoring CONTRACTOR’s
compliance with Laws or Regulations. If CONTRACTOR observes that the
Specifications or Drawings are at variance with any such Laws or Regulations,
CONTRACTOR shall give ENGINEER and OWNER prompt written notice thereof, and
if OWNER in consultation with ENGINEER determines any changes to be necessary
such changes will be authorized by one of the methods indicated in Section 3.4. It shall
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not be the CONTRACTOR’s primary responsibility to make certain that the
Specifications and Drawings are in accordance with Laws and Regulations, however, this
shall not relieve CONTRACTOR of CONTRACTOR’s obligations under this paragraph
or under Section 2.6 or Section 3.3. If CONTRACTOR performs any Work knowing or
having reason to know that it is contrary to such Laws and Regulations, and without such
notice to ENGINEER and OWNER, CONTRACTOR shall bear the risk of all claims,
costs, losses and damages caused by, arising out of or resulting therefrom.
6.15 Taxes. CONTRACTOR shall pay all sales, consumer, use and other similar taxes
required to be paid by CONTRACTOR in accordance with the Laws and Regulations
applicable to the place where the Project is located. OWNER is required by statute to
withhold certain taxes, including Indiana State Gross Income tax, from all payments
made to non-resident contractors who are corporations and to remit such tax quarterly to
the Indiana Department of Revenue. A foreign corporation which is registered with the
Indiana Secretary of State to do business in Indiana shall be exempt from this
withholding requirement. Exemption certificates for the Indiana Gross Retail tax (sales
tax) for property that becomes property of OWNER and all Federal Excise tax can be
furnished by OWNER and therefore such taxes shall not be included in the Contract
Price. CONTRACTOR may request exemption certificate forms directly from OWNER.
6.16 Use of Premises. CONTRACTOR shall confine construction equipment, the storage of
materials and equipment and the operations of workers to the Project site and land and
areas identified in and permitted by the Contract Documents, as determined in the pre-
construction meeting, and other land and areas permitted by Laws and Regulations,
rights-of-way, permits and easements, and shall not unreasonably encumber the premises
with construction equipment or other materials or equipment. CONTRACTOR shall
assume full responsibility for any damage to any such land or area, or to the owner or
occupant thereof or of any land or areas contiguous thereto, resulting from the
performance of the Work. Should any claim be made against OWNER or ENGINEER
by any such owner or occupant because of the performance of the Work,
CONTRACTOR shall promptly attempt to settle with such other party by agreement or
otherwise resolve the claim by arbitration or at law. CONTRACTOR shall, to the fullest
extent permitted by Laws and Regulations, indemnify and hold OWNER and
ENGINEER harmless from and against all claims, damages, losses and expenses
(including, but not limited to, fees of engineers, architects, attorneys and other
professionals and court and arbitration costs) arising directly, indirectly or
consequentially out of any action, legal or equitable, brought by any such other party
against OWNER or ENGINEER to the extent based on a claim arising out of
CONTRACTOR’s performance of the Work
6.17 Control of Waste. During the progress of the Work, CONTRACTOR shall keep the
premises free from accumulations of waste materials, rubbish and other debris resulting
from the Work. At the completion of the Work CONTRACTOR shall remove all waste
materials, rubbish and debris from and about the premises as well as all tools, appliances,
construction equipment, machinery and surplus materials, and shall leave the site clean
and ready for occupancy by OWNER. CONTRACTOR shall restore to original
condition all property not designated for alteration by the Contract Documents.
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6.18 Loads on Structures. CONTRACTOR shall not load nor permit any part of any structure
to be loaded in any manner that will endanger the structure, nor shall CONTRACTOR
subject any part of the Work or adjacent property to stresses or pressures that will
endanger it.
6.19 Record Documents. CONTRACTOR shall maintain in a safe place at the site one record
copy of all Specifications, Drawings, Addenda, Written Amendments, Change Orders,
Work Directive Changes, Field Orders and written interpretations and clarifications
(issued pursuant to Section 8.4) in good order and annotated to show all changes made
during construction. These record documents together with all approved samples and a
counterpart of all approved Shop Drawings will be available to ENGINEER for
reference. Upon completion of the Work, these record documents, samples and Shop
Drawings shall be delivered to ENGINEER for OWNER as a condition to
CONTRACTOR’s right to receive final payment.
6.20 Safety and Protection
6.20.1 CONTRACTOR shall be solely responsible for initiating, maintaining and
supervising all safety precautions and programs in connection with the Work and
shall take all necessary precautions for the safety of, and provide the necessary
protection to prevent damage, injury or loss to (i) all employees on the Work and
other persons and organizations who may be affected thereby, (ii) all the Work
and all materials or equipment to be incorporated therein, whether in storage on or
off the site, and (iii) other property at the site or adjacent thereto, including trees,
shrubs, lawns, walks, pavements, roadways, structures, utilities and Underground
Facilities not designated for removal, relocation or replacement in the course of
construction.
6.20.2 CONTRACTOR shall comply with all applicable Laws and Regulations of any
public body having jurisdiction for the safety of persons or property or to protect
them from damage, injury or loss; and shall erect and maintain all necessary
safeguards for such safety and protection. CONTRACTOR shall notify owners of
adjacent property, owners of Underground Facilities and utility owners when
prosecution of the Work may affect them, and shall cooperate with them in the
protection, removal, relocation and replacement of their property. All damage,
injury or loss to any property referred to in Section 6.20.1 caused, directly or
indirectly, in whole or in part, by CONTRACTOR, any Subcontractor or
Supplier, or any other person or organization directly or indirectly employed by
any of them to perform or furnish any of the Work or anyone for whose acts any
of them may be liable, shall be remedied by CONTRACTOR (except damage or
loss attributable to the fault of Drawings or Specifications or to the acts or
omissions of OWNER or ENGINEER or anyone employed by either of them or
anyone for whose acts either of them may be liable, and not attributable, directly
or indirectly, in whole or in part, to the fault or negligence of CONTRACTOR).
CONTRACTOR’s duties and responsibilities for the safety and protection of the
Work shall continue until such time as all the Work is completed and ENGINEER
has issued a notice to OWNER and CONTRACTOR in accordance with Section
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13.11 that the Work is acceptable (except as otherwise expressly provided in
connection with Substantial Completion).
6.20.3 Pursuant to I.C. 36-1-12-20, all Work which requires the creation of a trench or
hole of at least five (5) feet in depth, shall be provided with a trench safety
system. Trench safety systems shall meet all of the requirements of IOSHA
Regulations 29 C.F.R. 1926, Subpart P or other applicable safety standards and
regulations. The cost or compliance with any and all such regulations shall be
borne by the CONTRACTOR without any increase in the Contract Price.
OWNER shall pay for the trench safety system as a separate pay item if one is
provided on unit cost work; or, if a separate pay item is not provided, OWNER
shall pay for the safety system as part of the pay item or schedule of values item
for the principal Work with which the safety system is associated, as determined
by ENGINEER.
6.20.4 CONTRACTOR shall designate a responsible representative at the site whose
duty shall be the prevention of accidents. This person shall be CONTRACTOR’s
superintendent unless otherwise designated in writing by CONTRACTOR to
OWNER.
6.20.5 CONTRACTOR shall be responsible for coordinating any exchange of material
safety data sheets or other hazard communication information required to be made
available to or exchanged between or among employers at the site in accordance
with Laws or Regulations.
6.21 Emergencies. In emergencies affecting the safety or protection of persons or the Work or
property at the site or adjacent thereto, CONTRACTOR, without special instruction or
authorization from ENGINEER or OWNER, is obligated to act to prevent threatened
damage, injury or loss. CONTRACTOR shall give ENGINEER and OWNER immediate
written notice if CONTRACTOR believes that any significant changes in the Work or
variations from the Contract Documents are caused thereby. If OWNER determines that
a change in the Contract Documents is required because of the action taken in response to
an emergency, a Work Directive Change or Change Order will be issued to document the
consequences of the changes or variations.
6.22 Shop Drawings and Working Drawings.
6.22.1 CONTRACTOR shall promptly prepare and submit layout, detail and shop
drawings to insure proper construction, assembly, and installation of the Work
using those materials and equipment specified in the Technical Specifications.
Such drawings will be known as “Working Drawings”. A schedule of Working
Drawings submissions shall be submitted for ENGINEER’s approval on a form
acceptable to ENGINEER within ten (10) days of the effective date after the
signing of the Agreement by OWNER
6.22.2 Working Drawings shall be numbered consecutively and shall accurately and
distinctly present (i) all working and erection dimensions, (ii) arrangements and
sectional views, (iii) necessary details, including complete information for
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making connections between Work under this Contract and work under other
contracts, (iv) electrical wiring connections between all equipment furnished
under the Contract, including all internal wiring between internal components of
equipment, (v) kinds of materials and finishes, and (vi) parts lists and description
thereof.
6.22.3 Drawings for mechanical and electrical equipment shall present, where
applicable, such data as dimensions, weight and performance characteristics.
This data shall show conformance with the performance characteristics and other
criteria incorporated in the Contract Documents. Each drawing or page shall
include (i) submittal date and revision dates, (ii) project name, division
number and descriptions, (iii) Detailed Specifications section number and page
number, (iv) identification of equipment, product or material, (v) name of
CONTRACTOR and Subcontractor, (vi) name of Supplier and Manufacturer,
(vii) relation to adjacent structure or material, (viii) field dimensions, clearly
identified, (ix) ASTM, Federal and other Specification references, (x) space for
ENGINEER’s stamps (xi) identification of deviations from the Contract
Documents, (xii) CONTRACTOR’s stamp, initialed or signed, dated and
certifying to review of submittal, certification of field measurements and
compliance with Contract, and (xiii) location at which the equipment or materials
are to be installed (both physical location and location relative to other connected
or attached material). ENGINEER will return, unchecked, any submittal which
does not contain complete data on the Work and full information on related
matters. Stock or standard drawings will not be accepted for review unless full
identification and supplementary information is shown thereon in ink or
typewritten form.
6.22.4 CONTRACTOR shall check and approve all Working Drawings before
transmitting them to ENGINEER to determine that they comply with
requirements of the Contract Documents. Drawings which are incomplete or are
not in compliance with the Contract Documents shall not be submitted for
processing by ENGINEER. CONTRACTOR shall place his signature or initials
on his stamp of approval on all Working Drawings submitted to ENGINEER to
indicate compliance with this requirement. CONTRACTOR’s approval shall
constitute a representation that all quantities, dimensions, field construction
criteria, materials, catalog numbers, performance criteria and similar data have
been verified and that, in his opinion, the submittal fully meets the requirements
of the Contract Documents. CONTRACTOR shall schedule, prepare and submit
all working drawings in accordance with a time-table that will allow his Suppliers
and Manufacturers sufficient time to fabricate, manufacture, inspect, test and
deliver their respective products to the project site in a timely manner so as to not
delay the complete performance of the Work. The time-table so developed shall
be in conformance with the completion dates specified in the Agreement.
6.22.5 If the Working Drawings show departures from the Contract requirements,
CONTRACTOR shall make specific mention thereof in his letter of transmittal,
otherwise approval of such submittals by ENGINEER shall not constitute
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approval of the departure. Approval of the drawings shall constitute approval of
the subject matter thereof only and not of any structure, material, equipment or
apparatus shown or indicated.
6.22.6 The approval of Working Drawings will be general and shall not relieve
CONTRACTOR of responsibility for the accuracy of such drawings, nor for the
proper fitting and construction of the Work, nor for the furnishing of materials or
work required by the Contract and not indicated on the drawings. No Work called
for by Working Drawings shall be done until such drawings have been approved
by ENGINEER.
6.22.7 The procedure in seeking approval of the Working Drawings shall be as follows:
.1 CONTRACTOR shall submit six (6) complete sets of drawings and other
descriptive data together with six (6) copies of a letter of transmittal to
ENGINEER for approval. The letter of transmittal shall contain the name of
the Project, Workmanship and Materials section number, the name of
CONTRACTOR, the list of drawings submitted including numbers and titles,
requests for any approval of departures from the contract requirements and
any other pertinent information.
.2 Drawings or descriptive data will be stamped “Approved”, “Approved as
Noted”, or “Not Approved” by the ENGINEER, and one (1) copy with a letter
of transmittal will be returned to CONTRACTOR.
.3 If a drawing or other data is stamped “Approved”, CONTRACTOR shall
insert the date of approval on six (6) additional copies of the document and
transmit the six (6) copies to ENGINEER together with one copy of a letter of
transmittal containing substantially the same information required in Sub-
Section .1.
.4 If a drawing or other data is stamped “Approved as Noted’, CONTRACTOR
shall make the corrections indicated and proceed as in Sub-Section .3.
.5 If a drawing or data is stamped “Not Approved”, CONTRACTOR shall make
the necessary corrections and resubmit the documents as required in Sub-
Section .1. The letter transmitting corrected documents shall indicate that the
documents comprise a resubmittal.
.6 If any corrections, other than those noted by ENGINEER, are made on a
Working Drawing prior to resubmittal, such changes must be pointed out by
CONTRACTOR upon resubmittal.
.7 CONTRACTOR shall revise and resubmit the Working Drawings as required
until approval thereof is obtained. Costs associated with the ENGINEER’s
review of any third and subsequent submittals shall be borne by
CONTRACTOR. CONTRACTOR shall be billed for these costs by OWNER
or the OWNER may deduct such costs from subsequent payment.
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6.23 Continuing the Work. CONTRACTOR shall diligently and uninterruptedly carry on the
Work and adhere to the progress schedule during all disputes or disagreements with
OWNER. No Work shall be delayed or postponed pending resolution of any disputes or
disagreements, except as permitted by Section 14.5 or as CONTRACTOR and OWNER
may otherwise specifically agree in writing. Any work stoppage, delay, suspension or
significant reduction in manpower, or removal of equipment from the site, determined by
the ENGINEER or OWNER to have occurred by reason of any such unresolved dispute
or disagreement shall constitute an event of default thereby subjecting CONTRACTOR
to termination of the Contract.
6.24 Allocation of Risk and Indemnification.
6.24.1 To the fullest extent permitted by Laws and Regulations CONTRACTOR shall
indemnify and hold harmless OWNER and ENGINEER and their consultants,
agents and employees from and against all claims, damages, losses, liabilities and
expenses, direct, indirect or consequential (including but not limited to fees and
charges of engineers, architects, attorneys and other professionals, court costs and
arbitration costs) arising out of or resulting from the performance of the Work or
from the installation, existence, use, maintenance, condition, repairs, alteration or
removal of any equipment or material, provided that any such claim, damage,
loss, liability or expense is caused in whole or in part by a negligent act or
omission of CONTRACTOR, any Subcontractor, any person or organization
directly or indirectly employed by any of them to perform or furnish any of the
Work or anyone for whose acts any of them may be liable, regardless of whether
or not it is caused in part by a party indemnified hereunder or arises by or is
imposed by Law or Regulation regardless of the negligence of any such party.
Such indemnification shall also apply to any warranty work required by the
Contract Documents.
6.24.2 In any and all claims against OWNER or ENGINEER or any of their consultants,
agents or employees by any employee of CONTRACTOR, any Subcontractor,
any person or organization directly or indirectly employed by any of them to
perform or furnish any of the Work or anyone for whose acts any of them may be
liable, the indemnification obligation under this Section shall not be limited in
any way by any limitation on the amount or type of damages, compensation or
benefits payable by or for CONTRACTOR or any Subcontractor or other person
or organization under workers’ or workmen’s compensation acts, disability
benefit acts or other employee benefit acts.
6.24.3 The obligations of CONTRACTOR under this Section shall not extend to the
liability of ENGINEER, ENGINEERs’ consultants, agents or employees arising
out of the preparation or approval of maps, drawings, opinions, reports, surveys,
Change Orders, design or specifications.
6.25 Subcontractor and other Liens. CONTRACTOR agrees and warrants to the OWNER that
no claim or lien shall attach to or be filed on the Project by virtue of CONTRACTOR’s
default in paying any employee, subcontractor or supplier. Should such claim or lien be
filed, payment otherwise due the CONTRACTOR will not be due until CONTRACTOR
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delivers to OWNER a complete release of such claim or lien, or, at OWNER’s option, a
bond satisfactory to OWNER indemnifying OWNER against such claim or lien.
6.26 Installation of Utility Service. CONTRACTOR shall assume all responsibility for proper
installation of utility services to meet all rules and regulations of all utility companies or
government agencies involved. It is the responsibility of CONTRACTOR to provide a
complete service and provide all work necessary to coordinate the Work with the work of
the utility companies.
6.27 Damage, Survey and Correction. CONTRACTOR, accompanied by a representative of
OWNER and/or ENGINEER, shall make a damage survey of the work site and adjacent
properties prior to commencing the Work and before making application for final
payment for the Work. CONTRACTOR shall provide OWNER a written inventory of
damage observed during each survey. CONTRACTOR shall replace or repair all existing
construction and facilities (both surface and subsurface) including, but not limited to,
sidewalks, fences, yards, plantings, mechanical services and electrical services which
may be damaged in the performance of the Work. All damage shall be corrected and
such facilities shall be restored to their original condition. Materials and construction
shall be new and equal in quality, design, workmanship and installation to the existing
material and construction.
6.28 Damage Notification. CONTRACTOR shall notify ENGINEER immediately upon
observing damage to the site regardless of whether or not the damage is the result of
CONTRACTOR’s operations.
6.29 Construction Wage Rates. There shall be paid each laborer of the CONTRACTOR or
Subcontractor engaged in Work under the Agreement in the classification listed on the
construction wage rate scale included in the Contract Documents, not less than the hourly
wage rate set opposite the same, regardless of any contractual relationship which may be
alleged to exist between the CONTRACTOR or any subcontractors and such laborers.
The schedule of common construction wage rates has been determined in compliance
with the provisions of applicable Indiana statutes.
6.29.1 The specified wage rates are minimum rates only, and the OWNER will not
consider any claims for additional compensation made by the CONTRACTOR
because of payment by the CONTRACTOR of any wage rate in excess of the
applicable rate contained in this Agreement. All disputes in regard to the
payment of wages in excess of those specified in this Agreement shall be adjusted
by the CONTRACTOR.
6.29.2 Except as may be otherwise required by law, all claims and disputes pertaining to
the classification of labor employed on the project under this Agreement shall be
decided by the OWNER’s governing body or other duly designated officials.
6.29.3 The CONTRACTOR shall post, at appropriate conspicuous points at the site of
the Project, a schedule showing all determined wage rates for the three (3) classes
of laborers to be engaged in work on the Project under the Agreement and all
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deductions, if any, required by law to be made from unpaid wages actually earned
by the laborers so engaged.
ARTICLE 7 - WORK BY THIRD PARTIES
7.1 Separate Work By Others. OWNER may perform other work related to the Project at the
site by OWNER’s own forces, have other work performed by utility owners or their
contractors or let other direct contracts which shall contain General Conditions similar to
these. If the performance of such work is not reasonably indicated by the Contract
Documents or is not reasonably inferable therefrom or otherwise inherent in connection
with the Work as described by the Contract Documents as such work relates to the
overall Project, written notice thereof will be given to CONTRACTOR prior to starting
any such other work; and, if CONTRACTOR believes that such performance will involve
additional expense to CONTRACTOR or requires additional time, and the parties are
unable to agree as to the extent thereof, CONTRACTOR may make a claim therefore as
provided in Articles 10 and 11. CONTRACTOR shall afford each utility owner or its
contractors and any other contractor who is a party to such a direct contract, or
OWNER’S employees if OWNER is performing work with its own forces, proper and
safe access to the site and reasonable opportunity for the proper, efficient and timely
performance of such work and for introduction and storage of materials and equipment,
and shall properly connect and coordinate the Work with the work and activities of such
other parties. CONTRACTOR shall do all cutting, fitting and patching of the Work that
may be required to make its several parts come together properly and integrate with such
other work. CONTRACTOR shall not endanger any work of others by cutting,
excavating or otherwise altering their work and will only cut or alter their work with the
written consent of ENGINEER and the others whose work will be affected. The duties
and responsibilities of CONTRACTOR under this Section are for the benefit of and may
be directly enforced by such utility owners and other separate contractors to the extent
that there are comparable provisions for the benefit of the CONTRACTOR in said direct
contracts between OWNER and such utility owners and other contractors.
7.2 Inspecting Other Work. If any part of CONTRACTOR’s Work depends, for proper
execution or results, upon the work of any such other contractor or utility owner or
OWNER’s forces, CONTRACTOR shall inspect and promptly report to ENGINEER in
writing any delays, defects or deficiencies in such work that render it unavailable or
unsuitable for such proper execution and results or that hinder or otherwise impact the
Work to be performed by CONTRACTOR. CONTRACTOR’s failure to report will
constitute an acceptance of the other work as fit and proper for integration with
CONTRACTOR’s Work except for latent or non-apparent defects and deficiencies in the
other work.
7.3 Coordination. CONTRACTOR shall schedule the Work such that it shall cause no delay
in the work of the other contractors. ENGINEER will monitor the CONTRACTOR’s
coordination of its Work with the work of other contractors. Where coordination and
scheduling conflicts arise between the Work and the work of other contractors on the site,
ENGINEER will provide input to resolve the conflict, but such input or monitoring by
the ENGINEER shall not relieve the CONTRACTOR of its obligations in respect of
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coordination with other contractors. Except as provided in Section 11.4,
CONTRACTOR shall have no claim against OWNER for delays, disruptions or
hindrances caused by other contractors who may be operating at the site, including,
without limitation, delays resulting from lack of coordination. Should CONTRACTOR
cause damage to another contractor or subcontractor employed on the Project,
CONTRACTOR agrees to settle with such other contractor or subcontractor by
agreement, if the other party will so settle. If such other contractor or subcontractor sues
OWNER or ENGINEER on account of damage alleged to have been sustained, OWNER
or ENGINEER as applicable, shall notify CONTRACTOR and CONTRACTOR shall
bear the cost of defending such proceedings, and if a judgment or award in arbitration
against OWNER or ENGINEER arises therefrom, CONTRACTOR shall pay or satisfy
said judgment, and pay all cost incurred by OWNER or ENGINEER, including attorney
fees.
ARTICLE 8 - OWNER’S AND ENGINEER’S STATUS DURING CONSTRUCTION
8.1 OWNER’s Representative. ENGINEER will be OWNER’s representative during the
construction period. The duties and responsibilities and the limitations of authority of
ENGINEER as OWNER’s representative during construction are set forth in the Contract
Documents and shall not be extended without written consent of OWNER and
ENGINEER.
8.2 Visits to Site. ENGINEER will make visits to the site at intervals appropriate to various
stages of construction to observe and become cognizant with the progress, quality and
quantity of the executed Work and to determine, in general, if the Work is proceeding in
accordance with the Contract Documents. ENGINEER will also, as he deems necessary,
make on-site inspections to check the quality or quantity of the Work. ENGINEER’s
efforts will be undertaken solely for the purpose of providing OWNER a greater degree
of confidence that all Work will conform to the Contract Documents. On the basis of
such visits and on-site observations as an experienced and qualified design professional,
ENGINEER will keep OWNER informed of the progress of the Work and will endeavor
to guard OWNER against defects and deficiencies in the Work.
8.3 Project Representation. OWNER may, at its sole option, assign one or more full or part
time engineers, inspectors or other representatives to observe the performance of the
Work. The duties, responsibilities and limitations of authority of any such
representatives will be as provided in the General Conditions or as otherwise stated to
CONTRACTOR in writing by the Director or other duly appointed official of the
department or agency of the OWNER for whose use and/or benefit the Project is to be
constructed.
8.4 Clarifications and Interpretations. ENGINEER may issue written clarifications or
interpretations of the requirements of Contract Documents (in the form of Drawings or
otherwise) as ENGINEER may determine necessary, which shall be consistent with or
reasonably inferable from the overall intent of the Contract Documents. Such
clarifications and interpretations shall become binding upon the CONTRACTOR upon
ratification thereof by the OWNER. If CONTRACTOR believes that a written
clarification or interpretation justifies an increase in the Contract Price or an extension of
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the Contract Time and the parties are unable to agree to the amount or extent thereof,
CONTRACTOR may make a claim therefore as provided in Article 10 or Article 11.
8.5 Authorized Variations in Work. OWNER, or ENGINEER following consultation with
and approval by the OWNER , may authorize minor variations in the Work Time the
requirements of the Contract Documents which do not involve an adjustment in the
Contract Price or the Contract Time and are consistent with the overall intent of the
Contract Documents. These may be accomplished by a Field Order or other form of
written directive and will be binding on OWNER, and also on CONTRACTOR who shall
perform the Work involved promptly. If CONTRACTOR believes that a Field Order or
other written directive issued pursuant to this Section justifies an increase in the Contract
Price or an extension of the contract time, CONTRACTOR shall make a claim therefore
as provided in Article 10 or 11.
8.6 Rejecting Defective Work. OWNER or ENGINEER will have authority to disapprove or
reject Work which is believed or determined to be defective, and will also have authority
to require special inspection or testing of the Work as provided in Section 12.4, whether
or not the Work is fabricated, installed or completed.
8.7 ENGINEER’s Interpretations and Decisions. ENGINEER will be the initial interpreter
of the requirements of the Contract Documents and judge of the acceptability of the
Work thereunder to the extent that such requirements and issues respecting acceptability
of the Work involve decisions or interpretations dealing with technical, engineering,
design or other subject matters, arising out of the Technical Specifications and within the
expertise of the ENGINEER. Written notice of each such claim, dispute and other matter
will be delivered by the claimant to ENGINEER and the other party to the Agreement
promptly (but in no event later than twenty (20) days) after occurrence of the event
giving rise thereto, and written supporting data will be submitted to ENGINEER and the
other party within thirty (30) days of such occurrence unless ENGINEER allows an
additional period of time to ascertain more accurate data in support of the claim. In the
event of such referral, the ENGINEER will render a formal decision in writing within a
reasonable time. The OWNER shall resolve all other disagreements arising from the
Technical Specifications or other sections of the Contract Documents and
CONTRACTOR shall comply with the time limitations contained herein.
8.8 Non-liability of ENGINEER. Neither ENGINEER’s authority to act under this Article or
elsewhere in the Contract Documents nor any decision made by ENGINEER in good
faith, either to exercise or not to exercise such authority, shall give rise to any duty or
responsibility of ENGINEER to CONTRACTOR, any Subcontractor, any Supplier, or
any other person or organization performing any of the Work, or to any surety for any of
them.
8.9 Purposes of ENGINEER’s Activities. Whenever in the Contract Documents the terms
“as ordered”, “as directed”, “as required”, “as allowed”, “as approved” or terms of like
effect or import are used, or the adjectives “reasonable”, “suitable”, “acceptable”,
“proper” or “satisfactory” or adjectives of like effect or import are used to describe
requirement, direction, review or judgment of ENGINEER as to the Work, it is intended
that such requirement, direction, review or judgment will be solely to evaluate the Work
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for compliance with the Contract Documents (unless there is a specific statement
indicating otherwise). The use of any such term or adjective shall not be effective to
assign to ENGINEER any duty or authority to supervise or direct the furnishing or
performance of the Work or any duty or authority to undertake responsibility contrary to
the provisions of this Article.
8.10 Construction Methods. OWNER and ENGINEER shall have no responsibility for
CONTRACTOR’s selection or implementation of means, methods, techniques,
sequences or procedures of construction, or the safety precautions and programs incident
thereto, and OWNER and ENGINEER will not be responsible for CONTRACTOR’s
failure to perform or furnish the Work or to fulfill other duties in accordance with the
Contract Documents.
8.11 Acts or Omissions By Others. OWNER and ENGINEER will not be responsible for the
acts or omissions of CONTRACTOR or of any Subcontractors, any Supplier, or of any
separate contractor or other person or organization furnishing any work, labor, materials
or services for or in furtherance of the Project.
8.12 Communications. OWNER may issue all communication to CONTRACTOR through
ENGINEER or at its option may communicate with the CONTRACTOR directly, with a
copy to the ENGINEER.
8.13 Replacement for ENGINEER. In case of termination of the employment of ENGINEER,
OWNER shall appoint an engineer whose status under the Contract Documents shall be
that of the former ENGINEER; provided, that OWNER may, at its sole option and with
notice to CONTRACTOR, elect to exercise all or part of the function and authority of the
ENGINEER following such termination, either permanently or on an interim basis.
ARTICLE 9 - CHANGES IN THE WORK
9.1 OWNER’s Right To Initiate Changes. Without invalidating the Agreement and without
notice to any surety, OWNER may at any time order additions, deletions or revisions in
the Work. Such changes will be authorized by a Written Amendment, a Change Order or
a Work Directive Change. Upon receipt of any such document, CONTRACTOR shall
promptly proceed with the Work involved which will be performed under the applicable
provisions of the Contract Documents except as otherwise specifically provided.
9.2 Inability To Agree on Price or Time Adjustments. If OWNER and CONTRACTOR are
unable to agree as to the extent, if any, of an increase or decrease in the Contract Price or
an extension or shortening of the Contract Time that should be allowed as a result of an
OWNER-initiated change, a claim may be made therefore as provided in Article 10 or
Article 11.
9.3 Non-Required Work. CONTRACTOR shall not be entitled to an increase in the Contract
Price or an extension of the Contract Time with respect to any Work performed that is
not required by the Contract Documents, as amended, modified and supplemented as
provided in Sections 3.4 and 3.5, except in the case of an emergency as provided in
Section 6.21 and except in the case of uncovering Work as provided in Section 12.4.
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9.4 Change Orders and Amendments. OWNER and CONTRACTOR shall execute
appropriate Change Orders or Written Amendments covering (i) changes to the Work
which are ordered by OWNER pursuant to Section 9.1, are required because of
acceptance of Defective Work under Section 12.8 or correcting Defective Work under
Section 12.9; (ii) changes in the Contract Price or Contract Time which are agreed to by
the parties; and (iii) changes in the Contract Price or Contract Time which embody the
substance of any written decision rendered by ENGINEER pursuant to Section 8.7,
provided that, in lieu of executing any such Change Order, an appeal may be taken from
any such decision in accordance with the provisions of the Contract Documents and
applicable Laws and Regulations, but during any such appeal, CONTRACTOR shall
carry on the Work and adhere to the progress schedule as provided in Section 6.23.
ARTICLE 10 - CHANGE OF CONTRACT PRICE
10.1 Items Included in Contract Price. The Contract Price constitutes the total compensation
(subject to authorized adjustments) payable to CONTRACTOR for performing the Work
and assuming all obligations and risks as provided by the Contract Documents. All
duties, responsibilities and obligations assigned to or undertaken by CONTRACTOR
shall be at his expense without change in the Contract Price.
10.2 Changes in Contract Price. The Contract Price may only be changed by a Change Order
or by a Written Agreement. Any claim for an increase or decrease in the Contract Price
shall be based on written notice delivered by the party making the claim to the other party
and ENGINEER promptly, but in no event later than twenty (20) days after the
occurrence of the event or the commencement of a series of events giving rise to the
claim, which notice shall particularly state the factual basis of the claim and the nature
and extent of additional costs or damages to be sustained therefrom. Notice of the
specific amount of the claim, with supporting data shall be delivered to the other party
and ENGINEER within thirty (30) days after such notice, unless ENGINEER, for good
cause shown, allows an additional period of time for claimant to ascertain and present
accurate supporting data. A written statement of the amount claimed by claimant shall be
conclusively presumed to include all direct, indirect and consequential amounts claimed
or to be claimed by claimant as a result of all facts, occurrences and events giving rise
thereto. Nothing provided in this Section shall be construed to afford the
CONTRACTOR any rights or claims otherwise precluded by any other provisions of
these General Conditions or other Contract Documents. The burden of proof for such
claim shall be on claimant.
10.3 Value of Affected Work. The value of any Work affected by a Change Order, or any
Written Agreement, or of any increase or decrease in the Contract Price in respect of
OWNER-initiated changes or CONTRACTOR claims as provided by this Section shall
be determined in one of the following ways:
10.3.1 For Work covered in whole or in part by unit prices contained in the Contract
Documents, by application of such unit prices to the quantities of the contract
items involved, unless otherwise provided in the Contract Documents;
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10.3.2 For items or elements of Work not covered by unit prices, by mutual acceptance
of a lump sum or unit price; or, if no such agreement is reached, on the basis of
the Cost of the Work (determined as provided in Sections 10.4 and 10.5) plus a
reasonable allowance for CONTRACTOR’s profit and overhead based on a
percentage of the Cost of Work not to exceed ten percent (10%), or such different
percentage as may be specified by other Contract Documents.
10.4 Cost of The Work. The term Cost of the Work means the sum of all costs necessarily
incurred and paid by CONTRACTOR in the proper and efficient performance of the
particular Work for which costs thereof are to be determined. Except as otherwise may
be agreed to in writing by OWNER, such costs shall be in amounts no higher than those
prevailing in the locality of the Project. Such costs shall not include any of the costs
itemized in Section 10.5 and may include only the following items:
10.4.1 Payroll costs for employees in the direct employ of CONTRACTOR in the
performance of the affected Work under schedules of job classifications agreed
upon by OWNER and CONTRACTOR. Payroll costs for employees not
employed full time on the Work shall be apportioned on the basis of their time
spent on such Work. Payroll costs shall include, but not be limited to, salaries and
wages plus the cost of fringe benefits which shall include social security
contributions, unemployment, excise and payroll taxes, workers’ or workmen’s
compensation, health and retirement benefits, bonuses, sick leave, vacation and
holiday pay applicable thereto. Such employees shall not include superintendents
or other management and supervisory personnel whose costs are included in the
Contract Price. The expenses of performing Work after regular working hours,
on Saturday, Sunday or legal holidays, shall be included only if authorized by
OWNER in writing.
10.4.2 Cost of all materials and equipment furnished and incorporated in the Work,
including costs of transportation and storage thereof, and field services by
suppliers or manufacturers required in connection therewith. All cash discounts
shall accrue to CONTRACTOR unless OWNER deposits funds with
CONTRACTOR with which to make payments, in which case cash discounts
shall accrue to OWNER. All trade discounts, rebates and refunds, and all returns
from sale of surplus materials and equipment shall accrue to OWNER and
CONTRACTOR shall make provisions so that they may be obtained.
10.4.3 Payments made by CONTRACTOR to Subcontractors for affected Work
performed by Subcontractors. If required by OWNER, CONTRACTOR shall
obtain competitive bids from Subcontractors acceptable to CONTRACTOR and
shall deliver such bids to OWNER who will then determine, with the advice of
ENGINEER, which bids will be accepted. If a subcontract provides that the
Subcontractor is to be paid on the basis of cost of the affected Work Plus a fee,
Subcontractor’s cost of such Work shall be determined in the same manner as
CONTRACTOR’s Cost of the Work. All subcontracts shall be subject to the
other provisions of the Contract Documents insofar as applicable.
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10.4.4 Cost of special consultants (including, but not limited to, engineers, architects,
testing laboratories, surveyors, attorneys and accountants) employed for services
specifically related to the affected Work.
10.4.5 Supplemental costs including the following:
.1 The proportion of necessary transportation, travel and subsistence expenses of
CONTRACTOR’s employees incurred in discharge of duties connected with
the affected Work.
.2 Costs, including transportation and maintenance, of all materials, supplies,
equipment, machinery, appliances, office and temporary facilities at the site
and hand tools not owned by the workers, which are consumed in the
performance of the affected Work, and cost less market value of such items
used but not consumed which remain the property of CONTRACTOR.
.3 Rentals of all construction equipment and machinery and the parts thereof
whether rented from CONTRACTOR or others in accordance with rental
agreements approved by OWNER with the advice of ENGINEER, and the
costs of transportation, loading, unloading, installation, dismantling and
removal thereof all in accordance with terms of said rental agreements. The
rental of any such equipment, machinery or parts shall cease when the use
thereof is no longer necessary for the affected Work. When construction
equipment is owned by CONTRACTOR, the cost of such equipment shall be
in accordance with U.S. Army Corps of Engineers publication titled
“Construction Equipment Ownership and Operating Schedule” for Region II.
.4 Sales, consumer, sue or similar taxes related to the affected Work, and for
which CONTRACTOR is liable, imposed by Laws or Regulations.
.5 Deposits lost for causes other than negligence of CONTRACTOR, any
Subcontractor or anyone directly or indirectly employed by any of them or for
whose acts any of them may be liable, and royalty payments and fees for
permits and licenses.
.6 Losses, damages, and expenses not compensated by insurance or otherwise,
related to the Work or otherwise sustained by CONTRACTOR in connection
with the performance and furnishing of the affected Work (except losses and
damages within the deductible amounts of property insurance established by
OWNER in accordance with Article 5, provided they have resulted from
causes other than the negligence of CONTRACTOR, any Subcontractor, or
anyone directly or indirectly employed by any of them or for whose acts any
of them may be liable). Such losses shall include settlements made with the
written consent and approval of OWNER. No such losses, damages and
expenses shall be included in the Cost of the Work for the purpose of
determining CONTRACTOR’s Fee. If, however, any such loss or damage
requires reconstruction and CONTRACTOR is placed in charge thereof,
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CONTRACTOR shall be paid for services a fee proportionate to that stated in
Section 10.3.
.7 The cost of utilities, fuel and sanitary facilities at the site.
.8 Minor expenses such as telegrams, long distance telephone calls, telephone
service at the site, expressage and similar petty cash items in connection with
the Work.
.9 Cost of premiums for additional Bonds and Insurance required because of
changes in the Work and premiums for property insurance coverage within the
limits of the deductible amounts established by OWNER in accordance with
Article 5.
10.5 Excluded Costs. The term Cost of the Work shall not include (i) expenses of
CONTRACTOR’s branch offices other than CONTRACTOR’s office at the site, (ii) any
part of CONTRACTOR’s capital expenses, including interest on CONTRACTOR’s
capital employed for the Work and charges against CONTRACTOR for delinquent
payments (iii) cost of premiums for all Bonds and for all insurance not required by the
Contract Documents (except for cost of premiums covered by Subparagraph 10.4.5
above), (iv) costs due to the negligence of CONTRACTOR, any Subcontractor, or
anyone directly or indirectly employed by any of them or for whose acts any of them may
be liable, including, but not limited to, the correction of Defective Work, disposal of
materials and equipment wrongly supplied and making good any damage to property,
and/or (v) other overhead or general expense costs of any kind and the costs of any item
not specifically and expressly included in Section 10.4.
10.6 Cash Allowances. It is understood that CONTRACTOR has included in the Contract
Price all allowances so named in the Contract Documents, if any, and shall cause the
Work so covered to be done by such Subcontractors or Suppliers and for such sums
within the limit of the allowances as may be acceptable to OWNER. CONTRACTOR
further agrees that:
10.6.1 The Cash Allowances include the cost to CONTRACTOR (less any applicable
trade discounts) of materials and equipment required by the allowances to be
delivered at the site and all applicable taxes; and
10.6.2 CONTRACTOR’s costs for unloading and handling on the site, labor, installation
costs, overhead, profit and other expenses contemplated for the Cash Allowances
have been included in the Contract Price and not in the Cash Allowances. No
demand for additional payment on account of any such costs will be valid.
10.6.3 Prior to final payment, an appropriate Change Order will be issued as
recommended by ENGINEER to reflect actual amounts due CONTRACTOR on
account of Work covered by Cash Allowances, and the Contract Price shall be
adjusted accordingly.
ARTICLE 11 - CHANGE OF CONTRACT TIME; LIQUIDATED DAMAGES; DELAYS AND HINDRANCES
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11.1 Liquidated Damages - Assessment. If CONTRACTOR does not achieve Substantial
Completion or Final Completion of all elements of the Work within the time required by
the Contract Documents, and liquidated damages are established by the Agreement or
other Contract Documents to be assessed and recovered by OWNER to compensate
OWNER for such delay in completion, it is understood and agreed that OWNER will
incur substantial damages and losses which are and will hereafter be difficult or
impossible to quantify, ascertain and prove as actual damages for such delay. Such
damages are foreseen to include, without limitation, extended or additional costs for
observation, inspection, engineering, utilities, insurance, administration, and also
indeterminate damages, hindrance, or inconvenience to members of the public,
deprivation of use and operation and impairment of financing. Accordingly, and in lieu
of actual damages, CONTRACTOR and his Surety shall be liable to OWNER, and
OWNER shall be entitled to collect and recover such liquidated damages from
CONTRACTOR and his Surety, in lieu of actual damages and not as a penalty, in the
respective amounts per day for each calendar day that Substantial Completion or Final
Completion of the entire Work, as appropriate, is delayed beyond the date(s) or time
limitation(s) provided by the Contract Documents. Neither partial acceptance nor partial
Beneficial Occupancy or use of portions of the Work by OWNER prior to achievement of
Substantial Completion of all elements of the Work shall defeat or impair OWNER’s
rights in respect to liquidated damages as provided by this Article.
11.2 Liquidated Damages - Reasonable Amount. The original Contract Price provided In the
Contract Documents shall be deemed to include adequate consideration and payment to
compensate CONTRACTOR for the risk of liability imposed upon CONTRACTOR
under this Section in respect to liquidated damages and CONTRACTOR acknowledges
and agrees that the respective amounts of such liquidated damages are reasonable with
due consideration for the type, nature and extent of the Work and the Contract Price and
that such liquidated damages fairly approximate the nature and amount of actual damages
which OWNER may incur as a result of delayed completion and that such liquidated
damages may be assessed and recovered by OWNER without proof or evidence
concerning the types or amounts of such actual damages.
11.3 Delay Following Termination. The liquidated damages provided by this Article shall
apply equally to delay in the achievement of Substantial Completion following
abandonment of the Work by CONTRACTOR or termination by OWNER because of
CONTRACTOR’s default, to the extent that such delays are caused in whole or in part by
such abandonment, termination, default or other acts or omissions for which
CONTRACTOR is responsible. No delay or forbearance by OWNER in enforcing any
rights or remedies under the Contract Documents, including without limitation, the right
to termination of the CONTRACTOR’s right to proceed and the right to engage
completion contractors to complete the Work shall constitute a waiver by OWNER or
deprive OWNER of its right to retain, receive and recover such liquidated damages from
CONTRACTOR and its surety or diminish the period of delayed completion from which
such liquidated damages are to be determined.
11.4 Extension of Contract Time. If CONTRACTOR is delayed or hindered at any time in the
progress of the Work by any act or neglect of OWNER or ENGINEER, or by any
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employee of either, or by changes ordered in the Work, or by unavoidable labor disputes,
fire, unusual delay in transportation, unavoidable casualties, unforeseeable abnormal and
unusually severe weather conditions, or any other causes beyond CONTRACTOR’s
control and the risks of which are not otherwise assumed by CONTRACTOR under the
Contract Documents (collectively referred to as Excusable Delays), or by delay
authorized by OWNER pending arbitration, or by any other cause which OWNER, in
consultation with ENGINEER, determines may justify the delay, then the Contract Time
shall be extended by Change Order for such reasonable time as OWNER may determine.
CONTRACTOR shall not be entitled to an extension of time for delays or hindrances
caused by weather conditions or other natural phenomena of normal intensity for the
locality and season during which Work is performed, unsuitable ground conditions
except as may be provided in Article 4, inadequate construction forces, financial
difficulties of CONTRACTOR or his Subcontractors or the failure of CONTRACTOR or
its subcontractors or material suppliers to provide shop drawings or other required
submittals on a timely basis and as scheduled or to place orders for equipment or
materials sufficiently in advance to insure timely and proper delivery.
11.5 Notice of Delays or Hindrances. The Contract Time may only be extended by a Change
Order or by a Written Agreement. CONTRACTOR’s entitlement to an increase in the
Contract Time shall be conditioned upon CONTRACTOR furnishing a written notice to
the OWNER and ENGINEER no later than twenty (20) days after the occurrence of the
event or the commencement of a series of events giving rise to the request for extension,
which notice shall particularly state the factual basis and grounds for the request and the
duration of time sought as an extension of the Contract Time. Additional supporting data
as required by OWNER or ENGINEER, shall be delivered to OWNER or ENGINEER
within thirty (30) days after such notice, unless OWNER, for good cause shown, allows
an additional period of time for CONTRACTOR to ascertain and present accurate
supporting data. A notice of time extension request by CONTRACTOR under this
Section shall be conclusively presumed to include all direct, indirect and cumulative
impact upon the time required by CONTRACTOR to perform and complete the Work as
a result of all facts, occurrences and events giving rise thereto. Nothing provided in this
Section shall be construed to afford the CONTRACTOR any rights or claims otherwise
precluded by any other provisions of these General Conditions or other Contract
Documents.
11.6 Time Extension As Exclusive Remedy. As between CONTRACTOR and OWNER,
CONTRACTOR shall assume the risk of any and all suspensions of, delays or
interference’s in or hindrances to the performance of the Work, regardless of the length
thereof or the party responsible therefor and arising from any and all causes whatsoever,
including, without limitation, those due to any acts or omissions of or interference by
OWNER, ENGINEER, other contractors or Subcontractors, except only to the extent that
an extension of time may be due to CONTRACTOR as expressly provided for in this
Article for such suspension, delay, interference or hindrance. CONTRACTOR shall bear
all direct or indirect costs, expenses and liabilities which he may incur in connection with
such suspensions, delays, hindrances or interference’s and all such suspensions, delays,
interference’s or hindrances, costs, expenses and liabilities of any nature whatsoever,
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whether or not specifically described or referred to in the Contract Documents, shall
conclusively be deemed to have been within the contemplation of the parties.
11.7 Limitations on Time Extensions. Contract Time extensions will be granted only to the
extent that Excusable Delays occur without concurrent non-excusable delays and actually
extend the time required by CONTRACTOR to perform and complete critical Work
elements and activities and which thereby cause an actual delay to achievement of
Project completion. Extensions of Contract Time shall be based solely upon the effect of
delays to the Work as a whole. The Contract Time shall not be extended for delays to
parts of the Work, whether or not changed by any Change Order, that are not on the
critical path of the progress schedule. Concurrent Work activities which are not critical
to Project completion shall not be the subject of additional time extensions or
compensation if those work activities are performed, or could be performed, within a
moveable time frame concurrent with a critical item.
ARTICLE 12 - WARRANTIES, TESTS AND DEFECTIVE WORK
12.1 Warranty. CONTRACTOR warrants and guarantees to OWNER and ENGINEER that
all Work will be performed, supplied, furnished and installed, and that the Work will be
performed in strict accordance with the Contract Documents and will not be Defective.
Notice of all Work determined or suspected to be Defective or not in conformity with the
Contract Documents shall be given to CONTRACTOR within a reasonable time after
observance thereof.
12.2 Access to Work. OWNER, ENGINEER and their respective representatives, and all
governmental agencies with jurisdictional interests in respect of the Work or the activities
of CONTRACTOR or its subcontractors shall be afforded complete and unhindered
access to the Work for their observation, inspecting and testing. CONTRACTOR shall
provide proper and safe conditions for such access and advise them of CONTRACTOR’s
site safety procedures and programs so that they may comply therewith as applicable.
12.3 Tests and Inspections. CONTRACTOR shall give ENGINEER timely notice of
readiness of the Work for all required inspections, tests or approvals. If Laws or
Regulations of any public body having jurisdiction require any Work (or part thereof) to
specifically be inspected, tested or approved, CONTRACTOR shall assume full
responsibility therefore, pay all costs in connection therewith and furnish ENGINEER the
required certificates of inspection, testing or approval. CONTRACTOR shall also be
responsible for and shall pay all costs in connection with OWNER’s or ENGINEER’s
acceptance of materials or equipment proposed to be incorporated in the Work, or of
materials or equipment submitted for approval prior to CONTRACTOR’s purchase
thereof for incorporation in the Work. The cost of all other inspections, tests and
approvals which are required by Contract Documents shall be paid by OWNER except as
otherwise specified. All inspections, tests or approvals other than those required by Laws
or Regulations of any public body having jurisdiction shall be performed by
organizations acceptable to OWNER and CONTRACTOR or by ENGINEER if so
specified. Neither observations by ENGINEER nor inspections, tests or approvals by
others shall relieve CONTRACTOR from CONTRACTOR’s obligations to perform the
Work in accordance with the Contract Documents.
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12.4 Uncovering Work. If any Work is covered contrary to written request of ENGINEER, it
must, if requested by ENGINEER, be uncovered for ENGINEER’s observation and
replaced at CONTRACTOR’s expense. If any Work (including the work of others) that
is to be inspected, tested or approved is covered or reasonable access thereto is impaired
without written concurrence of ENGINEER, it must, if requested by OWNER or
ENGINEER, be uncovered or access thereto open for observation. Such uncovering shall
be at CONTRACTOR’s expense unless CONTRACTOR has given ENGINEER timely
notice of CONTRACTOR’s intention to cover such Work and ENGINEER has not acted
with reasonable promptness in response to such notice. If ENGINEER considers it
necessary or advisable that covered Work be observed by ENGINEER or inspected or
tested by others, CONTRACTOR, at ENGINEER’s request, shall uncover, expose or
otherwise make available for observation, inspection or testing as ENGINEER may
require, that portion of the Work in question, furnishing all necessary labor, material and
equipment. If it is found that such Work is Defective, CONTRACTOR shall bear all
direct, indirect and consequential costs of such uncovering, exposure, observation,
inspection and testing and of satisfactory reconstruction, (including, but not limited to,
fees and charges of engineers, architects, attorneys and other professionals) and OWNER
shall be entitled to an appropriate decrease in the Contract Price by Change Order or
Written Agreement. If, however, such Work is not found to be Defective,
CONTRACTOR shall be allowed an increase in the Contract Price or an extension of the
Contract Time, or both, directly attributable to such uncovering, exposure, observation,
inspection, testing and reconstruction; and, if the parties are unable to agree as to the
amount or extent thereof, CONTRACTOR may make a claim therefore as provided in
Articles 10 and 11.
12.5 OWNER May Stop the Work. If the Work is determined by OWNER or ENGINEER to
be Defective, or CONTRACTOR fails to supply sufficient skilled workers or suitable
materials or equipment, or fails to furnish or perform the Work in such a way that the
completed Work will conform to the Contract Documents, OWNER may order
CONTRACTOR to stop the Work, or any portion thereof, until the cause for such order
has been eliminated; however, this right of OWNER to stop the Work shall not give rise
to any duty on the part of OWNER to exercise this right for the benefit of
CONTRACTOR or any other party.
12.6 Pre-Completion Correction or Removal of Defective Work. If required by OWNER or
ENGINEER prior to Substantial Completion, CONTRACTOR shall promptly, as
directed, either correct all Defective Work, whether or not fabricated, installed or
completed, or, if the Work has been rejected by OWNER or ENGINEER, remove it from
the site and replace it with non-Defective Work. CONTRACTOR shall bear all direct
and consequential costs of such correction or removal, made necessary thereby, including
but not limited to fees and charges of engineers, architects, attorneys and other
professionals.
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12.7 Post-Completion Correction Period. Except as otherwise required by the Contract
Documents or provided by any special warranties furnished thereunder, CONTRACTOR
shall promptly and properly repair, replace, restore or rebuild, as OWNER determines,
any finished Work in respect of which defects of materials or workmanship may appear
or as to which damage may occur because of such defects during the following periods:
(i) for defects in materials, a period of three (3) calendar years commencing on the date
of Substantial Completion, and (ii) for defects in workmanship, a period of three (3)
calendar years commencing on the date of Final Acceptance.
12.7.1 In circumstances where OWNER determines that a defect does not involve an
imminent threat to persons, property or OWNER’s ability to comply with
governmental orders, laws or regulations, OWNER shall give CONTRACTOR
written notice of such defect. CONTRACTOR shall, at its sole cost and within
seven (7) calendar days after receipt of OWNER’s written notice, commence the
repair, replacement, restoration or rebuilding of the damaged or Defective Work
using his own personnel or those of a third party, and shall diligently and without
interruption complete all such required corrective action within a reasonable time.
12.7.2 In circumstances where OWNER determines that a defect does involve an
imminent threat to persons, property or OWNERs ability to comply with
governmental orders, laws or regulations, OWNER may, without notice to
CONTRACTOR, immediately take such action as OWNER deems necessary to
effectuate the repair, replacement, restoration or rebuilding of any damaged or
Defective Work or the protection and preservation of other Work or property
threatened thereby. As soon as practicable thereafter, OWNER shall notify or
otherwise afford CONTRACTOR a reasonable opportunity to investigate and
continue or complete corrective action as required, if any. If CONTRACTOR
fails to commence and continue required corrective action in a prompt and timely
manner, OWNER may complete the repair, replacement, restoration or rebuilding
of the damaged or Defective Work using its own personnel or those of a third
party.
12.7.3 In all circumstances, CONTRACTOR and its surety shall be liable for any and all
costs and damages sustained by OWNER in respect of any such defect.
12.7.4 Nothing contained in this Section shall be construed to establish a period of
limitation with respect to other obligations of CONTRACTOR under the Contract
Documents, including, without limitation, CONTRACTOR’s obligations under
Warranties. Establishment of time periods in this Section relates only to the
specific obligation of CONTRACTOR to correct the Work and has no
relationship to the time within which proceedings may be commenced to establish
or enforce CONTRACTOR’s liability with respect to obligations other than
specifically to correct defects in the Work as prescribed by this Section.
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12.8 Option To Accept Defective Work. Instead of requiring correction or removal and
replacement of Defective Work, OWNER may elect to accept such Work in the condition
as provided. CONTRACTOR shall bear all direct, indirect and consequential costs
attributable to OWNER’s evaluation of and determination to accept such Defective
Work, to include, but not be limited to, fees and charges of engineers, architects,
attorneys and other professionals. If any such acceptance occurs prior to ENGINEER’s
recommendation of final payment, a Change Order will be issued incorporating the
necessary revisions in the Contract Documents with respect to the Work; and OWNER
shall be entitled to an appropriate decrease in the Contract Price to account for such costs
and damages. If the acceptance occurs after such recommendation of final payment, such
costs and damages shall be paid by CONTRACTOR and its surety to OWNER.
12.9 OWNER May Correct Defective Work. If CONTRACTOR fails within a reasonable time
to proceed to correct Defective Work or to remove and replace rejected Work as provided
by Section 12.6, or if CONTRACTOR fails in any respect to perform the Work in
accordance with the Contract Documents or if CONTRACTOR fails to comply with any
other provision of the Contract Documents, OWNER may, after seven (7) days written
notice to CONTRACTOR, correct and remedy any such deficiency , and may exclude
CONTRACTOR from all or part of the site, take possession of all or part of the Work,
suspend CONTRACTOR’s services related thereto, and take possession of
CONTRACTOR’s tools, appliances, construction equipment and machinery at the site
and incorporate in the Work all materials and equipment stored at the site or for which
OWNER has paid CONTRACTOR but which are stored elsewhere. CONTRACTOR
shall allow OWNER, ENGINEER, their respective representatives and other contractors
full and unhindered access to the site to enable OWNER to exercise the rights and
remedies under this Section. All claims costs, losses and damages incurred or sustained
by OWNER in exercising such rights and remedies will be charged against
CONTRACTOR and its surety and OWNER shall be entitled to a corresponding decrease
in the Contract Price and a Change Order or Written Agreement will be issued
incorporating the necessary revisions in the Contract Documents with respect to the
Work. Such direct, indirect and consequential costs shall include, but not be limited to,
fees and charges of engineers, architects, attorneys and other professionals, all court and
arbitration costs and all costs of repair and replacement of work or property of OWNER
or others destroyed or damaged by correction, removal or replacement of
CONTRACTOR’s Defective Work CONTRACTOR shall not be allowed an extension of
the Contract Time because of any delay or hindrance in performance of the Work.
attributable to the exercise by OWNER of OWNER’s rights and remedies hereunder.
ARTICLE 13 - PAYMENTS TO CONTRACTOR AND COMPLETION
13.1 Schedule of Values. CONTRACTOR shall provide ENGINEER with a Schedule of
Values as required by Section 2.7. The Schedule of Values will serve as a basis of
progress payments during construction.
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13.2 Basis For Payments. Payment for the Work is based upon a lump sum and/or unit prices
as established by the Agreement. Subject to the limitations and conditions provided
elsewhere in these General Conditions or in other Contract Documents, progress
payments for lump sum items shall be based upon percentage of completion at the time of
request for such payments as determined or approved by ENGINEER while progress
payments for unit price Contract Items shall be determined by ENGINEER based upon
approved estimated quantities of such Items completed and in place. The method for
calculating estimated quantities shall be based upon reasonable engineering methods for
such estimates. If a unit price for a Contract Item includes compensation for successful
testing of Work or for finish grading, cleanup or other surface or site restoration as part
of such Item, OWNER may at its sole option deduct from payments and withhold (i) up
to fifteen percent (15%) of the unit price for Work installed but not successfully tested,
and (ii) up to ten percent (10%) of the unit price for Work installed but as to which finish
grading, cleanup or other surface or site restoration has not been completed which sums
shall be in addition to retainage and other amounts withheld by OWNER as permitted by
the Contract Documents. Such sums shall be released to CONTRACTOR upon
satisfactory completion of testing or restoration, as applicable.
13.3 Stored Materials and Equipment. Payments for materials or equipment not incorporated
into the Work, but delivered and suitably stored at the site, or, if provided by the Contract
Documents or agreed upon in writing, at some other location off of the site, shall be
conditioned upon compliance by CONTRACTOR with procedures satisfactory to
OWNER to establish OWNER’s title to such materials and equipment or otherwise
protect the OWNER’s interest and shall include applicable insurance, storage and
transportation to the site. Payments for stored materials or equipment may not exceed
one hundred percent (100%) less retainage of the net value of such stored material or
equipment.
13.4 Specially Manufactured Items. If payment for work on undelivered specifically
manufactured items is permitted by the Contract Documents or by OWNER’s written
approval, such payment shall be conditioned upon submission by CONTRACTOR of
bills of sale, invoices and other documentation establishing in favor of OWNER a valid
security interest in the items and establishing or certifying that the items are covered by
appropriate Insurance and other arrangements to protect the OWNER’s interest therein,
all of which will be satisfactory to OWNER. The OWNER may further condition such
payment upon ENGINEER’s observation of the progress of such items, and in such case
CONTRACTOR shall provide transportation and reasonable lodging and other
appropriate expenses for a representative of OWNER or ENGINEER to travel to the
place of manufacture of such equipment or material to conduct such observation.
13.5 Retainage. OWNER shall withhold retainage in the amount of ten percent (10%) of each
Progress Payment until the Work or designated portion thereof is fifty percent (50%)
complete. Thereafter, no further retention under this Section shall be made, provided that
CONTRACTOR is making satisfactory progress and there is no specific cause for greater
withholding. If required by governing statutes, such retainage shall be deposited into an
interest bearing escrow account pursuant to the terms of a written Escrow Agreement
executed in accordance with such statutes, and upon such form as approved by OWNER.
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Upon issuance and OWNER’s execution of a Certificate of Substantial Completion,
OWNER may reduce the retained amount to not less than two hundred percent (200%) of
the cost of the Work remaining to be completed, corrected or accepted. Retainage may
not be reduced until CONTRACTOR provides OWNER with complete and legally
effective releases or waivers of all claims or liens arising out of or filed in connection
with the Work, which instruments shall be upon such forms as approved by OWNER. In
lieu thereof and as approved by OWNER, CONTRACTOR may furnish receipts or
releases in full; an affidavit of CONTRACTOR that the releases and receipts include all
labor, services, material, and equipment for which a claim or lien could be filed, and that
all payrolls, material work equipment bills, and other indebtedness connected with the
Work for which OWNER or his property might in any way be responsible have been paid
or otherwise satisfied; and consent of the Surety, if any, to final payment. If any
Subcontractor, manufacturer, fabricator, supplier or distributor fails to furnish a release or
receipt in full, CONTRACTOR may furnish a Bond or other collateral satisfactory to
OWNER to indemnify OWNER against any claim or lien.
13.6 Applications for Progress Payment. At least twenty (20) days before each Progress
Payment is scheduled (but not more often than once a month), CONTRACTOR shall
submit to ENGINEER for review a properly completed and signed Application for
Payment upon such form as OWNER may prescribe, together with such supporting
documentation as OWNER may prescribe under the Contract Documents. The
submission of any request for progress payment shall be deemed a waiver and release by
CONTRACTOR of all liens and claims with respect to the Work and period to which
such Progress Payment request pertains except as specifically reserved and noted on such
request. The second and each subsequent Application for Progress Payment shall include
an affidavit from CONTRACTOR stating that all previous Progress Payments received
on account of the Work have been applied to discharge in full all of CONTRACTOR’s
obligations in respect of Work covered by prior Applications. OWNER or ENGINEER
may reject CONTRACTOR’s Application for Progress Payment if CONTRACTOR fails
to submit updated progress schedules as provided in Section 2.7.
13.7 Payroll Reports. CONTRACTOR’s Application for Payment shall be accompanied by a
payroll report by CONTRACTOR and each of its Subcontractors for the pay period
covered by the application. The report shall state, as to each employee, his/her name,
address and social security number, work classification, hours worked, rate of pay,
itemized deductions, gross amount earned, net pay and fringe benefit information. This
report shall be provided either on Federal Form WH-347 for reporting prevailing wages
under the Davis Bacon Act, or otherwise by submitting the payroll information in
CONTRACTOR’s format along with Federal Form WH-348 Statement of Compliance
under the Davis Bacon Act.
13.8 CONTRACTOR’s Warranty of Title. CONTRACTOR warrants and guarantees that title
to all Work, materials and equipment covered by any Application for Payment, whether
incorporated in the project or not, will pass to OWNER no later than the time of payment
free and clear of all claims and liens.
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13.9 Action Upon Applications for Payment. ENGINEER will, within five (5) days after
receipt of each Application for Payment, either (i) indicate in writing a recommendation
of payment and present the Application to OWNER, or (ii) return the Application to
CONTRACTOR indicating in writing ENGINEER’s reasons for refusing to recommend
payment. In the latter case, CONTRACTOR may make the necessary corrections and
resubmit the Application to OWNER, with notice that the deficiencies noted by
ENGINEER have been corrected. Payments to CONTRACTOR shall not be due until
the expiration of thirty-five (35) days from the date of OWNER’s approval of
ENGINEER’s recommendation of payment. ENGINEER may refuse to recommend the
whole or any part of any payment if, in ENGINEER’s opinion, it would be incorrect to
make such representations to OWNER. ENGINEER may also refuse to recommend any
such payment or, because of subsequently discovered evidence or the results of
subsequent inspections or tests, nullify any such payment previously recommended, to
such extent as may be necessary in ENGINEER’s opinion to protect OWNER from loss
because (i) the Work is Defective, or completed Work has been damaged requiring
correction or replacement, (ii) the Contract Price has been reduced by Written
Amendment or Change Order, (iii) OWNER has suffered a loss as provided in Section
6.24 or has been required to correct Defective Work or complete Work in accordance
with Section 12.9, or (iv) of ENGINEER’s actual knowledge of the occurrence of any of
the events enumerated in Sections 14.2. OWNER may refuse to make payment of the full
amount recommended by ENGINEER because claims have been made against OWNER
on account of CONTRACTOR’s performance or furnishing of the Work, or claims have
been filed in connection with the Work, or there are other items entitling OWNER to a
set-off against the amount recommended, but OWNER must give CONTRACTOR
immediate written notice (with a copy to ENGINEER) stating the reasons for such action.
13.10 Substantial Completion. When CONTRACTOR considers the entire Work ready for its
intended use CONTRACTOR shall, in writing to OWNER and ENGINEER, request the
issuance of a Certificate of Substantial Completion. Within a reasonable time thereafter,
ENGINEER shall respond to CONTRACTOR by either (a) scheduling an inspection of
the Work by OWNER, ENGINEER and CONTRACTOR to determine the status of
completion or (b) notifying CONTRACTOR in writing that the Work has been
determined by OWNER or ENGINEER not to be substantially complete and explaining
the basis therefore. If, after such inspection, OWNER and ENGINEER conclude that the
Work is not substantially complete, ENGINEER will, within fourteen (14) days after
such inspection, notify CONTRACTOR in writing, stating basis therefore. If, after the
inspection, OWNER and ENGINEER consider the Work substantially complete,
ENGINEER shall prepare and deliver to OWNER a recommended Certificate of
Substantial Completion, which shall fix the date of Substantial Completion, and address
the respective responsibilities of OWNER and CONTRACTOR with respect to security,
operation, safety, maintenance, heat, utilities, insurance and warranties. The Certificate,
as recommended by ENGINEER or as approved by OWNER, may have attached a list of
items to be completed or corrected prior to final payment and may state any additional
issues or reservations to remain unaffected by substantial completion. The certificate of
Substantial Completion, as accepted and approved by OWNER, will be submitted to
CONTRACTOR for acceptance, which acceptance shall be deemed effective, and
CONTRACTOR shall become unconditionally bound to the terms thereof, upon (i)
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CONTRACTORs execution of the certificate, or (ii) CONTRACTOR’s failure to provide
written notice objecting to the terms of such certificate within five (5) days after receipt
thereof.
13.11 Site Access Upon Substantial Completion. OWNER shall have the right, but not the
obligation, to exclude CONTRACTOR from the site of the Work after the date of
Substantial Completion, but OWNER shall allow CONTRACTOR reasonable access to
the site to complete or correct items of Work or to fulfill other obligations as provided by
the Certificate of Substantial Completion.
13.12 Partial Utilization and Occupancy. Use or occupancy by OWNER of portions of the
Work may be accomplished prior to Substantial Completion of all the Work upon
determination by OWNER in consultation with ENGINEER that any such portion
constitutes a separately functioning and usable part of the Work that can be used by
OWNER without causing substantial interference with CONTRACTOR’s performance of
the remainder of the Work, subject to the following:
13.12.1 OWNER, at any time may give written notice to CONTRACTOR of OWNER’s
intent to use or occupy any part of the Work which OWNER believes to be
ready for its intended use and substantially complete. If CONTRACTOR
agrees, CONTRACTOR will certify to OWNER and ENGINEER that said part
of the Work is substantially complete and request ENGINEER to issue a
Certificate of Partial Substantial Completion for that part of the Work.
CONTRACTOR, at any time, may notify OWNER and ENGINEER in writing
that CONTRACTOR considers any such part of the Work ready for its intended
use and substantially complete and request ENGINEER to issue a Certificate of
Partial Substantial Completion for that part of the Work. The provisions and
procedures set forth in Sections 13.10 and 13.11 shall govern inspections and
recommendations concerning partial substantial completion and certification
thereof.
13.12.2 OWNER may, at any time, give written notice to CONTRACTOR of
OWNER’s intent to use or occupy any part of the Work which is not
substantially complete. Within a reasonable time thereafter OWNER,
CONTRACTOR and ENGINEER shall make an inspection of that part of the
Work to determine its status of completion and shall prepare a list of the items
remaining to be completed or corrected thereon before final payment. Upon
failure of the parties to agree upon such list, ENGINEER will promptly finalize
the list and deliver same to OWNER and CONTRACTOR together with a
written determination as to the division of responsibilities pending final
payment between OWNER and CONTRACTOR with respect to security,
operations, safety, maintenance, utilities, insurance, warranties and guarantees
for that part of the Work. Such list and determination will become binding
upon OWNER and CONTRACTOR except as otherwise agreed in writing
between them. During the period of OWNER’s use or occupancy of such part
of the Work, OWNER shall afford CONTRACTOR reasonable access and
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opportunity to complete or correct items on said list and to complete other
related Work.
13.12.3 No occupancy or separate operation of part of the Work will be accomplished
prior to compliance with the requirements of Section 5.9 with respect to
property insurance.
13.13 Final Inspection. Upon written notice from CONTRACTOR that the entire Work or an
agreed upon portion thereof is complete, ENGINEER will make a final inspection with
OWNER and CONTRACTOR and will notify CONTRACTOR in writing of all
particulars in which this inspection reveals that the Work is incomplete or Defective.
CONTRACTOR shall immediately take such measures as are necessary to complete and
remedy such Work to the satisfaction of OWNER and ENGINEER. Upon written notice
from CONTRACTOR that all Work which was incomplete or Defective has been
completed or remedied, ENGINEER and OWNER will make an additional inspection to
verify the work performed. If it is determined that the Work is still incomplete or
Defective, CONTRACTOR shall bear all direct, indirect and consequential costs of re-
inspecting said Work (including, but not limited to, fees and charges of engineers,
architects, attorneys, and other professionals) and OWNER shall be entitled to an
appropriate decrease in the Contract Price by Change Order or written agreement.
13.14 Final Application for Payment. After CONTRACTOR has completed the Work and all
corrections as provided elsewhere in this Article and delivered all maintenance and
operating instructions, schedules, guarantees, bonds, certificates of inspection, marked-up
record documents (as provided in Section 6.19) and all other documents as required by
the Contract Documents, and after ENGINEER has indicated that the Work is acceptable
(subject to the provisions of Section 13.16), CONTRACTOR may make application for
Final Payment which, except as otherwise provided in this Article, shall be subject to the
procedures and requirements in respect of progress payments. The Final Application for
Payment shall be accompanied by complete and legally effective releases or waivers by
all subcontractors and material suppliers from all claims or liens arising out of or filed or
which could otherwise be filed in connection with the Work. In lieu thereof and as
approved by OWNER, CONTRACTOR may furnish: receipts or releases in full; an
affidavit from CONTRACTOR that the releases and receipts include all labor, services,
material and equipment for which a claim or lien could be filed, and that all payrolls,
material and equipment bills, and other indebtedness connected with the Work for which
OWNER, contract funds or OWNER’s property might in any way be responsible have
been paid or otherwise satisfied; and consent of the Surety to final payment. If any
Subcontractor or Supplier fails to furnish a release or receipt in full, CONTRACTOR
may, at OWNER’s option, furnish a Bond or other collateral satisfactory to indemnify
OWNER against any claim or lien. CONTRACTOR’s Application for Final Payment
shall be accompanied by a list of all Subcontractors involved in the project, and the
amount in dollars paid to each Subcontractor. The list shall identify MBEs and WBEs
and shall include the final Contract Price for each.
13.15 Final Payment and Acceptance. If, on the basis of ENGINEER’s observation of the
Work during construction and final inspection, and ENGINEER’s review of the Final
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Application for Payment and accompanying documentation, all as required by the
Contract Documents, OWNER is satisfied that the Work has been completed and
CONTRACTOR’s other obligations under the Contract Documents have been fulfilled,
ENGINEER will, within ten (10) days after receipt of the Final Application of Payment,
indicate in writing ENGINEER’s recommendation of payment and present the
Application to OWNER for payment. Otherwise, ENGINEER will return the
Application to CONTRACTOR, indicating in writing the reasons for refusing to
recommend Final Payment, in which case CONTRACTOR shall make the necessary
corrections and resubmit the Application. If the Application and accompanying
documentation are approved by OWNER as to form and substance, OWNER shall pay
CONTRACTOR the amount recommended by ENGINEER.
13.16 Delayed Final Completion. If, through no fault of CONTRACTOR, final completion of
the Work is significantly delayed and if ENGINEER so confirms, OWNER will, upon
receipt of CONTRACTOR’s Final Application for Payment and recommendation of
ENGINEER, and without terminating the Agreement, make payment of the balance due
for that portion of the Work fully completed and accepted. If the remaining balance to be
held by OWNER for Work not fully completed or corrected is less than the retainage
stipulated in the Agreement, and if Bonds have been furnished as required in Section 5.1,
the written consent of the Surety to the payment of the balance due for the portion of the
Work fully completed and accepted shall be submitted by CONTRACTOR to
ENGINEER with the Application for such payment. Such payment will be made under
the terms and conditions governing Final Payment, except that it shall not constitute a
waiver of claims.
13.17 CONTRACTOR’s Continuing Obligations. Except as otherwise expressly provided to
the contrary by the Contract Documents, CONTRACTOR’s duty to perform and
complete the Work and to fulfill other obligations in accordance with the Contract
Documents shall be absolute. Neither recommendation of any Progress Payment or Final
Payment by ENGINEER, nor approval or acceptance thereof by OWNER, nor the
issuance of a Certificate of Substantial Completion, nor any payment by OWNER to
CONTRACTOR under the Contract Documents, nor any use or occupancy of the Work
or any part thereof by OWNER, nor any act of acceptance by OWNER nor any failure to
do so, nor any review and approval of a Shop Drawing or sample submission, nor any
activities by CONTRACTOR or OWNER in correction of Defective Work will constitute
an acceptance of Work not in accordance with the Contract Documents or a release or
waiver of CONTRACTOR’s obligations under the Contract Documents or of OWNER’s
rights and remedies thereunder.
13.18 Waiver of Claims By Final Payment. The making and acceptance of Final Payment shall
constitute a waiver of all claims by OWNER against CONTRACTOR and by
CONTRACTOR against OWNER except (i) claims previously made in writing by either
party and remaining unsettled as of the date of final payment, (ii) claims by OWNER
attributable to Defective Work or prior corrective work, appearing after final inspection
or from failure to comply with the Contract Documents, (iii) OWNER claims and other
rights arising under the terms of any general or special warranties or guarantees specified
by the Contract Documents or arising thereunder, and (iv) OWNER claims and other
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rights in respect of CONTRACTOR’s and its surety’s continuing obligations under Laws
and Regulations or the Contract Documents;
ARTICLE 14 - SUSPENSION OF WORK AND TERMINATION
14.1 OWNER May Suspend Work. OWNER may, at any time and without cause, suspend the
Work or any portion thereof by notice in writing to CONTRACTOR and ENGINEER
which will fix either the date or requisite events for resumption of the Work.
CONTRACTOR shall resume the Work on the date so fixed. CONTRACTOR may
make a claim for an extension of the Contract Time on account of such suspension, as
provided by and subject to the limitations of Article 11 hereinabove.
14.2 CONTRACTOR Default. The OWNER may declare CONTRACTOR to be in default
under the Agreement and may terminate CONTRACTOR’s right to proceed thereunder if
CONTRACTOR (i) is adjudged a bankrupt or insolvent, or makes a general assignment
for the benefit of creditors, or CONTRACTOR or a third party files a petition to take
advantage of any debtors act or to reorganize under the bankruptcy or similar laws, or a
trustee or receiver is appointed for CONTRACTOR or for any of CONTRACTOR’s
property on account of the CONTRACTOR’s insolvency, and CONTRACTOR or its
successor in interest does not provide adequate assurance of future performance in
accordance with the Contract Documents within ten (10) days of receipt of a written
request by OWNER for such assurance; or (ii) admits in writing an inability to pay his
debts generally as they become due; or (iii) fails or refuses to perform or prosecute the
Work or any separate part or element thereof in accordance with the Contract Documents
and with such diligence as will insure its completion within the Contract time, or
CONTRACTOR fails to complete the Work within such Contract Time; or (iv) performs
any Work which is rejected as Defective and fails or neglects to correct any such Work,
or (v) fails to supply sufficient skilled workers or suitable materials or equipment; or (vi)
fails to adhere to the original and any revised progress schedules established under the
Contract Documents; or (vii) fails to make prompt payment to laborers, subcontractors
and material suppliers; or (viii) abandons or suspends performance of any of the Work, or
removes from the site materials or equipment reasonably required to perform and
complete the Work, without OWNER’s written consent, directive or approval; or (ix)
disregards Laws or Regulations or similar requirements and orders of any public body
having jurisdiction; or (x) disregards the authority of OWNER or ENGINEER, or (xi)
otherwise violates in any material way any provisions or requirements of the Contract
Documents.
14.3 Default Termination By OWNER. Upon occurrence of any of the events of default
provided by Section 14.2, OWNER may, after giving CONTRACTOR and the Surety
seven (7) days written notice, terminate the Agreement and CONTRACTOR’s right to
proceed thereunder, which termination shall become effective without further notice upon
the expiration of such seven (7) day period, unless otherwise rescinded or modified by
OWNER in writing. The following shall govern in the event of a default termination by
OWNER as provided by this Section:
14.3.1 OWNER may exclude CONTRACTOR from the site and take possession of the
Work and of all CONTRACTOR’s tools, appliances, construction equipment and
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machinery at the site and use or authorize third party contractors to use the same
for completing or correcting the Work, and incorporate in the Work all materials
and equipment stored at the site or for which OWNER has paid CONTRACTOR
but which are stored elsewhere. OWNER and completion contractors shall not be
liable to CONTRACTOR for the cost or value of any such property used or
incorporated in the course of such completion or correction;
14.3.2 OWNER may, by any means it may deem expedient and appropriate under the
circumstances, complete and correct or contract with one or more separate
contractors for completion and correction of the Work. OWNER shall not be
required to accept the lowest price or the shortest duration proposed for such
completion or corrective Work. In the event that OWNER takes Bids for
completion or corrective Work, CONTRACTOR shall not be eligible for the
award of any contracts resulting therefrom.
14.3.3 CONTRACTOR shall not be entitled to receive any further payment until all
Work is completed and corrected and the total costs incurred by OWNER in
respect of such completion and correction have been ascertained.
14.3.4 CONTRACT’OR and its surety shall be liable for liquidated damages for delayed
completion of the Work as provided in the Contract Documents, based upon (i)
the agreed dates for substantial and final completion as established by the
contract(s) between OWNER and the completion contractors, or (ii) the actual
dates of substantial and final completion, whichever occurs first;
14.3.5 If the unpaid balance of the Contract Price exceeds the sum of (i) liquidated
damages (ii) the Completion Costs as herein defined, (iii) such other damages to
which OWNER is entitled by reason of CONTRACTOR’s breach or default
under the Agreement or the termination thereof, and (iv) attorney fees incurred by
OWNER incidental to the enforcement of any rights and remedies against
CONTRACTOR and its Surety afforded by the Contract Documents, such excess
will be paid to CONTRACTOR or Surety as appropriate. If such sum exceeds
such unpaid balance, CONTRACTOR and its surety shall pay the difference to
OWNER.
14.3.6 As used in this Section, the term “Completion Costs” shall mean any and all
direct, indirect and consequential costs and expenses paid or incurred by OWNER
for or incidental to completion of the Work or correction of previous Work
performed by CONTRACTOR, whether by OWNER’s own forces or by one or
more separate contractors engaged by OWNER for such purposes, and shall
include but not be limited to all fees and charges of engineers, architects,
consultants, attorneys and other professionals, plus court costs, arbitration and
arbitrator fees and charges.
14.3.7 Termination will not affect any rights or remedies of OWNER against
CONTRACTOR then existing or which may thereafter accrue. Any retention or
payment of moneys due CONTRACTOR by OWNER will not release
CONTRACTOR from liability.
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14.3.8 If it is determined for any reason that CONTRACTOR was not in default, the
termination shall be deemed a termination for convenience of the OWNER,
whereupon the rights and obligations of the parties shall be determined and
governed in accordance with Section 14.4.
14.4 Termination For Convenience. Upon seven (7) days’ written notice to CONTRACTOR
and ENGINEER, OWNER may, without cause and without prejudice to any other right
or remedy of OWNER, elect to terminate the Agreement in whole or in part for its
convenience. CONTRACTOR shall immediately discontinue Work and follow all other
instructions of OWNER as stated in such notice, and shall take all other action as may be
required or appropriate to minimize costs, damages and expenses in consequence of the
termination. Furthermore, CONTRACTOR shall deliver to OWNER all survey notes,
drawings, specifications and estimates completed or partially completed and these shall
become the property of OWNER. CONTRACTOR shall not be entitled to payment on
account of loss of anticipated profits or revenue or other economic loss associated with
any terminated Work. Amounts payable to CONTRACTOR shall be limited to the
following:
14.4.1 A portion of the Contract Price as fairly allocated to Work executed by
CONTRACTOR in accordance with the Contract Documents prior to the
effective date of termination;
14.4.2 Reasonable expenses sustained by CONTRACTOR prior to the effective date of
termination in performing services and furnishing labor, materials or equipment
as required by the Contract Documents in connection with uncompleted Work,
plus fair and reasonable sums for overhead and profit on such expenses, which
shall not exceed the percentages established in Article 10;
14.4.3 Reasonable costs, losses and damages paid by CONTRACTOR in settlement of
just claims under terminated contracts with Subcontractors, Suppliers and others.
14.5 CONTRACTOR Suspension of Work and Right To Terminate. If, through no act or fault
of CONTRACTOR, the Work is suspended for a period of more than ninety (90) days by
OWNER or under an order of court or other public authority, or OWNER substantially
fails to perform or make payment to CONTRACTOR as prescribed by the Contract
Documents, CONTRACTOR may, upon thirty (30) days written notice to OWNER and
ENGINEER, terminate the Agreement and recover from OWNER payment for all Work
executed and any expense sustained plus reasonable termination expenses.
ARTICLE 15 - DISPUTE RESOLUTION
15.1 OWNER and CONTRACTOR agree that they shall first submit any and all unsettled
claims, counterclaims, disputes and other matters in question between them arising out of
or relating to the Contract Documents or the breach thereof to mediation according to the
provisions of Attachment A.
15.2 Agreement To Arbitrate. If agreed by OWNER and CONTRACTOR, any claims,
disputes and other matters in question between OWNER and CONTRACTOR arising out
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of, or relating to the Contract Documents or the breach thereof, except those exempted
claims and disputes described in Section 15.6, will be decided by arbitration in
accordance with the Construction Industry Arbitration Rules of the American Arbitration
Association then in effect subject to the limitations otherwise set forth in this Article.
This agreement to arbitrate and any other agreement or consent to arbitrate entered into in
accordance herewith as provided in this Article will be specifically enforceable under the
prevailing law of any court having jurisdiction.
15.3 Claims Referred To ENGINEER. No demand for arbitration of any claim, dispute or
other matter properly referred to ENGINEER initially for decision in accordance with
Article 8 will be made until the earlier of (a) the date on which ENGINEER has rendered
a decision, or (b) the tenth (10th) day after the parties have presented their evidence to
ENGINEER if a written decision has not been rendered by ENGINEER before that date.
No demand for arbitration of any such claim, dispute or other matter will be made later
than thirty (30) days after the date on which ENGINEER has rendered a written decision
in respect thereof; and the failure to demand arbitration within said thirty (30) day period
shall result in ENGINEER’s decision being final and binding upon OWNER and
CONTRACTOR. If ENGINEER renders a decision after arbitration proceedings have
been initiated, such decision may be entered as evidence but will not supersede the
arbitration proceedings, except where the decision is acceptable to the parties concerned.
15.4 Demand For Arbitration; Objection. Notice of demand for arbitration shall be filed in
writing with the other party to the Agreement and with the American Arbitration
Association, and a copy will be sent to ENGINEER for information. The demand for
arbitration will be made within the thirty (30) day or ten (10) day period specified in
Section 15.3 as applicable, and in all other cases within a reasonable time after the claim,
dispute or other matter in question has arisen, and in no event shall any such demand be
made after the date when institution of legal or equitable proceedings based on such
claim, dispute or other matter in question would be barred by the applicable statute of
limitations.
15.5 Consolidation and Joinder. No arbitration arising out of or relating to the Contract
Documents shall include, by consolidation, joinder or in any other manner, any other
person or entity (including ENGINEER, ENGINEER’s agents, employees or consultants)
who is not a party to this Agreement unless:
15.5.1 The inclusion of such other person or entity is necessary if complete relief is to be
afforded among those who are already parties to the arbitration;
15.5.2 Such other person or entity is substantially involved in a question of law or fact
which is common to those who are already parties to the arbitration and which
will arise in such proceedings; and
15.5.3 The written consent of the other person or entity sought to be included and of
OWNER and CONTRACTOR has been obtained for such inclusion, which
consent shall make specific reference to this Section; but no such consent shall
constitute consent to arbitration of any dispute not specifically described in such
consent or to arbitration with any party not specifically identified in such consent.
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15.6 Enforcement of Award. The award rendered by the arbitrators will be final, and shall be
binding upon CONTRACTOR’s surety, whether or not such surety is joined therein,
judgment may be entered upon it in any court having jurisdiction thereof, and will not be
subject to modification or appeal except to the extent permitted by Sections 10 and 11 of
the Federal Arbitration Act (9 U.S.C. & 10, 11).
ARTICLE 16 - MISCELLANEOUS
16.1 Giving Notice. Whenever any provision of the Contract Documents requires the giving of
written notice, it will be deemed to have been validly given if delivered in person or by
facsimile telephone transmission (FAX) to the individual or to a member of the firm or to
an officer of the corporation for whom it is intended, or if sent by registered or certified
mail, postage prepaid, to the last business address known to the giver of the notice.
16.2 Computation of Time. When any period of time is referred to in the Contract Documents
by days, it shall be computed to exclude the first and include the last day of such period.
If the last day of any such period falls on a Saturday or Sunday or on a day made a legal
holiday by the law of the applicable jurisdiction such day shall be omitted from the
computation. A “day” and a “calendar day” are defined as twenty-four hours measured
from midnight to the next midnight.
16.3 Injury to Persons and Property. Should OWNER or CONTRACTOR suffer injury or
damage to his person or property because of any error, omission or act of the other party
or of any of the other party’s employees or agents or others for whose acts the other party
is legally liable, claim will be made in writing to the other party within a reasonable time
of the first observance of such injury or damage. The provisions of this Section shall not
be construed as a substitute for or a waiver of the provisions of any applicable statute of
limitations or repose.
16.4 Cumulative Duties and Rights. The duties and obligations imposed by these General
Conditions and the rights and remedies available hereunder to the parties hereto are in
addition to, and not to be construed in any way as a limitation of any rights and remedies
available by Laws and Regulations, by special warranty or guarantee or by other
provisions of the Contract Documents, and the provisions of this Section shall be as
effective as if repeated specifically in the Contract Documents in connection with each
particular duty, obligation, right and remedy to which they apply.
16.5 Assignment. Except as provided for in Section 6.8, CONTRACTOR may not delegate
his duty of performance or assign all or part of his obligations or rights under the
Contract Documents without OWNER’s prior written consent. Subject to the restrictions
of the preceding sentence, the Contract Documents are binding upon OWNER and
CONTRACTOR, their successors or assigns.
16.6 Governing Law. The Contract Documents shall be interpreted in accord with and
governed by the laws of the State of Indiana, except for the conflict of laws provisions
thereof. If any provision of the Contract Documents is found to be in conflict with those
laws, the remaining provisions of the Contract Documents shall remain in effect.
OWNER and CONTRACTOR agree that any litigation associated with or arising from
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the Agreement shall be filed with a court of competent jurisdiction within the State of
Indiana.
16.7 Indiana Department of Transportation Standard Specifications. All applicable portions of
the Indiana Department of Transportation (INDOT) Standard Specifications shall apply
to these Contract Documents to the extent not in conflict with the terms thereof. Where
the words ‘Standard Specifications’ along with a reference consisting of a number or
number and letter are used, they shall be construed as referring to the Indiana Department
of Transportation Standard Specifications and the most recent supplemental
specifications issued prior to Bid opening.
16.8 Salvage of Existing Equipment and Materials. Unless otherwise provided all existing
equipment and materials as listed in the Technical Specifications, removed from existing
facilities shall remain the property of OWNER. Such equipment and materials shall be
stored on-site at locations identified by ENGINEER. All other existing equipment and
materials removed from existing facilities shall be the property of CONTRACTOR and
shall be removed from the site.
16.9 English Language Requirement. All submittals, including, but not limited to, all shop
drawings, catalog cuts, manufacturers’ recommendations, and assembly and maintenance
instructions shall only be written in the English language.
16.10 Trade Practice. In the event of any inconsistencies between the requirements of the
Contract Documents and normal practice in the trade, the requirements of the Contract
Documents shall control.
16.11 Cross-References. Cross-references in the Contract Documents are not intended as
complete lists of related requirements specified elsewhere. The absence of a cross-
reference to another section of the Contract Documents should not be deemed or
construed to indicate that such other section does not specify related requirements where
the two sections, read together, indicate otherwise.
16.12 Accounting Records. CONTRACTOR shall maintain proper accounting records for the
work to be performed under this Agreement and shall provide an accounting for all
charges and expenditures as may be necessary for auditing purposes. All such records
shall be subject to examination and inspection by OWNER representatives at reasonable
hours.
16.13 Steel Products. In accordance with Indiana Code 5-16-8, if steel products are to be
utilized or supplied in the performance of any contract or subcontract, only domestic steel
products shall be used. Reference is hereby made to such statute for definitions
applicable to this Section. OWNER may not authorize or make any payment to
CONTRACTOR unless OWNER is satisfied that CONTRACTOR has fully complied
with this provision.
16.14 Non-Discrimination. CONTRACTOR certifies for itself and all its subcontractors
compliance with all existing laws of the United States and the State of Indiana prohibiting
the discrimination against any employee or applicant for employment or subcontract
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work in the performance of the Work contemplated by the Agreement with respect to
hire, tenure, terms, conditions or privileges of employment or any matter directly or
indirectly related to employment or subcontracting because of race, religion, color, sex,
handicap, national origin, ancestry, age, disabled veteran status or Vietnam era veteran
status. The City of Carmel reserves the right to collect a penalty as provided in IC 5-16-
6-1 for any person discriminated against.
16.15 Operating Instructions. CONTRACTOR, through qualified individuals, shall adequately
instruct designated employees of the OWNER in the operation and care of all equipment
installed hereunder, except for equipment that may be furnished by the OWNER.
CONTRACTOR shall also furnish and deliver to ENGINEER within forty-five (45) days
of the shop drawing approval date, five (5) complete sets for permanent files, identified
in accordance with the section hereof headed “Working Drawings”, of instructions,
technical bulletins and any other printed matter, such as diagrams, prints or drawings,
containing full information required for the proper operation, maintenance and repair of
the equipment installed and the ordering of spare parts, except for equipment that may be
furnished by OWNER.
16.16 Operation and Maintenance Manual. CONTRACTOR shall prepare and submit to
ENGINEER five (5) copies of an Operation and Maintenance (O&M) Manual for all
equipment and associated control systems furnished and installed under this Contract, if
applicable. When the Work reaches sixty-five (65) to seventy (70) percent completion
CONTRACTOR shall submit to ENGINEER for approval two (2) copies of the manual
with all specified material that is available at that time. The submittal shall accompany
CONTRACTOR’s partial payment request for the specified completion. Within thirty
(30) days after ENGINEER’s approval of the two-copy submittal CONTRACTOR shall
furnish to ENGINEER the five (5) copies of the manual. Appropriate space shall be left
in the manual for material not available at the time of submittal. All missing material for
the manual shall be submitted prior to the request for final payment.
16.16.1 Each copy of the manual shall be prepared and arranged as follows:
1. One copy of each manufacturer’s operation, lubrication and maintenance
instructions and spare parts list for all equipment and controls furnished.
All equipment operating, lubrication and maintenance instructions and
procedures and parts lists shall be furnished on 8 1/2 x 11 inch
commercially printed or typed forms. Such forms shall include equipment
name, serial number and other identifying references.
2. List of electrical relay settings and control and alarm contact settings.
3. Electrical interconnection wiring diagram for equipment furnished including
all control and lighting systems.
16.16.2 Each copy of the manual shall be assembled in one or more binders, each with
the title page, typed table of contents, and heavy section dividers with copper
reinforced holes and numbered plastic index tabs. Each manual shall be divided
into sections paralleling the “Workmanship and Materials” equipment
G-54
specifications. Binders shall be 3-ring, hard-back Type No. S-43772 as
manufactured by Marshall-Jackson Co, Chicago, Illinois, or equal. All loose
data shall be punched for binding and composition and printing shall be
arranged so that punching does not obliterate any data. The cover and binding
edge of each manual shall have the project title and manual title printed thereon,
all as furnished and approved by ENGINEER.
16.16.3 All operating and maintenance material that comes bound by the equipment
manufacturer shall be left that way. The appropriate sections of
CONTRACTOR’s O&M Manual shall cross-reference the manufacturers bound
manual.
16.16.4 Where more than one (1) binder is required they shall be labeled Vol. 1, Vol. 2,
and so on. The table of contents for the entire set, identified by volume number,
shall appear in each binder.
16.16.5 The five (5) copies of the manuals and data included therein shall be provided
in conformance with the subsection headed “Working Drawings” and, in
addition, to the requirements of the Technical Specifications Workmanship and
Materials Section. The costs of the Operation and Maintenance Manual shall be
included in the lump sum Contract Price and no separate payment will be made
therefore. The Operation and Maintenance Manual shall be included as a
separate item in CONTRACTOR’s schedule of values.
16.17 Service of Manufacturer’s Representatives. The Contract Price shall include the costs of
furnishing competent and experienced engineers, superintendents or other technically
qualified representatives who shall represent equipment manufacturers and shall assist
CONTRACTOR, when required, to install, adjust, test and place in operation equipment
in conformity with the Contract Documents. When equipment is ready for permanent
operation, such engineers, superintendents or representatives shall make all adjustments
and tests required by ENGINEER to prove that such equipment is in proper and
satisfactory operating condition, and shall instruct such personnel as may be designated
by OWNER in the proper operation and maintenance of such equipment.
16.18 Water. CONTRACTOR shall provide, at its expense, the necessary water supply for
CONTRACTOR’s activities , and shall, if necessary, provide and lay necessary water
lines from existing mains to the place where such water service is required, and shall
secure all necessary permits and pay for all hookups, meters and taps to water mains or
hydrants and for all water used at the established rates.
16.19 Light and Power. CONTRACTOR shall provide, at its own expense, temporary lighting
and power facilities required for the proper prosecution and inspection of the Work,
unless specified otherwise. CONTRACTOR shall meter and pay for CONTRACTOR’s
share of all power utilized.
16.20 CONTRACTOR’s Field Office. CONTRACTOR shall erect, furnish and maintain a field
office with a telephone at the site during the entire period of construction. He or an
authorized agent shall be present at this office at all times while his work is in progress.
G-55
Readily accessible copies of both the Contract Documents and the latest approved
Working Drawings shall be kept at this field office.
16.21 Prevention, Control and Abatement of Erosion and Water Pollution. CONTRACTOR
shall be responsible for prevention, control and abatement of erosion, siltation and water
pollution resulting from construction of the project until Final Acceptance of the project.
16.21.1 CONTRACTOR shall provide, install, construct and maintain coverings,
mulching, sodding, sand bagging, berms, slope drains, sedimentation structures
or other devices necessary to meet OWNER, State and Federal regulatory
agency codes, rules and laws.
16.21.2 CONTRACTOR shall take sufficient precautions to prevent pollution of
adjacent rivers and streams with fuels, oils, bitumens, or other harmful
materials. Also, CONTRACTOR shall conduct and schedule operations so as
to avoid or otherwise minimize pollution or siltation of the waters.
16.21.3 Storm drainage facilities, both open and closed conduit, serving the construction
site shall be protected by the CONTRACTOR from pollutants and
contaminants. If it is determined that siltation of drainage facilities has resulted
due to the project, ENGINEER will advise CONTRACTOR to remove and
properly dispose of the deposited material. Should CONTRACTOR fail to or
elect not to remove the deposits, OWNER will provide maintenance cleaning as
needed and will charge all costs of such service against the amount of money
due or to become due CONTRACTOR.
16.21.4 Excavated material shall not be deposited in streams, ditches or impoundments,
or in a position close enough thereto to be washed away by high water or runoff.
16.21.5 CONTRACTOR shall not disturb lands or waters outside the limits of
construction and public rights of way. The location of and methods of operation
in all detention areas, borrow pits, material supply pits and disposal areas
furnished by CONTRACTOR shall meet the approval of ENGINEER as being
such that erosion during and after completion of the Work will not likely result
in detrimental siltation or water pollution.
16.21.6 CONTRACTOR shall schedule operations such that the area of unprotected
erodible earth exposed at any one time is not larger than the minimum area
necessary for efficient construction operations; and the duration of exposure of
uncompleted construction to the elements shall be as short as practicable.
16.21.7 Clearing and grubbing shall be so scheduled and performed that grading
operations can follow immediately thereafter, and grading operations shall be so
scheduled and performed that permanent erosion control features can follow
immediately thereafter if conditions on the project permit.
16.21.8 The surface areas of unprotected erodible earth exposed by clearing and
grubbing, excavation or filling operations shall be kept to a minimum.
G-56
Immediate erosion or pollution control measures to prevent siltation or
contamination of any stream, ditch or other impoundment or to prevent damage
to the project or property outside the project limits shall be provided when
necessary.
16.22 Air Borne Particulate. CONTRACTOR shall comply with Indianapolis Air Pollution
Regulation II-4 which is hereby incorporated into this Section by reference. A copy of
such regulation will be furnished to CONTRACTOR upon request.
16.23 Professional Fees and Court Costs Included. Whenever reference is made to claims,
costs, losses or damages recoverable by OWNER against CONTRACTOR or its surety,
such recovery shall include, but not be limited to, all fees and charges of engineers,
architects, attorneys and other professionals and all court or arbitration or other dispute
resolution costs.
END OF THIS SECTION
G-57
“ATTACHMENT A”
MEDIATION PROCESS
1. Purpose of Mediation. This clause provides for the use of Mediation as an alternative
means of resolving disputes which may arise under this Agreement. The Mediation
allows parties to make an educated assessment of their respective cases, and then engage
in a negotiated settlement discussion. Such a procedure can save both parties valuable
time resources, and legal costs. Should a Mediation be utilized a Mediation Agreement
shall be drafted and adopted which will set forth the governing procedures and terms.
2. When to Invoke Mediation. If a dispute arises under the Agreement, either party may
invoke this Mediation clause which will compel participation in Mediation for the
purpose of resolving the dispute, provided all of the following conditions have been
fulfilled:
a. The amount in controversy exceeds twenty thousand dollars ($20,000.00), such
amount having been determined by both parties as being the minimum disputed
claim to justify use of the Mediation procedure;
b. Personnel from each party who were directly involved in the dispute at the
operational level met and discussed the claim in good faith, but were unable to
resolve the matter. The personnel of each party shall prepare and forward to the
persons identified in the subparagraph 2(c) memoranda detailing the areas of
dispute, why impasse was reached and that it is beyond their ability to resolve the
dispute.
c. After complying with subparagraph (b) above, personnel from each party at a
higher management level who were not directly involved in the dispute met and
discussed the claim in good faith, but were unable to resolve the matter. The
personnel of each party shall prepare and forward to the persons identified in
paragraph 3 a memorandum detailing the areas of dispute, why impasse was
reached and that it is beyond their ability to resolve the dispute; and
d. Written notice was given to the other party stating that the above three
subparagraphs were complied with, and that the Mediation procedure is being
invoked for the purpose of resolving the dispute.
3. Notice of Mediation. Notice of Mediation shall identify the dispute at issue and
designate an executive officer or other management official who will represent the party
at the proceeding. The designated official must possess the authority to settle the matter
and have not been involved in the underlying facts in dispute.
4. Response to Notice of Mediation. Within ten (10) business days, the other party shall
designate an appropriate official with authority to settle the dispute who will be its
representative at the Mediation.
G-58
5. Scheduling. No later than thirty (30) days from the date of the notice of the Mediation,
the parties’ designated representatives and/or their attorneys shall meet to discuss the
following:
a. Settlement status of the dispute;
b. Schedule by which drafts of a Mediation Agreement are to be submitted, and a
date by which the Mediation Agreement will be finalized;
c. Schedule for Mediation discovery and other preparatory matters the parties deem
necessary;
d. Whether a neutral advisor shall be employed in the Mediation and, if so, by what
means he shall be selected; and
e. Time, place and schedule of the Mediation hearing.
The Mediation Agreement will be finalized and executed by both parties no later than
sixty (60) days after the notice of the Mediation. The Mediation hearing will be held
within 120 days after the notice of the Mediation unless extended by mutual consent of
the parties.
6. Mediation As Condition Precedent To Arbitration or Litigation. Submission of a dispute
under this Agreement to a Mediation procedure shall be a condition precedent to filing
arbitration or litigation on any dispute exceeding the amount specified above. Failure to
comply with this condition precedent shall be in contravention of the parties’ express
intention to implement this alternative means of dispute resolution and constitute a
breach of this clause.
7. Refusal To Participate In Mediation. Refusal of a party to participate in mediation in
good faith shall not be established unless:
a. All of the specified conditions set forth in paragraph 2 herein have been fulfilled;
and
b. 30 days have lapsed since initial written notice of the Mediation was given
without an affirmative response.
c. Refusal to participate in the Mediation shall be in contravention of the parties’
express intention to implement this alternative means of dispute resolution and
constitutes a breach of this clause.
8. Filing Arbitration or Litigation. No litigation or arbitration or any other binding action
shall be initiated by either party unless:
a. The amount in controversy is less than or equal to the amount specified paragraph
2 above; or
G-59
b. Despite compliance with this Mediation clause, one party is deemed to have
refused (paragraph 7 above) to participate in the Mediation; or
c. Both parties agree in writing that they intend not to implement the Mediation for
the particular dispute in question; or
d. The Mediation procedure has been completed and thirty (30) days have elapsed
since the actual Mediation hearing; or
e. Litigation must be filed before the Mediation to comply with the Statute of
Limitations on a disputed issue.
9. Dismissal/Stay Of Litigation. If one party has filed litigation on a dispute which is
otherwise covered by this Mediation clause and which does not meet the exceptions set
forth in paragraph 8 herein, the other party may properly seek to dismiss the litigation at
its discretion for the purpose of conducting the Mediation as a condition precedent to
litigation. If litigation was filed for the purpose set forth in subparagraph 8(e) herein, the
filing party shall seek a stay for the purpose of conducting a Mediation. The stay
provided for in this Paragraph shall continue for a period of 30 days after completion of
the Mediation hearing. The purpose of this 30-day period is to permit the parties full
opportunity to discuss settlement.
G-60
SP-01 – QUALIFICATION OF CONTRACTORS
The Contractor and all subcontractors shall provide written documentation of
INDOT prequalification for each of the work types they are responsible for on the
project.
QUALIFICATION OF CONTRACTORS TS-01
IN20030661
SP-02 - APPLICABLE SPECIFICATIONS
Wherever Indiana Department of Transportation Standard Specifications are
referenced in project documents, CONTRACTOR shall refer to the INDOT
Specifications with supplemental specifications effective for lettings after September 1,
2007. These specifications are available on INDOT’s website at:
http://www.in.gov/dot/div/contracts/standards/book/index.html
Wherever in the contract documents the 1999 or 2006 Standard Specifications are
referenced, it shall be interpreted to mean the 2008 Standard Specifications.
Wherever contract documents refer to the Department, it shall be interpreted to mean the
City.
APPLICABLE SPECIFICATIONS TS-02
IN20030661
SP-03 - MANUAL ON UNIFORM TRAFFIC CONTROL DEVICES (MUTCD)
Wherever in the contract documents reference is made to the Manual on Uniform
Traffic Control Devices, MUTCD, it shall be interpreted to mean the 2003 Edition of the
Federal Manual on Uniform Traffic Control Devices.
MANUAL ON UNIFORM TRAFFIC CONTROL DEVICES TS-03
IN20030661
BRIDGE NUMBERS FOR PAY ITEMS TS-04
IN20030661
SP-04 - BRIDGE NUMBERS FOR PAY ITEMS
The bridge file numbers shown on the plans shall correspond to the bridge
numbers used in pay item names as shown below:
Bridge File on Plans Bridge No. in Pay Item Name
116th St. over Keystone Parkway 1
Carmel Dr. over Keystone Parkway 2
____________________________ 3
____________________________ 4
____________________________ 5
____________________________ 6
____________________________ 7
____________________________ 8
____________________________ 9
____________________________ 10
SP-05 – GEOTECHNICAL EVALUATION REPORT
A geotechnical evaluation report for the contract is available for information
purposes only. It will be included in the contract documents.
GEOTECHNICAL EVALUATION REPORT TS-05
IN20030661
SP-06 – REVISED FIELD OFFICE EQUIPMENT SPECIFICATIONS
The Standard Specifications are revised as follows:
SECTION 105, BEGIN LINE 594, DELETE AND INSERT AS FOLLOWS
If a pay item for such is included in the contract, a field office, to be located as
mutually agreed, shall be provided for the Department’s exclusive use. If
SECTION 105, BEGIN LINE 617, INSERT AS FOLLOWS
The base of the field office shall be wrapped in skirting.
SECTION 105, BEGIN LINE 622, DELETE AND INSERT AS FOLLOWS
Each trailer shall be furnished with steps meeting IOSHA/OSHA requirements at
each doorway. The steps shall be permanent by framing with sawn lumber and
foundations for the steps shall be set in concrete.
SECTION 105, BEGIN LINE 633, DELETE AND INSERT AS FOLLOWS:
Minimum Area 400 sft 550 sft 650 sft 1340 sft
SECTION 105, BEGIN LINE 649, DELETE AND INSERT AS FOLLOWS
Answering Machine/voice mail 1 1 1
Telephones Lines 3 2 3 2 4 2
File Drawers 4 8 12 16
Desks 2 4 4
Office Folding Tables 1 2 2 10
Chairs 4 8 12 24
SECTION 105, BEGIN LINE 664, DELETE AND INSERT AS FOLLOWS:
Fax Machine 1 1 1
Computers 1 1 2
Shredder 1 1 1
Electrical Service 100 amp 100 amp 100 amp
SECTION 105, BEGIN LINE 680, DELETE AND INSERT AS FOLLOWS
Hand-washing and toilet supplies shall be provided. Toilet facilities shall be
provided for a minimum of 20 people. Outdoor toilet facilities shall be shielded from
view through the use of shadow box wooden fence. Indoor plumbing shall be provided
through the use of waste and water holding tank as required.
SECTION 105, BEGIN LINE 728, DELETE AND INSERT AS FOLLOWS
All filing cabinet drawers shall have a filing depth of 25 in. (635 mm). At a
minimum, the files shall be fire resistant steel filing cabinets with a class D or higher
classification established by UL or Safe Manufacturers National Association. All files
shall have a lock. At least four eight drawers shall be fire proof.
REVISED FIELD OFFICE EQUIPMENT SPECIFICATIONS TS-06
IN20030661
SECTION 105, BEGIN LINE 750, DELETE AND INSERT AS FOLLOWS
The Contractor shall be responsible to provide a place or container for trash to be
deposited for removal by the Contractor. The container shall be shielded from view with
a shadow box wooden fence.
SECTION 105, BEGIN LINE 760, DELETE AND INSERT AS FOLLOWS
All field offices shall be equipped with a table top dry ink copier machine using
plain paper and capable of making full size copies of 11 in. x 17 in. (279 mm x 432 mm)
originals. The copier shall be capable of reducing and increasing copy sizes. The copier
shall have a self-feeding paper tray and an automatic document feeder and be capable of
producing at least 12 copies per minute.
SECTION 105, BEGIN LINE 917, DELETE AND INSERT AS FOLLOWS
The office shall have a mutually agreed upon number of minimum of 25 all-
weather parking spaces. Such parking spaces shall be either paved or surfaced with
compacted aggregate, size No. 53, or other acceptable materials.
SECTION 105, BEGIN LINE 913, INSERT AS FOLLOWS:
The shredder shall be maintained in good working condition. If the machine becomes
inoperable, requires repair or is stolen, it shall be repaired or replaced within five
business days from the time the Contractor is notified. The shredder shall meet the
following minimum requirements:
a. Power rating of 540
b. Sheet capacity of 12 sheets (20 lb. paper)
c. Shred paper clips and staples
d. 5 gallon capacity waste basket
e. 9 inch throat width
SECTION 105, AFTER LINE 913, INSERT AS FOLLOWS:
(a) Broadband Internet Service
When specified as a pay item, the Contractor shall provide for broadband internet
service for the field office. The internet service shall be accessible by each computer
system when used within the field office. All hardware and software necessary for
connecting the internet service to the field office and for connecting each computer
system to the internet shall be provided. Access to the internet service within the field
office may be provided by a wireless hub or by direct connection via the network port to
a network hub. Broadband internet access shall be provided by one of the following
methods in order of availability:
1. Cable or DSL broadband
2. Mobile broadband
REVISED FIELD OFFICE EQUIPMENT SPECIFICATIONS TS-06
IN20030661
SECTION 105, AFTER LINE 935, INSERT AS FOLLOWS:
Field office internet service will be paid for at the contract unit price per month.
Payment will be made under:
Pay Item Pay Unit Symbol
Field Office, MOS
Type
Field Office Internet Service MOS
SECTION 105, AFTER LINE 955, INSERT AS FOLLOWS:
All costs necessary to establish, install and maintain field office internet service,
including any required hardware, software, fees, monthly charges, setup, installation and
technical support shall be included in the cost of the pay item for field office internet
service. The service shall include all necessary connections for notebook computer
systems.
REVISED FIELD OFFICE EQUIPMENT SPECIFICATIONS TS-06
IN20030661
EXISTING CONDITIONS OF UTILITIES, TS-07
ADDITIONAL R/W, ENCROACHMENTS IN20030661
SP-07 EXISTING CONDITIONS OF UTILITIES, ADDITIONAL R/W,
ENCROACHMENTS
The Standard Specifications are revised as follows:
SECTION 107, AFTER LINE 733, INSERT AS FOLLOWS:
107.26 Existing Conditions of Utilities, Additional Right-of-Way, and
Encroachments
Such existing conditions are as described below.
(a) Utilities
The status of all utility companies and organizations potentially involved with the
work to be performed are described below as know at the time this contract was
prepared.
The facilities of AT&T exist within the project limits. It is anticipated that they
will adjust their facilities for construction on or before July 1, 2009. If questions arise,
Greg Cammack of the utility may be contacted at 317-252-5134.
The facilities of City of Carmel Water Utilities exist within the project limits. It is
anticipated that they will adjust their facilities for construction on or before June 1,
2009. This date is dependant on the acquisition of a right-of-entry at parcel 95. If
questions arise, Steve Cook of the utility may be contacted at 317-733-2855.
The facilities of Vectren - Low Pressure - exist within the project limits. It is
anticipated that they will adjust their facilities for construction on or before June 1,
2009. If questions arise, Don Perdue of the utility may be contacted at 317-776-5534.
The facilities of Vectren – High Pressure - exist within the project limits. It is
anticipated that they will adjust their facilities for construction on or before July 15,
2009. If questions arise, Barry Whalen of the utility may be contacted at 765-969-2057.
The facilities of Duke Energy exist within the project limits. It is anticipated that
they will adjust their facilities for construction on or before May 1, 2009. If questions
arise, Cindy Rowland of the utility may be contacted at 317-776-5341.
The facilities of BrightHouse exist within the project limits. It is anticipated that
they will adjust their facilities for construction on or before April 15, 2009. If questions
arise, Joe Evans of the utility may be contacted at 317-339-9075.
The facilities of Carmel Wastewater Utilities exist within the project limits but are
not expected to be affected by the proposed constgruction. If questions arise, John Duffy
of the utility may be contacted at 317-571-9203.
(b) Right-of-Way
All additional right-of-way requirements for the contract have been cleared
except for the conditions at the parcels described below.
EXISTING CONDITIONS OF UTILITIES, TS-07
ADDITIONAL R/W, ENCROACHMENTS IN20030661
2. Right-of-Entry
The right-of-entry to the following properties is anticipated as set out below. The
properties listed below shall not be entered until authorized in writing.
Estimated Date
Parcel No. Owner Location Right-of-Entry
32 Merchants Pointe Associates ......................................................................... ......May 01, 2009
33 Bush Development ......................................................................... ......May 01, 2009
35 G&T Company .......................................................................................... .....April 15, 2009
35SA Ramco-Gershenson ....................................................................................... .....April 15, 2009
36 SDMBR, LLC ............................................................................................. ......May 01, 2009
54 Waterford of Carmel Homeowners ................................................................. ..March 31, 2009
56 ROIF, LLC ............................................................................................. ......May 01, 2009
57 St Peters United Church of Christ................................................................... ..March 15, 2009
(c) Encroachments
Contractor shall not remove any signs, lights or fences other permanent
structures located within the new right of way until directed by the City.
(d) Other Noteworthy Conditions
There are no other noteworthy conditions which may affect the prosecution and
progress of the contract.
(e) Preconstruction Conference Notification
The Contractor shall provide notification during the preconstruction conference
about known corrections to or omissions of the information presented in 107.26(a)
through 107.26(d) above. Otherwise, notification shall be provided as required in 105.06.
Notifications regarding such corrections or omissions shall not alleviate the Contractor's
inquiry or interpretation obligations as contained in 120 IAC 3-6-6.
SP-08 – TRAFFIC CONTROL CHANGES AND ON-CALL MAINTENANCE OF
TRAFFIC CONTROL DEVICES
The Standard Specifications are revised as follows:
SECTION 104, AFTER LINE 171, INSERT AS FOLLOWS
Traffic shall not be restricted between 6 a.m. and 9a.m., between 5 p.m. and
7p.m., or as otherwise directed. Drums or barricades shall not be left in the roadway
overnight.
Traffic control changes will not be permitted on a traffic lane between 6 a.m. and
9a.m., or between 5 p.m. and 7p.m
TRAFFIC CONTROL DEVICES AND ON-CALL TS-08
MAINTENANCE OF TRAFFIC CONTROL DEVICES IN20030661
SP-09 – WORK HOUR RESTRICTIONS
The Contractor will be permitted to work 24 hours per day/seven days per week to
complete the construction work for this project with the following exceptions.
The Contractor will be required to shut down construction operations for the following
days
November 26-29, 2009
December 24-27, 2009
December 31, 2009 – January 3, 2010
May 29-31, 2010
July 4, 2010
September 4–6, 2010
November 25-28, 2010
December 24-26, 2010
The Contractor will not operate the following construction equipment between the hours
of 10:00 PM and 5:00 AM each day including weekends.
1. Pile Driver
2. Steam Shovel
3. Pneumatic Hammer
4. Derrick
5. Steam or Electric Hoist
The Contractor will be allowed to operate all other construction equipment at all times
during construction. If the Contractor is informed that the operation of construction
equipment that is attended by loud or unusual noise which is a detriment to the public
health, comfort, convenience, safety and welfare of residents of this city during the hours
of 10:00 PM to 5:00 AM on any day, the Contractor shall immediately desist from
operating the specific offending piece of construction equipment and notify the Engineer.
The Contractor shall desist from operating the specific piece of construction equipment at
the direction of the Engineer. No increase in project time will be allowed for noise
delays.
WORK HOUR RESTRICTIONS TS-09
IN20030661
SP-10 – SCHEDULE OF OPERATION AND TRAFFIC CONTROL PLAN
Maintenance of traffic shall be the sole responsibility of the Contractor. Traffic
access to all businesses and residences within the project limits shall be maintained at all
times, but may be limited to thru traffic in one direction (i.e. right-in right-out).
Properties with more than one access point may be limited to only one open at a time. If
it appears that construction operations will close access to a property completely, the
Engineer shall be contacted for approval no less than 7 days prior to the anticipated
closure. If approved, the property owner and/or resident shall be contacted by the
Contractor prior to proceeding with operations.
Unless otherwise directed or permitted, the work specified shall be arranged and
prosecuted in accordance with all applicable provisions of Sections 104.04, 107.12, 801,
and as set out herein. Drainage shall be maintained at all times with the use of existing or
proposed inlets and storm sewers.
All traffic control devices and construction materials that are specified as separate
pay items and used for maintenance of traffic will be paid for as set out in the schedule of
pay items. The furnishing, placing, moving, removal and maintenance of all other traffic
control devices will be paid for in the contract lump sum price for maintaining traffic.
Contractor shall coordinate all work with contractors working on the following
adjacent projects:
Carmel Project 07-08C-1 - 116th Street Advance Maintenance of Traffic
It will be the responsibility of the Contractor to hold regular coordination
meetings with Contractor of adjacent projects. No additional payment will be made for
these coordination meetings but shall be included in the cost of other items
The maintenance of traffic schedule of operations on Keystone shall be as shown
on the plans and in accordance with the following:
Phase IA
1. Widen median shoulders between 116th Street and Carmel Drive along Keystone
Phase IB
1. Construct portions of Ramps “SWR”, “SER”, “NER”, “NWR”.
2. Construct portions of walls along mainline
3. Construct portions of walls along Lines “SER”, “SWR” and 116th Street
Phase IC
1. 116th Street is closed and is detoured in accordance with project plans.
SCHEDULE OF OPERATIONS TS-10
AND TRAFFIC CONTROL PLAN IN20030661
2. Construct temporary pavement between ramps and frontage roads as shown in
maintenance of traffic plans.
3. Construct improvements on 116th Street
4. Construct temporary signal on east and west sides of Keystone at 116th Street
Maximum closure for 116th Street in Phase IC will be 30 calendar days
Phase IIA
1. 116th Street crossing Keystone is closed and is detoured in accordance with
project plans.
2. 116th Street and Keystone operating with temporary signals.
3. Southbound Keystone traffic is crossed over to the western frontage road and
ramp SWR.
4. Northbound traffic is shifted to ramp SER and the eastern frontage road.
5. Construct lanes, ramps, approaches, and walls of Keystone from south project
limit to just south of Carmel Drive.
6. Construct Structure #1.
Maximum restriction time for 116th Street crossing Keystone in Phase IIA will
be 120 calendar days
Phase IIB
1. 116th Street is closed and is detoured in accordance with project plans.
2. Remove temporary pavement placed during Phase IC
3. Construct remaining portions of 116th Street.
Maximum closure time for 116th Street in Phase IIB will be 15 calendar days
Phase IIIA
1. Access from the new 116th Street interchange to northbound Keystone remains
closed and is detoured in accordance with project plans.
2. All other movements at 116th Street are open to traffic
3. Carmel Drive is closed and is detoured in accordance with project plans.
4. Construct temporary pavement between ramps and frontage roads as shown in
maintenance of traffic plans.
5. Construct temporary Signal on West side of Keystone at Carmel Drive
6. Construct Carmel Drive
Maximum closure time for Carmel Drive in Phase IIIA will be 30 calendar days
Phase IIIB
1. The east side of Carmel Drive is closed and is detoured in accordance with project
plans.
2. The west side of Carmel Drive is operating with a temporary signal.
3. Access from the new 116th Street interchange to northbound Keystone is closed
and is detoured in accordance with project plans.
SCHEDULE OF OPERATIONS TS-10
AND TRAFFIC CONTROL PLAN IN20030661
4. Southbound Keystone traffic is crossed over to ramp NWR and the western
frontage road.
5. Northbound traffic is shifted to the eastern frontage road and ramp NER.
6. Construct lanes, ramps, approaches, and walls of Keystone from just south of
Carmel Drive to the northern project limits.
7. Construct Structure #2.
Maximum closure for the east half of Carmel Drive during Phase IIIB will be 90
calendar days.
Phase IVA
1. Carmel Drive is closed and is detoured in accordance with project plans.
2. Remove temporary pavement placed during Phase IIIA
3. Construct remaining portions of Carmel Drive.
Maximum closure time for Carmel Drive during Phase IVA will be 15 calendar
days.
Phase IVB
1. Construct remaining portions of retaining wall between 116th Street and Carmel
Drive.
SCHEDULE OF OPERATIONS TS-10
AND TRAFFIC CONTROL PLAN IN20030661
SP-11 – INTERMEDIATE COMPLETION DATE
Intermediate completion is described as follows:
Keystone: Two northbound and two southbound lanes open to traffic.
Contractor may open to traffic on intermediate HMA. If opened to traffic on
intermediate HMA, contractor shall install temporary pavement markings in accordance
with final pavement marking plans. Contractor will be allowed to close one lane in each
direction and in accordance with the special provision “One Lane Closure” to complete
items not required for intermediate completion.
Ramps “SWR” & “SER”: Fully open to traffic. Regulatory signs, warning
signs, and lighting shall be installed and functioning prior to opening to traffic.
Contractor will be required to install anchored barrier wall in all areas where concrete
railing shown in project plans is not completed. If opened to traffic prior to installation
of permanent pavement markings, contractor shall install removable temporary pavement
markings on all PCCP pavement in accordance with final striping plans.
116th Street: All lanes open to traffic with full access across Keystone, full
access from Keystone and full access to southbound Keystone. Regulatory signs,
warning signs, and lighting shall be installed and functioning prior to opening to traffic.
Contractor may open to traffic on intermediate HMA. If opened to traffic on
intermediate HMA, contractor shall install temporary pavement markings in accordance
with final striping plans. Contractor will be required to install anchored barrier wall in all
areas where concrete railing or bridge railing shown in project plans is not completed.
Contractor will be allowed to close one lane in each direction and in accordance with the
special provision “One Lane Closure” to complete items not required for intermediate
completion.
BASIS OF PAYMENT
The installation of all temporary pavement markings, temporary anchored barrier
wall or other temporary appurtenances not shown in project plans but necessary to
conform with this special provision shall be in accordance with Section 801.12 with the
exception that such work will not be paid for directly but shall be included in the lump-
sum price of maintaining traffic.
INTERMEDIATE COMPLETION DATE TS-11
IN20030661
SP-12 – KEYSTONE LANE CLOSURE TIMES
When there is no alternative, lane closures in each direction may be made during the hours
listed below:
Begin
Hour Sun Mon Tue Wed Thu Fri Sat
12:00 am XXX XXX XXX XXX XXX XXX XXX
1:00 am XXX XXX XXX XXX XXX XXX XXX
2:00 am XXX XXX XXX XXX XXX XXX XXX
3:00 am XXX XXX XXX XXX XXX XXX XXX
4:00 am XXX XXX XXX XXX XXX XXX XXX
5:00 am XXX XXX XXX XXX XXX XXX XXX
6:00 am XXX XXX
7:00 am XXX XXX
8:00 am XXX XXX
9:00 am XXX XXX XXX XXX XXX XXX XXX
10:00 am XXX XXX XXX XXX XXX XXX XXX
11:00 am XXX XXX XXX XXX XXX XXX XXX
12:00 pm XXX XXX XXX XXX XXX XXX XXX
1:00 pm XXX XXX XXX XXX XXX XXX XXX
2:00 pm XXX XXX XXX XXX XXX XXX XXX
3:00 pm XXX XXX
4:00 pm XXX XXX
5:00 pm XXX XXX
6:00 pm XXX XXX
7:00 pm XXX XXX XXX XXX XXX XXX XXX
8:00 pm XXX XXX XXX XXX XXX XXX XXX
9:00 pm XXX XXX XXX XXX XXX XXX XXX
10:00 pm XXX XXX XXX XXX XXX XXX XXX
11:00 pm XXX XXX XXX XXX XXX XXX XXX
“XXX” = Hours when one lane may be restricted in each direction.
No lane restrictions will be allowed on holiday weekends from 5 a.m. on the last business
day prior to a holiday until 8 p.m. on the first business day following a holiday weekend.
KEYSTONE LANE CLOSURE TIMES TS-12
IN20030661
Normal business days are Mon. through Fri. The Engineer may impose additional lane
closure hour restrictions for special events and/or weather conditions.
The Contractor shall cooperate with all other Contractors in the area and also schedule
his operations in order to adhere to the following lane requirements. All lane closures
within 1 mile of each other should be connected.
Lane closure signs shall not be erected any earlier than an hour before the starting hours
listed above. Also, these signs shall be taken down within one-half hour after the closure is
removed. In addition, all lane closures shall be removed during adverse weather conditions
as determined by the Engineer. No barricade or other traffic control device may be
positioned in a lane outside the hours shown in the table.
If any lane closures occur on Keystone other than what is shown on the lane closures time
charts, $1,000.00 will be assessed as liquidated damages, not as a penalty, but as damages
sustained for each hour or fraction of an hour that lane closures occur other than the time
indicated on the lane closures times charts shown elsewhere herein. To cover incidental
lane closure periods that may be beyond the Contractor’s control, a maximum of 30
minutes will be allowed for an incidental lane closure period. This period can only occur at
the end of a normal closure period that is indicated in the lane closures time charts shown
above. This 30-minute closure period could include the removal of traffic setups that may
have been delayed because of circumstances beyond the control of the Contractor. There
will be a maximum of one incidental lane closure period allowed per calendar day.
KEYSTONE LANE CLOSURE TIMES TS-12
IN20030661
SP-13 – MAINTENANCE OF TRAFFIC FOR CROSSOVER, CULVERT AND
SHOULDER CONSTRUCTION
The construction of temporary crossovers, installation of new culvert crossings,
and the resurfacing/reconstruction of the Keystone NB inside and outside shoulders shall
be constructed according to the following requirements:
Two 10 foot lanes of traffic in each direction from the Begin Project location to
the End Project location shall be maintained at all times on Keystone except as allowed
by the special provision “One Lane Closure Times”.
The maximum drop off adjacent to the travel lane will be 3 inches, and drums
shall be placed on the shoulder adjacent to the travel lane at a minimum of one every 200
feet.
MAINTENANCE OF TRAFFIC FOR CROSSOVER TS-13
CULVERT AND SHOULDERCONSTRUCTION IN20030661
SP-14 – TRAFFIC STOPPAGES FOR OVERHEAD INSTALLLATIONS
The Standard Specifications are revised as follows:
SECTION 801, DELETE LINE 782 THROUGH 802.
SECTION 801, AFTER LINE 803 INSERT AS FOLLOWS:
(c) Traffic Control for Temporary Traffic Stoppage
Traffic stoppage on Keystone during overhead structure installation or removal
shall not exceed 20 minutes at one time. There shall be enough time between consecutive
stoppages to permit traffic to return to normal flow as determined by the Engineer.
Traffic shall not be permitted to pass directly beneath personnel working on an overhead
installation.
Traffic stoppages on Keystone shall only be allowed between 12:00 am and 5:00
am.
The Contractor shall provide adequate law enforcement, preferably from the
Carmel Police Department, consisting of uniformed officers in marked cars during traffic
stoppage periods on Keystone. An additional uniformed officer in a marked car with
flashing lights shall be placed 500 feet in advance of the beginning of the traffic back up.
Three working days prior to commencing work that necessitates temporary
stoppage of traffic, written notice shall be given to the Engineer, Carmel Police
Department, and Carmel Fire Department that traffic shall be stopped temporarily on
Keystone at a specific location, time and date to accomplish the installation of specified
work over Keystone. Traffic shall be safely controlled during the stoppage.
The Contractor shall submit a plan for erection of overhead structures to the
Engineer showing sequence of operations.
The Contractor shall pay the following damages for any stoppage of traffic on
Keystone in excess of any 20-minute stoppage period.
Infraction Damages
First 5 minutes overage or fraction thereof $ 500.00
Second 5 minutes overage and each succeeding $ 1,000.00
5 minute overage or fraction thereof
The Engineer will keep a log showing the date and time of the traffic stoppages on
Keystone and the duration of the traffic stops. The Engineer and the Contractor’s
representative will sign the log. The Engineer will keep the original and send a copy to
the City Engineer.
TRAFFIC STOPPAGES FOR TS-14
OVERHEAD INSTALLATIONS IN20030661
The Engineer will report any abuse of these limitations by the Contractor to the
City.
TRAFFIC STOPPAGES FOR TS-14
OVERHEAD INSTALLATIONS IN20030661
FAILURE TO COMPLETE ON TIME FOR TS-15
INTERMEDIATE COMPLETION DATE IN20030661
SP-15 FAILURE TO COMPLETE ON TIME FOR INTERMEDIATE
COMPLETION DATE
The Standard Specifications are revised as follows:
SECTION 108, AFTER LINE 455, INSERT AS FOLLOWS:
The work specified shall be arranged and prosecuted such that each segment and
appurtenances specified shall be completed on or before the intermediate completion
dates shown in the Contract book.
If any segment and appurtenances are not completed on or before the
intermediate completion date shown in the Contract Book, $10,000 will be assessed as
liquidated damages, not as a penalty, but as damages sustained for each calendar day
that a given segment remains incomplete after the intermediate completion date.
An extension to the intermediate completion date, as set out above, may be
granted if the notice to proceed is not made within 30 days of the anticipated notice to
proceed date included on the Proposal sheet date and if the delay in the notice to proceed
is not due to the failure of the Contractor to provide necessary information or documents.
SP-16 - FAILURE TO COMPLETE ON TIME FOR CALENDAR COMPLETION
DATE
The Standard Specifications are revised as follows:
SECTION 108, DELETE LINES 453 THROUGH 465.
SECTION 108, AFTER LINE 466, INSERT AS FOLLOWS:
If the contract is not completed on or before the contract completion date shown on the
Proposal sheet, $5,000 will be assessed as liquidated damages, not as a penalty, but as
damages sustained, for each calendar day that the contract is not complete. Extension of
contract time, if required, shall be in accordance with 108.08.
FAILURE TO COMPLETE ON TIME TS-16
FOR CALENDAR COMPLETION DATE IN20030661
FAILURE TO COMPLETE ON TIME FOR TS-17
INTERMEDIATE COMPLETION DATE IN20030661
SP-17 FAILURE TO COMPLETE ON TIME FOR ROAD CLOSURE
The work specified shall be arranged and prosecuted such that 116th Street is
closed to traffic for not longer than the number of calendar days shown in SP-10
SCHEDULE OF OPERATION AND TRAFFIC CONTROL PLAN.
If the necessary work is not completed and 116th Street is not reopened to traffic
within the number of calendar days for closure shown in SP-10 SCHEDULE OF
OPERATION AND TRAFFIC CONTROL PLAN, $10,000 will be assessed as
liquidated damages, not as a penalty, but as damages sustained for each calendar day for
which 116th Street remains closed to traffic in excess of the number shown in SP-10
SCHEDULE OF OPERATION AND TRAFFIC CONTROL PLAN.
The work specified shall be arranged and prosecuted such that Carmel Drive is closed to
traffic for not longer than the number of calendar days shown in SP-10 SCHEDULE OF
OPERATION AND TRAFFIC CONTROL PLAN.
If the necessary work is not completed and Carmel Drive is not reopened to traffic
within the number of calendar days for closure shown in SP-10 SCHEDULE OF
OPERATION AND TRAFFIC CONTROL PLAN, $10,000 will be assessed as
liquidated damages, not as a penalty, but as damages sustained for each calendar day for
which Carmel Drive remains closed to traffic in excess of the number shown in SP-10
SCHEDULE OF OPERATION AND TRAFFIC CONTROL PLAN.
Extension of contract time, if required, shall be in accordance with 108.08.
SP-18 – DETERMINATION AND EXTENSION OF CONTRACT TIME
The Standard Specifications are revised as follows:
SECTION 108, BEGIN LINE 335, DELETE AND INSERT AS FOLLOWS:
The Department may order suspension of work either wholly or in part, for a
period of time for certain holidays. For such orders, if the contract suspension is not
stated in the contract documents, the contract completion time will be adjusted as
follows:
a) If the contract completion time is on a work day basis, no work days will be
charged on those days that work on the controlling operation is suspended.
b) If the contract completion time is on a calendar day basis, all calendar days on
which work on the controlling operation is suspended will be excluded.
c) If the contract completion time is a fixed calendar date, the contract will not be
extended by the number of days that work on the controlling operation is
suspended.
d) If the contract contains an intermediate completion time, said time will be
adjusted in accordance with the requirements of (a) or (b), above as appropriate,
provided that the suspension occurs within the time period while the intermediate
completion time is in effect.
DETERMINATION AND EXTENSION OF CONTRACT TIME TS-18
IN20030661
SP-19 – USE OF CONES IN LIEU OF DRUMS
SECTION 107, BEGIN LINE 416, DELETE AND INSERT AS FOLLOWS:
Pavements and shoulders having an edge drop of more than 3 in. (75 mm) shall be
delineated with drums in accordance with 801.09. Delineation shall be at a maximum
spacing of 200 ft (60 m). The use of cones in accordance with 801.08 will be permitted
during daylight hours in lieu of drums as shown on the plans except cones shall not be
used for interstate lane restrictions.
SECTION 801, BEGIN LINE 259, DELETE AND INSERT AS FOLLOWS:
Cones shall be made of a material to withstand impact without damage to striking
vehicles. They shall have a substantial base to restrict overturning. Cones and tubular
markers shall be as shown on the plans.
Cones shall be used only during temporary activities where portability is
advantageous and they remain in place and do not create a hazard to traffic. The use of
cones in lieu of drums will be permitted during daylight hours unless otherwise directed
as shown on the plans except cones shall not be used for interstate lane restrictions.
Tubular markers shall be used for separating two-lane two-way traffic as shown
on the plans or as directed.
Cones and tubular markers shall be secured in place either by weighting or
adhesives. The use of metal bases will not be permitted.
USE OF CONES IN LIEU OF DRUMS TS-19
IN20030661
SP-20 – WORKER SAFETY
The Standard Specifications are revised as follows:
SECTION 107, BEGIN LINE 240, DELETE AND INSERT AS FOLLOWS:
(a) Employee Worker Safety
All workers within the right-of-way who are exposed either to traffic or
construction equipment within the work area shall wear high visibility safety apparel in
accordance with 23 CFR 634.
If a trench, 5 ft (1.5 m) or more in depth, is constructed on a project, the
requirements for trench safety systems as specified in OSHA regulations 29 CFR 1926,
Subpart P, shall be performed. Unless otherwise specified, trench safety systems work
will not be paid for separately, but the cost thereof shall be included in the cost of the pay
item covering the trench excavation work.
SECTION 107, BEGIN LINE 430, DELETE AS FOLLOWS:
Sufficient barricades, supplemented by watchers or flaggers when necessary, shall
be provided continuously to protect any and all parts of the work and to promote safe and
orderly movement of traffic. When a road is closed or posted for official detour but is still
usable by local traffic, barricades and road closure sign assemblies, in addition to the
closure barricades, required at the beginning and end of the portion of such road being
detoured, shall be erected at the site of bridge removals, pipe removals, or other high
hazard locations. Such barricades shall be located within 150 ft (50 m) of the removal
location. These barricades shall be of the type shown on the plans, and in accordance
with 801.07. Such barricades shall extend from shoulder to shoulder, or to the limit of
area that is readily traversable by a motor vehicle, as directed. During non-working hours,
no opening shall exist in the barricades. The road closure sign assembly shall be placed at
or near the center of the roadway. If these requirements are violated, operations shall be
suspended until adequate measures are taken for full compliance. Flaggers or watchers
shall wear a flagger’s vest while directing traffic. Official law enforcement officers in
uniform will not be required to wear a vest. The vest shall be furnished and be made of a
durable fluorescent material, flame orange color, with two vertical reflective stripes on
both the front and back. It shall be kept clean and provide maximum visibility at all
times. The use of hand signaling flags will not be permitted except for emergency and
single flagger situations. The “Stop”/“Slow” paddle shall be required as a primary hand
signaling device to control traffic through work areas. The “Stop”/“Slow” paddle shall be
in accordance with section 6E.03 of the MUTCD, except it shall be at least 24 in. (610
mm) wide.
WORKER SAFETY TS-20
IN20030661
SP-21 – TEMPORARY EROSION CONTROL MEASURES
The standard specifications are revised as follows:
SECTION 108, BEGIN LINE 107, DELETE AND INSERT AS FOLLOWS:
An amended Erosion Control Plan shall be submitted in accordance with 327 IAC
15-5 for those areas not included in the Department submittal or as necessary for changes
initiated by the Contractor. Items to include consist of sequencing of operations, borrow
and disposal areas, and haul roads as well as any revision to the Department’s submittal.
If borrow and stockpile sites are used, the Contractor shall indicate the erosion and
sediment control measures to be implemented and the sequencing of the erosion and
sediment control measures to be used on the sites. The Contractor shall also state where
the spoil from the project, if any, will be placed. The Contractor shall provide this
information following the guidelines for Rule 5 (327IAC 15-5). The Contractor shall also
submit a sequencing of the erosion and sediment control measures to be used on the
project to:
John South
Hamilton County Soil & Water Conservation District
1108 S. Ninth St.
Noblesville, IN 46060-6745
Any offsite borrow, stockpile, and spoil sites must be permitted by the IDEM
Notice of Intent, NOI. The Contractor shall submit either a new IDEM NOI or revise the
original NOI for the project. A copy of the revised NOI or the new NOI shall be given to
the Engineer.
All information shall be submitted and approved prior to land disturbing
activities. All appropriate erosion control items shall be in place prior to disturbing the
project site. A copy of the amended plan shall be provided to the Engineer.
The CONTRACTOR must contact the following:
IDEM Rule 5 Coordinator 317-233-1864
Hamilton County Soil and Water Conservation District 317-773-2181
City of Carmel Engineering/MS4 317-571-2441
and provide the actual start date for construction within 48 hours of the initiation of
construction activity.
The CONTRACTOR must notify the following individuals of the preconstruction meeting:
Amanda Foley 317-571-2441 afoley@carmel.in.gov
John Thomas 317-571-2441 jthomas@carmel.in.gov
Robert Beck 317-234-5028 rbeck@idem.in.gov
TEMPORARY EROSION CONTROL MEASURES TS-21
IN20030661
The CONTRACTOR must provide Amanda Foley a copy of the IDEM Notice of Intent
(NOI) a minimum of 48 hours prior to the start of construction at the contact information
shown below:
City of Carmel Engineering/MS4
c/o Amanda Foley
1 Civic Square
Carmel, IN 46032
317-571-2441
afoley@carmel.in.gov
In the event of an environmental spill, the CONTRACTOR shall notify IDEM immediately
at 1-888-233-7745.
The Contractor shall designate one or more of its employees as an Erosion
Control Supervisor. The Erosion Control Supervisor shall to be responsible for the
preparation, submittal, and ensuring receipt of the approval of the amended erosion
control plan. Such individual(s) shall also be responsible for obtaining all other necessary
permits including the wetland inspection and archaeological record check and field
survey in accordance with 203.08, and for all environmental inspections. Such
individual(s) shall oversee the installation of all erosion control measures and shall
conduct regular weekly and post-event inspections and perform all other tasks related to
the installation, maintenance, and removal of erosion control measures. The Erosion
Control Supervisor shall accompany personnel from IDEM or other governmental
agencies, as required, during site visits by those agencies. And The Erosion Control
Supervisor shall be responsible for completion of all reports in accordance with 205.
A minimum of 10 days prior to commencing work, the Contractor shall prepare
and submit to the Engineer, for approval, an erosion control plan that includes, at a
minimum, the following items:
(a) Locations of all proposed soil stockpiles, borrow areas, or disposal areas.
(b) Locations of all proposed vehicle and equipment parking areas, vehicle and
equipment fueling locations, placement of the site construction trailers, location of all on-
site batch plants, and designated concrete truck washout areas.
(c) Proposed construction sequence and phasing of erosion control measures.
(d) Location of all construction entrances where vehicles and equipment will
enter and exit the site.
(e) Material handling and spill prevention plan, which shall include a list of
expected materials that may be present on the site during construction operations, as well
TEMPORARY EROSION CONTROL MEASURES TS-21
IN20030661
as a written description of how these materials will be handled to minimize the potential
that the materials may enter the storm water runoff from the site.
(f) Statements that the erosion control measures for the project shall, at a
minimum, be inspected on a weekly basis and by the end of the next business day after
every 1/2 in. (13 mm) rain event.
(g) Monitoring and maintenance plan for erosion control measures.
The name(s) of the designated individual(s) Erosion Control Supervisor shall be
furnished the Engineer at, or prior to, the preconstruction meeting. Should the designated
individual(s) need to be replaced during the contract, replacements shall be designated
within seven calendar days and notification shall be furnished the Engineer.
Permanent erosion control measures shall be incorporated into the work at the
earliest practicable time as the construction progresses to stabilize the site.
In order to minimize pollution to bodies of water, the practices and controls set
out below shall be followed.
(a) When work areas are located in or adjacent to bodies of water, such areas shall
be separated by a dike or other barrier to keep contained. Sediment disturbance of these
bodies of waters shall be minimized during the construction and removal of such barriers.
(b) All waterways shall be cleared as soon as practicable of false-work, temporary
piling, debris, or other obstructions placed during construction operations.
(c) Water from aggregate washing or other operations containing sediment shall
be treated by filtration, a settling basin, or other means sufficient to reduce the sediment
content.
(d) Pollutants such as fuels, lubricants, asphalt, sewage, wash water, or waste
from concrete mixing operations, and other harmful materials shall not be discharged into
existing bodies of water.
(e) All applicable regulations and statutes relating to the prevention and
abatement of pollution shall be complied with in the performance of the contract.
Construction must be sequenced in a manner to ensure positive drainage throughout the
project during construction. Wherever construction plans indicate the removal and
replacement of an existing structure, the replacement structure shall be installed so as
not to cause adverse affects to adjoining property owners. The construction phasing
should include the proper sequence and rapid stabilization of all the proposed ditches.
The project shall be staged in a manner that will limit the amount of disturbed land. The
areas affected by Maintenance of Traffic Phases I and II measures shall be substantially
stabilized prior to the beginning of operations associated with Maintenance of Traffic
Phases III and IV.
TEMPORARY EROSION CONTROL MEASURES TS-21
IN20030661
SECTION 108, AFTER LINE 177, INSERT AS FOLLOWS:
The cost of preparation of the erosion control plan shall be included in the cost of
the various erosion and sediment control items.
SECTION 205, AFTER LINE 33, INSERT AS FOLLOWS:
Temporary erosion control measures shall be placed as soon as possible. Silt
fence and sediment traps shall be installed prior to beginning earth disturbing activities.
Temporary seeding and mulching shall be placed on disturbed areas that are
expected to be undisturbed for over 7 days or as directed by the Engineer.
Check dams shall be installed as soon as possible in areas of construction. Once
ditches are to grade, permanent erosion control measures shall be placed as soon as
possible and no later than 5 workdays after ditch grading is completed. During
construction, if ditch flow patterns change, erosion control measures may need to be
moved or adjusted so that no areas are left unprotected. Sediment shall be removed from
check dams and other erosion control measures periodically so that those measures
function as intended.
Pipe end sections and anchors shall be placed when the structure is installed. If
the pipe end sections or anchors cannot be placed at the same time, temporary riprap
splashpads shall be placed at the outlets of the pipes until the pipe end sections or
anchors can be placed.
All existing inlets and/or pipes shall be protected from sediment during
construction using INDOT approved methods prior to capping, replacing, or removing.
SECTION 205, AFTER LINE 108, INSERT AS FOLLOWS:
(o) Stable Construction Entrance
The Contractor shall provide a stable construction entrance at the points where
construction traffic will enter onto an existing road. This entrance will serve the purpose
to prevent soil from leaving the construction area and keep the existing roadway free of
sediment. This entrance shall include a geotextile fabric underliner, be a minimum of 12
ft wide, 50 ft long, and constructed of 12 in. of No. 2 stone. The radii shall be large
enough to accommodate the vehicles utilizing the entrance. Additional stone may be
required, as directed, to maintain the usefulness of the stable construction entrance.
Where there in insufficient room for a stable construction entrance, other measures shall
be taken to prevent the tracking of sediment onto the pavement, the Contractor shall
maintain entrances including, but not limited to, reshaping as needed for proper
drainage and top dressing with clean stone as needed. The contractor is also responsible
for the clean up of any debris that may be tracked onto the existing roadway from the
construction site.
TEMPORARY EROSION CONTROL MEASURES TS-21
IN20030661
(p) Concrete Washout
The Contractor shall provide a concrete washout system in accordance with the
specifications, installation, and maintenance described in the “Indiana Storm Water
Quality Manual.”
(q) Filter Tubes
The Contractor shall install, construct, and maintain filter tubes in accordance
with the “Indiana Storm Water Quality Manual.” The minimum filter tube size shall be
18 inches.
(r) Dewatering Structure
The Contractor shall provide dewatering structure in accordance with the
specifications, installation, and maintenance described in the “The City of Carmel
Stormwater Technical Standards Manual.”
SECTION 205, AFTER LINE 118, DELETE AND INSERT AS FOLLOWS:
205.04 Maintenance
Temporary erosion and sediment control measures shall be inspected by the
Contractor’s Erosion Control Supervisor once every seven days and after each rain
activities activity. Inspections shall be documented and records shall be maintained by the
Contractor, to be made available for review upon request. Records shall include, at a
minimum, the date, the inspector’s name, the maintenance and corrections needed based
on this inspection, and the status of previously identified deficiencies. The temporary
protection measures shall be returned to good working conditions within 48 hours after
inspection or as directed. Sediment shall be removed as approved and disposed of in
accordance with 201.03 and 203.08. Inspection records shall be kept until the entire
contract is complete and has been permanently stabilized.
SECTION 205, BEGIN LINE 136, DELETE AND INSERT AS FOLLOWS:
205.06 Method of Measurement
Filter tubes, silt fence and straw bale check dams will be measured by the linear
foot (meter). Straw bale check dams will be measured once per dam parallel to the dam
and at the widest point. Sediment basins will be measured by the units installed complete
in place. Revetment riprap check dams, sediment traps, and splashpads will be measured
by the ton (megagram). The measurement of temporary revetment riprap check dams will
include the revetment riprap and the No. 5 filter stone. Measurement of sediment traps
will include the riprap and the No. 8 filter stone. Temporary mulching will be measured
by the ton (megagram). Temporary seeding will be measured in accordance with 621.13.
Removal of sediment will not be measured by the cubic yard (cubic meter) for payment.
Revetment riprap will be measured in accordance with 616.12. Slope drains will be
measured in accordance with 715.13. Ditch inlet protection will be measured per each
unit installed. Construction and maintenance of stable construction entrances, concrete
washout systems, and dewatering structures will not be measured for payment.
TEMPORARY EROSION CONTROL MEASURES TS-21
IN20030661
SECTION 205, BEGIN LINE 156, DELETE AND INSERT AS FOLLOWS:
205.07 Basis of Payment
The accepted quantities of silt fence and filter tubes will be paid for at the
contract unit price per linear foot (meter), complete in place. Temporary mulching will be
paid for by the ton (megagram). Temporary seeding will be paid for in accordance with
621.14. Sediment basins will be paid for at the contract unit price per each unit installed.
Check dams, revetment riprap; sediment traps; and splashpads will be paid for by the ton
(megagram). Check dams, straw bales will be paid for by the linear foot (meter).
Revetment riprap will be paid for in accordance with 616.13. Slope drains will be paid
for in accordance with 715.14. Removal of sediment will be paid for at the contract unit
price per cubic yard (cubic meter) in the cost of the respective items. Ditch inlet
protection will be paid for at the contract unit price per each unit installed. The cost of
constructing, maintaining, and removal of stable construction entrances, concrete
washout systems, and dewatering structures shall be paid for in the cost of the other
temporary erosion and sediment control pay items. All materials, labor and equipment
required for installation, inspection, maintenance, and removal of filter tubes will be
included in the cost of the filter tubes.
SECTION 205, BEGIN LINE 172, DELETE AND INSERT AS FOLLOWS:
Payment will be made under:
Pay Item Pay Unit Symbol
Liner for Retention Pond............................................................................ LS
Sediment, Remove..........................................................................CYS (m3)
Splashpad, Riprap.......................................................................... TON (Mg)
Temporary Check Dam, Revetment Riprap .................................. TON (Mg)
Temporary Check Dam, Straw Bales ................................................LFT (m)
Temporary Ditch Inlet Protection.........................................................EACH
Temporary Mulching..................................................................... TON (Mg)
Temporary Sediment Basin ..................................................................EACH
Temporary Sediment Trap............................................................. TON (Mg)
Temporary Silt Fence ........................................................................LFT (m)
Temporary Slope Drain .....................................................................LFT (m)
Temporary Filter Tube, 18in…………………………………………….LFT (m)
SECTION 205, BEGIN LINE 210, DELETE AND INSERT AS FOLLOWS:
The cost of maintenance, except for including the removal of sediments, and
removal of temporary erosion and sediment control items shall be included in the cost of
the respective items.
TEMPORARY EROSION CONTROL MEASURES TS-21
IN20030661
SP-22 TEMPORARY CURB INLET PROTECTION
All proposed inlets shall be protected from sediment during construction with the
use of a stormwater curb inlet filtration bag such as the Siltsack® or approved equal.
In addition, wherever the plans indicate “Curb Inlet Protection” those existing
inlets shall be protected from sediment during construction with the use of a stormwater
curb inlet filtration bag such as the Siltsack® or approved equal.
The specifications of the Siltsack® are attached for reference.
UNIT COST
The cost of Curb Inlet Protection shall be paid for as “Temporary Erosion and
Sediment Control, Curb Inlet Protection” per unit price for each and shall include labor,
equipment, and materials required for installation and maintenance.
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
TEMPORARY CURB INLET PROTECTION TS-22
IN20030661
SP-23 – CATCH BASIN HOODS
Whenever the plans indicated a Catch Basin, a Catch Basin Hood shall be
included in accordance with INDOT Standard Drawing E 720-CBST-09.
The cost of Catch Basin Hoods shall not be measured for payment, but shall be
included in the cost of related pay items.
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SP-24 – REPORTING SUBCONTRACT PAYMENTS
SECTION 108, AFTER LINE 28, INSERT AS FOLLOWS:
The Contractor shall submit monthly reports, in a format approved by the
Department, of all payments made to subcontractors. Reports shall be submitted no later
than 10 days after the end of each month in which a subcontractor is paid for work on the
contract. Reports shall include any release of retainage payments made to
subcontractors.
REPORTING SUBCONTRACT PAYMENTS TS-24
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SP-25 – COORDINATION WITH CITY SERVICES
The Contractor shall coordinate construction activities with each of the City
Service Providers listed below. These agencies shall be notified no less than two weeks
in advance of any changes to road closures, detours or restrictions.
Carmel Police Department
Sergeant John McAllister
Operations Division / Traffic Unit
3 Civic Square
Carmel, IN 46032
Phone : (317) 571-2500
Email: jmcallister@carmel.in.gov
Carmel Fire Department
Fire Chief Keith D. Smith
Fire Headquarters
2 Civic Square
Carmel, IN 46032
Phone: (317) 571-2602
Email: ksmith@carmel.in.gov
David Haboush
Assistant Chief of Administration
Fire Headquarters
2 Civic Square
Carmel, IN 46032
Phone: (317) 571-2675
Email: dhaboush@carmel.in.gov
Carmel Clay Schools
Ron Farrand, Jr.
Director, Facilities and Transportation
Carmel Clay Schools
Phone: (317) 815-3962
Email: rfarrand@ccs.k12.in.us
BASIS OF PAYMENT: No direct payment will be made for coordination with City
Services. Cost of all coordination shall not be paid for separately, but included in the cost
of other items.
COORDINATION WITH CITY SERVICES TS-25
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SP-26 – COST REDUCTION INCENTIVE
The Standard Specifications are revised as follows:
SECTION 109, DELETE LINES 330 THROUGH 499.
SECTION 109, AFTER LINE 500, INSERT AS FOLLOWS:
109.04 Cost Reduction Incentive, CRI
The Contractor may submit a written proposal for modifying the Contract
Documents for the purpose of reducing construction costs or contract time. The proposal
shall produce a savings without impairing essential functions, characteristics, and timing
of the project including, but not limited to, safety, service life, economy of operations, the
traveling public, ease of maintenance, desired appearance, design standards and
construction schedules.
(a) CRI Initial Requirements
The Contractor shall initially submit five copies of a brief proposal to the
Department to illustrate the concept or idea. At a minimum, the Contractor shall submit
the following.
1. A statement that the proposal is submitted as a conceptual CRI.
2. A brief proposal with graphics, if appropriate, to illustrate and describe the
concept.
3. A brief description of the existing work and the proposed changes for
performing the work including a discussion of the comparative advantages
and disadvantages for each and how the proposal meets the original intent of
the design.
4. An approximate cost estimate for performing the work under the existing
contract and under the proposed change.
5. An approximate cost estimate of design and engineering fees associated with
the proposed change.
6. A description of any effects the proposed change would have on Department
costs other than those in the contract such as future construction, design, right-
of-way, utilities, maintenance, and operations costs.
7. The amount of time that will be needed to develop a formal CRI proposal.
8. A statement of the date by which the Department must execute an agreement
adopting the proposal to obtain the maximum cost reduction during the
remainder of the contract time, the date the work must begin in order to not
delay the contract, and the reasoning for this time schedule.
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9. An approximate estimate of the effect the proposal will have on the time for
completion of the contract, including development of the formal proposal,
review by the Department and implementation.
10. The name of the redesign professional engineer, if any.
11. Reference to the applicable INDOT Design Manual provisions.
12. A statement regarding impacted permit requirements.
13. Identify any material not in current contract that the contractor proposes to use
and corresponding applicable specifications.
The Department will notify the Contractor in writing within five business days
after receipt of the proposal that the proposal has been rejected, accepted, or that a
meeting needs to be arranged to discuss the proposed conceptual CRI. If the Department
fails to respond within five business days, the proposal will be deemed rejected. If a
meeting is requested, the Contractor shall arrange a meeting involving any professional
engineer that will be used in development of the proposal; the engineer who designed the
original plans or review engineer designated by the Department; contractor personnel;
and INDOT personnel as determined by the Engineer. This meeting shall be held within
10 business days of receipt of the written notification, unless the Engineer approves
additional time. At least two business days prior to the meeting, the Contractor shall
provide a copy of its conceptual CRI to all persons invited to the meeting. Within 10
business days or a mutually agreed upon time after this meeting, INDOT will notify the
Contractor in writing as to whether a complete CRI may be developed.
(b) CRI Formal Proposal Requirements
If a concept is accepted by the Department, a formal proposal shall be submitted
with a statement identifying the proposal as a CRI and shall contain, at a minimum,
information as follows:
1. A description of the difference between the planned work and the proposed
change with a comparison of effects on safety, service life, economy of
operations, the traveling public, ease of maintenance, desired appearance,
design standards, and construction schedules.
2. Proposed changes in the contract documents. Documents showing design
changes shall be signed and bear the seal of a licensed professional
engineer. Design changes shall be supported by design computations as
necessary for a thorough and expeditious evaluation.
3. The pay items, unit prices, and quantities affected by the change.
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4. Complete, detailed cost estimates for performance of the work both as
planned and as proposed.
5. The calendar date required for approval of the proposal in order to produce
the savings indicated.
6. Locations and situations, including test results, in which similar measures
have been successfully used.
7. A statement regarding the effect the proposal will have on the contract
completion time.
8. A signed contract between the Contractor and the Contractor’s redesign
engineer, who prepared and sealed the plans for the CRI proposal, shall be
submitted to the Department. The contract shall provide for the following:
a. The Contractor’s redesign engineer shall be responsible for the
professional quality, technical accuracy, and the coordination of all
designs, drawings, specifications and other services furnished by the
redesign engineer under this contract. The redesign engineer shall
correct or revise any errors or omissions in its designs, drawings,
specifications, and other services. The Contractor’s redesign engineer
shall indemnify, defend, and hold harmless the State and its agents,
officials, and employees, from all claims and suits including court
costs, attorney’s fees, and other expenses caused by any acts, errors, or
omissions of the Contractor’s redesign engineer, its agents, or
employees, in connection with the CRI proposal.
b. Neither the Department’s review, approval, nor acceptance of the plans
for the CRI shall be construed to operate as a waiver of rights under
the contract or cause of action arising out of the contract. The
Contractor’s redesign engineer shall be and shall remain liable to the
Department for all damages caused by the Contractor’s redesign
engineer.
c. The rights and remedies of the Department provided in the contract are
in addition to all other rights and remedies provided by law.
d. No terms between the Contractor and the redesign engineer shall
adversely affect the Department’s liability protection.
9. Contractor’s engineering costs to develop the proposal shall be submitted
with full documentation.
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Additional information shall be provided as required to properly evaluate the
proposed change. Failure to do so may result in rejection of the cost reduction incentive
proposal.
(c) Approval of Formal CRI Proposal
The Engineer will be the sole judge as to whether a formal CRI proposal qualifies
for consideration, evaluation, and approval. A proposal which requires excessive time or
cost for review, evaluation, or investigation, or which is not consistent with Department
design policies, may be rejected. A proposal may also be rejected if not submitted within
the time frame specified in the Contractor’s conceptual proposal, unless the Engineer
approves additional time. Proposed changes in pavement design including materials or
pavement type, changes in materials required to be installed by a certified installer, or
changes in right-of-way will not be approved. A proposal which uses empirical design
(AASHTO LRFD Bridge Design Specifications, Section 9.7.2) of the concrete bridge
deck will not be considered or approved. Only proposals which result in the Department’s
portion of the estimated net savings being $10,000 or more will be considered. Except as
provided in 109.04(d), the Department will not be liable for failure to accept or act upon a
proposal submitted in accordance with the requirements herein or for delays to the work
attributable to such proposal, unless an extension of time is provided as part of the agreed
CRI proposal.
Original contract bid prices shall not be based on the anticipated approval of a
CRI proposal. If the proposal is rejected, the contract shall be completed at the original
contract prices. If a CRI proposal is not approved on or before the calendar date
submitted by the Contractor in the CRI shown on the proposal, such proposal will be
deemed rejected. In determining the estimated net savings, the contract prices bid may be
disregarded if it is determined that such prices do not represent a fair measure of the
value of the work to be performed or deleted.
The CRI proposal will not be approved if equivalent options are already available
within the contract, or if the Department is already considering a change order to the
contract which includes the proposal revisions.
If the CRI proposal is approved, it will be executed by means of a change order.
The change order will show the changes in the plans and specifications necessary to
permit the proposal to be put into effect and the net estimated savings will be set forth on
the change order.
Upon approval, the Department will have the right to use, duplicate, and disclose
in whole or in part, all data necessary for the subsequent adoption of the proposal for
future projects.
The provisions of this specification will apply only to a contracts awarded to the
lowest bidder in accordance with the Department’s competitive bidding requirements.
(d) Payment for Design of Formal Proposal, if Rejected
COST REDUCTION INCENTIVE TS-26
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Except as provided elsewhere herein, if the Department rejects the formal CRI
proposal, the Contractor will be reimbursed for 50% of the Contractor’s reasonable
design costs incurred after the Department’s acceptance of the CRI conceptual proposal.
The Contractor will also be reimbursed for 50% of the Contractor’s reasonable
design costs of an approved CRI proposal if the Department determines that the proposal
is no longer feasible because of changes in field conditions or other conditions beyond
the control of the Contractor. If written approval was given to proceed with the work,
procure materials, begin fabrication, and rejection occurs, the work and fabrication costs
will be reimbursed in accordance with 109.05. The Contractor will be compensated for
materials ordered which are unique to the project based on the Contractor’s cost minus
salvage value if the Contractor is unable to return these items to the vendor. All such
material may, at the option of the Department, be purchased at its actual cost. There will
be no reimbursement for costs incurred prior to the acceptance of the conceptual CRI
proposal. The Contractor will not be reimbursed for design costs if a formal CRI proposal
is rejected because it was not submitted within the time frame specified in the
Contractor’s conceptual proposal or additional time approved by the Engineer, if the
Contractor fails to submit additional information requested by the Department, or if the
design criteria used in the proposal does not comply with the Department’s design
standards.
(e) Other Conditions
The Contractor shall continue to perform the work in accordance with the contract
requirements until a change order incorporating the CRI proposal has been approved.
However, no contract work that will be affected by a CRI proposal shall be performed
until the CRI proposal has been approved or rejected.
Prior to approval, the Engineer may modify a proposal with the concurrence of
the Contractor, to enhance it or make it acceptable. If any modification increases or
decreases the net savings resulting from the proposal, the Contractor’s 50% share will be
determined upon the basis of the proposal as modified.
The Department reserves the right to include in the change order the conditions it
deems appropriate for consideration, approval and implementation of the CRI proposal.
Acceptance of the change order by the Contractor shall constitute acceptance of such
conditions. As a condition for considering a Contractor’s CRI proposal, the Department
also reserves the right to require the Contractor to share in the Department’s costs of
investigating the proposal. If this condition is imposed, the Contractor shall indicate
acceptance in writing. Such acceptance shall constitute full authority for the Department
to deduct amounts for the investigation from moneys due the Contractor under the
contract.
The Engineer may reject, in accordance with 105.03 and 105.11, all or any
portion of work performed under an approved CRI proposal.
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(f) Time Savings Proposals
The Department will consider as a CRI proposal, any proposals that reduce
contract time by changing phasing of the work, the traffic control plan, or design
elements. The Department will consider proposals that result in time savings and at the
same time may increase the cost of the project. The Department will be the sole judge as
to whether the benefits of completing the project or a project phase before the scheduled
completion date or milestone, offsets an increase to the cost of the project. The submittals
for time savings will be reviewed using the CRI proposal process. The Contractor shall
provide the Department sufficient information to enable the Department to evaluate the
cost benefit of the savings.
(g) Adjustments to Contract Time
For approved formal CRI proposals the Department will adjust the applicable
contract time as set out in the proposal. Any adjustment will be set forth in the change
order for the CRI proposal. Depending on the Contractor’s proposal, the adjustment will
be an increase or decrease in the appropriate completion date.
(h) Method of Measurement
The work, as revised by the formal CRI proposal, will be measured as complete
and in place and in accordance with the change order.
(i) Basis of Payment
The work, as revised by the formal CRI proposal, will be paid for as complete and
in place and in accordance with the change order. In addition, 50% of the total net
savings of the CRI proposal will be paid for separately as follows:
1. An initial amount of 25% of the total estimated savings will be paid to
the Contractor upon approval of the change order.
2. Upon completion of all items of work included in the change order, the
total net savings will be calculated and the Contractor will be paid the
difference between 50% of the total net savings and the initial payment
of 25% of the total estimated savings.
3. A cost savings of not less than $5,000.00 shall be guaranteed to the
Department.
The actual formal CRI proposal net savings will be checked upon completion of
the contract and determination of final quantities to determine if any payment adjustment
is required.
Except for the time savings component of a formal CRI proposal, the total net
savings will be determined by the difference between the cost of the revised work and the
cost of the related work required by the original plans and specifications. The cost of the
revised work includes the administrative costs incurred by the Department to review the
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proposal. These costs will be agreed to in the change order. Only those work items
directly affected by the plan change will be considered in making the determination of net
cost savings. Subsequent plan changes affecting the modified work items but not related
to the CRI proposal will be excluded from such determination. Upon completion of all
work included in the CRI proposal, the final total net savings will be determined by
comparing the cost of the work based on the original contract quantities with the cost of
the actual CRI proposal work performed. In determining the savings, the Department
reserves the right to consider other factors in addition to the contract bid prices and
proposed unit prices if, in the judgment of the Department, such prices do not represent a
fair measure of the value of the work to be deleted from or added to the contract.
The net savings of a CRI proposal to reduce contract time will be determined by
multiplying the number of days saved by the daily liquidated damages as set forth in
Section 108.08 or as otherwise provided in the contract.
Redesign engineering, in accordance with this section, is defined as 50% of the
contractor’s reasonable design costs incurred after the Department’s acceptance of the
CRI proposal. Redesign engineering will be paid when a conceptual CRI has been
accepted by INDOT but the final proposal is rejected.
Payment will be made under:
Pay Item Pay Unit
Symbol
Cost Reduction Incentive Proposal No. ____ ................................................. LS
Redesign Engineering, CRI Proposal No. ____.............................................. LS
COST REDUCTION INCENTIVE TS-26
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SP-27 – PAYMENT FOR EXTRA WORK
The Standard Specifications are revised as follows:
SECTION 109, BEGIN LINE 501, DELETE AND INSERT AS FOLLOWS:
109.05 Payment for Extra Work and Force Account Work
Extra work performed in accordance with 104.03 will be paid for by one of the
following methods:
(a) Agreed Price
Extra work performed in accordance with 104.03 will be paid for at the agreed
upon unit prices or lump sum prices as approved on the change order documented on
approved change order. The Contractor shall, when directed, furnish a cost breakdown
to substantiate a unit price or lump sum price.
(b) Force Account
However, the The Department may require the Contractor to do such perform
extra work on a force account basis when a price cannot be agreed upon in accordance
with 109.05(a). The Contractor shall, when directed, submit a written proposal for the
extra work prior to the start of the work. When directed, the proposal shall include the
planned labor, materials, equipment, and schedule for the work. Extra work performed
by force account will be documented on an approved change order and will to be
compensated in the following manner:
(a) 1. Labor Costs
For all labor and foremen in direct charge of the specific operations, the
Contractor will receive the rate of wage, or scale, agreed upon in writing before
beginning work for each hour that said labor and foremen are actually engaged in such
work.
The Contractor will receive the actual costs paid to, or in behalf of, workmen by
reasons of subsistence and travel allowances, worker’s compensation insurance
premiums, unemployment insurance contributions, social security taxes, health and
welfare benefits, pension fund benefits, or other benefits when such amounts are required
by collective bargaining agreement or other employment contract generally applicable to
the classes of labor employed on the work. The Contractor shall furnish satisfactory
evidence of the rate or rates paid for insurance premiums and tax.
An amount equal to 20% of the sum of the above items will also be paid the
Contractor.
(b) 2. Bond and Insurance
For bond premium and property damage and liability insurance premiums, the
Contractor will receive the actual cost, to which cost 10% will be added. The Contractor
shall furnish satisfactory evidence of the rate or rates paid for such bond premium and
insurance premiums.
PAYMENT FOR EXTRA WORK TS-27
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(c) 3. Materials
For materials accepted and used, the Contractor will receive the actual cost of
such materials delivered on the work, including transportation charges paid by the
Contractor, exclusive of machinery rentals as hereinafter set forth, to which cost 12% will
be added.
(d) 4. Equipment
For Contractor owned machinery or special equipment other than small tools as
defined herein, the rates shall be not more than those listed in the current Rental Rate
Blue Book as published by Dataquest, Inc. EquipmentWatch®. The rate used shall be the
FHWA hourly rate which is the ownership cost rate plus the operating cost rate.
Regardless of the time used, this the ownership cost rate shall be the hourly rate obtained
by dividing the monthly Blue Book rate by 176 with appropriate adjustments made for
region and age. Actual fuel, lubricant and transportation costs may be added to the rental
cost FHWA rate. Small tools will be defined as tools costing less than $500 each, or an
aggregate total of $1,000 or less.
For machinery or special equipment not owned by the Contractor, the rate shall be
as shown on invoices. Actual fuel, lubricant and transportation costs may be added to the
rental cost. The Engineer may designate the use of the fuel percentage of the Rental Rate
Blue Book operating cost rate in lieu of actual fuel and lubricant costs. No payment will
be made for repairs to rented equipment.
For equipment that is operational, on-site, and necessary for force account work,
but is idle due to conditions beyond the control of the Contractor, a standby rate will
apply. The standby rate will also apply during the period of transportation and on-site
assembly and disassembly of the equipment for transportation purposes. The standby rate
will be the published ownership cost rate reduced by 50 percent. Standby time will not be
paid for in excess of 8 hours per day minus the number of hours paid for at the FHWA
rate per day; or 40 hours per week minus the number of hours paid for at the FHWA rate
per week. If rented equipment necessary for force account work is idle, the Department
will pay the Contractor for the actual invoice rates for the duration of the idle period.
The Contractor shall provide a list of all information needed to verify the Blue
Book rental rate for each piece of equipment. The information shall include the
equipment type, manufacturer name, model number, year, any attachments used, and any
other information necessary to determine the proper rate.
The Contractor will receive payment for the total costs agreed upon to which sum
12% will be added.
(e) 5. Miscellaneous
No additional allowance will be made for general superintendence or other costs
for which no specific allowance is herein provided.
(f) 6. Subcontracting
PAYMENT FOR EXTRA WORK TS-27
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For administration costs in connection with approved subcontract work, the
Contractor shall receive an amount equal to 10% of the first $3,000 and 7% thereafter, or
the total cost of such work computed as set forth above.
(g) 7. Compensation
The Contractor and the Engineer shall compare records of the cost of work done
as ordered on a force account basis at the end of each day. These records shall be made in
duplicate and signed by both. Each shall retain one copy.
(h) 8. Statements
No payment will be made for work performed on a force account basis until the
Contractor has furnished triplicate itemized statements of the cost of such force account
work detailed as follows:
1. a. name, classification, date, daily hours, total
hours, rate, and extension for each laborer and
foreman;
2. b. designation, dates, daily hours, total hours,
rental rate, and extension for each unit of
machinery and equipment;
3. c. quantities of materials, prices, and extensions;
4. d. transportation of materials;
5. e. cost of property damage, liability and worker’s
compensation insurance premiums,
unemployment insurance contributions, and
social security tax.
Statements shall be accompanied and supported by receipted invoices for all
materials used and for transportation charges. However, if materials used on the force
account work are not specifically purchased for such work but are taken from the
Contractor’s stock, then in lieu of the invoices the Contractor shall furnish an affidavit
certifying that such materials where taken from its stock, that the quantity claimed was
actually used, and that the price and transportation claimed represent the actual cost to the
Contractor.
If the Contractor fails or refuses to prosecute extra work or force account work as
directed, the Department may withhold payment of all current estimates until the
Contractor’s failure or refusal is eliminated.
(i) Cost Breakdown
In case the work is performed as extra work, the Contractor shall, when directed,
furnish a cost breakdown to substantiate a lump sum price or unit price.
PAYMENT FOR EXTRA WORK TS-27
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SP-28 – STOCKPILED MATERIAL
The Standard Specifications are revised as follows:
SECTION 111, BEGIN LINE 9, DELETE AND INSERT AS FOLLOWS:
be incorporated into the work and delivered in the vicinity of the project, or stored in
approved storage facilities. Such materials shall be limited to structural steel, concrete
structural members, pavement reinforcing steel, pavement contraction joints, granular
base and subbase materials, aggregates for HMA and concrete pavements, and structural
supports for signals, signs, and luminaires.
In addition to the aforementioned, the Department will consider the stockpiling of
other steel products, such as guardrail, culvert pipe, etc if it has been determined that a
critical shortage of material would cause delay to the project.
SECTION 111, BEGIN LINE 115, DELETE AS FOLLOWS:
Approval of partial payment for stockpiled materials will not constitute final
acceptance of such materials for use in completing the work. Structural steel members
and pavement reinforcing steel may be subjected to additional inspection and testing prior
to final acceptance and incorporation into the work. All other stockpiled pay items will be
subjected to additional inspection and testing prior to final acceptance and incorporation
into the work.
STOCKPILED MATERIAL TS-28
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SP-29 – CLEARING RIGHT-OF-WAY
No direct payment will be made for removal of any item other than those included
in the itemized bid. Cost of removing all existing trees, signs, fences, curbs, sidewalks,
pipes, drainage structures, strain poles, and any other encumbrance or obstruction within
the right-of-way which interferes in any way with the new construction shall be included
in the cost of clearing right-of-way.
CLEARING RIGHT-OF-WAY TS-29
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SP-30 DEWATERING
A. DESCRIPTION
Based on the geotechnical report, dewatering will be necessary to construct this
project. This work shall consist of dewatering of excavations at various locations as
necessary to construct the proposed improvements. Contractor shall be responsible for
obtaining all permits, registrations and reporting as may be required for well installation,
groundwater pumping and discharge of water.
B. MATERIALS
Materials shall include but not be limited to mechanical wells and/or well points,
pumps, sumps and drainage materials around wells. Temporary drainage facilities will
be required to discharge the ground water away from the construction area. Wells and/or
well points shall be installed and abandoned in conformance with regulations established
at 312 IAC 13.
C. CONSTRUCTION
Prior to installation of dewatering facilities, a detailed dewatering plan shall be
submitted to engineer. Dewatering measures should be implemented early in the
construction sequence to lower the groundwater level to an acceptable elevation below
the base of excavation for all aspects of construction including but not limited to deep
excavation, storm sewer installation, retaining wall construction, and subgrade
preparation. The dewatering system for each area shall be analyzed, designed, modified
and adjusted as required based on the field conditions at the time of construction.
D. METHOD OF MEASUREMENT
This item will not be measured directly for payment.
E. BASIS OF PAYMENT
The cost of all labor, material, equipment, and permit fees necessary to install,
operate, and maintain a dewatering system will not be paid for directly but shall be
included in the cost of other items
DEWATERING TS-30
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SP-31– SAWCUTTING
No direct payment will be made for sawcutting existing curb and gutter or
pavement. Cost of sawcutting shall be included in the cost of other items.
SAWCUTTING TS-31
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SP-32 – REMOVAL OF EXISTING TRAFFIC SIGNAL EQUIPMENT
The following existing traffic signal installations shall be removed. The removal
shall be in accordance with 105.03 and shall include the partial removal of existing traffic
signal foundations in accordance with 805.03 that are not to be utilized in the finished
project.
LOCATIONS
116th Street & Keystone Parkway
Carmel Drive & Keystone Parkway
This work will be measured per each existing traffic signal installation that is to
be removed or partially removed. This work will be paid for at the contract unit price per
each for traffic signal and equipment, remove.
REMOVAL OF EXISTING TRAFFIC SIGNAL EQUIPMENT TS-32
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SP-33 – ELECTION TO PRODUCE RECYCLED CONCRETE AGGREGATE
The Standard Specifications are revised as follows:
SECTION 202, AFTER LINE 228, INSERT AS FOLLOWS:
202.05.1 Recycled Concrete Aggregate
The Contractor may elect to process PCCP and superstructure concrete removed
from within the project limits into aggregate for use on the project.
Recycled concrete aggregate will only be permitted for use as follows:
1. embankment in accordance with 203
2. subgrade treatment in accordance with 207
3 aggregate base in accordance with 301 except that recycled
concrete aggregate shall not be used as subbase for PCCP.
If insufficient recycled concrete aggregate is produced to complete the work, the
Contractor shall provide the necessary new materials to complete the work in
accordance with the applicable specification.
Production, sampling and testing of recycled concrete aggregate shall be in
accordance with 917.
Recycled concrete aggregate produced for use as subgrade treatment or
aggregate base shall be a coarse aggregate No. 53 in accordance with 904 except the
quality requirements of 904.03 for coarse aggregates will not apply.
Foreign materials such as reinforcement and other steel materials, asphalt, and
joint materials will not be allowed in the recycled concrete aggregate.
Waste materials from recycling operations shall remain the property of the
Contractor.
SECTION 202, AFTER LINE 515, INSERT AS FOLLOWS:
Production of recycled concrete aggregate will not be measured separately for
payment.
Recycled concrete aggregate used in embankment will be measured in
accordance with 203.27(e) if embankment is specified as a separate pay item. Otherwise
there will be no measurement for payment.
Recycled concrete aggregate used in subgrade treatment will be measured in
accordance with 207.05.
ELECTION TO PRODUCE RECYCLED TS-33
CONCRETE AGGERGATE IN20030661
Recycled concrete aggregate used in aggregate base will be measured in
accordance with 301.09.
SECTION 202, AFTER LINE 737, INSERT AS FOLLOWS:
Recycled concrete aggregate used in embankment will be paid for in accordance
with 203.28.
Recycled concrete aggregate used in subgrade treatment will be paid for in
accordance with 207.06.
Recycled concrete aggregate used in aggregate base will be paid for in
accordance with 301.10.
No direct payment will be made for the production of recycled concrete
aggregate.
ELECTION TO PRODUCE RECYCLED TS-33
CONCRETE AGGERGATE IN20030661
SP-34 – GENERAL BRIDGE REQUIREMENTS
The Standard Specifications are revised as follows:
SECTION 206, BEGIN LINE 139, INSERT AS FOLLOWS:
206.08 Preparation of Foundation Surfaces
Excavation for foundations on rock without piles shall extend a minimum of 2 ft
(600 mm) into solid rock. All rock or other hard material, if
SECTION 702, AFTER LINE 21, INSERT AS FOLLOWS:
Concrete in superstructure, integral bents, and railings shall be class C. Concrete
in bent caps, unless poured integrally with the superstructure; pier caps; abutment caps;
pier stems; abutment walls; mudwalls; columns; crashwalls; collision walls; and
wingwalls, unless poured with integral end bents, shall be class A. Concrete in footings
shall be class B.
SECTION 702, BEGIN LINE 579, DELETE AND INSERT AS FOLLOWS:
Forms for exposed concrete edges shall be filleted and chamfered as shown on the
plans and 1 in. (25 mm). Forms shall be given a bevel or draft for in the case of all
projections, such as girders and copings, to ensure easy removal.
SECTION 702, BEGIN LINE 1469, INSERT AS FOLLOWS:
The cost of forms, polyvinyl chloride deck drains, falsework, falsework piling, centering,
expansion joints, waterproofing, curing, finishing, and necessary incidentals shall be
included in the cost of the pay items. The cost of placing epoxy resin adhesive on existing
concrete surfaces shall
SECTION 703, BEGIN LINE 55, INSERT AS FOLLOWS:
703.06 Placing and Fastening
Reinforcing steel shall not be ordered for piers or bents to be founded on soil or
rock until the foundation conditions have been investigated. The bottom elevations of
such footings will then be determined. Written permission will then be given to order
such reinforcing steel. Sufficient excavation and all necessary soundings shall be made
as directed so that exact bottom elevations of footings may be determined.
All dimensions shown on the plans for spacing of reinforcing bars apply to
SECTION 707, AFTER LINE 179, INSERT AS FOLLOWS:
Voids in precast concrete members shall be formed of approved material. Voids
shall be vented during curing. All voids shall be drained by means of an approved
method.
SECTION 707, LINE 193, INSERT AS FOLLOWS:
face and top of the curb section shall be finished in accordance with 702.21. The outside
faces of fascia beams and the tops of all beams shall be sealed in accordance with
702.21. Such faces shall not be rubbed.
GENERAL BRIDGE REQUIREMENTS TS-34
IN20030661
SP-35 – B BORROW AND STRUCTURE BACKFILL
The Standard Specifications are revised as follows:
SECTION 211, BEGIN LINE 1, DELETE AND INSERT AS FOLLOWS:
SECTION 211 – B BORROW AND STRUCTURE BACKFILL
211.01 Description
This work shall consist of backfilling excavated or displaced peat deposits; filling
up to designated elevations of spaces excavated for structures and not occupied by
permanent work; constructing bridge approach embankment; and filling over structures
and over arches between spandrel walls, all with special material.
MATERIALS
211.02 Materials
Materials shall be in accordance with the following.
B Borrow.........................................................................As Defined*
Flowable Backfill .........................................................................213
Geotextile .....................................................................................918.02
Structure Backfill .........................................................................904
* The material used for special filling shall be of acceptable quality, free from large or
frozen lumps, wood, or other extraneous matter and shall be known as B borrow. It shall
consist of suitable sand, gravel, crushed stone, ACBF, GBF, or other approved material.
The material shall contain no more than 10% passing the No. 200 (75 μm) sieve and shall
be otherwise suitably graded. The use of an essentially one-size material will not be
permitted unless approved.
Aggregate for end bent backfill shall be No. 8 or No. 9 crushed stone or ACBF,
class D or higher.
The Contractor has the option of either providing B borrow or structure backfill
from an established CAPP source, or supplying the material from another source. The
Contractor has the following options for supplying B borrow or structure backfill from a
local site:
a) the establishment of a CAPP Producer Yard at the local site in
accordance with 917; or
b) use a CAPP Certified Aggregate Technician or a consultant on the
Department’s list of approved Geotechnical Consultants For Gradation
Control Testing.
For material excavated within the project limits, gradation control testing will be
performed by the Department if the Contractor is directed to use the material as B borrow
or as structure backfill.
B BORROW AND STRUCTURE BACKFILL TS-35
IN20030661
The frequency of gradation control testing shall be one test per 2000 t (2000 Mg)
based on production samples into a stockpile or by over the scales measurement, with a
minimum of two tests per contract (one in the beginning and one near the mid-point). The
sampling and testing of these materials shall be in accordance with applicable
requirements of 904 for fine and coarse aggregates. The Contractor shall advise, in
writing, the Engineer and the District Materials and Testing Engineer of the plan to
measure the material.
Where structure backfill is specified, the Contractor may substitute flowable
backfill in accordance with 213. However, flowable backfill shall not be placed into or
through standing water, unless approved in writing.
CONSTRUCTION REQUIREMENTS
211.03 General Requirements
If B borrow or structure backfill is obtained from borrow areas, the items of
obtaining the areas, their locations, depths, drainage, and final finish shall be in
accordance with 203.
Unless otherwise specified, if excavated material complies with 211.02 and if B
borrow or structure backfill is required for special filling, the excavated material shall be
used as such. If there is a surplus of this material, such surplus shall be used in
embankment. The provisions of 203.19 shall apply to placing this material at structures.
All surplus in excess of the directed or specified use on the right-of-way shall be disposed
of in accordance with 201.03.
If fill or backfill as described in this specification is within embankment limits,
and if it is not required that the entire fill or backfill be of B borrow and placed as such,
then that portion above the free-water level shall be placed in accordance with applicable
provisions of 203 and compacted to the required density.
If borrow is required outside the specified limits of B borrow, material in
accordance with the specifications for B borrow may be furnished at the contract unit
price for borrow; however, the quantity of borrow measured for payment outside the
limits of structure backfill will not exceed the theoretical quantity of B borrow furnished.
Unless otherwise specified, all spaces excavated for and not occupied by bridge
abutments and piers, if within embankment limits, shall be backfilled to the original
ground line with B borrow, and placed in accordance with 211.04.
Where B borrow or structure backfill is required as backfill at culverts, retaining
walls, sewers, manholes, catch basins, and other miscellaneous structures, it shall be
compacted in accordance with 211.04.
B BORROW AND STRUCTURE BACKFILL TS-35
IN20030661
Where specified, aggregate for end bent backfill shall be placed behind end bents
and compacted in accordance with 211.04. Prior to placing the aggregate, a geotextile
shall be installed in accordance with 616.11.
211.03.1 Structure Backfill Types
The structure backfill type shall be as specified.
Within each of the following structure backfill types, the Contractor shall choose
from the listed options for each type:
(a) Type 1
1. structure backfill in accordance with 904.05
2. non-removable or removable flowable backfill in accordance with 213.
(b) Type 2
1. crushed stone aggregate or ACBF structure backfill in accordancewith
904.05, except No. 30, No. 4 and 2 in. (50 mm) nominal sizeaggregate
shall not be used.
2. non-removable or removable flowable backfill in accordance with 213.
(c) Type 3
1. structure backfill in accordance with 904.05, except only No. 30 or No.
4 nominal size aggregates shall be used.
(d) Type 4
1. removable flowable backfill in accordance with 213.
(e) Type 5
1. non-removable flowable backfill in accordance with 213.
211.04 Compaction
B borrow and structure backfill types 1, 2, and 3 shall be compacted with
mechanical tamps or vibrators in accordance with the applicable provisions of 203.23
except as otherwise set out herein.
B BORROW AND STRUCTURE BACKFILL TS-35
IN20030661
Aggregate for end bent backfill and coarse aggregate No. 8, No. 9, or No. 11 used for
structure backfill shall be deposited in layers not to exceed 12 in. (300 mm) loose
measurement. Each layer shall be mechanically compacted with a compactor having a
plate width of 17 in. (425 mm) or larger that delivers 3000 to 9000 lb (13.3 to 40 kN) per
blow. Each lift shall be compacted with two passes of the compactor.
211.05 Embankment for Bridges
When special filling is required, the embankment for bridges shall be constructed
using B borrow within the specified limits shown on the plans. All embankment
construction details specifically set out in this specification for embankment for bridges
shall be considered in accordance with the applicable requirements of 203.
At the time B borrow is being placed for approach embankment, a well
compacted watertight dam shall be constructed in level lifts, the details of which are
shown on the plans. Except as hereinafter specified for material to be used in constructing
the enclosing dam, and for growing vegetation, and unless otherwise provided, the
material for constructing bridge approach embankment shall be B borrow compacted by
mechanical methods. If approach embankment or shoulders are constructed of material
not suitable for growing seed or sod, and if one or both of these is required, then such
areas shall, unless otherwise specified, be covered with a layer of clay, loam, or other
approved material. This layer shall be approximately 1 ft (0.3 m) thick after being
compacted into place.
211.06 B Borrow Around Bents
When specified, B borrow shall be placed around all bents falling within the
limits of the approach grade as shown on the plans. Before placing, the surface of the
ground on which it is to be placed shall be scarified or plowed as directed. The
embankment slope shall be 2:1 on the sides and beneath the structure, and shall be 6:1
from the end of the bridge down to the average ground line, or it may be required to
complete the approaches back to the existing grade. An enclosing dam and provisions for
growing vegetation shall be constructed in accordance with 211.05.
211.07 Blank
211.08 Spandrel Filling
Unless otherwise specified, spandrel fills for arch structures shall be composed of B
borrow. The fill shall be carried up symmetrically in lifts from haunch to crown and
simultaneously over all piers, abutments, and arch rings. Compaction shall be in
accordance with 211.04.
211.09 Method of Measurement
B borrow, structure backfill types 1, 2, or 3, and aggregate for end bent backfill will be
measured by the cubic yard (cubic meter) as computed from the neat line limits shown on
the plans, or as adjusted. If cubic yards (cubic meters) are set out as the pay item for B
borrow or structure backfill in the Schedule of Pay Items and if neat line limits are not
specified for measurement of volume for the material, measurement will be made by the
B BORROW AND STRUCTURE BACKFILL TS-35
IN20030661
cubic yard (cubic meter) at the loading point in truck beds which have been measured,
stenciled, and approved. The B borrow may be weighed and converted to cubic yards
(cubic meters) by assuming the weight per cubic foot (mass per cubic meter) to be 90%
of the maximum wet density in accordance with AASHTO T 99. The material may be
cross sectioned in its original position and again after excavation is complete, and the
volume computed by the average end area method. If B borrow is used for backfill in
areas where unsuitable material is present or peat excavation has been performed, unless
otherwise directed, the B borrow will be cross sectioned, and the volume will be
computed by the average end area method.
Structure backfill types 4 or 5 will be measured by the cubic yard (cubic meter) as
computed from the neat line limits shown on the plans, or as adjusted. If neat line limits
are not shown on the plans, the volume in cubic yards (cubic meters) of flowable backfill
furnished and placed as structure backfill type 4 or 5 will be computed from the nominal
volume of each batch and a count of the batches. Unused and wasted flowable backfill
will be estimated and deducted.
If the material is to be paid for by the ton (megagram), it will be weighed in
accordance with 109.01(b).
If the material comes from a wet source such as below water or a washing plant,
and weighing is involved in the method of measurement, there shall be a 12 h drainage
period prior to the weighing.
Geotextile will be measured in accordance with 616.12.
211.10 Basis of Payment
The accepted quantities of B borrow will be paid for at the contract unit price per
cubic yard (cubic meter) or per ton (megagram) as specified, complete in place.
Structure backfill will be paid for at the contract unit price per cubic yard (cubic
meter) of the type specified, based on the neat line limits shown on the plans or as
adjusted for authorized changes, provided the material comes from outside the permanent
right-of-way. If the Schedule of Pay Items does not contain a pay item for structure
backfill and it is required to backfill pipes or culverts within the project limits, a change
order will be generated to establish a unit price.
B borrow material placed outside the neat lines will be paid for as borrow when
such B borrow eliminates required borrow material. Otherwise, no payment will be made
for backfill material placed outside the neat lines.
Aggregate for end bent backfill will be paid for at the contract unit price per cubic
yard (cubic meter), based on the neat line limits shown on the plans or as adjusted by
authorized changes.
B BORROW AND STRUCTURE BACKFILL TS-35
IN20030661
Geotextile will be paid for in accordance with 616.13.
Flowable backfill which is substituted for structure backfill will be paid for as
structure backfill.
If topsoil, loam, or other suitable material in accordance with 211.05 is used for
expediting the growth of seed or sod, it will be paid for at the contract unit price per cubic
yard (cubic meter) for borrow, unless otherwise provided.
Payment will be made under the following:
Pay Item Pay Unit Symbol
Aggregate For End Bent Backfill........................................................CYS (m3)
B Borrow.............................................................................................CYS (m3)
TON (Mg)
Structure Backfill, Type ____ ............................................................CYS (m3)
No payment will be made under this section for material obtained within the
excavation limits of the project if the Contractor is directed to use the material as B
borrow or structure backfill in a pipe trench, culvert, construction of an embankment or
fill, or if the Contractor uses the material for its own convenience. Material obtained from
within the excavation limits of the project and which the Contractor is directed to use as
B borrow or structure backfill for other purposes including replacement of undercut
areas, support for a MSE wall, and end bent fill will be paid for at the contract unit price
of $5.00 per cubic yard ($6.50 per cubic meter) for B borrow/structure backfill handling.
The cost of disposal of excavated material shall be included in the cost of the pay
items in this section.
B BORROW AND STRUCTURE BACKFILL TS-35
IN20030661
SP-36 – FLOWABLE BACKFILL
The Standard Specifications are revised as follows:
SECTION 213, BEGIN LINE 1, DELETE AND INSERT AS FOLLOWS:
SECTION 213 – FLOWABLE BACKFILL
213.01 Description
This work shall consist of placing flowable backfill in trenches for pipe structures,
culverts, utility cuts, and other work extending under pavement locations, to fill
cavitiesbeneath slopewalls and other locations in accordance with 105.03.
Flowable backfill will be classified as either removable or non-removable.
MATERIALS
213.02 Materials
Materials shall be in accordance with the following:
Concrete Admixtures .............................................................912.03
Fine Aggregate*.....................................................................904.02(a)
Fly Ash ...................................................................................901.02
Portland Cement.....................................................................901.01(b)
Water......................................................................................913.01
*Except that steel furnace slag shall not be used
If fly ash is used as a filler and not as a pozzolan, the fly ash shall be in
accordance with 904.
The supplier may elect to use nominal size No. 23 and No. 24 gradations in
accordance with 904.02(h) or may propose the use of alternate gradations. The alternate
gradation and proposed tolerances of material passing each sieve shall be included in the
flowable backfill mix design.
213.03 Flowable Backfill Mix Design
The Contractor shall submit a flowable backfill mix design, FBMD, to the
Engineer DMTE a minimum of seven days and arrange a prior to the trial batch. The
FBMD will be approved based on compliance accepted in accordance with 213.04. The
FBMD shall be submitted in a format acceptable to the Engineer DMTE and shall include
the following:
(a) a list of all ingredients
(b) the source of all materials
(c) the gradation of the aggregates
(d) the batch weight (mass) with the aggregates at the SSD condition
(e) the names of all admixtures
(f) the admixture dosage rates and manufacturer’s recommended range
FLOWABLE BACKFILL TS-36
IN20030661
FBMD’s which were used on contracts in the current or previous calendar year,
may be submitted to the District Materials and Tests Engineer for approval. Effective
January 1, 2004, all FBMD’s shall meet the requirements of 213.05. A FBMD in
accordance with these specifications, which has been approved for use on a previous
contract, may be submitted to the DMTE for approval. The submittal shall include copies
of test results in accordance with 213.04 and 213.05.
After the completion of the trial batch and all test results have been reviewed for
compliance with the specifications, a mixture number will be assigned by the Engineer.
Mix design changes Changes in the FBMD will not be allowed after the FBMD
approval, except for adjustments to compensate for routine moisture fluctuations or a
change in sand source in accordance with 213.05 based on the dry flow determined from
the trial batch testing. All other changes will require a new FBMD.
213.04 Flowable Backfill Mix Criteria
The FBMD shall produce a workable mixture with the following properties.
Minimum Unconfined Compressive Strength
at 28-days............................................................................ 50 psi
(350 kPa)
Maximum Unconfined Compressive Strength
at 28-days........................................................................ 150 psi
(1050 kPa)
Minimum Fill Spread Diameter .......................... .........................8 in.
(200 mm)
(a) Flow Consistency
Flow consistency will be measured in accordance with ASTM D 6103. The
diameter of the spread shall be at least 8 in (200 mm).
(b) Lightweight Dynamic Cone Penetration Blow Count Number
A lightweight dynamic cone penetration test will be performed in accordance with
ITM 216 after the flowable backfill mix has cured for three days. The average
penetration resistance blow count number for removable flowable backfill shall not be
less than 20 nor greater than 30. Non removable flowable backfill mixes shall have an
average penetration resistance blow count greater than 30.
(c) Removability Modulus
The removability modulus, RM, will be determined for the FBMD by the formula as
follows:
RM = 0.000104(UW)1.5 64.1572.1 14−N (English Units)
FLOWABLE BACKFILL TS-36
IN20030661
RM = 0.00000162(UW)1.5 64.1572.1 14−N (SI Units)
Where:
N14 = average lightweight dynamic cone penetration blow count after 14 days in
accordance with ITM 216.
Uw = dry unit weight, pcf (kg/m3), of flowable backfill after 14 days in
accordance with ITM 218.
The RM shall be 1.0 or less for removable flowable backfill.
After all test results have been reviewed for compliance with the specifications, a
mixture number will be assigned by the DMTE.
213.05 Flowable Backfill Trial Batch
A trial batch shall be produced by the Contractor and will be tested by the District
Materials and Tests Engineer Department to verify that the FBMD meets the flowable
backfill mix criteria. The Department will verify the classification of the mix as either
removable or non-removable from the results of the trial batch. The flowable backfill
shall be batched within the proportioning tolerances of 508.02(b). The Engineer
Department will determine the test results and provide them to the Contractor with test
results for the unconfined compressive strength test and the flowable backfill spread
diameter. The trial batch shall be of sufficient quantity to allow the Contractor and the
Engineer Department to perform all required tests from the same batch. Trial batch
flowable backfill shall not be used for more than one test.
Compressive strength testing shall be conducted in accordance with ITM 588.
Flow testing shall be conducted in accordance with ASTM D 6103.
The Contractor shall determine the penetration resistance of the flowable backfill
produced during the trial batch in accordance with ITM 213 at one, three, seven, and
fourteen days. The results shall be submitted to the Engineer.
FBMD’s which were used on contracts in the current or previous calendar year,
may be submitted to the District Materials and Tests Engineer for approval.
The Department will obtain a sample of the fine aggregate and fly ash described
in the FBMD. The Department will test the dry flow in accordance with ITM 217 and
record the results on the FBMD.
If the Contractor requests to change the source of the fine aggregate identified in
an approved FBMD the Contractor shall submit a revised FBMD to the DMTE. The
Department will obtain a sample of the new fine aggregate and, if applicable, a sample of
the fly ash as identified in the approved FBMD. Dry flow will be tested in accordance
with ITM 217. If the test result is within ± 2.0 s of the value shown on the approved
FBMD, the revised FBMD will be approved and a new trial batch will not be required.
FLOWABLE BACKFILL TS-36
IN20030661
Failure to meet the dry flow test requirement will require the Contractor to submit a new
FBMD and perform a new trial batch for approval of the proposed new fine aggregate.
213.06 Mixing Equipment
The mixing equipment shall be in accordance with the applicable requirements of
702 or 722, except that in lieu of the calibration requirements of 722.11, the mixer
operator shall make delivery in a properly calibrated continuous mixer.
CONSTRUCTION REQUIREMENTS
213.07 Placement
The flowable backfill shall not be placed on frozen ground. Flowable backfill
shall be protected from freezing until the material has set for 72 hr. Flowable backfill
shall not be placed into or through standing water unless approved by the Engineer in
writing.
The diameter of the flowable backfill spread shall be at least 8 in. (200 mm) at
time of placement. Water may be adjusted from the FBMD to meet the minimum spread
requirement if the initial measured spread is between 7 and 8 in. (175 and 200 mm).
If using mixing equipment in accordance with 722, the yield will be checked using
the 1/4 cu yd (0.2 m3) box method as follows:
(a) The chute shall be cleaned and the box shall be positioned on a level
surface to receive the discharged flowable backfill.
(b) The mixer shall be operated until the cement or fly ash counter
indicates that 1/4 cu yd (0.2 m3) of flowable backfill has been yielded.
(c) The contents of the box will be consolidated and struck off. If the box is
not full, the gates shall be adjusted and the procedure shall be
repeated until the actual and calculated volumes of flowable backfill
agree.
(d) Yield will be checked on the first load of each truck and every third
load per truck thereafter. Additional yield tests will be required after
making any adjustments.
The flowable backfill shall be brought up uniformly to the fill line as shown on
the plans or as directed. When used as structure backfill, flowable backfill shall be placed
uniformly so as not to induce unbalanced loading on any part of a structure.
FLOWABLE BACKFILL TS-36
IN20030661
The flowable backfill shall not be subjected to load nor disturbed by construction
activities until a lightweight dynamic cone penetration test has produced a minimum blow
count resistance testing in accordance with ITM 213 has been completed. The minimum
penetration resistance blow count shall be as follows:
For PCCP .................................................................................70 psi (500
kPa)
For all Other Applications................................................... 1200 psi (8000
kPa)
Construction Activities With Vibratory Compaction After
Backfill.................12
Construction Activities Without Vibratory Compaction After
Backfill..............7
213.08 Method of Measurement
Flowable backfill will be measured by the cubic yard (cubic meter) of the type
specified as computed from the neat line limits shown on the plans, or as adjusted. If neat
line limits are not shown on the plans, the volume in cubic yards (cubic meters) of
flowable backfill furnished and placed will be computed from the nominal volume of
each batch and a count of the batches. Unused and wasted flowable backfill will be
estimated and deducted. Drilled holes will be measured by the number of holes drilled.
213.09 Basis of Payment
The accepted quantities of flowable backfill will be paid for at the contract unit
price per cubic yard (cubic meter) for the type specified, furnished and placed. Holes
drilled in the pavement will be paid for at the contract unit price per each.
Payment will be made under:
Pay Item Pay Unit Symbol
Drilled Hole for Flowable Backfill ...........................................................EACH
Flowable Backfill, Non-Removable ....................................................CYS (m3)
Flowable Backfill, Removable ............................................................. CYS (m3)
The cost of material placed outside the neat line limits, material placed outside the
adjusted limits, and unused or wasted flowable backfill shall be included in the cost of
this work.
FLOWABLE BACKFILL TS-36
IN20030661
SP-37 – CHEMICAL MODIFICATION OF SOILS
SECTION 215, DELETE LINES 1 THRU 140 AND INSERT AS FOLLOWS:
SECTION 215 – CHEMICAL MODIFICATION OF SOILS
215.01 Description
This work shall consist of the modification of soils by uniformly mixing dry
portland cement, fly ash, lime, or a combination of the materials with soil to aid in
achieving the workability of soils having an excessive moisture content.
MATERIALS
215.02 Materials
Materials shall be in accordance with the following:
Fly Ash...................................................................................901.02
Lime .......................................................................................913.04(b)
Portland Cement, Type I........................................................901.01(b)
Water......................................................................................913.01
CONSTRUCTION REQUIREMENTS
215.03 Testing and Mix Design
The Contractor shall be responsible for all tests required to determine the
chemical modifier type and optimum chemical modifier content for modification of the
soils. The modifier selection, laboratory testing, and mix design shall be performed by an
approved geotechnical consultant in accordance with the Department’s Design
Procedures for Soil Modification or Stabilization.
The quantities for hydrated lime, quicklime, or portland cement shall be based on
4.0 ± 0.5% by dry unit weight (mass) of the soils. The quantities for lime by-products
shall be based on 5.0 ± 1.0% by dry unit weight (mass) of the soils. The quantities for fly
ash class C shall be based on 12.0 ± 2.0% by dry unit weight (mass) of the soils. Class F
fly ash shall not be used except in combination with lime or cement.
If hydrated lime, quick lime, or cement are used, test results, recommendations,
and a type A certification for the chemical modifiers, except for cement, shall be
submitted to the Engineer prior to use. If fly ash, lime, lime by-products, or any
combination of chemical modifiers are used, test results, recommendations, and type A
certifications for the chemical modifiers shall be submitted to the Engineer and to the
Materials and Tests Division for approval at least five business days prior to use. Cement,
if used, shall be from the Department’s list of approved Cement Sources.
The quantity of chemical modifier may be adjusted for different soil types.
However, the source or type of chemical modifier shall not be changed during the
CHEMICAL MODIFICATION OF SOILS TS-37
IN20030661
progress of the work without approval. A change in source or type shall require a new
mix design.
215.04 Storage and Handling
The chemical modifier shall be stored and handled in accordance with the
manufacturer’s recommendations.
215.05 Weather Limitations
The chemical soil modification shall be performed when the soil has a minimum
temperature of 45°F (7°C), measured 4 in. (100 mm) below the surface, and with the air
temperature rising. The chemical modifier shall not be mixed with frozen soils or with
soil containing frost. Chemical modification of soils for the purpose of modifying the
moisture characteristics of wet fill soils for the earth embankments (excluding subgrade
treatment and the top 16 in. of chemically modified fill) can be performed when the soil
has a minimum temperature of 35°F. The temperature of the soil during placement,
spreading of chemical modifier and compaction should not be less than 35°F. Any soil
that has a temperature less than 35°F should be removed. If work is suspended, an 8 in.
thick lift of loose soil should be placed over the chemically modified soil to protect the
soil from freezing.
215.06 Preparation of Soils
The soils shall be prepared in accordance with 207.03. All aggregates which are
larger than approximately 3 in. (75 mm) encountered before or after mixing the soils and
chemical modifiers shall be removed.
215.07 Spreading of Chemical Modifiers
Where type A-6 or A-7 soils are used or encountered, the surface shall be
scarified or disked to the specified depth prior to distribution of the chemical modifier. If
a combination of modifiers are used, it shall be mixed mechanically prior to being
incorporated. The chemical modifier shall be distributed uniformly by a cyclone, screw-
type, or pressure manifold type distributor. The chemical modifier shall not be applied
when wind conditions create problems in adjacent areas or create a hazard to traffic on
any adjacent roadway. The spreading of the chemical modifier shall be limited to an
amount which can be incorporated into the soil within the same work day. If weather
causes stoppage of work or exposes the chemical modifier to washing or blowing,
additional chemical modifier may be spread when the work resumes.
215.08 Mixing
The chemical modifier, soil, and water when necessary, shall be thoroughly mixed
by rotary speed mixers or a disc harrow. The mixing shall continue until a homogenous
layer of the required thickness has been obtained. One hundred percent of the material,
exclusive of rock particles, shall pass a 1 in. (25 mm) sieve and at least 60% shall pass a
No. 4 (4.75 mm) sieve. The mixing depth shall be 16 in. (400 mm).
CHEMICAL MODIFICATION OF SOILS TS-37
IN20030661
When chemical modification of the soils is used for the purpose of modifying the
moisture characteristics of wet fill soils for the earth embankments, the lift thickness shall
be limited to 8 in. loose and 6 in. compacted.
215.09 Compaction
Compaction of the mixture shall begin as soon as practicable after mixing.
Compaction after mixing shall be as follows:
(a) For cement modified soils, mixing shall be completed within 30 min of
cement placement and compaction shall be completed within 3 h after
mixing.
(b) Fly ash modified soils shall be compacted within 4 h.
(c) Lime modified soils shall be compacted within 24 h.
Compactive efforts shall be in accordance with 203 or 207.03 as applicable.
Compaction verification of chemically modified soils will be determined based on the
dynamic cone penetrometer (DCP) in accordance with ASTM D-6951-03. A maximum
penetration of 8 mm per blow will be used for verification of adequate lift compaction.
The moisture content of the mixture shall be between the optimum moisture and
the optimum moisture plus 2.0%. Aeration or drying by further mixing, or the addition of
water and further mixing, may be required to obtain the optimum moisture content.
Construction traffic or equipment shall not be on the chemically modified
subgrade treatment soils (i.e., the 16 in. of chemically modified soils beneath the crushed
aggregate subgrade treatment) within 72 hours after compaction. Construction traffic
when chemical modification of the soils is for the purpose of modifying the moisture
characteristics of wet fill soils for the earth embankments (excluding the top 16 in. of the
fill or the subgrade treatment) can be allowed provided the construction traffic is routed
in only one direction, that turning of construction traffic does not occur on the chemically
modified fill soil and the construction traffic does not break down the chemically
modified soil or cause pumping or rutting of the chemically modified soils.
215.10 Method of Measurement
The accepted quantity of chemically modified soils for subgrade treatment will be
measured by the square yard (square meter), complete in place. All excavation required
to modify the soils below the specified depth will be measured in accordance with
203.27(b).
The accepted quantity of lime used for modifying wet soils will be measured by
the ton (MG) of lime complete in place and will only be paid for if soil modification is
directed by Engineer.
CHEMICAL MODIFICATION OF SOILS TS-37
IN20030661
215.11 Basis of Payment
The accepted quantity of chemically modified soils for use as subgrade treatment
will be paid for by the square yard (square meter), complete in place. All excavation
required to modify the soils below the specified depth will be paid for in accordance with
203.28.
The accepted quantity of lime used for modifying wet soils will be paid for by the
ton (MG) of lime material used for modification. The payment quantity for modifying
wet soils represents the cost of the lime modifier, not the total mass of the modified fill.
Adjustment of materials for chemical modification that exceeds the limits of
215.03 will be included in a change order for materials only and paid for as chemical
modifier adjustments. If mix design test results show that hydrated lime, quicklime, lime
by-products, or fly ash are not appropriate and moisture density compaction can not be
achieved, a price adjustment will be made for the use of cement. The price adjustment
will be calculated at a cost equal to the difference in the invoice cost of the cement and
the invoice cost of the hydrated lime. This adjustment will be included in a change order
and will be paid for as chemical modifier adjustments. Payment for chemical modifier
adjustments will be made for direct material costs incurred by the Contractor and shall
not include any other markups.
Payment will be made under:
Pay Item Pay Unit Symbol
Chemical Modification, Soils, Subgrade Treatment........................... SYS (m2)
Chemical Modifier, Soils, Modifying Wet Fill Soil, Lime ..............TON (MG)
The cost of performing the laboratory tests, providing an approved geotechnical
consultant, scarification of the subgrade, spreading and mixing of the chemical modifier
and soil, compaction of the resultant mixture, shaping the subgrade, work required due to
adjustments of modifier proportioning, additional modification required due to weather
conditions, correction of deficient areas, water required for the modification process,
modified subgrade trimming, and all operations needed to meet the requirements of this
specification shall be included in the cost of the pay items of this section.
CHEMICAL MODIFICATION OF SOILS TS-37
IN20030661
SP-38 – EXISTING SECTION CORNERS & BENCHMARKS
The Hamilton County Surveyor’s office will be responsible for referencing and
reestablishing all section corners within the project limits. The CONTRACTOR shall
notify the Hamilton County Surveyor’s office a minimum of one week prior to disturbing
any existing section corner monument. CONTRACTOR shall also notify the Hamilton
County Surveyor’s office at the time the area around each section corner is approximately
at final grade.
Hamilton County Surveyor’s Office
One Hamilton County Square
Suite 188
Noblesville, IN 46060
(317)776-9627
ATTN: Mr. Joe Mullins, PLS
The CONTRACTOR is responsible for notifying all necessary parties to remove and
reset existing USGS benchmarks located on Structure #1. Information regarding the
reestablishment of these benchmarks is included in the DNR permit, incorporated into
these contract documents.
No direct payment will be made to coordinate the relocation of section corners and
benchmarks.
EXISTING SECTION CORNERS TS-38
IN20030661
SP-39 – MATERIAL TESTING
CONTRACTOR shall be responsible for all testing and sampling of all materials
and/or provide certification of materials in accordance with the Indiana Department of
Transportation Standard Specifications dated 2008 and the Materials and Tests Frequency
Manual dated January 2005. The CONTRACTOR shall select an independent testing
service, approved by the Engineer, to provide all laboratory tests and field tests. The
CONTRACTOR shall provide certified test results and material certifications to the
Engineer in a timely manner. Required sampling and testing under this special provision
shall include but not be limited to QC/QA HMA material sampling and testing, and
dynamic pile load pile driving analysis (PDA). The cost of providing samples and testing
shall not be paid for directly but shall be included in the cost of other items.
Exception: The ENGINEER will be responsible for conducting concrete
sampling and testing for compressive strength requirements, air content, relative yield,
slump, proctor analysis and density testing of embankments, subgrade, and pipe structure
backfill.
MATERIAL TESTING TS-39
IN20030661
SP-40 – HMA PROVISIONS
The Standard Specifications are revised as follows:
SECTION 402, AFTER LINE 39a, INSERT AS FOLLOWS:
SECTION 402, LINE 52, DELETE AND INSERT AS FOLLOWS:
Mixture Type Type A Type B Type C Type D
Design ESAL 200,000 2,000,000 9,000,000 11,000,000
9.5 mm 9.5 mm 9.5 mm 9.5 mm Surface 12.5 mm 12.5 mm 12.5 mm 12.5 mm
Surface – PG Binder 64-22 64-22 70-22 70-22
12.5 mm 12.5 mm 12.5 mm 12.5 mm Intermediate 19.0 mm 19.0 mm 19.0 mm 19.0 mm
Intermediate – PG Binder 64-22 64-22 64-22 70-22
19.0 mm 19.0 mm 19.0 mm 19.0 mm Base 25.0 mm 25.0 mm 25.0 mm 25.0 mm
Base – PG Binder 64-22 64-22 64-22 64-22
The MAF equals the Gmm from the mixture design divided by the following:
2.465 for 9.5 mm mixtures and 2.500 for 12.5 mm, 19.0 mm, and 25.0 mm mixtures. If
the MAF calculation results in a value where 0.980 ≤ MAF ≤ 1.020, then the MAF shall
be considered to be 1.000. If the calculated MAF is outside of the above range, then the
actual calculated value shall be used. If the MAF is greater than 1.020, the calculated
MAF value shall have 0.020 subtracted from the value. If the MAF is less than 0.980, the
calculated MAF value shall have 0.020 added to the value.
SECTION 402, BEGIN LINE 118, DELETE AND INSERT AS FOLLOWS:
Recycled materials may be used in all mixtures except type C and type D surface
mixtures. A maximum of 15.0% RAP or 3.0% ARS by weight (mass) of the total mixture
may be used in type C and D surface mixtures provided the recycled material is 100%
passing the 3/8 in. (9.5 mm) sieve and 95% to 100% passing the No. 4 (4.75 mm) sieve.
SECTION 402, BEGIN LINE 125, DELETE AND INSERT AS FOLLOWS:
The binder low temperature classification for mixtures containing greater than
15.0% and up to 25.0% RAP shall be -28°C, and the binder high temperature
classification may be reduced by 6°C. Mixtures containing 15.0% or less RAP shall use
the same grade of binder as specified. The binder for mixtures containing greater than
15.0% and up to 25.0% RAP shall be reduced by one temperature classification, 6°C, for
both the upper and lower temperature classifications.
SECTION 402, BEGIN LINE 204, DELETE AND INSERT AS FOLLOWS:
Planned HMA courses greater than 165 lb/syd (90 kg/m2) 220 lb/syd (120 kg/m2)
placed under traffic shall be brought up even with each adjacent lane at the end of each
HMA PROVISIONS TS-40
IN20030661
work day. Planned HMA courses less than or equal to 165 lb/syd (90 kg/m2) 220 lb/syd
(120 kg/m2) shall be brought forward concurrently, within practical limits, limiting the
work in one lane to not more than one work day of production before moving back to
bring forward the adjacent lane. Traffic shall not be allowed on open graded mixtures.
SECTION 402, LINE 346, INSERT AS FOLLOWS:
The Engineer will determine the bulk specific gravity of the cores in accordance
with AASHTO T 166, Method A. The maximum specific gravity will be determined in
accordance with AASHTO T 209, Section 9.5.1. Density shall not be less than 92.0%.
SECTION 406, BEGIN LINE 9, INSERT AS FOLLOWS:
406.02 Materials
The type and grade of asphalt material shall be in accordance with the following:
Asphalt Emulsion, AE-T, AE-PMT, SS-1h............................902.01(b)
PG Asphalt Binder, PG 64-22................................................902.01(a)
SECTION 410, BEGIN LINE 19, DELETE AND INSERT AS FOLLOWS:
410.03 Materials
Materials shall be in accordance with the following:
Asphalt Materials
PG Binder, PG 76-22, PG 70-22......................................902.01(a)
Coarse Aggregates, Class AS.................................................904
Stabilizing Additive ...........................................AASHTO MP 8
Fibers ................................................................ AASHTO M 325
Fine Aggregates (sand, mineral filler) ...................................904
HMA PROVISIONS TS-40
IN20030661
SP-41 – PROFILOGRAPH
The Standard Specifications are revised as follows:
SECTION 402, AFTER LINE 356, INSERT AS FOLLOWS
402.18 Pavement Smoothness
Pavement smoothness will be in accordance with 401.18 except profilograph
requirements will not apply.
PROFILOGRAPH TS-41
IN20030661
SP-42 – CONCRETE PAVEMENT
The Standard Specifications are revised as follows:
SECTION 502, BEGIN LINE 77, DELETE AND INSERT AS FOLLOWS:
Maximum substitution of fly ash for portland cement................................. 20%
Maximum cement reduction for fly ash replacement ................................... 20%
Fly Ash/portland cement substitution ratio ...................... 1.25 by weight (mass)
Maximum substitution of GGBFS for portland cement............................... 30%
Maximum cement reduction for GGBFS replacement ................................. 30%
SECTION 504, LINE 33, DELETE AND INSERT AS FOLLOWS:
The textured surface of PCCP shall be tined, unless otherwise specified. Tining shall
consist of transverse longitudinal grooves that are between 3/16 and 1/8 in. (2.3 and 3.3
mm) in width, between 1/8 and 3/16 in. (3 and 4.8 mm) in depth, and be spaced as
follows: 5/8 in., 1 in., 7/8 in., 5/8 in., 1 1/4 in., 3/4 in., 1 in., 1 in., 1 in., 1 in., 3/4 in., 7/8
in., 1 3/4 in., 7/8 in., 3/8 in., 1 in., 1 in., 1 1/4 in., 1 1/2 in., 7/8 in., 3/4 in., 7/8 in., 1 in.,
7/8 in., 1 in. (16 mm, 25 mm, 22 mm, 16 mm, 31 mm, 19 mm, 25 mm, 25 mm,25 mm, 25
mm, 19 mm, 22 mm, 44 mm, 22 mm, 9 mm, 25 mm, 25 mm, 31 mm, 38 mm, 22 mm, 19
mm, 22 mm, 25 mm, 22 mm, 25 mm). The grooving pattern shall be repeated across the
pavement. Use a tining machine with an automated alignment control system to assure
that all tining runs straight and parallel to the longitudinal axis of the pavement. Use a
rake with individual 1/8 inch (3 mm) tines spaced uniformly with a clear spacing between
tines of 3/4 inches (19 mm).
The grooves shall be formed in the plastic concrete without tearing the surface
and without bringing pieces of the coarse aggregate to the top of the surface.
SECTION 505, BEGIN LINE 52, DELETE AND INSERT AS FOLLOWS:
(c) Exceptions to AASHTO T 121
The exceptions to AASHTO T 121 for determining the unit weight of concrete
shall be as follows.
1. A strike-off bar in accordance with AASHTO T 152 may be used in lieu
of a strike-off plate.
2 1. Weight (mass) shall be determined to the nearest 0.01 lb (0.005 kg).
SECTION 506, BEGIN LINE 44, DELETE AND INSERT AS FOLLOWS:
The CMDS is used to conduct a trial batch in accordance with 506.05. Upon
completion of the trial batch, the Contractor shall submit results of the concrete mix
design trial to the DMTE for approval a minimum of three work days prior to production
utilizing the Department provided spreadsheet. The DMTE will approve the submission
as a CMDP, and production may commence. Both the Contractor’s and the Engineer’s
tests will be included in the CMDS submittal.
CONCRETE PAVEMENT TS-42
IN20030661
(a) Change in Material
A change in a CMDP to any of the following requires a new CMDS.
1. cement type
2. admixture type
3. aggregate material
(b) Change in Source
A change in a CMDP to any of the following requires a new CMDS.
1. cement source
2. admixture source
3. aggregate source
Verification of the new CMDS will be conducted during production including
sampling and testing within the first 10 cyd (8 m3), for the following.
1. cement source, type I only
2. admixture source, air entraining admixtures only
A new CMDP will be issued upon approval of test verification by the DMTE.
(c) Change in Mixture
A change in a CMDP to any of the following requires a new CMDS.
1. proportions of aggregates by weight (mass) exceeding ±
2%
2. addition or deletion of an admixture
A CMDP in accordance with 506.04 in the current or previous calendar year may
be substituted for use upon the approval of the DMTE.
The CMDS is used to conduct a trial batch in accordance with 506.06. Upon
completion of the trail batch, the Contractor shall submit the concrete mix design for
production, CMDP. The CMDP shall be submitted to the DTE utilizing the Department
furnished spreadsheet a minimum of three work days prior to production. Production
shall not commence without an approved CMDP. Both the Contractor’s and Engineer’s
test results from the trial batch will be included in the CMDP submittal.
A CMDP may be changed or adjusted in accordance with the following:
(a) Change in Materials
A change in a previously approved CMDP, for a given contract, to any of the
following shall be submitted to the DTE as a CMDS, referencing the
original CMDP.
1. cement source or type
CONCRETE PAVEMENT TS-42
IN20030661
2. pozzolan source or type
3. coarse aggregate source or type
4. admixture type(s)
A trial batch shall be conducted in accordance with 506.05, or verification of the
new CMDS may be made during the first day of production by tests conducted by the
Contractor and the Engineer. Production may continue until flexural strength tests are
completed, provided all other properties are in accordance with 506.04. The test results
shall be submitted to the DTE utilizing the Department spreadsheet no later than one day
after the flexural strength test results are complete. If the flexural strength is not in
accordance with 506.04, production shall stop and all PCCP patching constructed with
the new CMDS will be adjudicated as a failed material in accordance with normal
Department practice as listed in 105.03.
(b) Adjustments to Materials
An adjustment in a previously approved CMDP, for a given contract, to any of the
following shall be submitted to the DTE as a CMDS, referencing the original CMDP.
1. admixture source
2. admixture product of same type and from same source designated in the
original CMDP
3. fine aggregate source
4. fine to total aggregate ratio in excess of ± 3 % from the value
designated by the original CMDP
5. Increase in cement content from amount designated in the original
CMDP.
The new CMDS shall be submitted to the DTE utilizing the Department
spreadsheet a minimum of one work day prior to production. A trial batch or
verificationtesting is not required for approval. Production shall not commence without
an approved CMDP.
(c) Other Adjustments
Other adjustments in previously approved CMDP, for a given contract, to any of
the following will be permitted and DTE notification and approval prior to use is not
required.
1. admixture dosage rate
2. fine aggregate to total aggregate ratio within ± 3 % of
the value designated by the original CMDP
An approved CMDP, from another contract in the current or previous calendar
year may be used on additional contracts. The CMDP shall be submitted
to the DTE for review and approval prior to use.
SECTION 508, LINE 215, DELETE AND INSERT AS FOLLOWS:
CONCRETE PAVEMENT TS-42
IN20030661
508.06 Texturing Equipment
Mechanical texturing equipment shall be capable of forming transverse
longitudinal grooves of uniform depth and alignment in the plastic PCCP, without tearing
the surface. The texturing comb shall have steel tines spaced as specified.
Hand tools consisting of fluted floats, rakes with spring steel tines, or finned
floats with a single row of fins shall produce grooves which conform to the same
requirements as those specified for the grooves formed by the mechanical equipment.
CONCRETE PAVEMENT TS-42
IN20030661
SP-43 – HMA FOR APPROACHES
Whenever plans indicate HMA for approaches, the existing pavement adjacent to
the approach shall be sawcut to provide a smooth transition from existing pavement to the
approach pavement.
UNIT COST
The cost of HMA for Approaches shall be paid for as “HMA for Approaches,
Type A” per ton of HMA installed, and shall include the cost of sawcutting existing
pavement adjacent to the approach area.
HMA FOR APPROACHES TS-43
IN20030661
SP-44 – CONCRETE CURB RAMPS
All concrete curb ramps must conform to Section 604 and all applicable Standards
Drawings except as follows:
All truncated domes shall utilize ADA brick pavers from a manufacturer included
on INDOT’s approved list of materials. CONTRACTOR shall submit sample
brick pavers to ENGINEER for color selection. A minimum of four (4) color
samples should be provided.
UNIT COST
Concrete curb ramps will be measured by the square yard of surface area to the limits as
illustrated in INDOT Standard Drawings for each applicable ramp type.
Payment will be made under:
Pay Item English Pay Unit Symbol
Curb Ramp, Concrete, _______ …………………………………………SYS
(Type)
The cost of all labor and materials required to prepare the concrete curb ramps,
including the finishing of the detectable warning surfaces shall be included in the unit
cost of concrete curb ramps.
CONCRETE CURB RAMPS TS-44
IN20030661
SP-45 – DETECTABLE WARNING ELEMENTS
The Standard Specifications are revised as follows:
SECTION 604, BEGIN LINE 25, DELETE AND INSERT AS FOLLOWS:
The detectable warning elements shall be set in thin set latex modified mortar in
accordance with ANSI A108.1 or as recommended by the element manufacturer for
outdoor use for adhering brick to concrete.
The detectable warning surface in concrete curb ramps shall be selected from the
Department’s list of approved Detectable Warning Elements in accordance with 905.05.
The mortar bed material shall be a high-strength mortar in accordance with
ASTM C 387. Part of the mix water shall be replaced with a Type II polymer modifier
meeting the requirements of ASTM C 1438. The proportioning of water and polymer
modifier shall be as recommended by the manufacturer of the polymer modifier.
A type A C certification in accordance with 916 for detectable warning elements
and thin set latex modified mortar shall be furnished shall be furnished for the masonry
mortar and polymer modifier prior to use of the materials.
SECTION 604, BEGIN LINE 98, DELETE AND INSERT AS FOLLOWS:
(g) Detectable Warning Elements
Detectable warning elements shall be as shown on the plans. They shall be set in a
thin set mortar on top of the concrete base. The concrete base shall be cleaned of all
materials which might prevent the mortar from adhering to the base. The mortar shall be
applied to the concrete in accordance with the manufacturer’s recommendations. Where
elements smaller than full sized are needed, whole elements shall be cut full depth with
an appropriate power saw.
Brick joints shall be hand tight with a maximum of 1/16 in. (1.5 mm) width.
The joints between bricks shall be filled with a fine aggregate No. 15 or an
equivalent sand. This filling shall be accomplished by repeated brooming of the
aggregate across the face of the bricks. Excess aggregate shall then be removed from the
surface.
Detectable warning elements shall be manufactured or field cut to completely fill
the area of the curb ramp as shown on the plans. Elements shall be installed to be level
across joints or seams and shall be flush with the edges of adjoining concrete.
Brick elements shall be placed in a mortar setting bed within the hardened
concrete block out. The concrete base of the block out shall have a rough textured finish,
such as would be produced by a screed or wood float. The depth of the block out shall be
such that a mortar bed thickness of 3/8 in. minimum to 3/4 in. maximum is achieved for
the nominal depth of the element. The hardened concrete base shall be free of all
DETECTABLE WARNING ELEMENTS TS-45
IN20030661
material which might prevent the mortar setting bed from adhering. The concrete base
shall be dampened with water, but be surface dry immediately prior to the placing the
mortar setting bed. The mortar setting bed shall be laid out the desired thickness, no
more than 2 ft ahead of laying the elements. The elements shall be buttered with mortar
on the bottom before placement into the setting bed. Elements from various
manufacturers shall not be mixed at any individual concrete ramp location.
Brick elements shall be laid out in a running or stacked bond pattern with a 1/16
average joint width. The joint width shall not exceed 1/8 in. Whole elements should be
laid first, followed by elements cut to size, keeping the number of joints to a minimum. A
masonry saw shall be used to produce a clean, accurate, straight cut. The joint between
elements shall be completely filled with a dry fine aggregate. The fine aggregate may be
obtained from a non-Certified Aggregate Producer, but it shall be natural sand having a
gradation where at least 95% of the material passes the No. 4 sieve. Excess fine
aggregate shall be removed from the surface of the elements.
Cast iron elements shall be installed in accordance with the manufacturer’s
recommendations. When required, cutting of the elements shall be in accordance with the
manufacturer’s recommendations. Cut edges shall be ground to a smooth shape
consistent with the manufactured edges.
Approved elements other than brick or cast iron shall be installed in accordance
with the manufacturer’s recommendations.
SECTION 905, BEGIN LINE 36, DELETE AND INSERT AS FOLLOWS:
905.05 Detectable Warning Elements
Detectable warning bricks used in sidewalk curb ramps shall be in accordance
with ASTM C 902, Class SX, type II. The color shall approximate 30109 or 30166 in
accordance with Federal Standard No. 595a. The color shall be consistent throughout the
brick. The truncated domes shall be as shown on the plans. The minimum dimensions of
the brick shall be 2 1/4 in. (60 mm) thick by 3 5/8 in. (90 mm) wide by 7 5/8 in. (195
mm) long. The minimum thickness shall not be measured within the area of the domes.
The detectable warning surface in concrete curb ramps shall be constructed using
materials from the Departments approved list of Detectable Warning Elements, which is
maintained by the Office of Materials Management. An element manufacturer wishing to
add a product to the approved list shall comply with Procedure L of ITM 806.
(a) Brick detectable warning elements shall consist of clay, shale, or similarly
naturally occurring earthy substance, subjected to heat treatment at elevated
temperatures to form bricks or pavers. The dimensions of the element shall be
8 in. in length, 4 in. in width including any spacing lugs. The thickness of the
element shall be 2 in., excluding dome height and edge chamfers. The
truncated domes on the surface shall be formed integral with the main body of
the detectable warning element and be present on the element prior to heat
treatment. The size and physical requirements of the elements shall be in
DETECTABLE WARNING ELEMENTS TS-45
IN20030661
accordance with ASTM C 902 for weather and traffic environment
classifications Class SX, Type II, respectively. The truncated domes may be
ground off to meet the cap thickness requirement for compressive strength
testing.
(b) Brick detectable warning elements shall be predominantly red-brown in color
and shall be uniform throughout the element. The color will be determined
from the average of five color readings for detectable warning elements when
measured at the top surface between the raised truncated domes and
determined in accordance with ASTM E 1349, CIE Illuminant D65, 10°
Standard Observer, using instrument geometry of 45°/0°, and the CIE L*a*b*
color system. The tested elements shall be within the limits as follows:
Minimum Maximum
L* 35.0 50.0
a* 6.0 36.0
b* 0.0 30.0
The value of a* shall not be less than 90% of the value of b*. The color
difference of any installed element after one year of exposure or of an
individual detectable warning element from the average color for any product
or model from a manufacturer shall not be greater than 5.0 ΔE* units. The
color shall be uniform throughout the detectable warning elements.
(c) Cast iron detectable warning elements shall be manufactured from gray iron
in accordance with AASHTO M 105, Class 30A as a minimum. The truncated
domes shall be as shown on the plans. The tops of the domes and the space
between domes shall have a non-slip textured surface. The minimum thickness
of the casting shall be 0.300 in. The minimum thickness shall not be measured
within the area of integral reinforcing ribs or bracing, domes or the textured
surface.
(d) The height tolerance of the truncated domes shall be within 0.18 to 0.26 (3.50
to 6.50 mm). The base diameter, dome top diameter and dome spacing shall
be within ± 1/16 in. (± 1.5 mm) of the design value. The design values shall be
within the ranges identified in the Standard Drawings. No more than 2
truncated domes per element may be out of tolerance for dimensions.
(e) Detectable warning elements that are not classified as brick in accordance
with 905.05(a) or cast iron in accordance with 905.05(c) will be considered.
The detectable warning elements shall meet the color requirements of
905.05(b) and the truncated dome requirements of 905.05(d).
DETECTABLE WARNING ELEMENTS TS-45
IN20030661
SP-46 – CABLE INTERDUCT
Project plans indicate the installation of an empty cable interduct along the south
side of 116th Street and the south side of Carmel Drive throughout the project limits for
future use.
Handholes shall be placed at locations designated by the field engineer, but
should be spaced no greater than 400 ft apart. A handhole shall be installed at the
beginning and terminus of each cable interduct run.
The proposed interduct system shall be constructed as indicated on the project
typical sections.
Upon completion of cable interduct installation, CONTRACTOR shall submit
station and offset information for all cable interduct handholes to field engineer.
UNIT COST
The cost of interduct shall be paid for as “Cable Interduct” per lineal foot of cable
interduct installed, and shall include the installation of both 4” PVC Pipes, interduct, #10
Copper tracing wire, polyethylene identification tape and all other related items necessary
to install the cable interduct in accordance with project plans.
The cost of Handholes shall be paid for as “Handhole” per each installed, and
shall include the material and labor necessary to install the handhole, and providing
stations and offsets to field engineer upon completion of installation.
CABLE INTERDUCT TS-46
IN20030661
SP-47 – TOPSOIL
DESCRIPTION
A. minimum of 12 inches of topsoil shall be placed in the medians and on the inside of all
roundabouts.
A minimum of 6 inches of topsoil shall be placed in all other seeded and/or sodded areas
within the construction limits.
A minimum of 18 inches of topsoil shall be placed in all other seeded and/or sodded areas
on top of structure backfill.
This work shall consist of the testing, placement, and installation of topsoil in accordance
with these requirements, the INDOT Standard Specifications, and as indicated on the
plans.
MATERIALS
A. Materials shall be in accordance with the Special Provision “Landscape Work”,
Section 914.01 of the INDOT Standard Specifications, and the following:
1. Sandy loam, natural or cultivated surface soil layer containing organic matter and
sand, silt and clay particles; friable, pervious, and black or a darker shade of
brown, gray, or red than underlying subsoil; reasonably free of subsoil, clay
lumps, gravel, and other objects more than 2 inches (50 mm) in diameter and free
of weeds, roots, and other deleterious materials; acidity range pH of 5.9 to 7.0;
containing a minimum of 6% and a maximum of 25% organic matter.
B. Topsoil Source: Import topsoil or manufactured topsoil from off-site sources as
necessary. Obtain topsoil displaced from naturally well-drained construction or
mining sites where topsoil occurs at least 4 inches deep; do not obtain from bogs or
marshes. On site soil may be used, provided it complies with the requirements for
topsoil listed herein.
C. Topsoil Analysis: Furnish soil analysis by a qualified soil-testing laboratory stating
percentages of organic matter; gradation of sand, silt, and clay content; cation
exchange capacity; sodium absorption ratio; deleterious material; pH; and mineral
and plant-nutrient content of topsoil.
1. Report suitability of topsoil for lawn and specified planting growth. State
recommended quantities of nitrogen, phosphorus, and potash nutrients and soil
amendments to be added to produce a satisfactory topsoil.
2. Soil-Testing Laboratory Qualifications: An independent laboratory, recognized by
the State Department of Agriculture, with the experience and capability to
conduct the testing indicated and that specializes in types of tests to be performed
TOPSOIL TS-47
IN20030661
(such as A&L Great Lakes Laboratories, Inc., 3505 Conestoga Drive, Ft. Wayne,
IN 46808, 260.483.4759).
D. Materials that do not meet these requirements shall not be incorporated into the work
as topsoil.
CONSTRUCTION REQUIREMENTS
A. If existing soil suitable for amendment in accordance with Special Provision
“Landscape Work” is not available in sufficient quantities, Topsoil shall be furnished
at the contract unit price for Topsoil.
B. Topsoil is to be placed on all plant beds, disturbed areas, and seeded or sod areas to
the depths indicated on the plans and in the Special Provision “Landscape Work”.
C. Landscape Subcontractor shall inspect topsoil placed by Contractor and verify quality
and depth. Commencement of Landscape Work indicates acceptance of earthwork
operations
METHOD OF MEASUREMENT
A. Topsoil will be measured by the cubic yard in accordance with Article 211.09.
BASIS OF PAYMENT
A. The accepted quantities of topsoil will be paid for at the contract unit price per
cubic yard.
B. Payment will be made under:
PAY ITEM UNIT
Topsoil Cubic Yard
TOPSOIL TS-47
IN20030661
SP-48 – CERTIFICATION OF SOD
The Standard Specifications are revised as follows:
SECTION 914, BEGIN LINE 283, DELETE AND INSERT AS FOLLOWS:
Nursery sod shall meet applicable requirements as set out above and shall be a
variety or blend of Kentucky bluegrass or fescue. It shall comply with nursery inspections
and plant quarantine regulations of the states of origin and destination as well as with
Federal regulations governing interstate movement of nursery stock. A valid copy of the
certification of nursery inspection shall accompany each shipment Material furnished
under this specification shall be covered by a type C certification in accordance with
916.
CERTIFICATION OF SOD TS-48
IN20030661
SP-49 – IRRIGATION CONDUIT
This work shall consist of placing irrigation conduits in trenches as directed in the
field. Irrigation trenches shall contain two 4-inch conduits laid in the same trench.
Conduit material shall be schedule 40 PVC. The ends shall be marked with buried, metal
bars for location in the future and will be marked on the curb by the inspection unit and
noted on the as-builts.
Conduits shall be placed from one side of the road to the other. The ends of the
conduit shall be in between the path and the back of the curb on each side of the roadway.
If an irrigation conduit crosses an underdrain, the conduit shall be placed above the
underdrain and backfilled with No. 8 aggregate.
UNIT COST
The cost of irrigation conduit shall be paid for as “Irrigation Conduit” per linear
foot of irrigation trench, and shall include labor, equipment, and materials required for
installation, including, but not limited to, backfill, aggregate, conduit, and location bars
shall not be paid for directly, but included within the unit cost for this item.
IRRIGATION CONDUIT TS-49
IN20030661
SP-50 – REMOVAL OF GUARDRAIL
The Standard Specifications are revised as follows:
SECTION 601, BEGIN LINE 230, DELETE AND INSERT AS FOLLOWS:
plans. When it is specified that the The removed guardrail is to become the property of
the Department,. the The rail elements, posts, and blocks shall be removed without being
damaged. The removed material shall be stored as directed.
REMOVAL OF GUARDRAIL TS-50
IN20030661
SP-51 – GUARDRAIL BLOCKOUTS
In lieu of the wood blockouts currently allowed by the specifications, blockouts
may be selected from the following list. The blockouts shall be dimensioned as tested and
shall be used with the type of guardrail as tested in accordance with NCHRP 350. If
selected from the list, the blockouts shall be accompanied by a certification from the
manufacturer stating the blockouts furnished have the same chemistry, mechanical
properties, and geometry as those certified to have passed the NCHRP 350 crash test and
have been certified by the Federal Highway Administration to be acceptable for use on
NHS facilities.
Blockouts from the following list may be used interchangeably with wood
blockouts as long as the line and grade of the face of the guardrail is true to that shown on
the plans and the conditions of the first paragraph above are met.
Manufacturers wishing to have blockouts placed on the following list shall furnish
the Department copies of the NCHRP 350 test results and a letter from the Federal
Highway Administration approving them for use on NHS facilities. Such information
shall be forwarded to the Standards Manager, Indiana Department of Transportation,
Room N642, 100 N. Senate Avenue, Indianapolis, IN 46204-2216.
Anro Block
Anro Timber Products, Inc.
7887 Ashwood Dr. SE
Ada, Michigan 49301
(616) 682-4518
Dura-Bull
Creative Building Product
Div. of Spirit of America Corp.
4307 Arden Drive
Fort Wayne, IN 46804
(800) 860-2855
Eco-Block
Eco-Composites LLC
17169 Hayes Road
Grand Haven, MI 49417
(616) 844-2001
King Block
Trinity Industries, Inc.
655 East Dixie Drive
Elizabethtown, KY 42701
(800) 282-7668
GUARDRAIL BLOCKOUTS TS-51
IN20030661
MONDO Block
MONDO Polymer Technologies
State Route 7
P.O. Box 250
Reno, OH 45773
(740) 376-9396
Polylumber PL6814R
RAMCO International
P.O. Box 9625
Pittsburg, PA 15226
(412) 494-0743
Polylumber PL5814R
RAMCO International
P.O. Box 56
Imperial, PA 15126
PBLOCK
R. G. Steel Corporation
P.O. Box 356
Rt. 551
Pulaski, PA 16143
(724) 656-1722
GUARDRAIL BLOCKOUTS TS-51
IN20030661
SP-52 – CAPPING CUT AND FILL SLOPES STEEPER THAN 3:1
Description
This work shall consist of:
a) covering soil slopes with a cohesive soil to establish vegetation;
b) use of soil reinforcement materials and blankets for mulching seed as shown on
the plans and in accordance with these requirements;
c) use of water absorption chemicals to hold water and keep moisture available for
seed germination; and
d) soil testing for pH, nutrient supply, and organic matter percentage.
Materials
The materials shall be in accordance with the following:
(a) Mulch Blankets
The mulch blankets shall be excelsior blankets or straw mats in accordance with
621.05(d) or 621.05(f).
(b) Water Absorption Gels
Water absorption gels developed for horticultural use shall be incorporated into
the top 1 1/2 in. (30 mm) of the capping soil according to the manufacturer’s
recommendations. The Contractor shall supply a copy of the manufacturer’s
recommendation to the Engineer prior to the placement of the capping soil.
(c) Capping Soil
The capping soil shall be a type A4, A5, A6, or A7 AASHTO classification, that
has a pH range of 6 to 7 and an organic content of 5 to 10% by volume or 2 to 3% by dry
weight. The soil shall be tested by an approved laboratory and the results shall be
furnished to the Engineer prior to the placement of the soil.
Construction Requirements
All slopes steeper than 3:1 designated for seeding shall be stripped to a depth of 2
in. (50 mm) and then covered with a 6 in. (150 mm) layer of capping soil. The capping
soil shall be evenly spread over all areas and shall have the water absorption gels
incorporated. The capping soil shall be tracked into place such that the cap adheres to the
existing soil and forms the desired contours for the slope. All debris in the capping soil
shall be in accordance with 203.09. All areas shall be fine graded to produce a smooth
surface which conforms to the contours and cross sections desired.
Method of Measurement
Existing soils stripped and stockpiled for use as a capping soil will be measured as
common excavation in accordance with 203.27. Capping soil obtained from off the right-
of-way will be measured as borrow in accordance with 203.27. Erosion control blankets
will be measured in accordance with 621.12. Water absorption gels will not be measured
for payment.
CAPPING CUT AND FILL SLOPES STEEPER THAN 3:1 TS-52
IN20030661
Basis of Payment
Existing soils stripped, stockpiled, and then redistributed as a capping soil will be
paid for as common excavation in accordance with 203.28. Capping soil obtained from
off the right-of-way will be paid for as borrow in accordance with 203.28. Erosion
control blankets will be paid for in accordance with 621.13.
The cost of the water absorption gel shall be included in the cost of the erosion
control blanket.
CAPPING CUT AND FILL SLOPES STEEPER THAN 3:1 TS-52
IN20030661
SP-53 – CONCRETE BRIDGE RAILING IN ROAD PLANS
For all bridge rails shown in Road plans, the Standard Specifications are revised as
follows:
SECTION 706, LINE 117, REVISE AS FOLLOWS
Reinforcing steel in railing will be measured in accordance with 703.07 will not be
measured for payment
SECTION 706, LINES 136-138, REVISE AS FOLLOWS
Reinforcing steel for Concrete railings and concrete bridge railing transitions will be paid
for in accordance with 703.08. not be paid for directly, but included in the cost of
concrete bridge railing.
CONCRETE BRIDGE RAILING IN ROAD PLANS TS-53
IN20030661
SP-54 – DYNAMIC PILE LOAD TEST
The Standard Specifications are revised as follows:
SECTION 701, BEGIN LINE 326, DELETE AND INSERT AS FOLLOWS
The PDA consultant will be acquired by the Department Contractor.
SECTION 701, BEGIN LINE 326, DELETE AND INSERT AS FOLLOWS
The Contractor shall wait a minimum of 24 h, or up to 72 h, depending on the soil
conditions, 72 hours to restrike the test pile per the geotechnical report and after the
instruments are reattached, restrike the test pile.
DYNAMIC PILE LOAD TEST TS-54
IN20030661
SP-55 – PILE DRIVING AND EQUIPMENT DATA FORM
Attached is the Pile and Driving Equipment Data form as required by 701.04 (a).
The method for driving the piles will be by the formula specified in 701.06 (c)
.
SPECIAL PROVISION TITLE TS-55
IN20030661
SPECIAL PROVISION TITLE TS-55
IN20030661
SP-56 – MODIFIED SECTION CONCRETE MEDIAN BARRIER
The Standard Specifications are revised as follows:
SECTION 626, BEGIN LINE 1, INSERT AS FOLLOWS:
SECTION 626 – MODIFIED SECTION CONCRETE MEDIAN BARRIER
626.01 Description
This work shall consist of the construction of concrete median barrier with a
modified section in accordance with the details shown on the plans or as directed.
626.02 Materials
Materials shall be in accordance with the following:
Barrier Delineators................................................................913.08(c)
Concrete, Class A...................................................................702
Penetrating Sealer.................................................................709, 909.09
Reinforcing Steel....................................................................910.01
626.03 Construction Requirements
The modified section concrete median barrier shall be constructed in accordance
with the applicable requirements of 706.03 or by means of an approved slip-form
machine. Finishing shall be in accordance with 702.21. If slip-form construction is used,
an approved brush finish will be permitted. All exposed surfaces of the modified section
concrete median barrier shall be sealed in accordance with the applicable requirements
of 709. The type, size, and location of joints and preformed joint filler shall be as shown
on the plans. The modified section concrete median barrier shall be reflectorized with
barrier delineators as shown on the plans. The color of the reflector of the barrier
delineators shall match the color of the adjacent pavement traffic marking.
626.04 Method of Measurement
Class A concrete will be measured by the cubic yard (cubic meter). Reinforcing
steel will be measured by the pound (kilogram). Barrier delineators will be measured per
each.
626.05 Basis of Payment
Concrete will be paid for at the contract unit price per cubic yard (cubic meter)
for concrete, class A. Reinforcing steel will be paid for at the contract unit price per
pound (kilogram). Barrier delineators will be paid for at the contract unit price per each,
complete in place and accepted.
Payment will be made under:
Pay Item Pay Unit Symbol
Barrier Delineator....................................................................................EACH
MODIFIED SECTION CONCRETE MEDIAN BARRIER TS-56
IN20030661
Concrete, Class A...................................................................................CY (m3)
Reinforcing Steel.....................................................................................LB (kg) 09-
The cost of all barrier delineators damaged during installation or placement, all
excavation, backfilling, joints, surface sealing, and necessary incidentals shall be
included in the cost of the pay items in this section.
MODIFIED SECTION CONCRETE MEDIAN BARRIER TS-56
IN20030661
SP-57 – MECHANICALLY STABILIZED EARTH RETAINING WALLS
The Standard Specifications are revised as follows:
SECTION 731, BEGIN LINE 1, INSERT AS FOLLOWS:
SECTION 731 - MECHANICALLY STABILIZED EARTH RETAINING WALLS
731.01 Description
This work shall consist of furnishing materials and placement of mechanically
stabilized earth retaining walls in accordance 105.03.
The Contractor shall perform the necessary work to verify that the foundation is
at the correct elevation, that the wall is constructed to the correct alignment, and that the
work is in accordance with the specified tolerances. The checking of alignments and
tolerances shall include verifying that the plumbness of the face panels is in accordance
with 731.10 over the entire height of the wall. Alignment shall be checked at each layer of
panels after the backfill behind the panels has been compacted, and the results shall be
recorded.
731.02 General Design Requirements
The mechanically stabilized earth wall shall consist of a non-structural leveling
pad, concrete face panels, coping, ground reinforcement elements mechanically
connected to each panel, and an external drainage system. Ground reinforcement shall
have sufficient strength, frictional resistance, and quantity as required by design.
The mechanically stabilized earth retaining walls system is to be selected from the
Department’s list of approved Retaining Wall Systems. A Retaining Wall System
manufacturer may be included on the Department’s list by following procedure J of ITM
806. The quantities shown in the Schedule of Pay Items will be the same for all
mechanically stabilized earth wall systems. All mechanically stabilized earth walls shall
be constructed in accordance with the approved plans and panel shop drawings based on
the requirements herein. The recommendations of the wall system suppliers shall not
override the minimum performance requirements contained herein.
If the wall manufacturer needs additional information to complete the design, the
Contractor shall be responsible for obtaining such information.
All appurtenances behind, in front of, under, mounted upon, or passing through
the wall such as drainage structures, utilities, or other appurtenances shown on the plans
shall be accounted for in the stability design of the wall.
The mechanically stabilized earth wall design shall follow the general dimensions
of the wall envelope shown on the plans. The plans will locate the leveling pad at or
below the theoretical leveling pad. The top of the face panel shall be at or above the top
of the panel elevation shown on the plans.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
Where coping or barrier is utilized, the wall face panel shall extend up into the
coping or barrier a minimum of 2 in. (50 mm). The top of the face panels may be level or
sloped to meet the top of the face panel line noted. Cast-in-place concrete will not be an
acceptable replacement for panel areas noted by the wall envelope.
Where walls or wall sections intersect with an included angle of 130 degrees or
less, a vertical corner element separate from the standard panel face shall abut and
interact with the opposing standard panels. The corner element shall have ground
reinforcement connected specifically to that panel and shall be designed to preclude
lateral spread of the intersecting panels.
Face panels shall be designed to accommodate differential settlement of 1 linear
unit in 100. Face panels of greater than 32 sq ft (3.0 m2) up through 64 sq ft (6.0 m2) in
area shall be designed to accommodate differential settlement of 1 linear unit in 200.
Where shown on the plans, slip joints to accommodate excessive or differential settlement
shall be included.
Only one face-panels shape and size shall be used for a project that is part of a
contract with multiple projects or contracts with MSE walls.
731.03 Design Criteria
The design by the manufacturer shall consider the internal and the external
stability of the wall mass including the applied bearing pressure, overturning, sliding,
and stability of temporary construction slopes. The design shall be in accordance with
the design, construction, and commentary divisions of the AASHTO Standard
Specifications for Highway Bridges, unless specified otherwise herein. The analysis of
settlement, bearing capacity, and overall slope stability will be the responsibility of the
Engineer.
The theoretical failure plane within the soil mass shall be analyzed so that the soil
stabilizing component extends sufficiently beyond the failure plane to stabilize the
material. External loads which affect the internal stability such as those applied through
piling, bridge footings, traffic, and slope surcharge, shall be accounted for in the design.
The size of all structural elements shall be determined such that the design load stresses
do not exceed the allowable stresses found in the AASHTO Standard Specifications for
Highway Bridges, unless otherwise shown on the plans.
The maximum allowable yield stress for reinforcement shall be not exceed the
manufacturer’s recommendation.
The phi (φ) angle for the internal design of the reinforced backfill shall be
assumed to be 34 degrees. The φ angle of the backfill behind the mechanically stabilized
earth mass shall be assumed to be 30 degrees.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
The wall shall be defined by the wall envelope as shown on the plans. For design
purposes, the height of wall H shall be measured from the theoretical top of the leveling
pad to the top of the wall. For a level surcharge situation, the top of the wall shall be
measured to the top of the coping or to the gutter line of the traffic barrier. The top of the
wall shall be the theoretical top of the face panels only when a coping or barrier is not
used. For an abutment face, the design height H’ shall be defined as the height measured
from the top of the leveling pad to the top of the roadway surface. For a wall with a
sloping surcharge the top of the wall shall be measured at a point 0.3H back from the
face where the design height is H’ and the actual wall height is H.
For aesthetic considerations and to make differential settlement unnoticeable, the
panels shall be erected such that the horizontal site line is discontinuous at every other
panel. This shall be accomplished by starting erection with the lower panel level of each
wall by alternating full height and half height panels. Panels above the lowest level shall
be of a standard size except as required to top out the wall to be in accordance with the
plan elevations.
The connections of the ground reinforcing steel to the panels shall be in two
elevations for standard panels. The connections shall not be more than 30 in. (750 mm)
apart vertically. To prevent out-of-plane rotation, standard face panels shall be
connected to ground reinforcement on at least three different points in two different
planes. However, preapproved systems utilizing a horizontal stabilizing leg to prevent
rotation shall only require ground reinforcement attachments in one plane. Partial
panels shall have three different connection points, but only one plane shall be attached
to ground reinforcement. Panels, which are located at the top of the wall, shall not be
attached to the coping or the traffic barrier.
The ground reinforcement shall be the same length from the bottom to the top of
each wall section whether bar mats, grids, or strips steel are used. Differing ground
reinforcement elements shall be clearly marked for ease of construction. This element
may be used individually or in a prefabricated grouping. The minimum length of the
ground reinforcement shall be 0.7H, but not shorter than 8 ft (2.5 m), in accordance with
the AASHTO Standard Specifications for Highway Bridges for an abutment on a spread
footing.
The ground reinforcement for the mechanically stabilized earth volume shall be
sized using the lesser of the allowable forces for each specific connection and each
specific reinforcing element. The connection’s allowable force shall be taken as 2/3 of the
connection test load at the allowable pullout deformation limit of 1/2 in. (13 mm) or one
half of the ultimate load, whichever is less.
The ground reinforcement length shall be as required for internal design or as
shown on the plans. The length shall exceed the minimum noted as required for design
consideration. One hundred percent of the ground reinforcement, which is designed and
placed in the reinforced earth zone shall be connected to the face panels.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
For mats, grids, or strip steel, the minimum zinc coating thickness shall be 2 oz/sq
ft (610 g/m2). Such thickness shall be assumed to be 86 μm for purpose of calculation of
reduced structural section.
The design contact pressures under the stabilized mass for each reinforcement
length shall be clearly indicated on the shop drawings and shall not exceed the maximum
allowable soil bearing capacity shown on the plans. Passive pressure in front of the wall
mass will be assumed to be zero for design purposes.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
731.04 Submittals
The Contractor shall submit one copy of the design computations for approval. If
the computations are computer generated, one sample set of hand calculations, for one
wall location, shall also be submitted. The Contractor shall submit eight sets of design
drawings for approval after the design computations are approved and before beginning
wall construction operations. Design computations and design drawings shall be signed
and sealed by a professional engineer.
a) The design drawings shall include all details, dimensions, quantities and cross-
sections necessary to construct the wall and shall include but shall not be limited
to the following:
1. A plan and elevation sheet or sheets for each wall
2. An elevation view of the wall which shall include the elevation at the top
of the wall at all horizontal and vertical break points at least every 50 ft
(15 m) along the face of the wall, all steps in the leveling pads, the
designation as to the type of panel, the length of soil reinforcing systems,
the distance along the face of the wall to where changes in length of the
soil reinforcing systems occur, and an indication of the original and final
ground lines and maximum bearing pressures
3. A plan view of the wall that indicates the offsets from the construction
centerline to the face of the wall at all changes in horizontal alignment. A
plan view and elevation view which detail the placing position and
connection of all steel ground reinforcing elements in areas where piling,
utility, or other structures are near the wall.
4. A typical cross section or cross sections showing elevation relationship
between ground conditions and proposed grades, as well as the drainage
system
5. All general notes required for constructing the wall
6. All horizontal and vertical curve data affecting the wall
7. A listing of the summary of quantities on the elevation sheet for each wall
b) All panel details shall show all dimensions necessary to construct the element, all
reinforcing steel in the element, and the location of soil reinforcing system
devices embedded in the panels.
c) The details for construction of walls around drainage facilities and the out-letting
of internal drainage from the backfill zone.
d) All details of the architectural treatment.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
e) The details for diverting strips or mesh around obstructions such as piles, catch
basins, and other utilities shall be submitted for approval.
f) The details for each connection between the concrete panel and the mesh or strip.
g) Determination of the φ angles for reinforced materials and retained materials.
Design calculations and shop drawings shall be submitted to the Engineer for
review and approval.
MATERIALS
731.05 Materials
The Contractor shall make arrangements to purchase the materials described
herein, including concrete face panels, retaining strips or mesh, tie strips, fasteners, joint
materials, and all necessary incidentals, from a mechanically stabilized earth wall system
manufacturer on the Department’s list of approved Retaining Wall Systems.
Materials shall be in accordance with the following:
B Borrow................................................................................211.02
Coarse Aggregate, Class A or Higher, Size No. 8 or 91........904
Concrete Admixtures..............................................................912.03
Concrete, Class A...................................................................702
Fine Aggregate, Size No. 23...................................................904
Fly Ash...................................................................................901.02
Geotextile...............................................................................913.18
Portland Cement....................................................................901.01(b)
Rapid Set Patching Materials................................................901.07
Reinforcing Steel....................................................................910.01
Structure Backfill *............................................................... 904
Water......................................................................................913.01
* No slags other than ACBF will be permitted. ACBF shall be Class A or Higher, Size
No. 8 in accordance with 904.
Backfill material used in the mechanically stabilized earth wall volume shall be
structure backfill.
The internal friction or φ angle of the structure backfill in the reinforced soil mass
shall be not less than 34 deg in accordance with AASHTO T 236 or AASHTO T 297
under consolidated drained conditions. Testing for the φ angle and permeability shall be
performed on the portion finer than No. 8 (2.36 mm) sieve, using a sample of the material
compacted to 95% in accordance with AASHTO T 99, methods C, or D. No testing for the
φ angle is required when 80% of the materials are greater than No. 4 (4.75 mm) sieve.
An approved geotechnical laboratory shall perform the tests.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
Structure backfill criteria shall be as follows:
Property Criteria Test Method
pH 5 < pH < 10 AASHTO T 289
Chlorides < 100 ppm AASHTO T 291
Sulfates < 200 ppm AASHTO T 290
Organic Content 1 % max. AASHTO T 267
Resistively 3000 Ω - cm (min.) AASHTO T 288
Permeability 30 m/day
(100 ft/day) (min.)
AASHTO T 215
* Permeability may be reduced to 30 ft/day (10 m/day) when any portion of the pavement structure is not
directly above the MSE wall ground reinforcement envelope.
If the minimum resistivity exceeds 5000 Ù - cm, the requirement of the testing for
Chlorides and Sulfates may be waived. The resistivity shall be tested at 100% saturation.
ACBF shall be in accordance with the pH, Chlorides, Sulfates, Organic Content,
Resistivity and Permeability requirements of structural backfill as noted above and ITM
212. Total sulfides shall also be determined in accordance with EPA 376.1, using the 100
mL pH water samples obtained during ITM 212, and shall not exceed 400 ppm. The
ACBF shall have a maximum corrosion rate as follows for steel and zinc when tested in
accordance with ASTM G 59.
1. Zinc Corrosion Rate First 2 years........................................15 ìm/yr/side
2. Zinc corrosion to depletion.....................................................4 ìm/yr/side
3. Carbon steel rate...................................................................12 ìm/yr/side
If ACBF or coarse aggregate No. 8’s are used, and soil, B borrow, structural
backfill, or coarse aggregate No. 53’s are to be placed above the ACBF or No. 8
aggregate, a single layer of geotextile shall be placed on top of the ACBF aggregate in
accordance with 616.10. A type C certification in accordance with 916 for the geotextile
materials shall be furnished to the Engineer prior to use.
The structure backfill shall be supplied in accordance with 904 and a type A
certification in accordance with 916 for the above additional testing of the structure
backfill shall be furnished to the Engineer prior to use. One copy of all test results
performed by the Contractor, which are necessary to demonstrate compliance with the
specifications, shall also be furnished to the Department’s Geotechnical Section. An
approved geotechnical laboratory shall perform the tests.
(a) Concrete Face Panels
Concrete shall be in accordance with the applicable requirements of 702.
Concrete shall have a compressive strength equal to or greater than 4000 psi (27.5 MPa)
at 28 days.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
Retarding agents, accelerating agents, or additives containing chloride shall not
be used without approval. Air-entraining and slump requirements shall be in accordance
with 702.05.
Ground reinforcement connecting hardware and rebar lifting devices shall be set
in place and secured prior to beginning casting, in accordance with the dimensions and
tolerances shown on the design drawings.
1. Testing and Inspection
Acceptability of the panels will be determined on the basis of compressive
strength tests and visual inspection. The panels shall be considered acceptable regardless
of curing age when compressive test results indicate that the compressive strength is in
accordance with 731.05(a). The wall manufacturer of the panels shall provide for all
testing and inspection services during the production of the panels. Services shall be
completed by a Department approved testing laboratory. An American Concrete Institute
certified concrete field testing technician, grade 1, shall be present during production of
the face panels to direct all sampling and testing.
2. Casting
The panels shall be cast on a flat area, with the front face of the form at the
bottom, and the back face at the upper part. Tie strip guides shall be set on the rear face.
The concrete in each unit shall be placed without interruption and shall be consolidated
as necessary to prevent the formation of segregation or cleavage planes. Clear form oil
of one manufacture shall be used throughout the casting operation.
3. Curing
The panels shall be cured for a sufficient length of time such that the concrete
develops the specified compressive strength.
4. Removal of Forms
The forms shall remain in place until they may be removed without damage to the
unit.
5. Concrete Finish
The concrete surface for the front panel face shall have a surface finish produced
from contact with the form. The rear face of the panel shall be roughly screeded to
eliminate open pockets of aggregate and surface distortions in excess of 1/4 in. (6 mm).
6. Tolerances
All panels shall be manufactured within the tolerances as follows:
a. Panel Dimensions
Lateral position of tie strips shall be within 1 in. (25 mm). All other dimensions
shall be within 3/16 in. (5 mm).
b. Panel Squareness
Squareness, as determined by the difference between the two diagonals, shall not
exceed 1/2 in. (13 mm).
c. Panel Surface Finish
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
IN20030661
Surface defects on smooth formed surfaces measured on a length of 5 ft (1.5 m)
shall not exceed 1/8 in. (3 mm). Surface defects on textured finished surfaces measured
on a length of 5 ft (1.5 m) shall not exceed 5/16 in. (5 mm).
7. Compressive Strength
Acceptance of the concrete panels with respect to compressive strength will be
determined on the basis of production lots. A production lot is defined as 50 panels.
Frequency of production control testing will consist of a minimum of one test per
production lot but not less than one test per day. The wall manufacturer will sample the
concrete in accordance with AASHTO T 141 and prepare a minimum of two cylinders in
accordance with AASHTO T 23. Curing of the cylinders shall be in the same manner as
the panels are cured.
When the average results of two cylinders tested in accordance with AASHTO T
22, meet or exceeds the requirements of 731.05(a), the production lot panels or those
panels represented by a day's testing may be shipped.
When the cylinder test results are less than the requirements of 731.05(a) and
additional cylinders for testing are not available, the manufacturer may core the panels.
The wall manufacture will randomly select two panels from the lot for core testing in
accordance with AASHTO T 24. The wall manufacture shall obtain one core on the
backside of each panel with a device that produces uniform test samples without coring
completely through the panel. Coring shall not be located within 6 in. (150 mm) of the
panel fasteners or the edges of the panels and shall avoid the panel's reinforcing steel.
The wall manufacture shall fill the core holes with equivalent concrete materials or rapid
set patching materials and trowel to produce a smooth finish. Excess material removed
during troweling shall not be reused. If rapid set patching material is used, mixing and
curing shall be in accordance with the manufacture's recommendations. If the average
strength test results from the cores meet or exceed the requirements of 731.05(a), the
production lot panels may be shipped.
A type A certification in accordance with 916 shall be furnished for each
shipment prior to use of the panels. All cylinder or core test results, including the age of
the cylinders or cores at the time of testing, shall be included on the certification for each
production lot.
Verification of compressive strengths of the panels will be conducted by the
Engineer. The frequency of verification testing will be one test for every 750 panels per
manufacturer with a minimum of one test per contract. One panel will be randomly
selected and two locations selected for coring. The Engineer will obtain two 4 in. (100
mm) cores on the backside of the panel without coring completely through the panel. The
Contractor shall refill the core holes with rapid set patching materials and trowel to
produce a smooth finish. Excess material removed during troweling shall not be reused.
Mixing and curing of the patching materials shall be in accordance with the
manufacture’s recommendations.
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The Engineer will test the cores in accordance with AASHTO T 24. The
verification test results will be averaged and compared to the manufacturer’s results
reported on the certification. If the initial verification test results do not meet the
requirements of 731.05(a), the Engineer will randomly select two different panels for
additional verification testing. If the additional verification tests meet the requirements of
731.05(a), no further action is required. If the test results still do not meet the
requirements of 731.05(a), installation of panels shall cease and the Engineer will
conduct an investigation. Panels manufactured on the same dates as the panels cored for
verification tests that have already been installed will be considered and adjudicated as a
failed material in accordance with normal Department practice as listed in 105.03. The
Engineer will conduct verification testing until three consecutive dates of production
meet the strength requirements of 731.05(a). The Contractor or wall manufacturer shall
make arrangements so that panels from three consecutive dates of production are
accessible for coring. Installation of panels may resume once acceptable verification
testing results are achieved.
8. Rejection
Units shall be subject to rejection due to failure to be in accordance with the
requirements specified above. In addition, the following defects may be sufficient cause
for rejection:
a. Defects which indicate imperfect molding
b. Defects which indicate honeycombed or open texture concrete
c. Defects in the physical characteristics of the concrete, such as broken
or chipped concrete, or color variations or dunnage marks on the
front face due to excessive form oil or other reasons.
The Engineer will determine whether spalled, honeycombed, chipped, or
otherwise defective concrete shall be repaired or be cause for rejection. Repair of
concrete, if permitted, shall be completed in a satisfactory manner. Repair to concrete
surfaces that are to be exposed to view after completion of construction shall be subject
to approval.
9. Marking
The place and date of manufacture, and production lot number shall be clearly
scribed on the rear face of each panel.
10. Handling, Storage, and Shipping
All panels shall be handled, stored, and shipped so as to eliminate the danger of
chipping, cracks, fractures, and excessive bending stresses. Panels in storage shall be
supported on firm blocking located immediately adjacent to tie strips to avoid bending
the tie strips.
(b) Concrete Leveling Pad
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Concrete, Class A, for the leveling pad shall be in accordance with the applicable
requirements of 702.
(c) Concrete Coping
Concrete, Class A, for the coping shall be in accordance with the applicable
requirements of 702. Reinforcing steel in the coping shall be in accordance with the
applicable requirements of 703. The coping may be precast or cast-in-place.
(d) Reinforcing Mesh, Clevis Connector, and Connector Bar
The reinforcing mesh shall be shop fabricated of cold drawn steel wire in
accordance with ASTM A 82 and shall be welded into the finished mesh fabric in
accordance with ASTM A 185. Galvanization shall be in accordance with ASTM A 123.
Clevis connectors, if used, shall be attached to the alignment templates using the
bars provided with the forms. The vertical and horizontal alignment of the connectors
shall be +1/8 in. (+3 mm). The holes inside the loops shall be free of all concrete and
debris, loose or otherwise.
The clevis connector shall be fabricated of cold drawn steel wire in accordance
with ASTM A 82 and welded in accordance with ASTM A 884. Loops shall be galvanized
in accordance with ASTM A 153 Class B-3 or ASTM A 123.
The connector bar, if used, shall be fabricated of cold drawn steel wire in
accordance with ASTM A 884 and galvanized in accordance with ASTM A 123.
A type A certification in accordance with 916 for reinforcing mesh, clevis
connector, and connector bars shall be furnished prior to use of the materials.
(e) Ground Reinforcement
The ground reinforcement may be a deformed steel strip or a welded wire grid.
The grid or strip used shall be consistent with that used in the pullout test and shall be
consistent throughout the project.
The grid shall consist of not less than two longitudinal wires, perpendicular to the
wall, welded to equally spaced cross ribs capable of developing passive pressure with the
fill. The deformed strip shall be of constant width. The strip thickness shall vary only
from the standard undeformed section to the standard deformed section as required to
produce the pullout resistance.
All longitudinal wires of each welded wire grid shall be of the same diameter. All
transverse wires of each welded wire grid shall be of the same diameter, but not
necessarily the same as the longitudinal wire diameter.
The face panel edges shall be configured to conceal the joints. All horizontal and
vertical joints shall be covered with a joint cover to prevent backfill leakage while
passing water.
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Reinforcing strips shall be hot rolled from bars to the required shape and
dimensions. Physical and mechanical properties of the strips shall be in accordance with
ASTM A 572 Grade 65 (A 572M Grade 450). Tie strips shall be shop fabricated with hot
rolled steel in accordance with the minimum requirements of ASTM A 570 Grade 50 (A
709M Grade 345). Galvanization for reinforcing strips and tie strips shall be in
accordance with ASTM A 123 and the minimum zinc coating thickness shall be 2 oz/sq ft
(0.64 L/m2). All reinforcing strips and tie strips will be inspected to ensure that they are
true to size and free from defects which may impair their strength and durability.
A type A certification in accordance with 916 shall be furnished for ground
reinforcement prior to use of the materials.
(f) Reinforcing Steel
Mill certificates for reinforcing steel as shown on the plans shall be furnished for
approval. All reinforcing steel shall be in accordance with ASTM A 615 Grade 60 (A
709M Grade 400).
A type A certification in accordance with 916 shall be furnished for reinforcing steel
prior to use of the materials.
(g) Fasteners
Fasteners shall consist of 1/2 in. (13 mm) diameter, hexagonal cap screw bolts
and nuts, which shall be galvanized and in accordance with ASTM A 325 (A 325M).
A type A certification in accordance with 916 shall be furnished for fasteners
prior to use of the materials.
(h) Alignment Pins
The rods used to align the face panels during construction shall be 3/4 in. (19
mm) diameter, 12 in. (300 mm) long. The rods shall be mild steel, polyvinyl chloride, or
fiberglass. A sample shall be submitted prior to use to the Materials and Tests Division
for approval.
(i) Joint Materials
Bearing pads shall be rubber, neoprene, polyvinyl chloride, or polyethylene, and
of the type and grade recommended by the supplier of the mechanically stabilized earth
wall system.
The joint cover shall be either a non-woven needle punch polyester geotextile or a
woven monofilament polypropylene. The joint cover shall be attached to the rear face of
the panels with a suitable adhesive.
Horizontal and vertical joints shall be provided between adjacent face panels to
prevent concrete-to-concrete contact and chipping when differential settlement occurs.
The horizontal and vertical joints shall contain compression blocks, pins, or other
approved means as recommended by the manufacturer to provide a uniform joint. Panels
without an uninterrupted vertical joint shall have a minimum joint thickness of 3/4 in. (19
mm).
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A type A certification in accordance with 916 for joint materials shall be
furnished prior to use of the materials.
CONSTRUCTION REQUIREMENTS
731.06 General Requirements
The wall manufacturer representative shall provide technical instruction,
guidance in pre-construction activities including the preconstruction conference, and on-
site technical assistance to the Contractor during construction.
731.07 Foundation Preparation
The foundation for the structure shall be graded level for a width equal to or
exceeding the length of the reinforcing strips or as shown on the plans. Prior to wall
construction, the foundation, if not in rock, shall be compacted in accordance with 203.
The base of the wall excavation shall be proofrolled with an approved compacting
equipment. If unsuitable foundation material is encountered, it shall be removed and
replaced with B borrow in accordance with 211.02 and compacted in accordance with
211.04.
At each foundation level, an unreinforced concrete leveling pad shall be provided
as shown on the plans. The leveling pad shall be cured in accordance with 702.22 a
minimum of 12 h before placement of concrete face panels.
731.08 Retaining Wall Excavation
This work shall consist of the excavation of material whose removal is necessary
for the construction of the mechanically stabilized earth walls in accordance with the
plans, the requirements herein, or as directed. Excavation shall include the construction
and subsequent removal of all necessary bracing, shoring, sheeting, cribbing, an all
pumping, bailing, and draining.
Prior to starting excavation operations at the wall site, clearing and grubbing
shall be in accordance with 201.03. The Contractor shall clear and grub the area to the
excavation in accordance with the limits shown on the plans. All timber, stumps, and
debris shall be disposed of in accordance with 201.03.
The Contractor shall notify the Engineer a sufficient time before beginning the
excavation so that measurements may be taken of the undisturbed ground.
Where necessary for safety, the excavation shall be shored or braced in
accordance with State and local safety standards. Excavation and related work shall be
performed such that no portion of the wall is endangered by subsequent operations.
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Where excavation for the wall is adjacent to a traveled way, the method for
shoring, sheeting, or bracing the excavation opening shall be approved before beginning
the excavation. The Contractor shall submit five copies of drawings in accordance with
206.09 showing details of the proposed method of excavation protection.
After the excavation for each wall location has been performed, the Contractor
shall notify the Engineer. Concrete for the leveling pad shall not be placed until the
Engineer has approved the depth of the excavation and the foundation material.
All sheeting and bracing shall be removed as the backfilling progresses.
All material for backfill shall be subject to approval and shall be free from large
or frozen lumps, wood, or other undesirable material. All backfill shall be compacted in
accordance with 203.
731.09 Wall Erection
Concrete face panels shall be handled by means of a lifting device set into the
upper edge of the panels. Panels shall be placed in successive horizontal lifts in the
sequence shown on the plans as backfill placement proceeds. As backfill material is
placed behind the panels, the panels shall be maintained in vertical position by means of
temporary wooden wedges placed in the joint at the junction of the two adjacent panels
on the external side of the wall. External bracing will be required for the initial lift.
Panels placed in contact with the ground or covered by standing water shall have
face discoloration removed by means of a chemical wash. Panels shall be stored on
blocking to minimize contact with the ground or being covered by standing water.
Plumbness, vertical tolerances, and horizontal alignment tolerances shall not
exceed 3/4 in. (19 mm) when measured with a 10 ft (3 m) straightedge. The maximum
allowable offset in panel joints shall be 3/4 in. (19 mm). For a wall of over 10 ft (3 m)
height, the overall plumbness from top to bottom of the wall shall not exceed 0.05 in./ft (4
mm/m) of wall height.
Ground reinforcing shall be placed normal to the face of the wall, unless
otherwise shown on the plans or as directed. Prior to placement of the ground
reinforcing strips, backfill shall be compacted in accordance with 731.10.
731.10 Backfill Placement
Backfill placement shall closely follow erection of each course of panels and
ground reinforcing. Backfill shall be placed so as to avoid damage or disturbance to the
wall materials or misalignment of the concrete face panels. Wall materials that become
damaged or disturbed during backfill placement shall be removed and replaced or
corrected as directed. All misalignment or distortion of the concrete face panels due to
placement of backfill outside the limits described herein shall be corrected as directed.
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
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The work shall also include B borrow backfilling above a theoretical 1:1 slope
behind the ground reinforcement in accordance with the details shown on the plans.
Structure backfill shall be compacted to 95% of the maximum dry density in
accordance with AASHTO T 99. Compaction equipment shall be in accordance with
409.03(d). Density of the compacted aggregate will be determined in accordance with
203.24(b). If No. 8 backfill materials are used, compaction shall consist of four passes
with a vibratory roller, and one pass with the same roller in static mode. A vibratory
roller shall be equipped with a variable amplitude system, a speed control device, and
have a minimum vibration frequency of 1000 vibrations per min. A roller in accordance
with 409.03(d)4 may be used. All displacement or rutting of the aggregate shall be
repaired prior to placing subsequent material.
The maximum loose lift thickness shall not exceed 8 in. (200 mm) except that lifts
3 ft (1 m) from the wall or closer shall not exceed 5 in. (125 mm) in loose thickness. This
lift thickness shall be decreased if necessary, to obtain the specified density.
Compaction within 3 ft (1 m) of the back face of the concrete face panels shall be
achieved by means of a minimum of five passes with a lightweight mechanical tamper,
roller, or an alternative vibratory system.
At the end of each day's operation, the last level of backfill shall be sloped away
from the concrete face panels. In addition, surface runoff from adjacent areas shall not
be permitted to enter the wall construction site.
Cutting or altering of the basic structural section of ground reinforcing at the site
will be prohibited, unless the cutting is preplanned and detailed on the approved design
drawings. Cutting shall only be considered if adequate additional ground reinforcing is
provided to produce the required strength shown in the approved calculations. If the grid
or strip is shortened in the field, the cut ends shall be covered with a galvanized paint or
Bitumastic 50 coal tar to prevent corrosion of the metal.
731.11 Method of Measurement
Concrete face panels and wall erection will be measured by the square foot
(square meter) of wall surface area. The concrete leveling pad will be measured by the
linear foot (meter). Common excavation will be measured by the cubic yard (cubic meter)
in accordance with 203.27 to the neat lines shown on the plans. Structure backfill and B
borrow will be measured in accordance with 211.09 to the neat lines shown on the plans.
Unsuitable foundation materials, if found, will be measured in accordance with 211.09.
Geotextile materials if used in accordance with 731.05 will not be measured.
The measurement of concrete face panels, and wall erection will be based on the
neat line limits of the wall envelope as shown on the plans and not that of the wall system
supplier. The wall envelope limits will be considered to be the vertical distance from the
MECHANICALLY STABILIZED EARTH RETAINING WALLS TS-57
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top of the leveling pad to the top of the coping, and the horizontal distance from the
beginning to the end of the leveling pad.
Precast or cast-in-place concrete coping will not be measured. Drainage of the
backfill including piping, aggregates and geotextile materials will not be measured.
731.12 Stockpiled Concrete Face Panels
Partial payment will be made for panels and ground reinforcement stockpiled on
the project site or at the Contractor's approved storage location. Partial payment will be
based on the delivered cost of the wall panels, as verified by invoices that include freight
charges. The Contractor shall furnish the invoices and Type A certification. The partial
payment will not exceed 75% of the contract unit price for concrete face panels. Prior to
construction, the Engineer will verify that the panels are in accordance with 731.05(a).
731.13 Basis of Payment
Concrete face panels and wall erection will be paid for at the contract unit price
per square foot (square meter). The concrete leveling pad, complete and in place, will be
paid for at the contract unit price per linear foot (meter) for leveling pad. Common
excavation will be paid for at the contract unit price per cubic yard (cubic meter) in
accordance with 203.28 to the neat lines shown on the plans. Structure backfill and B
borrow will be paid for at the contract unit price per cubic yard (cubic meter) in
accordance with 211.10. Unsuitable foundation materials will be paid for in accordance
with 211.10.
Payment will be made under:
Pay Item Pay Unit Symbol
Face Panels, Concrete SFT (m2)
Leveling Pad, Concrete LFT (m)
Wall Erection SFT (m2)
The cost of services including the testing laboratory, certified testing personnel,
and the testing and inspection of the concrete panels shall be included in the cost of
concrete face panels.
The cost of all mechanically stabilized earth wall materials including concrete
face panels, ground reinforcing, tie strips, fasteners, joint materials, concrete coping,
repair or replacement of face panels damaged or removed due to backfill placement, and
incidentals shall be included in the cost of concrete face panels.
The cost of all labor and materials required to prepare the wall foundation, place
the ground reinforcing, and erect the concrete face panels shall be included in the cost of
wall erection.
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The cost of labor and materials required to provide for the drainage of the
backfill including piping, aggregates, and geotextile materials shall be included in the
cost of concrete face panels.
The cost of refilling and refinishing of the core holes from verification coring
shall be included in the cost of concrete face panels.
The cost of performing the laboratory tests by an approved geotechnical
laboratory for structural backfill or ACBF slag shall be included in the cost of the pay
items in this section.
The cost of all labor and materials for geotextile materials, used, shall be
included in the cost of the pay items in this section.
The cost of cutting, altering, and recoating of the ground reinforcing at the site
shall be included in the cost of wall erection.
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SP-58 – MODULAR BLOCK CONCRETE RETAINING WALL
SECTION 732, BEGIN LINE 1, INSERT AS FOLLOWS:
SECTION 732 - MODULAR CONCRETE BLOCK RETAINING WALL
732.01 Description
This work shall consist of furnishing materials and placement of modular block
wall units with or without ground reinforcement in accordance with 105.03.
The Contractor shall perform the necessary work to verify that the foundation is
at the correct elevation, that the wall is constructed to the correct alignment, and that the
work is in accordance with the specified tolerances. The checking of alignments and
tolerances shall include verifying that the plumbness of the modular block wall units is in
accordance with 732.09 over the entire height of the wall. Alignment shall be checked at
each layer of modular block wall units after the backfill behind the modular block wall
units has been compacted, and the results shall be recorded.
732.02 General Design Requirements
The modular block wall shall consist of an aggregate leveling pad, concrete
modular block wall units and when specified, ground reinforcement elements that are to
be mechanically connected to the facing units. Ground reinforcement shall have sufficient
strength, frictional resistance, and quantity as required by design.
All modular block wall units shall be constructed in accordance with the
approved plans and shop drawings based on the requirements herein. The
recommendations of the wall system supplier shall not override the minimum
performance requirements shown herein.
If the wall manufacturer needs additional information to complete the design, the
Contractor shall be responsible for obtaining such information.
All appurtenances behind, in front of, under, mounted upon, or passing through
the wall such as drainage structures, utilities, or other appurtenances shown on the plans
shall be accounted for in the stability design of the wall.
The modular block wall design shall follow the general dimensions of the wall
envelope shown on the plans. The plans will locate the leveling pad at or below the
theoretical leveling pad. The top of the modular block wall unit shall be at or above the
top of the wall elevation shown on the plans.
The top of the modular block wall shall be designed to prevent the removal of the
top course of blocks.
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
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Cast-in-place concrete will not be an acceptable replacement for any modular
block wall unit within the areas noted by the wall envelope.
Modular block wall units shall be designed to accommodate differential
settlement of 1 linear unit in 100. Where shown on the plans, slip joints to accommodate
excessive or differential settlement shall be included.
732.03 Design Criteria
The design by the manufacturer shall be in accordance with the requirements for
the internal and the external stability of the wall mass, the bearing pressure, and
overturning. The design shall be in accordance with the applicable requirements of the
AASHTO Standard Specifications for Highway Bridges unless otherwise specified herein.
The analysis of settlement, sliding, bearing capacity, and overall slope stability will be
the responsibility of the Engineer.
External loads which affect the internal stability shall be accounted for in the
design. The size of all structural elements shall be determined such that the design load
stresses do not exceed the allowable stresses found in the AASHTO Standard
Specifications for Highway Bridges, unless otherwise shown on the plans.
The maximum standard modular block wall unit face area shall be 1 sq ft (0.09
m2). The minimum depth of modular block wall units shall be 9 in. (225 mm).
The phi (φ) angle for the internal design of the volume shall be assumed to be 34
degrees. The (φ) angle of the backfill behind the modular block earth mass shall be
assumed to be 30 degrees. Before construction begins, the structure backfill selected
shall be tested by the Contractor to confirm compliance with the frictional requirement.
The wall supplier shall be furnished a copy of the testing results for the backfill. The
friction angle of the foundation soils shall be assumed to be 30 degrees.
The wall shall be defined by the wall envelope shown on the plans. For design
purposes, the height of wall H shall be measured from the theoretical top of the leveling
pad to the top of the wall. For a level surcharge situation, the top of the wall shall be
measured to the top of the coping or to the gutter line of the traffic barrier. The top of the
wall shall be the theoretical top of the modular block wall units only when a coping or
barrier is not used. For an abutment face, the design height H shall be defined as the
height measured from the top of the leveling pad to the top of the roadway surface. For a
wall with a sloping surcharge the top of the wall shall be measured at a point 0.3H back
from the face where the design height is H’ and the actual wall height is H.
Modular block wall units shall be dry stacked in a running bond configuration.
Vertically adjacent units shall be connected with an approved shear connections.
The ground reinforcement shall be the same length from the bottom to the top of
each modular block wall section. Differing ground reinforcement elements shall be
clearly marked for ease of construction. The minimum length of the ground reinforcement
shall be 8 ft (2.5 m) or 0.7H for a wall without sloping surcharges, 0.7H’ for a wall with
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
sloping surcharges, or in accordance with the AASHTO Standard Specifications for
Highway Bridges for an abutment on a spread footing.
The ground reinforcement for modular block wall sections shall be sized using the
lesser of the allowable forces for each specific connection and each specific reinforcing
element. The connection’s allowable force shall be taken as 2/3 of the connection test
load at the allowable pullout deformation limit of 1/2 in. (13 mm) or one half of the
ultimate load, whichever is less.
The ground reinforcement length shall be as required for internal design or as
shown on the plans. The length shall exceed the minimum noted as required for design
consideration. One hundred percent of the ground reinforcement, which is designed and
placed in the reinforced earth volume shall extend to and shall be connected to the
modular block wall units.
Where the presence of opposing walls limits the length of ground reinforcing, the
design shall account for the reduced length and internal and external stability
calculations shall be made to check for adequate factor of safety.
The actual applied bearing pressures under the stabilized mass for each
reinforcement length shall be clearly indicated on the shop drawings and shall be equal
to or less than the maximum allowable soil pressure shown on the plans. Passive
pressure in front of the wall mass will be assumed to be zero for design purposes.
732.04 Submittals
The Contractor shall submit one copy of the design computations for approval. If
the computations are computer generated, one sample set of hand calculations, for one
wall location, shall also be submitted. The Contractor shall submit eight sets of design
drawings for approval after the design computations are approved and before beginning
wall construction operations. Design computations and design drawings shall be signed
and sealed by a professional engineer.
a) The design drawings shall include all details, dimensions, quantities and cross-
sections necessary to construct the wall and shall include, but shall not be limited
to, the following:
1. A plan and elevation sheet or sheets for each wall
2. An elevation view of the wall which shall include the elevation at the top
of the wall at all horizontal and vertical break points at least every 50 ft
(15 m) along the face of the wall, all steps in the leveling pads, the
designation as to the type of modular block wall unit, the length of ground
reinforcement, the distance along the face of the wall to where changes in
length of the ground reinforcement occur, and an indication of the
original and final ground lines and maximum bearing pressures.
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3. A plan view of the wall that indicates the offsets from the construction
centerline to the face of the wall at all changes in horizontal alignment. A
plan view and elevation view which detail the placing position and
connection of all ground reinforcing elements in areas where piling,
utility, or other structures are near the wall.
4. A typical cross section or cross sections showing elevation relationship
between ground conditions and proposed grades
5. All general notes required for constructing the wall
6. All horizontal and vertical curve data affecting the wall
7. A listing of the summary of quantities on the elevation sheet for each wall
b) All modular block wall unit shall show all dimensions necessary to construct the
element and the location of soil reinforcing system devices embedded in the units.
c) The details for construction of walls around drainage facilities.
d) All details of the architectural treatment.
e) The details for diverting ground reinforcement around obstructions such as piles,
catch basins, landscape plantings where the bottom of the root ball extends below
the top level of ground reinforcement, and other utilities shall be submitted for
approval.
f) The details for mechanical connection between the modular block wall unit and
the ground reinforcement.
Design calculations and shop drawings shall be submitted to the Engineer for review
and approval.
MATERIALS
732.05 Materials
The Contractor shall make arrangements to supply the materials described herein,
including concrete modular block wall units, fasteners, joint materials, ground
reinforcement, and all necessary incidentals.
Materials shall be in accordance with the following:
B Borrow................................................................................211.02
Coarse Aggregate, Class A or Higher, Size No. 8* or 91......904
Concrete Admixtures***........................................................912.03
Concrete.................................................................................702
Fine Aggregate, Size No. 23...................................................904
Fly Ash...................................................................................901.02
Geogrid, Type I......................................................................913.21
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Geotextile...............................................................................913.18
Portland Cement....................................................................901.01(b)
Structure Backfill **..............................................................904
Water......................................................................................913.01
* Coarse aggregate No. 8 used as drainage fill shall consist of 100% crushed
stone.
** No slags other than ACBF will be permitted. ACBF shall be Class A or Higher,
Size No. 8 in accordance with 904.
*** Admixtures in accordance with ASTM C 1372 may be used for the modular
block if approved by the Engineer.
Backfill material used in the modular block wall volume shall be structure backfill.
The internal friction or φ angle of the structure backfill in the reinforced backfill
shall be not less than 34 deg in accordance with AASHTO T 236 or AASHTO T 297
under consolidated drained conditions. Testing for the φ angle and permeability shall be
performed on the portion finer than No. 8 (2.36 mm) sieve, using a sample of the material
compacted to 95% in accordance with AASHTO T 99, methods C, or D. No testing for the
φ angle is required when 80% of the materials are greater than No. 4 (4.75 mm) sieve.
An approved geotechnical laboratory shall perform the tests.
Structure backfill criteria shall be as follows:
Property Criteria Test Method
pH 5 < pH < 10 AASHTO T 289
ACBF shall be in accordance with the pH, and Organic Content requirements of
structural backfill as noted above and ITM 212.
If ACBF or coarse aggregate No. 8’s (2.36 mm) are used, and soil, B borrow,
structural backfill, or coarse aggregate No. 53’s are to be placed above the ACBF or No.
8 (2.36 mm) aggregate, a single layer of geotextile shall be placed on top of the ACBF or
No. 8 (2.36 mm) aggregate in accordance with 616.10. A type C certification in
accordance with 916 for the geotextile materials shall be furnished to the Engineer prior
to use.
The structure backfill shall be supplied in accordance with 904 and a type A
certification in accordance with 916 for the above additional testing of the structure
backfill shall be furnished to the Engineer prior to use. One copy of all test results
performed by the Contractor, which are necessary to demonstrate compliance with the
specifications, shall also be furnished to the Department’s Geotechnical Section. An
approved geotechnical laboratory shall perform the tests.
(a) Concrete Modular Block Wall Units
Concrete modular block retaining wall units shall be in accordance with ASTM C
1372 and shall have a minimum compressive strength of 4000 psi (27.5 MPa) at 28 days.
Modular block wall units utilizing type I or II cement will be considered acceptable for
placement in the wall when 7-day strengths exceed 3500 psi (24.1 MPa).
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
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Retarding agents, accelerating agents, coloring pigments, or additives containing
chloride shall not be used without approval.
1. Testing and Inspection
a. Material properties shall be in accordance with the
requirements of 732.05 in lieu of Section 4.
b. Table 1, “Strength and Absorption Requirements”, shall be
modified to require that the average compressive strength,
when sampled and tested in accordance with ASTM C 140, of a
three CMU compressive strength sample shall be 4000 psi
(27.5 MPa) with no individual unit less than 3500 psi (24.1
MPa). Maximum absorption shall be 6%.
c. The modular block wall unit’s compressive strength shall be
considered acceptable regardless of curing age when
compressive test results indicate that the compressive strength
is in accordance with 732.05(a).
d. Freeze-thaw durability testing shall be completed in
accordance with Section 8.3 by a laboratory approved by the
Department. Test results shall have been completed in
accordance with ASTM C 1372 and be within 12 months prior
to delivery. A type A certification in accordance with 916 for
the freeze-thaw durability testing shall be submitted to the
Engineer prior to use of the blocks.
e. Sampling and testing of the manufacturer's production lots will
be conducted by the Engineer in accordance with ASTM C 140.
If the compressive strength test result does not meet the
requirements of 732.05(a), the production lot units may not be
used. The manufacturer may resample the same production lot
in the presence of the Engineer for retesting. The Engineer will
test the additional samples in accordance with ASTM C 140. If
the retested samples meet the requirements of 732.05(a), the
production lot may be used. If the retested samples do not meet
the requirements of 732.05(a), all the units from the production
lot may not be used.
2. Rejection
Units shall be subject to rejection due to failure to be in accordance with the
requirements specified above. In addition, the following defects may be sufficient cause
for rejection.
a. Defects which indicate imperfect molding
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
b. Defects which indicate honeycombed or open texture concrete
c. Defects in the physical characteristics of the concrete, such as
broken or chipped concrete, or color variations or dunnage
marks on the front face due to excessive form oil or other
reasons.
The Engineer will determine whether spalled, honeycombed, chipped, or
otherwise defective concrete shall be repaired or be cause for rejection. Repair of
concrete, if permitted, shall be completed in a satisfactory manner. Repair to concrete
surfaces, which are to be exposed to view after completion of construction shall be
subject to approval.
3. Marking
The date of manufacture, the production lot number, and the place mark shall be
clearly scribed on the rear face of each unit or on each shipping pallet.
4. Handling, Storage, and Shipping
All modular block wall units shall be handled, stored, and shipped so as to eliminate
the danger of chipping, cracks, fractures, and excessive bending stresses.
(b) Aggregate Leveling Pad
Aggregate for the leveling pad shall be compacted aggregate No. 53 and shall be
in accordance with the applicable requirements of 303.
(c) Ground Reinforcement
The ground reinforcement shall be geogrid. The ground reinforcement used shall
be consistent with that used in the pullout test and shall be consistent throughout the
project.
A type A certification in accordance with 916 for geogrids shall be submitted to
the Engineer prior to use of the materials.
(d) Backfill Material
Backfill material used in the modular block wall structure volume shall be
structure backfill. B borrow shall be placed behind the reinforcement and the structure
backfill.
A type A certification in accordance with 916 for the structure backfill shall be
furnished prior to use of the materials. One copy of all test results performed by the
Contractor, which are necessary to demonstrate compliance with the specifications, shall
be furnished to the Engineer.
Drainage fill used behind the modular block wall, as shown on the plans shall be
coarse aggregate No. 8 (2.36 mm) in accordance with 904.02.
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
CONSTRUCTION REQUIREMENTS
732.06 General Requirements
The wall supplier representative shall provide technical instruction, guidance in
pre-construction activities including the preconstruction conference, and on-site
technical assistance to the Contractor during construction.
732.07 Foundation Preparation
The foundation for the structure shall be graded level for the width shown on the
plans. Prior to wall construction, the foundation, if not in rock, shall be compacted in
accordance with 203. The base of the wall excavation shall be proofrolled with an
approved compacting equipment. If unsuitable foundation material is encountered, it
shall be removed and replaced with B borrow in accordance with 211.02 and compacted
in accordance with 211.04.
At each foundation level, an aggregate leveling pad shall be provided as shown
on the plans.
732.08 Retaining Wall Excavation
This work shall consist of the excavation of material whose removal is necessary
for the construction of the modular block wall sections in accordance with the plans and
the requirements herein. Excavation shall include the construction and subsequent
removal of all necessary bracing, shoring, sheeting, cribbing, all pumping, bailing, and
draining.
Prior to starting excavation operations at the wall site, clearing and grubbing
shall be in accordance with 201.03. The Contractor shall clear and grub the area for the
excavation in accordance with the limits shown on the plans. All timber, stumps, and
debris shall be disposed of in accordance with 201.03.
The Contractor shall notify the Engineer a sufficient time before beginning the
excavation so that measurements may be taken of the undisturbed ground.
Where necessary for safety, the excavation shall be shored or braced in accordance with
State and local safety standards. Excavation and related work shall be performed such
that no portion of the wall is endangered by subsequent operations.
Where excavation for the wall is adjacent to a traveled way, the method for
shoring, sheeting, or bracing the excavation opening shall be approved before beginning
the excavation. The Contractor shall submit five copies of drawings in accordance with
206.09 showing details of the proposed method of excavation protection.
After the excavation for each wall location has been performed, the Contractor
shall notify the Engineer. The aggregate leveling pad shall not be placed until the
Engineer has approved the depth of the excavation and the foundation material.
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
All sheeting and bracing shall be removed as the backfilling progresses.
All material for backfill shall be subject to approval and shall be free from large
or frozen lumps, wood, or other undesirable material. All backfill shall be compacted in
accordance with 203.
732.09 Wall Erection
Modular block wall units shall be placed in successive horizontal lifts in the
sequence shown on the plans as backfill placement proceeds. As backfill material is
placed behind the units, the units shall be maintained in vertical position.
Modular block wall units placed in contact with the ground or covered by
standing water shall have face discoloration removed by means of a chemical wash.
Modular block wall units shall be stored to minimize contact with the ground or being
covered by standing water. Horizontal alignment tolerances shall not exceed 3/4 in. (19
mm) when measured with a 10 ft (3 m) straightedge.
Ground reinforcement shall be placed normal to the face of the wall, unless
otherwise shown on the plans and shall be constructed in accordance with 214.04.
Backfill shall be compacted in accordance with 732.10.
732.10 Backfill Placement
Backfill placement shall closely follow erection of each course of modular block
wall units with or without ground reinforcement. Backfill shall be placed so as to avoid
damage or disturbance to the wall materials or misalignment of the modular block wall
units. Wall materials that become damaged or disturbed during backfill placement shall
be removed and replaced or corrected as directed. All misalignment or distortion of the
modular block wall units due to placement of backfill outside the limits described herein
shall be corrected as directed.
The work shall also include backfilling beyond the theoretical length of the
ground reinforcement in accordance with the details shown on the plans and the disposal
of surplus of unsuitable excavated materials as permitted.
Structure backfill shall be compacted to 95% of the maximum dry density in
accordance with AASHTO T 99. Compaction equipment shall be in accordance with
409.03(d). Density of the compacted aggregate will be determined in accordance with
203.24(b). If No. 8 backfill materials are used, compaction shall consist of four passes
with a vibratory roller, and one pass with the same roller in static mode. A vibratory
roller shall be equipped with a variable amplitude system, a speed control device, and
have a minimum vibration frequency of 1000 vibrations per min. A roller in accordance
with 409.03(d)4 may be used. All displacement or rutting of the aggregate shall be
repaired prior to placing subsequent material.
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
The maximum loose lift thickness shall not exceed 8 in. (200 mm) except that lifts
3 ft (1 m) from the wall or closer shall not exceed 5 in. (125 mm) in loose thickness. This
lift thickness shall be decreased if necessary, to obtain the specified density.
Compaction within 3 ft (1 m) of the back face of the modular block wall units
shall be achieved by means of a minimum of five passes with a lightweight mechanical
tamper, roller, or vibratory system.
At the end of each day’s operation, the last level of backfill shall be sloped away
from the modular block wall units. In addition surface runoff from adjacent areas shall
not be permitted to enter the wall construction site.
Cutting or altering of the basic structural section of the ground reinforcing at the
site will be prohibited, unless the cutting is preplanned and detailed on the approved
design drawings. Cutting shall only be considered if adequate additional ground
reinforcement is provided to produce the required ground reinforcement strength shown
in the approved calculations.
732.11 Method of Measurement
Modular block wall units with or without ground reinforcement will be measured
by the square yard (square meter) of wall surface area. Erection of Modular block wall
units will be measured by the square yard (square meter) of wall surface area. Common
excavation will be measured by the cubic yard (cubic meter) in accordance with 203.27
to the neat lines shown on the plans. Structure backfill and B borrow will be measured in
accordance with 211.09. Unsuitable foundation materials, if found, will be measured in
accordance with 211.09.
The measurement for concrete modular block wall units and wall erection will be
based on the neat line limits of the wall envelope shown on the plans and not that of the
wall system supplier. The wall envelope limits will be considered to be the vertical
distance from the top of the leveling pad to the top of the wall, and the horizontal
distance from the beginning to the end of the leveling pad.
Clearing and grubbing, excavation, compacted aggregate No. 53, and compacted
aggregate No. 8 will not be measured. Geotextile materials if used in accordance with
732.05 will not be measured.
732.12 Stockpiled Modular Block Units
Partial payment may be made for block wall units stockpiled on the project site or
at the Contractor’s approved storage location. Partial payment will include the delivered
cost of the units, as verified by invoices that include freight charges. The Contractor shall
furnish the invoices. The partial payment will not exceed 75% of the contract unit price
for modular block wall with or without ground reinforcement. Prior to authorizing
partial payment, the Engineer will verify that the units are in accordance with 732.05(a).
732.13 Basis of Payment
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
Modular block wall units with or without ground reinforcement will be paid for at
the contract unit price per square yard (square meter) of wall surface area. Erection of
Modular block wall units will be paid for by the square yard (square meter) of wall
surface area. Common excavation will be paid for at the contract unit price per cubic
yard (cubic meter) in accordance with 203.28 to the neat lines shown on the plans.
Structure backfill and B borrow will be paid for in accordance with 211.10. Unsuitable
foundation materials will be paid for in accordance with 211.10.
Payment will be made under:
Pay Item Pay Unit
Symbol
Modular Block Wall........................................................................SYS (m2)
Modular Block Wall with Ground Reinforcement..........................SYS (m2)
Modular Block Wall Erection.........................................................SYS (m2)
The cost of aggregate and geotechnical testing shall be included in the cost of
wall.
The cost of modular blocks including ground reinforcing, fasteners, repair or
replacement of units damaged or removed due to backfill placement, and incidentals
shall be included in the cost of modular block wall with ground reinforcement. 09-01-07
732-R-310 11 of 11
The cost of all labor and materials required to prepare the wall foundation, place
the ground reinforcing, and erect the modular block units shall be included in the cost of
wall erection.
The cost of performing the laboratory tests by an approved geotechnical
laboratory for structural backfill or ACBF slag shall be included in the cost of modular
block wall with or without ground reinforcement.
The cost of all labor and materials for geotextile materials shall be included in
the cost of other structural backfill.
The cost of cutting or altering the ground reinforcing at the site shall be included
in the cost of modular block wall with ground reinforcement.
The cost of all modular block wall materials including modular block wall units,
compressive strength retesting if required, and incidentals shall be included in the cost of
the concrete modular block wall with or without ground reinforcement.
The cost of clearing and grubbing, compacted aggregate No. 53, compacted
aggregate No. 8, ground reinforcement, or replacement materials damaged during
backfill placement if required, shall be included in the cost of wall erection.
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
The cost of retesting or replacing failed modular block wall units will be included
in the cost of the concrete modular block wall with or without ground reinforcement.
MODULAR BLOCK CONCRETE RETAINING WALL TS-58
IN20030661
SP-59 – PERMANENT EARTH RETENTION SYSTEMS FOR CUT WALL
APPLICATIONS
The Standard Specifications are revised as follows:
SECTION 734, BEGIN LINE 1, INSERT AS FOLLOWS:
SECTION 734 - PERMANENT EARTH RETENTION SYSTEM FOR CUT-WALL
APPLICATION
734.01 DESCRIPTION.
This work shall consist of designing and constructing a permanent earth retention
system utilizing a cut-wall application in accordance with 105.03. Cut-wall applications
refer to a class of earth retention systems in which construction of the system is
performed from the top of the wall down to the base of the wall utilizing externally and/or
internally stabilized elements. (See Geotechnical Engineering Circular No. 2 – Earth
Retaining Systems, Report No. FHWA-SA-96-038 for additional discussion of cut-wall
types and applications.)
734.02 SUBMITTALS.
(a) DESIGN CALCULATIONS AND WORKING DRAWINGS.
The Contractor shall submit design calculations and working drawings to the
Engineer for review and approval in accordance with 105.02. The contractor shall not
begin construction of the walls until the design calculations, working drawings, testing
program, monitoring program and quality control plan have been approved by the
engineer. All details, dimensions, quantities, ground profiles, and cross-sections
necessary to construct the wall shall be included. The limits of the wall and ground
survey data shall be verified before preparing the drawings. The calculations and
drawings shall be signed and sealed by a professional engineer in the State of Indiana.
Such professional engineer shall have overall responsibility for both the design and
construction.
Within 30 days after completion of the work, as-built drawings shall be submitted to
the Engineer. Revised design calculations signed by the professional engineer shall be
provided for all design changes made during the construction of the retention system.
(b) QUALITY CONTROL/QUALITY ASSURANCE PLAN.
At least 30 calendar days before the planned start of the wall construction, the
Contractor shall submit a quality control plan. The plan shall include, but not be limited
to, wall construction procedures and sequencing, a verification testing program, and a
performance monitoring program.
(1) VERIFICATION TESTING PROGRAM.
PERMANENT EARTH RETENTION SYSTEM TS-59
FOR CUT WALL APPLICATIONS IN20030661
The program shall include a verification testing program of all production and
test ground anchors/soil nails. The program shall identify the test locations, the type of
test (i.e., proof, performance, creep and/or pullout), testing procedures, acceptance
criteria, and load and measuring devices to be used.
(2) PERFORMANCE MONITORING PROGRAM.
The program shall identify points of monitoring interest, in accordance with
734.01, and the frequency of monitoring during and following construction of the wall.
The program shall also include a baseline survey for points of monitoring interest.
During construction, the Contractor shall immediately notify the Engineer if signs
of ground movement in the vicinity of the wall, increased size of old cracks or separation
of joints in structures, foundations, streets or paved and unpaved surfaces are observed.
If the Engineer determines that the movements exceed those anticipated for construction
and require corrective action, the Contractor shall take corrective actions necessary to
arrest the movement or perform repairs. The costs of providing corrective actions will be
borne by the Contractor.
734.03 DESIGN REQUIREMENTS.
The walls shall be designed using the procedure described in the AASHTO LRFD
Bridge Design Specifications, or in the FHWA report SA-96-069, Manual for Design and
Construction Monitoring of Soil Nail Walls (if soil nails are used). The required safety
factors or allowable strength factors for Service Load Design, SLD, and load and
resistance factors for Load and Resistance Factor Design, LRFD, shall be in accordance
with the above-referenced publications. The minimum factor of safety for SLD global
stability or minimum required LRFD global stability shall be in accordance with the
above-referenced publications, unless specified otherwise. Structural design of an
individual wall element not addressed in the FHWA report shall be designed in
accordance with the AASHTO specifications. Geometric data and design criteria
including shear strength parameters and unit weights for soil and rock, corrosion
protection, internal and external drainage requirements, horizontal and vertical
alignment of the wall, and all known site and construction constraints, wall facing and
facing architectural requirements shall be as shown on the plans. The size, spacing,
tolerances, plumbness and other factors of the facing panels shall meet the requirements
of 731.
(a) DESIGN CALCULATIONS.
Design calculations shall include, but not be limited to, the following items:
1. A written summary report which describes the overall design that includes
a narrative regarding cut-wall system selection and design criteria.
2. Applicable code requirements and design references.
PERMANENT EARTH RETENTION SYSTEM TS-59
FOR CUT WALL APPLICATIONS IN20030661
3. Design cross-section(s) geometry including soil/rock strata and location,
magnitude and direction of design slope and external surcharge loads,
and piezometric levels.
4. Design criteria including undrained and drained shear strength
parameters for soil and rock (i.e., angle of internal friction and cohesion),
and dry and moist/saturated unit weights.
5. Unit bond resistances for externally and internally stabilized elements and
minimum unbonded lengths and minimum bonded lengths for externally
stabilized elements.
6. Safety factors/strength factors for SLD or load and resistance factors for
LRFD used in the design on the pullout resistance, surcharges, dry and
moist/saturated unit weights of soil and rock, and all materials (e.g.,
shotcrete, steel and concrete). Minimum required SLD factor of safety for
global stability or minimum required LRFD global stability soil
resistance/load ratio.
7. Seismic design acceleration coefficient.
8. Design calculation sheets with the contract number, project number,
designation number, wall location and designation, date of preparation,
initials of designer and checker, and page number shown on each page.
Provide an index page with the design calculations.
9. Design notes including an explanation of any symbols and computer
programs used in the design.
10. Design cross-section(s) geometry including soil/rock strata and location,
magnitude and direction of design slope, external surcharge loads, and
piezometric levels with the most-critical slip surface shown along with the
minimum calculated SLD factor of safety for global stability or minimum
required LRFD global stability soil resistance/load ratio.
11. Structural design calculations for any temporary and permanent facing(s)
and facing connections including consideration of flexural and shear
strength of the facing and any externally stabilized elements, tensile
strength of any headed studs, upper cantilever, minimum reinforcement
ratio, mechanical splices, welds, built-up sections, and cover and splice
requirements.
(b) WORKING DRAWINGS.
Working drawings shall include, but not be limited to, the following items:
1. A plan view of the wall(s) identifying the following:
PERMANENT EARTH RETENTION SYSTEM TS-59
FOR CUT WALL APPLICATIONS IN20030661
(i.) A reference centerline and elevation datum.
(ii.) The offset from the construction centerline to the finished face of
the wall at its base and at all changes in horizontal alignment.
(iii.) Beginning and ending stations of the wall.
(iv.) Right-of-way and permanent or temporary construction easement
limits, location of all known active and abandoned existing
utilities, adjacent structures or other potential interferences. The
centerline of any drainage structure or drainage pipe behind,
passing through, or passing under the wall shall be identified.
(v.) Limit of externally and internally stabilized elements.
(vi.) Subsurface exploratory locations shown on a plan view of the
proposed wall alignment with appropriate reference base lines to
fix the locations of the explorations relative to the wall.
2. An elevation view of the wall(s) identifying:
(i.) The elevation at the top of the wall, at all horizontal and vertical
break points, and at least every 50 ft (15 m) along the wall.
(ii.) Elevations at the base and top of the wall for casting the facing.
(iii.) Beginning and ending stations of the wall.
(iv.) The distance along the face of the wall to all steps in the base of
the wall.
(v.) Elevation views of the wall showing all externally and internally
stabilized elements as well as vertical and horizontal spacing; and
the location of drainage elements and permanent facing
expansion/contraction joints along the wall length.
(vi.) Existing and finished grade profiles both behind and in front of the
wall.
3. Design parameters and applicable codes.
4. General notes for constructing the wall including sequencing or other
special construction requirements including dewatering, if required.
PERMANENT EARTH RETENTION SYSTEM TS-59
FOR CUT WALL APPLICATIONS IN20030661
5. Horizontal and vertical curve data affecting the wall and control points.
Match lines or other details to relate the wall stationing to centerline
stationing.
6. A listing of the summary of quantities on the elevation drawing of each
wall showing estimated square yards of exposed wall face areas and other
pay items.
7. Typical sections including staged excavation elevations, wall elements,
and corrosion protection details.
8. Typical details of production and test anchors or nails defining the
orientation and dimensional relationships of the unbonded and bonded
lengths.
9. Details, dimensions, and schedules for all externally and internally
stabilized elements, reinforcing steel, wire mesh, bearing plates, headed
studs, etc. and/or attachment devices for shotcrete, cast-in-place or
prefabricated facings.
10. Details and dimensions for appurtenances such as barriers, coping,
drainage gutters, fences, etc.
11. Details for constructing the wall around drainage facilities.
12. Details for terminating the wall and adjacent slope construction.
13. Facing finishes, color and architectural treatment requirements for
permanent facing elements.
734.04 MATERIAL REQUIREMENTS.
The material requirements shall be in accordance with the Standard
Specifications unless noted herein.
734.05 PERFORMANCE REQUIREMENTS.
The Contractor shall monitor the performance of the wall and movements of
buildings, roads, or other facilities within a distance of at least three times the excavation
depth for the wall. Performance monitoring by the Contractor shall be made during
construction and for a period of not less than one year following the completion of the
wall or as directed. The Contractor shall post a warranty bond for the performance
monitoring that takes place after the contract is completed. The Contractor shall make
prompt and continuous evaluations of the test and monitoring data and performance of
the wall. The Contractor, if necessary during the monitoring period, shall take immediate
steps to correct deficiencies in the capacities of individual elements or other corrective
measures which may be required to prevent damage or excessive movement of the wall
PERMANENT EARTH RETENTION SYSTEM TS-59
FOR CUT WALL APPLICATIONS IN20030661
and adjacent facilities. The Contractor shall submit all test and monitoring data to the
Engineer on a weekly basis or as otherwise directed.
The Contractor shall limit maximum lateral wall movements during and following
construction of the wall to a value of 0.3 percent of the excavation depth. The Contractor
shall limit maximum settlement of the ground behind the wall during and following
construction of the wall to a value of 0.3 percent of the excavation depth. If these values
are exceeded, the Contractor shall submit in writing to the Engineer a course of action
which identifies appropriate measures to arrest and/or limit any additional
movement/settlement.
734.06 METHOD OF MEASUREMENT.
This work will be measured by the square yard (square meter) of exposed face
area above finished grade.
734.07 BASIS OF PAYMENT.
The accepted quantities of this work will be paid for at the contract unit price per
square foot (square meter) for cut wall. Payment will be made under.
Cut Wall __ Square Foot
The costs of all labor, equipment, materials, tests, and incidentals necessary to
acceptably design, construct and monitor the wall including the internal drainage and
any temporary construction facing or permanent facing, if applicable, and correction of
deficiencies which may be required to prevent damage or excessive movement of the wall
shall be included in the cost of this work.
PERMANENT EARTH RETENTION SYSTEM TS-59
FOR CUT WALL APPLICATIONS IN20030661
SP-60 – ORNAMENTAL RAILING
DESCRIPTION: Work includes fabrication and installation of ornamental railing.
SUBMITTALS: The contractor shall submit product data for each type of product
indicated, as well as shop drawings. Shop drawings shall include plans, elevations,
sections, details, and attachment methods to other work.
Contractor shall submit a 12-inch by 24-inch sized sample section, representative of each
ornamental railing material type and for each color specified, to verify quality of
construction.
Contractor shall submit Product Test Reports, based on evaluation of comprehensive tests
performed by a qualified testing agency for decorative metallic-coated steel tubular
picket railings, including finish, indicating compliance with referenced standard.
CONSTRUCTION REQUIREMENTS: Railing materials shall be manufactured
from hot-dip galvanized steel tubing bars and shapes to comply with
ASTM A 36/A 36M. Pickets and rails shall be formed from steel bars using hot-rolled,
carbon steel to comply with ASTM A 29/A 29M, Grade 1010. Posts shall be formed
from cold formed steel tubing to comply with ASTM A 500. Hot-dip galvanize to comply
with ASTM A 123/A 123M. Hot-dip galvanize posts and rail/picket assemblies after
fabrication.
Posts: Galvanized square steel tubing, two inches by three inches (50 mm by 75
mm) with 3/16-inch (4.76-mm) wall thickness with mounting base plate/flange
welded to bottom (see details in drawings).
Steel channel rails: Galvanized steel channels, two inches by one inch (50 mm by
25 mm).
Pickets: 1-inch (25 mm) square by 0.065-inch (1.65-mm) galvanized steel,
terminated as indicated. Picket spacing to be four inches (101.6 mm) clear,
maximum; see drawing details for specific spacing.
Fabrication: Assemble fences into sections by welding pickets to rails. Posts
shall be bolted to concrete rails. Fence sections (rails with pickets) shall be bolted
to posts.
Fasteners: Chemical anchor bolts with a minimum embedment depth of 5.5
inches and a minimum pull-out strength of ten kips shall be used to anchor the
railing posts to the concrete. Anchor bolts shall comply with ISO 898 5.8, ASTM
A193 Grade B7. Nuts and washers shall be supplied by the same manufacturer as
the anchor bolts. Stainless-steel ¾-inch carriage bolts and tamper-proof nuts shall
be used to anchor rails to posts.
Finish for metallic-coated steel items: High-performance coating
ORNAMENTAL RAILING TS-60
IN20030661
MANUFACTURERS: Subject to compliance with requirements, available
manufacturers offering products that may be incorporated into the work include, but are
not limited to, the following.
A & T Iron Works, Inc.
ATC Iron Works
Ametco Manufacturing Corporation
BarnettBates Corporation
Breuer Metal Craftsmen
Offenhauser Company
Standard Iron and Wire Works, Inc.
METALLIC-COATED STEEL FINISHES: Use epoxy primer for galvanized steel:
Complying with MPI #101 and compatible with coating specified to be applied over it.
Epoxy intermediate coat(s) complying with MPI #77 and compatible with primer.
Topcoat to be polyurethane, two-component, pigmented, gloss, MPI #72 and compatible
with intermediate coat.
Surface Preparation: Clean surfaces with non-petroleum solvent so surfaces are
free of oil and other contaminants. After cleaning, apply a zinc-
phosphate conversion coating suited to the organic coating to be applied over it.
Clean welds, mechanical connections, and abraded areas and repair galvanizing to
comply with ASTM A 780.
High-Performance Coating: Apply epoxy primer, epoxy intermediate coat, and
polyurethane topcoat to prepared surfaces. Apply at spreading rates
recommended by coating manufacturer. Match approved Samples for color,
texture, and coverage. Remove and refinish, or recoat work that does not comply
with specified requirements.
Color and Gloss shall match ICI #30BB 05/022 “Black Mica”.
RAIL INSTALLATION: Install railing by bolting base flanges of posts to concrete
rail/wall top using epoxy-set anchors (number and pattern as indicated in drawings) and
fastening rails and infill panels to posts using bolts, lock-washers, and nuts. The
contractor shall use an installation pattern when drilling the field-drilled holes on the top
of the concrete barrier for the chemical anchor bolts, per the manufacturer’s
requirements, to ensure proper horizontal and longitudinal alignment. The equipment
used to drill the holes shall be per manufacturer’s requirements. The drilled hole
diameter and depth shall be per the manufacturer’s requirements. Field-drilled holes
shall be in accordance with 702.25.
Prior to the installation of the chemical anchors, the field-drilled holes shall be cleaned
out in accordance with the manufacturer’s recommendations. Chemical anchor systems
meeting the requirements of Section 901.05 shall be used to bond the anchor bolts to the
ORNAMENTAL RAILING TS-60
IN20030661
concrete barrier. Steel railings shall not be installed until after the chemical anchor bolts
have cured and attained required strength, per the manufacturer’s specifications.
After the chemical anchor bolts are fully bonded to the concrete barrier, the contractor
shall prepare the concrete surfaces of the barrier, which will receive architectural finish
coating(s). The contractor shall protect the anchor bolts during the surface preparation
and application of the architectural finish coating(s). After the architectural finish
coating(s) have been applied, the steel railing may be installed per the manufacturer’s
specifications. Peen threads of bolts after assembly to prevent removal.
METHOD OF MEASUREMENT:
Rail installation will be measured by each linear foot of railing installed.
BASIS OF PAYMENT:
The accepted quantities of railing will be paid for at the contract unit price per linear foot
for Ornamental Railing in place.
Payment will be made under:
Pay Item Pay Unit Symbol
Ornamental Railing……………………………………………………..LFT
The cost of all material and labor required for fabrication, field drilled holes, high
performance coating and installation will be included in the cost of Ornamental railing.
The cost of rail fabrication, materials, labor and installation of specialty rail mounted
traffic signs will not be paid for directly but included in the cost of Ornamental railing.
ORNAMENTAL RAILING TS-60
IN20030661
SP-61 – IMPRINTED CONCRETE
DESCRIPTION:
Work includes imprinted (or stenciled) concrete and associated finishes for
stained decorative concrete pavement. Concrete intended to receive imprinted patterns
and chemical finishes and stains should be in accordance with sections 502, 604, and 705.
SUBMITTALS:
Contractor shall submit product data for each product indicated as well as samples
for initial selection from manufacturer's full range of color charts. Sample Panels of 2 by
2 feet (610 by 610 mm), shall be provided to demonstrate finish, color, and texture of
imprinted (or stenciled) concrete and associated finishes. Qualification Data must be
provided for Installer and Manufacturer as specified in Quality Assurance Article,
including names and addresses of past completed projects, with the associated architects,
and owners listed.
QUALITY ASSURANCE:
Installer must have a minimum of three year's experience with projects of similar
scope and quality. The contractor for this work shall be a licensed contractor who has
been trained and equipped by imprinted concrete supplier/manufacturer. Products used
must be obtained from same source throughout Project. A Preinstallation Conference
shall be conducted at project site.
Mock-ups:
Locate at site and obtain approval before start of final work. See Mock-up section
in these specifications. Mock-ups shall be minimum 10’ by 10’ (feet) showing
representation of each surface type and color in arrangement similar to design intended in
the work. Mock-ups must demonstrate range of finishes and workmanship, including
joints and sealing procedures. Approved mock-ups will set quality standards for
comparison with remaining work. Contractor must remove mock-ups when work is
completed. Approved field samples may become part of the completed work if
undisturbed at completion of project.
CONSTRUCTION REQUIREMENTS:
Deliver materials in original packaging with labels intact and store in clean, dry
and protected location, according to manufacturer's requirements. Comply with
imprinted (or stenciled) concrete and associated finishes’ manufacturer's instructions. Do
not install work if air temperature and concrete substrate temperature are not between 45
to 85 deg F before and during installation. In hot weather, install work in early morning
or when surfaces are shaded. Keep bagged products out of sunlight. Use cool water; do
not use water from hot watering hoses. Protect imprinted concrete and associated
finishes from rain for 24 hours. In windy weather, protect adjacent construction from
over-spray during application of sealers.
PRODUCTS:
IMPRINTED CONCRETE TS-61
IN20030661
Color hardener shall be heavy-duty grade, dry-shake type. Water used in concrete
must be potable. Stamp Mats shall be semi-rigid polyurethane mats with projected
texture and ridged underside capable of imprinting texture and joint patterns to plastic
concrete. Stamp mat supplier shall also supply necessary texture skins matching stamp
mat textures for texturing areas that cannot be reached with stamping mats. Pigmented-
powder antiquing Release Agent (factory-packaged) shall be used. Agent shall be non-
fading, (finely-ground, streak free, colored powder - or- liquid) that facilitates release of
stamps and texture skins from concrete surface and imparts a secondary accent color.
Manufacturer’s standard accessory stamp detailing tools shall be used capable of
imprinting joints and dressing stamped joints of stamping pattern. See Architectural
Finishes Schedule for approved manufacturer and pattern. Provide and apply
manufacturer’s recommended sealer (such as Bomanite Con-Shield or equal) per
manufacturer’s recommendations. Sealer will prevent deterioration and spalling from
deicing salts used in freeze/thaw conditions as well as increase the abrasion resistance of
the work.
EXECUTION:
The area to receive imprinted (or stenciled) concrete shall have the sub-grade
prepared and compacted as required in concrete specifications. The formwork shall be
installed in accordance with concrete specifications and the drawings. The slab
reinforcement and thickness shall be as required in concrete specifications. Control joints
and/or expansion joints shall be provided in accordance with the drawings and the
guidelines established by the American Concrete Institute (ACI). As with any concrete
slab, imprinted concrete usually contains construction joints, control joints and expansion
joints; the contractor shall advise and work with the Engineer to determine the best
location for these joints to minimize the visibility of the joints and to minimize unsightly
cracking.
The concrete shall be placed and screeded to the finished grade, and floated to
uniform surface using standard finishing techniques. Color Hardener shall be applied
evenly to the surface of the fresh concrete by the dry-shake method using a minimum of
60 pounds per 100 square feet. It shall be applied in two or more shakes, floated after
each shake and troweled only after the final floating. Dry release agent shall be applied
evenly to the troweled surface prior to imprinting. If liquid release agent is used, apply a
liberal coat of liquid release agent to cementitious stampable overlay when set
sufficiently to achieve a clean impression. While the concrete is still in its plastic stage
of set, the imprinting tools shall be applied to the surface. Accurately align stamp mats in
sequence and tamp into cementitious stampable overlay to produce imprint pattern,
texture, and depth of imprint, according to manufacturer's instructions. Remove stamps
from cementitious stampable overlay immediately. Stamp edges, perimeter of pour and
surfaces unable to be imprinted with stamp mat with texture skins. Use stamp tools to
imprint grout lines at edges and surfaces unable to be imprinted with stamp mats.
Re-cut existing control joints before cracking occurs, generally within 12 to 24
hours after placement at 70 deg F. Approved curing method shall be applied in
accordance with the manufacturer's recommendations immediately after completing the
IMPRINTED CONCRETE TS-61
IN20030661
imprinting process. After the initial curing period, the surface of the slab shall be sealed.
Apply final coat of sealer uniformly in continuous operation by sprayer according to
manufacturer's instructions.
Repair damaged cementitious stampable overlay according to manufacturer's
instructions. Clean spillage and soiling from adjacent construction according to
manufacturer's instructions. Protect cementitious stampable overlay from damage or
deterioration until date of Substantial Completion.
METHOD OF MEASUREMENT
Imprinted (or stenciled) Concrete will be measured by the square foot of concrete
imprinted. The area of imprinted (or stenciled) concrete will be the width of the
imprinting multiplied by the length of the concrete imprinting (or stenciling). The areas
of imprinted (or stenciled) concrete are to be as shown in the project plans and within the
Special Provision “ARCHITECTURAL FINISHES”.
Concrete Pavement will be measured in accordance with section 502.
Concrete Sidewalk will be measured in accordance with section 604.
Concrete in Superstructure will be measured in accordance with section 705.
BASIS OF PAYMENT
The accepted quantities of concrete imprinting (or stenciling) will be paid for at
the contract unit price per square foot for imprinted concrete complete in place.
Concrete Pavement will be paid for in accordance with section 502.
Concrete Sidewalk will be paid for in accordance with section 604.
Concrete in Superstructure will be paid for in accordance with section 705.
Payment will be made under:
Pay Item Pay Unit Symbol
Concrete Imprinting......................................................................................SFT
PCCP, ____ ...............................................................................................SYS
Sidewalk, Concrete ......................................................................................SYS
Concrete, C, Superstructure .........................................................................CYS
The cost of concrete imprinting (or stenciling) shall include all labor, materials,
and surface preparation required to finish, texture, color, and seal the concrete.
IMPRINTED CONCRETE TS-61
IN20030661
The cost of mock-ups as detailed in this specification will not be paid for directly
but included in the cost of concrete imprinting.
IMPRINTED CONCRETE TS-61
IN20030661
SP-62 – FORMLINER
DESCRIPTION
Standard patterned formliners and custom formliners (created to produce certain
areas of work) shall be used on this project. Manufacturer’s standard formliners shall be
used for Ashlar Stone pattern (Fitzgerald #16999 Georgia Ashlar) and for Bush-
hammered surface texture (where identified in drawings). Custom Formliners shall be
used for custom architectural elements such as inset/outset circles (see drawings) and the
City of Carmel’s seal. The Carmel City Seal formliner will be provided by the City. The
custom inset/outset formliners shall be made from a two-component urethane formulation
and factory bonded to 0.75” plywood. Liners shall be available in widths and heights
necessary to depict the desired pattern. Formliners shall be for cast-in-place or precast
applications.
Formliners shall provide design latitude for precast or cast-in-place application.
They shall be re-usable a minimum of 100 times, and turned-over to Engineer upon
project completion.
SUBMITTALS:
Contractor shall submit Qualification data demonstrating capabilities and
experience; include list of past projects with names and addresses and other contact
information for owner and architect/engineer for the project. Formliner manufacturer
must submit product information for standard formliner, texture(s) and pattern(s). Shop
drawings shall be submitted depicting the custom formliner layouts, coordinated with
retaining wall panel supplier and contractor.
A full-scale mock-up is specified in another section; formliners to be used in this
project’s work shall be included and used in the construction of that mock-up.
QUALITY ASSURANCE:
Formliner manufacturer must have 5 years minimum experience making custom
liners and with liners formed to mimic stone surfaces. Formliner installer shall have 5
consecutive years minimum experience in textured concrete construction.
Manufacturing tolerances:
Elastomeric formliners shall be manufactured from 100% polyurethane and mold
bonded to 0.75” plywood: +/- 1/8 inch (length and width)
(Un-bonded: as determined by pattern.) Once attached to the formwork, formliners
should be stored on edge to prevent liner damage. They shall be easily attached to most
concrete forming systems, including wood, steel, aluminum and fiberglass.
TECHNICAL DATA: ASTM
Shore A Hardness 60-70 D2240
FORMLINER TS-62
IN20030661
Cast Density, PCF 62-67
Tear Strength, PLI 140-160 D624
Tensile Strength, psi 1300-1600 D638 (D412)
Ultimate Elongation 280-330% D638 (D412)
When not in use, formliners should be protected from moisture and sunlight by
being elevated off the ground and covered with a tarpaulin. Degradation will affect the
life of the liner, and in some cases, cause discoloration of the concrete surface. Avoid
surface temperature in excess of 140° F as it may cause permanent thermal distortion and
diminish by 70-80% all physical properties of the formliner.
CONSTRUCTION REQUIREMENTS:
Trimming:
Should trimming of an elastomeric liner be required, the slower the cutting tool
used, the easier the liner will be to trim. A crosscut handsaw shall be used; a circular
handsaw may not be used. Extreme care should be taken to keep the saw blade from
binding or from melting the material. Lubricating the blade with WD-40 during the trim
may assist the cut. If the liner is to be butted against a rustication strip or reveal, the
blade angle should be set so that the liner is cut at the same angle as the reveal. These
operations should be performed with the liner securely clamped to a steady workbench to
prevent any “chatter”. Positioning the line of the cut with approximately a 3-degree bow
in the liner will also assist the trim. (Proper ventilation practices must be followed when
cutting formliner material.)
Attachment to Formwork:
Formliners shall be bonded to 0.75" plywood. Mold-bonding may be used;
however, the plywood does not eliminate the need for form system facing. The use of a
ganged-forming system is recommended. Formliners can be attached directly to the
forming system by screwing or bolting to the face of the liner or through the back of the
form using 1/4” diameter fasteners. Fasteners should be placed at 12" centers on all
perimeter edges of the formliners and 18”-24” on center throughout the field. When the
liners are expected to be removed and reattached to the forming system several times
over the life of the liner, attachment from the back of the form should be used to avoid
repeated marring of the surface of the liner. Recommended method:
1. Level and square the formwork so that proper alignment of the liner can be made.
Dimensions should be marked so that edges, patterns and joints are square.
2. Working with one sheet at a time, position the form liner against the formwork so
that edges, patterns and joints are square.
3. Screw the liner to the formwork with screws spaced approximately 12” on center
around the perimeter and 18” to 24” on center throughout the field. Tek drywall
screws work well because they are self-drilling and easy to install.
Form Release Agent:
FORMLINER TS-62
IN20030661
The application of a good quality, reactive-type form release agent prior to the
first use and after each subsequent re-use is critical to the performance of the formliner.
Clean the formliner after each pour to remove any loose debris. The form release agent
must be worked into the surface of the liner to ensure adequate coverage. Release agents
should be sprayed on the liner as close to the time of concrete placement as possible.
Minimize exposure to contaminants, dust, etc.
A water-based release agent works well for either single-use or multi-use plastic or
extended-use elastomeric urethane formliners. (Do not use solvents or petroleum-based
form release agents as such types attack both plastic and elastomeric urethane liners.) It
is recommended that the form release agent be tested against a small area on the form
side of the liner for compatibility. Should the test area become tacky, the release agent is
not compatible with the liner material and cannot be used. Consult with form release
manufacturer for specific information, such as coverage rates, drying time and
compatibility.
Formliners Used in Cast-In-Place Concrete:
Most urethane formliners cannot withstand a rate of pour in excess of 600-750
psf. Generally, the more texture or relief on the formliner, the slower the concrete must
be placed. If a plasticizer is used, the rate of pour may have to be reduced to limit form
pressure. Placement should be in two-foot lifts with no horizontal movement to avoid
flow lines in the finished surface. To avoid cold joints, architectural concrete placement
should never be stopped part way up the pattern.
Formliners Used in Pre-Cast Concrete:
A test pane using the selected material should be poured simulating actual
conditions and procedures, including: pour rate, size of panel, tie holes, reveals, joints in
formliner panels, etc. Actual construction should proceed using the same method and
materials throughout the project.
Stripping Procedures:
If possible, forms should be stripped within twenty-four hours of concrete
placement. This is important because:
1. The heat of concrete hydration can degrade formliner material over an extended
period of time and can cause sticking.
2. Concrete may darken the longer the liner is in contact with the formliner surface.
3. Formliner life can be lengthened.
Formliners should always be stripped with an equal time interval between lifts in
order to have consistent concrete finish between multiple pours. Formwork should
always be stripped at 90-degree angles to the form if possible. Fractured textures will
require special care to avoid breaking off fins from the concrete or the liner. A low
profile pattern will be easier to strip than a high profile pattern. Allow extra time for
stripping formwork as formliners are part of the job requirement. Avoid rotating the
forms away from the wall or panel when stripping begins. Rotation could allow the
formliner to become wedged into the concrete damaging the joints or raised portions on
FORMLINER TS-62
IN20030661
the formliner. Strip forms evenly with equal force applied at the midpoints and bottom
sections of the forms. Pull forms directly away from the wall and/or panel. This
procedure may take additional time to accomplish, but results in less liner damage.
Clean and apply form release agent on all liners prior to the first pour and after each
subsequent pour. The form release agent must be mopped on so all surfaces are
thoroughly coated. Clean formliners with a stiff brush after each pour to remove any
concrete laitance and re-apply the form release agent.
Architectural concrete jobs are critical. As such, attention to detail becomes critical
for satisfactory results. It is recommended that proper planning and execution be
followed.
Replacing Formliner:
Improper formliner preparation, such as poor cleaning between pours, type of
release agent chosen, application of release agent, jobsite handling, storage and exposure
to sunlight can all contribute to lessen the life expectancy of architectural formliners. At
times formliner damage is not repairable in the field and most field repairs are temporary
measures. Repeating repair work is normal after each pour if damage to liner is great and
repair is extensive. Replacement of formliner material is then necessary at no cost to the
Engineer.
OWNERSHIP OF FORMLINERS
Any specialty formliners created specifically for this project (2’-0” Circles, 4’-0”
Circles) shall become the ownership of the City of Carmel. Upon completion of project,
Contractor shall provide all specialty formliners to Engineer.
Any specialty formliner provided by the City shall be returned to the Engineer
after use by Contractor.
Specialty formliners shall not be used on any other projects without written
approval from the Engineer.
METHOD OF MEASUREMENT:
Formliners on wall panels will be measured by the square foot of wall panels
installed.
Formliners along bridge and other concrete railing will be measured by the linear
foot of concrete rail per face being formlined.
The specialty City Seal formliner will be measured per each.
BASIS OF PAYMENT:
FORMLINER TS-62
IN20030661
Formliners along concrete railings will be paid for at the contract unit price per
linear foot per the type specified.
The specialty City Seal formliner will be paid for at the contract unit price for
each City Seal installed.
Payment will be made under:
Pay Item Pay Unit Symbol
Formliner, Wall Panels..................................................................................SFT
Formliner, Bridge Rail, Front Face.............................................................. LFT
Formliner, Bridge Rail, Rear Face............................................................... LFT
Formliner, Modified 33” Bridge Rail, Type I & II, Rear Face.................... LFT
Formliner, Reinforced Concrete Barrier Wall, Rear Face ........................... LFT
Formliner, Specialty, City Seal.................................................................EACH
Cost of formliner includes all fabrication, materials and labor to finish railings
with formlined concrete.
Payment for all materials and labor included in the installation of wall panels and
concrete railing are not included in the cost of formliners, but will be paid for under
separate pay items.
FORMLINER TS-62
IN20030661
SP-63 – MASONRY COATING
The Standard Specifications are revised as follows:
SECTION 728, BEGIN LINE 1, INSERT AS FOLLOWS:
SECTION 728 – MASONRY COATING
728.01 Description
This work shall consist of the preparation of the concrete surfaces, cleaning such
surfaces by means of sandblasting, and furnishing and applying masonry coating as
described herein. The masonry coating shall be applied to all concrete surfaces shown on
the plans or as directed.
MATERIALS
728.02 Materials
Materials shall be in accordance with 909.13.
CONSTRUCTION REQUIREMENTS
728.03 Surface Preparation
The surfaces to be masonry coated shall be given a finish in accordance with
702.21. Such surfaces shall then be sealed with a concrete sealer in accordance with 709.
Air pockets of up to 1/4 in. (6 mm) in width and depth will not require grouting prior to
application of the masonry coating. Air pockets larger than 1/4 in. (6 mm) in width and
depth shall be filled with a grout mix composed of one part portland cement, two parts
screened and washed sand graded to pass the No. 16 (1.18 mm) sieve with not more than
5% retained on the No. 30 (600 µm) sieve, and sufficient water to produce a thick liquid
mix. The grout shall be applied to fill the air pockets and voids by using burlap pads,
float sponges or other acceptable methods. As soon as the grout has taken its initial set,
the surface shall be brushed to remove all loose grout, leaving the surface smooth and
free of air pockets and voids. Prior to the application of the masonry coating, regardless
of whether the concrete surface has been previously sealed, the surface to be coated shall
be lightly sandblasted to remove flaking coatings, dirt, oil and other substances
deleterious to the applied finish coating. Overblasting, exposing additional air pockets,
or disfiguring the surface shall be prevented. Final cleaning shall be done with
compressed air. The air compressor shall be equipped with suitable separators, traps, or
filters which shall remove water, oil, grease, or other substances from the air line.
Prior to application of the finish coating, the surfaces shall have been prepared in
accordance with the manufacturer’s recommendations and shall be in a condition
consistent with the manufacturer’s requirements.
728.04 Application
MASONRY COATING TS-63
IN20030661
The application, including equipment used, shall be in accordance with the
manufacturer’s recommendations. The material shall be applied by qualified personnel
experienced in the work.
The material shall be thoroughly mixed in its original container. If skins have
formed, the material will be rejected. The material shall not be thinned. The masonry
coating may be applied over a damp, but not wet, surface. It shall be applied at a uniform
film thickness at a rate of 45 ± 5 sft/gal. (1.1 ± 0.1 m2/L) or as recommended by the
manufacturer and approved by the Engineer. In either case, the application rate shall be
sufficient to produce a uniform color and texture. The material shall be applied only
when the ambient temperature is between 45°F (7°C) and rising, and 100°F (38°C). It
shall not be applied onto frozen surfaces or if rain is imminent. If rain occurs on a freshly
applied surface, recoating may be required based on the extent of rain damage.
The material shall not be applied if dusty conditions exist in the vicinity of the
surfaces to be coated. When dust conditions are beyond the control of the Contractor, or
are generated off-site, application shall not take place until more favorable conditions
exist. The application of the masonry coating shall be scheduled as one of the final
finishing operations to minimize construction generated dust. A wet edge shall be
maintained at all times to prevent lap marks. Stopping and starting in the middle of a
section of concrete will not be permitted. If applying the coating with a roller, the
material shall initially be applied in vertical strokes, cross rolled for even film and
appearance, then finished with vertical strokes.
After application, the coating shall be dry to the touch within 48 h. The coating
shall achieve a final cure within two to three weeks under ideal conditions.
728.05 Finishing
The coating material in the finished state shall be capable of accommodating the
thermal and elastic expansion ranges of the substrate without cracking.
The texture of the completed finish coat shall be generally similar to that of
rubbed concrete. The completed finish coat shall be tightly bonded to the structure to
present a uniform appearance and texture. If necessary, additional coats shall be applied
to produce the desired surface texture and uniformity.
Coatings shall be entirely removed from the structure upon their failure to
positively adhere without chipping, flaking or peeling, or attaining the desired surface
appearance. The finish coat shall be reapplied after proper surface preparation until the
desired finished product is achieved. The average thickness of the completed finish coat
shall not exceed 1/8 in. (3 mm).
The manufacturer shall submit, for each batch of material used, the product
analysis data as follows:
(a) Weight per gallon (Mass per liter).
MASONRY COATING TS-63
IN20030661
(b) Viscosity in Kreb units.
(c) Mass percent pigment.
(d) Mass percent vehicle solids.
(e) Infrared spectra of vehicle solution.
728.06 Method of Measurement
Masonry coating will be measured by the square foot of masonry coating applied.
Surface seal will be measured by the square foot of surface seal applied under
areas being masonry coated.
728.07 Basis of Payment
The accepted quantity of Masonry coating used on concrete bridge railing,
concrete bridge railings on ramps and side streets, bridge piers, and portions of
retaining walls as indicated in project plans and specifications will be paid for at the
contract unit price for masonry coating. Concrete surface seal will be paid for at the
contract unit price for surface seal.
Payment will be made under:
Pay Item Pay Unit Symbol
Masonry Coating...........................................................................................SFT
Surface Seal...................................................................................................SFT
The cost of surface preparation, furnishing and applying the material, labor,
equipment, and necessary incidentals shall be included in the cost of this work.
SECTION 909, AFTER LINE 617, INSERT AS FOLLOWS:
909.13 Masonry Coating Material
Masonry coating material shall be a commercial product designed specifically for
coating concrete. The material shall be suitable for application on damp concrete, or
concrete which is not fully cured. Only one coating material shall be used on an
individual structure. It shall be delivered to the project site in sealed containers bearing
the manufacturer’s original labels. The brand, color, and type shall be clearly marked on
each container. All material shall be from the same lot or batch unless otherwise
authorized. A copy of the manufacturer’s printed instructions shall be made available.
The coating material shall be stored in airtight, upright containers. The
containers shall be stored in a dry enclosure where the temperature is above 45°F (7°C)
and less than 100°F (38°C). Material which has been subjected to freezing will be
rejected.
The masonry coating shall have a shelf life of not less than 12 months.
MASONRY COATING TS-63
IN20030661
The color of the applied masonry coating shall be in accordance with Federal
Color Standard No. 595a 595b. Such color shall match the color identification number
shown on the plans.
(a) Material Testing
All testing shall be performed by a qualified commercial testing laboratory
acceptable to the Division of Materials and Tests.
The applied finish coating shall be subjected to and shall satisfy the requirements
of the tests listed below, prior to use on a structure. The masonry coating manufacturer
shall certify that the coating is compatible with the sealer used on the concrete surface.
1. Freeze-Thaw Tests
The applied finish coating shall be subjected to freeze-thaw cycle tests as follows:
a. Three concrete specimens, not less than 4 in. by 6 in. by 6 in.
(100 mm by 150 mm by 150 mm), of the mix design for the structure
shall be cast and cured. Fourteen days moist curing with a drying
period at room temperature, 60°F to 80°F (16°C to 27°C), for 24 h
will be required before the specimens are coated with the applied
finish. There shall be no excessive oil on specimen forms.
The finish coating shall be applied to the sides of specimens at a
spreading of 50 ± 10 sft/gal. (1.2 ± 0.2 m2/l). Brush application will
be permitted. Cementitious coatings shall be cured at room
temperature and 50% relative humidity for 24 h, at room
temperature and 90% relative humidity for 48 h, at room
temperature and 50% relative humidity for four days for a total
curing time of seven days. Other coatings shall be cured at room
temperature for 48 h after the completing of curing.
b. The specimens shall be immersed in water at room temperature for
3 h, then removed.
c. The specimens shall be placed in cold storage at -15°F (-26°C) for
1 h, then removed.
d. The specimens shall be thawed at room temperature for 1 h.
e. Steps c. and d. above shall be repeated for a total of 50 cycles. At
the end of 50 cycles, the specimens shall show no visible defects.
2. Accelerated Weathering
The applied finish coating shall be subjected to a 5,000 h exposure test in a
Twin-Carbon-Arc-Weatherometer, ASTM G 23, Type D, at an operating temperature of
145°F (63°C). The test shall be made at 20 minute cycles consisting of 17 minutes of light
MASONRY COATING TS-63
IN20030661
and 3 minutes of water spray plus light. At the end of the exposure test, the exposed
samples shall show no chipping, flaking, or peeling. The panels for this test shall be
prepared by means of applying the coating at a spreading rate of 50 ± 10 sft/gal. (1.2 ±
0.2 m2/l) to both sides and edges. Panels shall be cut from asbestos cement shingles in
accordance with Federal Specification SS-S-346, Type I. Curing time shall be in
accordance with 908.12(b)1.
3. Fungus Growth Resistance
The applied finish coating shall pass a fungus resistance test in accordance with
Federal Specification TT-P-29g. Fungus growth shall not be indicated after a minimum
incubation period of 21 days.
4. Abrasion Resistance
The applied finish coating shall pass the 3,000 liter sand abrasion test in
accordance with Method 6191 Abrasion Resistance – Falling Sand, Federal Test Method
Standard 141a. The specimens for this test shall be prepared by means of applying the
coating to a cleaned steel panel at a spreading rate of 50 ± 10 sft/gal. (1.2 ± 0.2 m2/l).
The specimens shall be cured at room temperature for 21 days.
5. Impact Resistance
The coating shall be applied to a concrete panel prepared in accordance with
Federal Test Method Standard 141a, Method 2051, at a spreading rate of 50 ± 10 sft/gal.
(1.2 ± 0.2 m2/l), and permitted to cure for 21 days at room temperature. The test shall
then be run using the Gardner Mandrel Impact Tester in accordance with ASTM D 2794
using a 1/2 in. (13 mm) indenter with an impact load of 24 in.·lbs (2.7 joules). The
coating shall show no chipping under this impact load.
6. Salt-Spray Resistance Test
A concrete specimen shall be coated at the rate of 50 ± 10 sft/gal. (1.2 ± 0.2 m2/l)
and cured for 21 days at room temperature. The coated specimen shall be exposed to a
5% salt solution in accordance with ASTM B 117 for 300 h where the atmospheric
temperature is maintained at 90°F ± 2°F (32°C ± 1°C). At the end of 300 h of exposure,
the coating shall show no ill effects, loss of adhesion, or deterioration.
7. Flexibility Test
A sheet metal specimen shall be coated with the applied finish coating at a rate of
45 ± 10 sft/gal. (1.1 ± 0.2 m2/l) and permitted to cure for 48 h at room temperature. The
coated specimen shall be bent 180 degrees over a 1 in. (25 mm) diameter mandrel. After
bending, the coating shall show no breaking.
(b) Certification
Before material is applied, a type B certification in accordance with 916 shall be
furnished attesting that the commercial product furnished is in accordance with the same
formula as that previously subject to the tests specified below and approved. Copies of
the test reports shall be attached to the certification. Reports for tests made more than
four years prior to shipment to the contract will not be accepted.
MASONRY COATING TS-63
IN20030661
A service record shall be supplied which shows that the finish coating material
has a satisfactory service record on sealed concrete surfaces for a period of not less than
five years prior to the date of submission of the service record. The finish coating shall
also have shown satisfactory service characteristics without peeling, chipping, flaking, or
non-uniform change in texture or color. A specific structure for the specific product shall
be named for the service record.
MASONRY COATING TS-63
IN20030661
SP-64 – CONCRETE STAINING
DESCRIPTION:
Multiple application staining of vertical simulated stone textured concrete
surfaces to achieve stone appearance followed by application of protective sealer.
Related specification sections include Concrete walls and Anti-Graffiti Coatings.
SUBMITTALS:
Submittals shall be according to Conditions of the Contract and Section 105 of the
Standard Specifications. Submit product data for each product indicated. Submit full
range of manufacturer's color charts/samples for initial selection of colors. Submit
qualification data for installer and manufacturer indicating items specified in Quality
Assurance section below, including names and addresses of completed projects,
architects, and owners.
QUALITY ASSURANCE:
Installer shall be trained and approved by Manufacturer of stain products with
three year's minimum experience with projects of similar scope and quality.
Manufacturer shall have a minimum of ten year's experience manufacturing products
required. Contractor shall obtain products from same source throughout Project.
Products shall comply with the United States Clean Air Act for maximum Volatile
Organic Compound (VOC) content.
Field Mock-up: A Mock-up including simulated stone surfaces will be located at site for
stains to be incorporated. Three (3) different color application sequence options shall be
applied to designated simulated stone surface areas of the mock-up. Application of stains
to mock-up shall be by same crews as intended for application of stains to actual work.
Obtain approval of color scheme by architect/engineer before start of final work.
If stain does not penetrate the surface, additional cleaning or preparation is
required.
Demonstrate range of colors, finishes, and workmanship, including sealing
procedures.
Approved field samples set quality standards for comparison with remaining
work.
Preinstallation Conference: One week prior to the placement of Chemical Stain a
meeting will be held to discuss the project and application of materials. Architect,
Engineer, Owner representative, General Contractor, Construction Manager, Concrete
Stain Subcontractor and a Manufacturer Representative shall be present.
CONCRETE STAINING TS-64
IN20030661
CONSTRUCTION REQUIREMENTS:
Deliver materials in original packaging with labels intact. Store materials in
clean, dry and protected location, according to manufacturer's requirements. Maintain an
ambient temperature of between 50o and 90o F during application and at least 48 hours
after application. Comply with stain manufacturer's instructions.
Do not apply stain if concrete substrate is frozen.
In hot weather, install stain in early morning or when surfaces are shaded.
Do not install stain if rain is predicted within 8 hours after installation.
Substrates shall be uniformly dry, and free of standing water.
PRODUCTS:
Stain shall be a Water based penetrating stain designed for permanently colored
concrete. Acceptable products include stains produced by: Bomanite, Butterfield, LM
Scofield or approved equal. Colors shall be as indicated in Architectural Finishes
Schedule, or as selected by Engineer from manufacturer's full range for listed
manufacturers or other approved manufacturers. Combine stain concentrate with potable
water in manufacturer’s approved container and mix well, to saturation according to
manufacturer's instructions. Do not use stain concentrate without mixing with water.
Clear Sealer shall be manufacturer’s recommended water-based, Membrane-Forming,
non-yellowing, matte finish Sealing Compound. Products acceptable include sealer
product from: Bomanite, Butterfield, LM Scofield or Symons - or approved equal.
EXECUTION:
Examine substrate and conditions for compliance with requirements. Do not
proceed with stained concrete installation until unacceptable conditions are corrected.
Allow concrete to cure minimum 28 days before staining. Protect surfaces not to be
stained from over-spray, run-off, and tracking. Clean substrates thoroughly using
manufacturer’s recommended Concrete Cleaner and water, according to manufacturer's
instructions. Do not use muriatic acid cleaners to clean substrates before staining. Rinse
substrates until rinse water is clean. Allow substrates to dry thoroughly prior to
application of stains.
Divide work area into areas by natural stopping points, such as walls and joint
lines. Wear manufacturer’s recommended protection equipment/clothing. Protect
adjacent surfaces during the construction period as follows:
Use safe-release blue painter's masking tape. Do not use adhesive or duct tape.
Prevent petroleum products from staining adjacent surfaces.
Notify other trades of protection requirement before and after stain application.
Apply stain to concrete surfaces by high volume, low pressure (HVLP) sprayer,
airless sprayer; scrub into surface with a foam brush, applying onto surface in a random
motion, according to manufacturer's instructions. Apply vertical surfaces’ stain from
bottom working upward, avoiding excessive rundown of material on adjacent surfaces to
prevent darker streaks. Maintain a wet edge, working newly applied stain into edges of
CONCRETE STAINING TS-64
IN20030661
adjacent wet edges of previously treated surfaces. Maintain consistent saturation
throughout application. Do not splash, drip, or puddle stain on surfaces to prevent darker
effects, unless desired. If applied material appears wet for longer than 1 minute, do not
attempt to apply more product.
After application of full staining sequence has dried 8 hours minimum, evaluate
surface to determine if sufficient color has been applied to match field samples. If
evaluation indicates color is not sufficient, apply additional stain, allow to dry and re-
evaluate.
Prepare for sealer application. Wipe areas of the stained surface with a clean, dry
cloth. If a color residue is retained on the cloth, then clean the surface by dry buffing
with a white pad. Do not use water or any cleaning compound. Uniformly apply sealer
in continuous operation by sprayer or short nap roller according to sealer manufacturer's
instructions. After initial application is dry and tack free, apply a second coat. Do not
over apply or apply in a single heavy coat.
Protect adjacent areas and landscaping from rinse water and runoff. Allow
concrete surface to dry for a minimum of 24 hours. Protect stained concrete from
damage or deterioration until date of Substantial Completion.
METHOD OF MEASUREMENT:
Concrete Staining will be measured by the Square Foot of Stain applied
accordance with project plans and specifications.
BASIS OF PAYMENT:
Concrete Staining used on portions of retaining walls as indicated in project plans
and specifications will be paid for at the contract unit price for Concrete Staining.
Payment will be made under:
Pay Item Pay Unit Symbol
Concrete Staining..........................................................................................SFT
The cost of surface preparation, furnishing and applying the material, labor,
equipment, and necessary incidentals, including multiple coats of stain and sealer as
indicated in project specifications shall be included in the cost of this work.
CONCRETE STAINING TS-64
IN20030661
SP-65 - ANTI-GRAFFITI COATING
DESCRIPTION.
This work shall consist of preparing surfaces and furnishing and applying anti-
graffiti coating upon the exposed surfaces of all vertical architectural coated surfaces
including all concrete railing surfaces, bridge piers and all retaining walls.
MATERIALS.
The anti-graffiti coating shall be a sacrificial, wax based emulsion type coating.
CONSTRUCTION REQUIREMENTS.
Prior to application, inspect all surfaces to be treated and correct all flaws in the
substrate that would ultimately affect the performance or appearance of the anti-graffiti
coating.
Surface preparation, method of application, application techniques, coating thickness,
time of application, rate of application, temperature requirements for application and
curing time for the anti-graffiti coating shall be in accordance with the written
requirements of the manufacturer.
Allow substrate to fully cure and newly coated surface to fully cure before
application. Application shall be performed by an experienced applicator in accordance
with the manufacturer’s recommendations. The number of coats and coverage rates shall
at no time be less than the manufacturers written requirements. Protect plants and
vegetation from over-spray and adjoining surfaces that are not to have the anti-graffiti
coating applied. Protect the public in an area used by the public. Comply with all federal,
state, and local environmental restrictions.
Apply the architectural surface coating, masonry coating, or stain in accordance
with the applicable special provision prior to applying the anti-graffiti coating. Apply a
water repellant base coat in accordance with 709 for clear sealers prior to applying the
anti-graffiti coating on any surface.
METHOD OF MEASUREMENT:
Anti-graffiti protective coating will be measured by the square foot.
BASIS OF PAYMENT:
Payments will be made under:
PAY ITEM PAY UNIT
Seal Coat, Graffiti Resistant.……………………………………….Square Foot
ANTI GRAFFITI COATING TS-65
IN20030661
SP-66 – MOCK UPS
DESCRIPTION:
Work includes providing full scale mock-up panels of MSE concrete, bridge
and ramp rails, metal railing work and concrete flatwork. Approved mock-ups will be
used as quality control comparison for actual work installed.
SUBMITTALS:
The contractor shall submit shop drawings showing installation locations (as
coordinated with the Engineer) and details for each of the required mock-up elements.
Additionally, contractor shall provide a finishes list or diagram indicating surface
treatment pattern/texture styles, color finish sequence and layout for each mock-up
element.
CONSTRUCTION REQUIREMENTS:
Test Panel Mock-ups will be required for architectural finished elements.
Contractor shall construct test panel mock-ups of textured/formed surfaces (showing
approved patterns and textures) in arrangement as shown in the Mock-up details.
Contractor shall construct, brace and secure mock-up panels as necessary to ensure their
remaining in a secured position. Contractor shall protect the mock-up panels from
damage during the project construction sequence, allowing access to the panels by
Engineer and owner as necessary in comparisons of installed work with the finishes
depicted in the mock-ups. Mock-ups will be required to be removed and disposed of by
contractor upon project completion.
INSTALLATION:
Formliners and stamping devices used in the production of the mock-ups shall
produce the same patterns intended for the work. Additional mock-up panels will be
required if results of initial panels do not meet the requirements specified. Materials and
methods used in the construction of the mock-up panels shall be the same as those
intended to be used in the construction of the work.
Retaining wall mock-up: Provide 30’-0” long by 7’-6” high vertical wall mock-
up representing the finish surfaces of the retaining wall systems (see mock-up
details).
Stains: Color finishes will be applied in 3 separate sequence areas to
allow showing 3 variations of finish applications for the rustic stone elements for
each of the variations
Architectural Coatings: Coatings will be applied in 3 separate sequence
areas and directly adjacent to the stain variation of the same color scheme to allow
comparison between the stain and architectural coating.
Bridge Rail mock-up: Provide 11’-6” long by 5’-0” high vertical wall, 2-sided
mock-up representing the bridge rail (see mock-up details). Color finishes (stains
MOCK UPS TS-66
IN20030661
and coatings) will be applied as outlined in the project plans and the Special
Provision “ARCHITECTURAL FINISHES”. Ornamental Railings should be
coordinated with ornamental metal rail manufacturer.
Flat-work mock-up: Provide a 10’-0” by 10’-0” concrete mock-up with elements
representing the different surface patterns and textures indicated for the sidewalk
and median areas in the plans.
METHOD OF MEASUREMENT:
Only those measurements required to verify adherence to this specification will be made.
BASIS OF PAYMENT:
The quantities of mock-ups will be paid for at the contract price for each mock-up
created.
Payment will be made under:
Pay Item Pay Unit Symbol
Retaining wall Mock up............................................................................EACH
Bridge Rail Mock up.................................................................................EACH
Flat-work Mock up...................................................................................EACH
The cost of surface preparation, furnishing and applying the material, labor,
equipment, and necessary incidentals shall be included in the cost of this work.
MOCK UPS TS-66
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CURE AND SEAL TS-67
IN20030661
SP-67 - CURE AND SEAL
Contractor shall not use any cure and seal product for the purpose of curing concrete
surfaces or as a substitution for architectural finish for any concrete item called out to
receive an architectural surface treatment (Masonry Coating, Stain, Architectural Surface
Coating) in project plans and specifications.
SP-68 – SANITARY SEWER MANHOLES
Sanitary sewer facilities exist within the project limits. Several manholes have
been located in the plans and called out to reconstructed or adjusted to grade. If grade
adjustments are in excess of 12 inches, additional manhole sections shall be added in
accordance with manhole details. All work in association with sanitary manholes shall be
per City of Carmel Sanitary Sewer Specifications
BASIS OF PAYMENT
All work in association with sanitary manhole adjustments shall be paid for at the
contract unit price per each modified manhole.
Payment will be made under:
Pay Item Pay Unit Symbol
Casting, Adjust to Grade EACH
Manhole, Reconstruct LFT
SANITARY SEWER MANHOLES TS-68
IN20030661
SP-69 – STORM SEWER PIPE
Description
This work shall consist of the construction or reconstruction of pipe culverts, storm
sewers, slotted drain pipe, or slotted vane drain pipe in accordance with 105.03.
Materials
Storm sewer pipes shall be Reinforced Concrete Pipe in accordance with section 907.02
of the standard specifications. A-2000 PVC corrugated drainage pipe with a smooth
interior will be considered an acceptable alternate for pipes 36 inch in diameter or less.
A-2000 PVC pipe shall in accordance with the attached detail.
UNIT COST
The cost of storm sewer pipe shall be paid for as “Pipe, Circular, size.” and shall be
measured per the lineal foot.
PVC STORM SEWER PIPE TS-69
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PVC STORM SEWER PIPE TS-69
IN20030661
SP-70 – PIPE END SECTIONS
When using reinforced concrete pipes, all pipe end sections shall also be
reinforced concrete end sections.
UNIT COST
The cost of end sections shall be paid for as “Pipe End Section, (size)” per unit
price for each installed for the size specified, and shall include all labor and materials
required.
PIPE END SECTIONS TS-70
IN20030661
SP-71 – MANHOLE COVERS
Any manhole lids which may fall partially or completely in a multi use path or concrete
sidewalk shall be “Neenah Catalog #R-1714 description: Special “C” cope lid 1714-
0004A, drill 4 holes”, or approved equal.
MANHOLE COVERS TS-71
IN20030661
SP-72 – CERTIFICATION FOR TEMPORARY TRAFFIC CONTROL DEVICES
Category 1 Devices
The Contractor shall certify that the following temporary traffic control devices to
be used do not exceed the maximum values shown in the table below, and are considered
crashworthy at Test Level 3 in accordance with National Cooperative Highway Research
Program Report No. 350.
No lights, signs, flags, or other auxiliary attachments are included in the weight
(mass) of the devices listed above. Reflective sheeting or reflective buttons are included
on delineators. Maximum weights (masses), including ballast, do not exceed the values
shown in the table. “Single piece” refers to the construction of the body of the drum
exclusive of a separate base, if any.
Device Composition Maximum Weight Maximum Height
(Mass)
Rubber 20 lb (9 kg) 36 in. (920 mm) Single Piece
Traffic
Cones
Plastic 20 lb (9 kg) 48 in. (1220 mm)
Tubular
Markers
Rubber 13 lb (6 kg) 36 in. (920 mm)
Plastic 13 lb (6 kg) 36 in. (920 mm)
Single Piece
Drums
High Density
Plastic
77 lb (35 kg) 36 in. (920 mm)
Low Density
Plastic
77 lb (35 kg) 36 in. (920 mm)
Delineators Plastic,
Fiberglass
N/A 48 in. (1220 mm)
Type A or type C warning lights in accordance with the following specifications
will be allowed on drums if they are firmly attached with vandal resistant 1/2 in. (13 mm)
diameter by 4 in. (95 mm) cadmium plated steel bolt with nut and a 1 1/2 in. (38 mm)
high cup washer.
1. The weight (mass) shall be no more than 5 lb (2.4 kg).
2. The lens diameter shall be 7 to 8 in. (180 to 200 mm).
3. The height of the light shall be 11 to 14 in. (270 to 340 mm).
Category II Devices
Category II temporary traffic control devices include type III barricades, vertical
panels, portable sign standards, and other light-weight traffic control devices.
CERTIFICATION FOR TEMPORARY TS-72
TRAFFIC CONTROL DEVICES IN20030661
Category II temporary traffic control devices shall be in accordance with the
NCHRP Report 350, test level 3.
A form will be provided at the pre-construction conference for the Contractor to
complete and return to the Engineer prior to the placement of category I or II traffic
control devices.
CERTIFICATION FOR TEMPORARY TS-72
TRAFFIC CONTROL DEVICES IN20030661
SP-73 – MATERIAL USED FOR TEMPORARY INGRESS/EGRESS TO
PROPERTIES
Description
This work consist of constructing temporary access drives to properties shown on
the plans where access is affected by work on the contract.
Materials
Materials shall be in accordance with the following:
Coarse Aggregate, Size No. 53...................904.02
Construction Requirements
A good, well-maintained approach shall be provided to homes and businesses
affected by the work on the project. An undistributed quantity of material has been
assigned to this item and shall be used as determined in the field when needed so that all
approaches are well maintained. The Contractor shall inform the Engineer when materials
are being placed for this purpose. The Contractor shall provide the Engineer with material
delivery tickets.
As driveways are completed, excess material shall be removed. If the Engineer
determines that the removed material is still acceptable, the Engineer may direct the
Contractor to use the material for other temporary access drives currently being
maintained on the contract. The Contractor may also choose to incorporate excess
material in other portions of the work if the Engineer agrees that the material is not out of
specification by being too contaminated. Disposal of any excess material shall be in
accordance with 203.08.
Method of Measurement
Compacted Aggregate No. 53, Temporary for Driveways will be measured by the
ton (megagram) based on the quantity delivered to the jobsite and used for that purpose.
Basis of Payment
The accepted quantities of Compacted Aggregate No. 53, Temporary for
Driveways will be paid for at the contract price per ton (megagram).
Payment will be made under:
Pay Item Pay Unit Symbol
Compacted Aggregate No. 53, Temporary for Driveways TON (Mg)
The cost of removal of the material is included in the cost of this pay item. The
cost of disposal of the material is included in the cost of this pay item.
MATERIAL USED FOR TEMPORARY INGRESS/EGRESS TO PROPERTIES TS-73
IN20030661
The cost of removing and re-placing the material at another location in
accordance with this provision is included in the cost of this pay item.
MATERIAL USED FOR TEMPORARY INGRESS/EGRESS TO PROPERTIES TS-73
IN20030661
SP-74 – WORKSITE ADDITIONAL PENALTY SIGNS
Worksite Added Penalty signs shall be placed as shown in the plans or as directed by the
Engineer. The signs shall typically be placed in advance of the first Road Construction Ahead
signs at either end of the project. The actual location and quantity of the signs will be determined
by the Engineer in coordination with the Worksite Traffic Control Supervisor.
The XG20-7a “WORKSITE ADDED PENALTY SIGN, 60 x 36” shall only be installed
on projects in urban areas that have a posted speed limit of 35 MPH or less and also meet one of
the following conditions:
1. The existing surfaces outside the edge of pavement make installation of driven
posts impractical, or
2. The width of the Right-of-Way outside of the edge of pavement is not sufficient to
accommodate the larger XG20-7 “WORKSITE ADDED PENALTY SIGN, 78 x
42”sign.
The XG20-7b and XG20-7c “WORKSITE ADDED PENALTY SIGNS, 48 x 48” shall
be used in series with each other and shall only be used on projects that meet one of the following
conditions:
1. Rural projects where the width of the Right-of-Way outside of the edge of
pavement is not sufficient to accommodate the larger XG20-7 “WORKSITE
ADDED PENALTY SIGN, 78 x 42” sign, or
2. Contracts using only moving operations where construction signs are set and
removed each day to accommodate the changing location of the work.
The XG20-7 “WORKSITE ADDED PENALTY SIGN, 78 x 42” shall be installed on all
projects in all cases not otherwise described above.
Worksite Added Penalty signs will be measured and paid for as Construction Sign, Type
C in accordance with 801.17 and 801.18.
WORKSITE ADDITIONAL PENALTY SIGNS TS-74
IN20030661
WORKSITE ADDITIONAL PENALTY SIGNS TS-74
IN20030661
WORKSITE ADDITIONAL PENALTY SIGNS TS-74
IN20030661
WORKSITE ADDITIONAL PENALTY SIGNS TS-74
IN20030661
SP-75 – TRAFFIC CONTROL DEVICE REPORT FORM
TRAFFIC CONTROL DEVICE REPORT FORM TS-75
IN20030661
SP-76 – TEMPORARY CONCRETE TRAFFIC BARRIERS
The Standard Specifications are revised as follows:
SECTION 801, BEGIN LINE 320, DELETE AND INSERT AS FOLLOWS:
801.10 Temporary Traffic Barriers
Temporary traffic barrier shall be one of the following four types as shown on the
plans.
Type 1
Type 1 temporary traffic barriers shall be used to separate two-way traffic and
shall be precast concrete in accordance with applicable requirements of 707 and 602 and
as shown on the plans. Type 1 barriers may also be used to separate traffic from the work
zone. The surfaces of individual precast units shall vary no more than 0.25 in. (6 mm) in
10 ft (3 m) from the specified cross section, as measured from a longitudinal straightedge.
The maximum variation in the vertical and horizontal alignment of adjacent units shall be
0.25 in. (6 mm) across the joint, as measured from a 10 ft (3 m) longitudinal straightedge.
Sections that have obvious defects or visual cracks shall not be used. Sections that
develop any of these conditions during the contract shall be repaired with concrete or
replaced within a reasonable amount of time.
Type 1 barrier units precast prior to 2003 shall not be used after January 1, 2012.
Units precast after March 1, 2003 shall be clearly marked with the name or trademark of
the manufacturer, the year of manufacture, and “INDOT”. The markings shall be
indented on an end or on the top of each barrier section. Units precast prior to 2003 shall
not be used after January 1, 2012. Units precast after January 1, 2007 shall be from the
Department’s list of Certified Precast Concrete Producers.
TEMPORARY CONCRETE TRAFFIC BARRIERS TS-76
IN20030661
SP-77 – TEMPORARY PAVEMENT MARKINGS
The Standard Specifications are revised as follows:
SECTION 801, AFTER LINE 25, INSERT AS FOLLOWS:
Temporary Pavement Marking Tape .....................................923.01
Temporary Raised Pavement Markers...................................923.02
SECTION 801, BEGIN LINE 547, DELETE AND INSERT AS FOLLOWS:
801.12 Temporary Pavement Marking
Temporary pavement markings shall be new materials placed in accordance with
808.04 and 808.05. However, when temporary markings are to be in place for 14
calendar days or less the dashed line pattern used on center line and lane lines may be 4
ft (1.2 m) line segments on 40 ft (12 m) centers. and gore Gore areas shall be marked by
outline only and may be 5 in. (125 mm) wide lines. No-passing zones on all undivided
two-way roadways shall be identified with signs and centerline markings. However, the
dashed line pattern used on center line and lane lines may be 4 ft (1.2 m) line segments
on 40 ft (12 m) centers. Gore areas shall be marked by outline only and may be 5 in. (125
mm) wide lines. All temporary markings shall be maintained and replaced until they are
no longer applicable.
Temporary markings placed on the final surface course shall be temporary
marking tape type 1. Where possible, where non-removable temporary markings are used
on a final surface, such markings shall be placed at the same location where permanent
markings will later be affixed or parallel to and within 12 in. (300 mm) of the permanent
marking pattern.
Where temporary pavement markings are to be placed on a pavement which has
existing markings, the existing markings which conflict with the temporary markings
shall be removed in accordance with 808.10.
When working under traffic, the temporary pavement markings shall be placed
before opening the lane to traffic. This shall include, but not be limited to, the marking
patterns of gore areas, outside edge line of deceleration and acceleration lanes, narrow
bridge markings, lane reduction transitions, lane lines, centerlines, and transverse
markings as appropriate.
If a pavement course is to be in place for a period greater than 14 calendar days,
all temporary pavement markings shall be placed in accordance with 808.04 and stop
lines shall be placed in accordance with 808.05. No-passing zones on all undivided two-
way roadways shall be identified with signs and centerline markings.
If the temporary Temporary pavement markings which are to be in service from
December 1 through the following March 31 shall be painted markings., such Such
markings shall be placed in the standard pavement marking pattern and applied prior to
the suspension of the work, or within seven work days after the Contractor is directed to
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place the markings. Adjustments to these dates to accommodate actual seasonal
suspension and continuance of work are subject to approval by the Engineer upon
written request.
SECTION 801, BEGIN LINE 589, DELETE AND INSERT AS FOLLOWS:
1. Paint
Painted lines markings on new HMA courses shall require a second application of
paint and beads as soon as practical after the first application is dry.
2. Temporary Pavement Marking Tape
Temporary pavement marking tape shall be applied in accordance with the
manufacturer’s recommendations. Temporary marking tape shall be new type I or type II
material.
All temporary pavement marking tape shall be removed prior to placement of an
HMA overlay or final pavement markings to placing the next pavement course, prior to
placing an overlay, prior to recycling the pavement, or prior to placing the final
pavement markings, except as otherwise described herein.
a. Type I
Type I tape is a removable material. It may be used for longitudinal and
transverse markings. It shall be used for longitudinal and transverse markings on the final
surface.
Type I tape shall be removed without the use of solvents, grinding, abrasive
blasting, or other methods which may damage the pavement. All visible adhesive residue
shall be removed without use of solvents or grinding.
b. Type II
Type II tape is a non-removable material. It may be used on PCCP to be removed
or on PCCP to be overlaid with an HMA course greater than 110 165 lb/sq yd (60 90
kg/m2). If it is Type II tape placed on HMA pavement, the tape shall be removed prior to
the recycling of the HMA material placing the next pavement course.
If it is necessary to remove type II tape, it shall be removed without the use of
solvents. All damage to the pavement shall be repaired.
3. Temporary Raised Pavement Marker
The temporary raised pavement marker shall be grade 1 or grade 2. When used, it
shall be a supplement to other temporary pavement markings. The color of the reflector
shall be in accordance with the other temporary pavement marking. The color of the shell
of the grade 1 marker shall be in accordance with the color of the other temporary
pavement marking.
TEMPORARY PAVEMENT MARKINGS TS-77
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Temporary raised pavement markers shall be removed before the next layer of
pavement is placed and before the final pavement markings are applied. All damage to
the pavement shall be repaired.
4. Temporary Buzz Strips
Temporary buzz strips shall be a set of transverse markings constructed of
removable or durable marking material. Durable marking material shall be used in
accordance with 808.07(b). Temporary buzz strips shall be removed in accordance with
808.10 when no longer required or as directed.
SECTION 801, BEGIN LINE 860, INSERT AS FOLLOWS:
with 621.13. Removal and subsequent replacement of permanent pavement markings and
snowplowable raised pavement markers for temporary crossovers will be measured in
accordance with 808.12. Removal and resetting of guardrail, if required for temporary
crossovers, will be measured in accordance with 601.13.
SECTION 801, BEGIN LINE 872, INSERT AS FOLLOWS:
Temporary pavement message markings will be measured by the number of each
type placed. Longitudinal and transverse temporary pavement markings will be
measured by the linear foot (meter) of material actually placed. Temporary buzz strips
will be measured by the linear foot (meter) for each 8 in. (200 mm) strip placed, without
regard to the number of passes required to attain the specified height.
Removal, when necessary, of any type of non-removable temporary pavement
markings will be measured in accordance with 808.12. Removal of removable temporary
pavement markings will not be measured for payment.
Where temporary pavement markings are to be placed on a pavement which has
existing markings, removal of existing markings which conflict with the temporary
markings will be measured in accordance with 808.12.
If, due to a Department initiated change or an approved expedited construction
schedule, it is necessary to remove temporary non-removable pavement markings, such
removal will be measured in accordance with 808.12. The removal of existing pavement
markings which are in conflict with temporary markings, will be measured in accordance
with 808.11.
The removal and replacement of prismatic reflectors on existing snowplowable
raised pavement markers will be measured in accordance with 808.12.
SECTION 801, BEGIN LINE 896, INSERT AS FOLLOWS:
801.18 Basis of Payment
The accepted quantities of construction signs, detour route marker assemblies,
detour route marker assemblies-multiple routes, temporary worksite speed limit sign
assemblies, road closure sign assemblies, permanent road closure sign assemblies and
TEMPORARY PAVEMENT MARKINGS TS-77
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temporary raised pavement markers will be paid for at the contract unit price per each.
Payment for temporary worksite speed limit assemblies and temporary changeable
message signs will be made for the maximum number of such assemblies in place at any
one time during the life of the contract. Type III-A, type III-B, and permanent type III
barricades will be paid for at the contract unit price per linear foot (meter).
SECTION 801, BEGIN LINE 933, INSERT AS FOLLOWS:
Removal and subsequent replacement of permanent pavement markings and
snowplowable raised pavement markers for temporary crossovers will be paid for in
accordance with 808.13. Removal and resetting of guardrail, if required for temporary
crossovers, will be paid for in accordance with 601.14.
SECTION 801, BEGIN LINE 950, DELETE AND INSERT AS FOLLOWS:
Temporary pavement message markings placed will be paid for at the contract
unit price per each, for the message specified. Longitudinal and transverse temporary
Temporary pavement markings and temporary buzz strips, will be paid for at the contract
unit price per linear foot (meter) of material, complete in place, except as set out below.
Removal, when necessary, of non-removable temporary pavement lines and
message markings will be paid for in accordance with 808.13. The cost of removal of
removable temporary pavement markings shall be included in the cost of the pay item for
placement of the markings.
Where temporary pavement markings are to be placed on a pavement which has
existing markings, removal of the existing markings which conflict with the temporary
markings will be paid for in accordance with 808.13.
Permanent tubular markers and permanent drums will be paid for at the contract
unit price per each.
The removal of temporary non-removable pavement markings caused by a
Department initiated change or an approved expedited construction schedule, and the
removal of existing pavement markings which are in conflict with temporary markings
will be paid for in accordance with 808.13.
SECTION 801, BEGIN LINE 1056, INSERT AS FOLLOWS:
The cost of furnishing, installing, maintaining, and subsequent removal of
temporary raised pavement marker shall be included in the cost of temporary raised
pavement marker.
The cost of placement, maintenance and replacement of temporary pavement
markings shall be included in the cost of the markings.
SECTION 801, BEGIN LINE 1071, DELETE AND INSERT AS FOLLOWS:
TEMPORARY PAVEMENT MARKINGS TS-77
IN20030661
The cost of the second application of paint and beads for painted temporary
markings painted lines on new HMA courses shall be included in the cost of the first
application of painted temporary pavement markings.
SECTION 801, BEGIN LINE 1103, DELETE AS FOLLOWS:
The cost of necessary flaggers; protection of traffic at structure foundations; and
furnishing, erecting, placing, maintaining, relocating, and removing lights, cones, flexible
channelizers, tubular markers, drums, delineators, temporary pavement markings, or
other devices as directed shall be included in the cost of maintaining traffic.
SECTION 808, BEGIN LINE 348, DELETE AS FOLLOWS:
On Federal aid contracts, the 180 day warranty shall apply only to thermoplastic
pavement marking material.
SECTION 808, BEGIN LINE 351, DELETE AND INSERT AS FOLLOWS:
808.10 Removal of Pavement Markings
Pavement markings which conflict with revised traffic patterns and may confuse
motorists shall be removed immediately before, or immediately following, any change in
traffic patterns as directed or approved.
Removal of pavement markings shall be to the fullest extent possible without
materially damaging the pavement surface. Pavement marking removal methods shall be
sandblasting, steel shot blasting, waterblasting, grinding or other approved mechanical
means. Grooving will not be permitted. Grinding will only be permitted when removing
thermoplastic or epoxy pavement markings. under the following conditions:
(a) when removing durable pavement markings, or
(b) when removing non-durable markings where another course of
material is to be placed on the existing course.
Painting over existing pavement markings to obliterate them will not be permitted.
SECTION 808, BEGIN LINE 544, INSERT AS FOLLOWS:
No additional payment will be made for the second application of traffic paint and
glass beads as required in 808.07(a)1.
No additional payment will be made for the replacement of markings that fail to
meet the warranty conditions of 808.09.
TEMPORARY PAVEMENT MARKINGS TS-77
IN20030661
SP-78 – TRAFFIC SIGNAL EQUIPMENT SALVAGED BY THE DEPARTMENT
The Department desires to salvage the traffic signal equipment listed below:
116th Street and Keystone Ave.
All existing signal equipment at 116th Street & Keystone including poles, signal heads,
controller, controller cabinet and signs.
Carmel Drive and Keystone Ave
All existing signal equipment at Carmel Drive & Keystone including poles, signal heads,
controller, controller cabinet and signs.
The Standard Specifications are revised as follows:
SECTION 805, BEGIN LINE 65, INSERT AS FOLLOWS:
removed. Regardless of the right to materials found on the project, as set out in other
sections of these specifications, items designated in the contract documents, and field
identified by the Department, as traffic signal equipment to be salvaged by the
Department or local unit of government shall be stored at a secure site until such time as
it is transported to the District Office designated location, when designated as a pay item,
or salvaged by the Department or local unit of government. The Contractor shall verify
SECTION 805, BEGIN LINE 479, DELETE AND INSERT AS FOLLOWS:
Traffic signal equipment removal and will be measured per each installation to be
removed. transportation Transportation of salvageable signal equipment will not be
measured.
SECTION 805, BEGIN LINE 498, DELETE AND INSERT AS FOLLOWS:
The removal of existing traffic signal equipment designated to be removed will be
paid for at the contract lump sum unit price per each for traffic signal equipment, remove
for each location removed. When designated as a pay item, the transportation of
salvageable signal equipment will be paid for at the contract lump sum price for
transportation of salvageable signal equipment.
SECTION 805, BEGIN LINE 553, DELETE AND INSERT AS FOLLOWS:
Traffic Signal Equipment, Remove..................................................... LS EACH
SECTION 805, BEGIN LINE 560, DELETE AND INSERT AS FOLLOWS:
Transportation of Salvageable Signal Equipment...........................................LS
TRAFFIC SIGNAL EQUIPMENT SALVAGED BY THE DEPARTMENT TS-78
IN20030661
SP-79 – SNOWPLOWABLE RAISED PAVEMENT MARKERS
Snowplowable raised pavement markers manufactured by the following
companies will be considered approved to meet the requirements of this contract. The
slots cut in the pavement shall be in accordance with the manufacturer's
recommendations.
Stimsonite Corporation Models detailed on
6565 W. Howard Street Standard Sheets 808-MKRM-10
Niles, Illinois 60714 or 808-MKRM-11
Hallen Products Ltd. Iron Star Model 664H
39960 N. Millcreek Rd.
Wadsworth, Illinois 60083.
SNOWPLOWABLE RAISED PAVEMENT MARKERS TS-79
IN20030661
SP-80 – ROUNDABOUT PAVEMENT MARKINGS
CONTRACTOR shall contact design engineer a minimum of two (2) business
days prior to pavement marking layout within the roundabout. ENGINEER must
approve the layout of pavement markings within the roundabout prior to the installation
of pavement markings.
No direct payment will be made for coordination of pavement markings with
design engineer, but should be included in the cost of other items.
ROUNDABOUT PAVEMEMENT MARKINGS TS-80
IN20030661
SP-81 – DECORATIVE STREET SIGNS
Street signs shall be installed at the locations indicated on the project plans and in
accordance with all INDOT and Carmel specifications.
All street signs shall be in accordance with details 10-8A and 10-8B included with
these technical specifications. Text should be in accordance with text shown in details
SS-1. All street identification signs shall be two sided. CONTRACTOR shall prepare
shop drawings for each proposed sign and submit to ENGINEER for approval prior to
sign fabrication.
UNIT COST
The cost of the decorative street sign assemblies shall be paid for as “Decorative
Street Sign Assembly, Installed” per unit price for each installed and shall include two
double sided street identification signs and surrounds, two arms, one sign post, one
foundation, one finial, accessories and all other related items required for installation.
The cost of the decorative street directional sign assemblies shall be paid for as
“Decorative Street Sign Assembly, Directional, Installed” per unit price for each installed
and shall include one single sided directional street sign and surround, sign post(s),
foundation(s), finial(s), accessories, and all other related items required for installation.
The cost of decorative sign surround, support, and assembly shall be paid for as
“Decorative Surround, Supports, and Assembly, Installed” per unit price for each
installed and shall include surround, post(s), foundation, accessories and all other related
items required for installation to match those existing decorative sign surround, support,
and assemblies on East Carmel Drive. Sheet signs shall be paid for separately.
The cost of removal and relocation of existing decorative sign assemblies shall be
paid for as “Decorative Sign Assembly, Remove and Relocate” per unit price for each
and shall include all costs necessary to remove and relocate the existing sign assembly
including but not limited to sign, surround, support(s), and foundation . All existing
decorative sign assemblies damaged during construction shall be replaced with no
additional payment.
DECORATIVE STREET SIGNS TS-81
IN20030661
DECORATIVE STREET SIGNS TS-81
IN20030661
DECORATIVE STREET SIGNS TS-81
IN20030661
DECORATIVE STREET SIGNS TS-81
IN20030661
SP-82 – DECORATIVE STREET LIGHTING
Street Lighting shall be installed at the locations indicated on the project plans and in
accordance with all INDOT Specifications.
Poles, Arms, Decorative Base. All decorative light poles and arms shall be
manufactured by Spring City Electrical Manufacturing Company and include a two-piece
base or wrap. Air spray the pole interior with Ensign 197B rust inhibitive base coating.
Sandblast the outside of the poles and all lighting accessories to SSPC-SP5 commercial
blast and Prime 1 coat recoatable epoxy primer 3-6 mils dry film thickness (D.F.T.).
Finish 1 coat polyurethane enamel corothane, polane 2.9 plus or hi-solids polyurethane 2-
3 mills (D.F.T.). Finish color shall be black.
Luminaires. All decorative luminaires shall be Port Huron Style Luminiare, 250 Watt
Metal Halide, Mogul Base Socket, 120 Volt, Teardrop Type II Glass Door, Decorative
Deep Skirt, Black Finish with GE (MVR250/C/U) 250 MH Coated Mogul Base “E”
Lamps, as manufactured by Holophane, catalog number PHU250MH12B2 DS, with IES
Distribution II-S-C and photometric curve 102043.
Foundation. Foundations shall be constructed in accordance INDOT standard drawings,
and as approved by the OWNER.
Lighting Service Point. All lighting service points shall be in accordance with detail
LPD-1. As a minimum, the CONTRACTOR shall provide the NEMA-4X, weather tight,
aluminum or stainless steel P-1 cabinet. The cabinet shall be furnished with a standard
Corbin #2 Lock and two keys.
A service entrance rated panelboard with a minimum of twelve circuit breakers shall be
provided with any unused circuits labeled spare. The photo cell for lighting only shall be
provide and placed on top of the control cabinet and shall have an internal, manual-off-
auto selector switch.
The distribution panel cabinet shall have a powder coated black finish that is to match the
light poles and mast arms. The Type P-1 foundation will be required and shall be
installed such that the exposed portion of the concrete foundation is within 6” of finish
grade with foot pad flush to finish grade unless directed otherwise by the Owner or
Owner Representative.
In addition to the conduit required for lighting circuits, 2 additional 4” conduits shall be
installed from the foundation directly to the roundabout, if applicable, and 1 – ¾” conduit
will be required from the foundation to the nearest light pole foundation. These shall
have pull strings installed for future use.
Method of Measurement. Luminaire, poles with mast arms and decorative bases, and
service points will be measured by each unit installed. Measurements will be made in
accordance with INDOT specifications.
DECORATIVE STREET LIGHTING TS-82
IN20030661
Basis of Payment. Payment will be in accordance with INDOT specifications. In
addition to standard INDOT pay items, payment will be made under:
Luminaire, Roadway, Metal Halide, 250 Watt, Port Huron EACH
Light Pole, 30 Ft., E.M.H., 8 Ft. Mast Arm, Transformer Base,
Decorative Pole, Mast Arm, and Base EACH
Light Pole, 15 Ft., E.M.H., 4 Ft. Mast Arm, Transformer Base,
Decorative Pole, Mast Arm, and Base EACH
The cost of removal and relocation of existing decorative light pole assembly shall be
paid for as “Decorative Light Pole Assembly, Remove and Reset” per unit price for each
and shall include all costs necessary to remove and reset the existing decorative assembly
including but not limited to, luminaire, light pole, mast arm, and transformer base. A new
foundation shall be measured for payment under item “Light Standard Foundation, 3 Ft.
Dia X 8 Ft.”. All existing decorative light pole sign assemblies damaged during
construction shall be replaced with no additional payment.
DECORATIVE STREET LIGHTING TS-82
IN20030661
SP-83 – BRIDGE MOUNTED STREET NAME SIGN
DESCRIPTION:
Work includes dimensional character signage.
SUBMITTALS:
The contractor shall submit product data for each type of product indicated as well as
shop drawings: Shop drawings shall show fabrication and installation details for sign elements
such as sign mounting heights, locations of supplementary supports to be provided by others, and
accessories. Additionally, contractor shall provide a message list, with typestyles, graphic
elements and layout for each sign. Samples must be provided; submit a half-size dimensional
character for each sign type and for each color and texture required.
CONSTRUCTION REQUIREMENTS:
Dimensional characters shall be manufactured from aluminum sheet and plate:
ASTM B 209 (ASTM B 209M), alloy and temper recommended by aluminum producer and
finisher for type of use and finish indicated, and with at least the strength and durability
properties of Alloy 5005-H32.
Dimensional characters’ style shall be Helvetica Bold font, with characters 24” in
height. Fabricate 3” deep, reverse-channel characters. Form exposed faces and sides of
characters to produce surfaces free from warp and distortion. Include internal bracing for
stability and attachment of mounting accessories. Provide manufacturer's hardware for projection
mounting of channel characters with front surface of letter at 6” distance from vertical mounting
surface. Comply with the following requirements:
Aluminum Sheet: Not less than 0.090 inch (2.29 mm) thick.
Welded Connections: Comply with AWS standards for recommended practices in
shop welding. Provide welds behind finished surfaces without distortion or
discoloration of exposed side. Clean exposed welded surfaces of welding flux and
dress exposed and contact surfaces.
Joints: Mill joints to tight, hairline fit. Form joints exposed to weather to exclude
water penetration. Conceal fasteners if possible; otherwise, locate fasteners where they
will be inconspicuous.
Anchors and Inserts: Provide nonferrous-metal or hot-dip galvanized anchors and
inserts for exterior installations and elsewhere as required for corrosion resistance. Use
toothed steel or lead expansion-bolt devices for drilled-in-place anchors. Furnish
inserts, as required, to be set into concrete work.
Finish: Painted – high performance, non-fading, baked enamel coating.
MANUFACTURERS:
Subject to compliance with requirements, provide products by one of the following:
BRIDGE MOUNTED STREET NAME SIGN TS-83
IN20030661
ACE Sign Systems, Inc.
A. R. K. Ramos.
ASI-Modulex, Inc.
Bunting Graphics, Inc.
Gemini Incorporated.
Innerface Sign Systems, Inc.
Mills Manufacturing Company.
Southwell Company (The).
ALUMINUM FINISHES:
Provide baked-enamel finish: AA-C12C42R1x (Chemical Finish: cleaned with
inhibited chemicals; Chemical Finish: acid-chromate-fluoride-phosphate conversion coating;
Organic Coating: Thermosetting, modified-acrylic enamel primer/topcoat system complying with
AAMA 2603 except with a minimum dry film thickness of 1.5 mils (0.04 mm), medium gloss.).
Apply baked enamel complying with paint manufacturer's written instructions for cleaning,
conversion coating, and painting.
Color: to match ICI Paints color #50BB 08/171 “Rich Navy”.
INSTALLATION:
Dimensional characters shall be mounted using standard fastening methods to comply
with manufacturer's written instructions for character form, type of mounting, wall construction,
and condition of exposure indicated. Provide heavy paper template to establish character spacing
and to locate holes for fasteners. Mount characters at projection distance from wall surface
indicated. All exterior grade Dimensional Letters shall be installed via aluminum studs.
Generally, three or four studs should be required for each letter. Contractor shall install letters
using a pattern (template) supplied by sign manufacturer based upon approved shop drawings.
Template will indicate locations to drill the necessary holes into the bridge rail. The studs shall
be ¾” diameter and 6" long and shall be threaded on one end. The non-threaded end shall be
epoxy set into drilled holes in concrete wall. Threaded end shall be fit into slotted holes in plates
at the back of each letter, with lock washers and nuts to secure the letter.
Dissimilar metals must have neoprene gaskets, sleeves, or washers for protection from
galvanic action between metals. (such as stainless steel bolts/studs with aluminum brackets)
METHOD OF MEASUREMENT:
Signs will be measured by the number of complete bridge mounted street name
sign units installed.
BASIS OF PAYMENT:
The accepted quantities of signs will be paid for at the contract unit price per each
complete bridge mounted street name sign unit installed.
Payment will be made under:
Pay Item Pay Unit Symbol
Street Name Sign, Bridge Mounted, Decorative.......................................EACH
BRIDGE MOUNTED STREET NAME SIGN TS-83
IN20030661
The cost of surface preparation, field drilled holes, furnishing and applying the
material, labor, equipment, and necessary incidentals shall be included in the cost of this
work.
BRIDGE MOUNTED STREET NAME SIGN TS-83
IN20030661
BRIDGE MOUNTED STREET NAME SIGN TS-83
IN20030661
SP-84 – ENCAPSULATED LENS HIGH INTENSITY REFLECTIVE SHEETING
The Contractor has the option of furnishing the following Stimsonite reflective
sheeting in lieu of encapsulated lens high intensity sheeting.
Color Series No.
White 6210
Yellow 6220
Green 6230
Blue 6240
Red 6250
ENCAPSULATED LENS HIGH INTENSITY REFLECTIVE SHEETING TS-84
IN20030661
SP-85 – REFLECTIVE LENSES FOR SNOWPLOWABLE RAISED PAVEMENT
MARKERS
Reflective lenses for snowplowable raised pavement markers manufactured by the
following companies will be considered approved to meet the requirements of this
contract.
Model Number Manufacturer
Stimsonite #944 Avery Dennison/Stimsonite
Ray-O-Lite #2004 PAC-TEC, Inc.
3M #190 3M Corporation
REFLECTIVE LENSES FOR SNOWPLOWABLE TS-85
RAISED PAVEMENT MARKERS IN20030661
SP-86 – ELECTRICAL INSULATION SEALANT
The electrical insulation sealant for this contract shall be chosen from the following list:
(a) Aquaseal
(b) Electrical 430
(c) 3M Electrical Insulation Putty
(d) Plyseal Insulating Mastic
(e) or approved equal
ELECTRICAL INSULATION SEALANT TS-86
IN20030661
SP-87 – MONGOOSE LIGHTING
Mongoose Lighting shall be installed at the locations indicated on the project plans and in accordance
with all INDOT Specifications.
Pole and Arm. Poles shall be a 1 Luminaire mount, round tapered aluminum, 30 Ft. Pole, 90 MPH
Windload, AASHTO, Black Finish, Base Cover, “T-Base” Breakaway Pole, with Architectural Arm
Mounting, Black Painted Finish as manufactured by Holophane with catalog number
RTA3080EPcNDBK2 09237-1-BK “T-Base” AB-27-4 TMP-46 or approved equal.
Luminaires. Luminaires shall be Mongoose, 250 Watt Metal Halide, Low Tilt, 0 to 18 Degrees,
Forward Throw, Flat Glass, Architectural Arm Mounting, Black Painted Finish, house side shield with
GE (MVR250/C/U) 250 MH Coated Mogul Base “E” Lamp(s) as manufactured by Holophane, Catalog
number G250MH12LFFAK SD-321 BK) with IES Distribution I-M-C and photometric curve 49296 or
approved equal. Luminaires shall be mounted with a 15º upward tilt.
Foundation. Foundations shall be constructed in accordance INDOT standard drawings, and as
approved by the OWNER.
Method of Measurement. Luminaire and poles will be measured by the linear foot. Measurements
will be made in accordance with INDOT specifications.
Basis of Payment. Payment will be in accordance with INDOT specifications. In addition to standard
INDOT pay items, payment will be made under:
Luminaire, Roadway, Metal Halide, 250 Watt, Mongoose EACH
Light Pole, 30 Ft., E.M.H., 1.5 Ft. Mast Arm, Breakaway Base EACH
MONGOOSE LIGHTING TS-87
IN20030661
SP-88 – AGGREGATES
The Standard Specifications are revised as follows:
SECTION 904, BEGIN LINE 65, DELETE AND INSERT AS FOLLOWS:
Steel furnace (SF) slag shall only may be used in aggregate shoulders, HMA surface or
SMA surface mixtures, dumped riprap, and snow and ice abrasives. SF slag coarse aggregate
may be used in HMA base and HMA intermediate mixtures if the deleterious content is less than
4.0 % when tested in accordance with ITM 219. RAP with steel slag may be used in accordance
with 401.06, 402.08 and 410.06.
SECTION 904,BEGIN LINE 205, DELETE AND INSERT AS FOLLOWS:
(a) Classification of Aggregates
Characteristic Classes AP AS A B C D E F
Quality Requirements
Freeze and Thaw Beam Expansion,
% Max. (Note 1) .060
Los Angeles Abrasion, %, Max. (Note 2) 40.0 30.0 40.0 40.0 45.0 45.0 50.0
Freeze and Thaw,
AASHTO T 103, Procedure A, %
Max (Note 3) 12.0 12.0 12.0 12.0 16.0 16.0 20.0 25.0
Sodium Sulfate Soundness, %, Max.
(Note 3) 12.0 12.0 12.0 12.0 16.0 16.0 20.0 25.0
Brine Freeze and Thaw Soundness,
%, Max. (Note 43). 30 30 30 30 40 40 50 60
Absorption, % Max. (Note 54) 5.0 5.0 5.0 5.0 5.0
Additional Requirements
Deleterious, %, Max.
Clay Lumps and Friable Particles 1.0 1.0 1.0 1.0 2.0 4.0
Non-Durable (Note 65) 4.0 4.0 4.0 4.0 6.0 (See
(See
8.0
Coke Note 76)
Note 7Iron 6)
Chert (Note 87) 3.0 3.0 3.0 5.0 8.0 10.0
70.0 Weight per Cubic Foot for Slag, (lbs), Min. 75.0
(1200)
75.0 75.0
(1200)
70.0
(1120)
70.0
(1120) (Mass per Cubic Meter for Slag, (kg) (1200) (1120)
Crushed Particles, % Min. (Note 98)
Asphalt Seal
Coats.......................................................
Compacted
Aggregates................................................
70.0
20.0
70.0
20.0 20.0 20.0
Notes: 1. Freeze and thaw beam expansion shall be tested and re-tested in accordance with ITM 210.
2. Los Angeles abrasion requirements shall not apply to BF.
3. Aggregates may, at the option of the Engineer, be subjected to 50 cycles of freezing and thawing in accordance with
AASHTO T 103, Procedure A, and may be accepted, provided they do not have a loss greater than specified for by the
Sodium Sulfate Soundness or Brine Freeze and Thaw Soundness requirements.
4. Brine freeze and thaw soundness requirements are subject to the conditions stated in Note 3.
54. Absorption requirements apply only to aggregates used in PCC and HMA mixtures except they shall not apply to BF.
When crushed stone coarse aggregates from Category I sources consist of production from ledges whose absorptions
differ by more than two percentage points, the absorption test will be performed every three months on each size of
material proposed for use in PCC or HMA mixtures. Materials having absorption values between 5.0 and 6.0 that pass
AP testing may be used in PCC. If variations in absorption preclude satisfactory production of PCC or HMA
mixtures, independent stockpiles of materials will be sampled, tested, and approved prior to use.
AGGREGATES TS-88
IN20030661
65. Non-durable particles include soft particles as determined by ITM 206 and other particles which are structurally
weak, such as soft sandstone, shale, limonite concretions, coal, weathered schist, cemented gravel, ocher, shells,
wood, or other objectionable material. Determination of non-durable particles shall be made from the total weight
(mass) of material retained on the 3/8 in. (9.5 mm) sieve. Scratch Hardness Test shall not apply to crushed stone
coarse aggregate.
76. ACBF and SF coarse aggregate shall be free of objectionable amounts of coke, iron, and lime agglomerates.
87. The bulk specific gravity of chert shall be based on the saturated surface dry condition. The amount of chert less
than 2.45 bulk specific gravity shall be determined on the total weight (mass) of material retained on the 3/8 in. (9.5
mm) sieve for sizes 2 through 8, 43, 53, and 73 and on the total weight (mass) of material retained on the No. 4 (4.75
mm) sieve for sizes 9, 11, 12, and 91.
98. Crushed particle requirements apply to gravel coarse aggregates used in compacted aggregates, and seal coats
except seal coats used on shoulders. Determination of crushed particles shall be made from the weight (mass) of
material retained on the No. 4 (4.75 mm) sieve in accordance with ASTM D 5821.
AGGREGATES TS-88
IN20030661
SP-89 – REINFORCING BARS AND DOWEL BARS
The Standard Specifications are revised as follows:
SECTION 910, BEGIN LINE 3, DELETE AND INSERT AS FOLLOWS:
910.01 Reinforcing Bars and Dowel Bars
(a) General
Unless otherwise specified, bars for concrete reinforcement shall be deformed
billet steel, grade 60 (420). Tie bar assemblies used in lieu of bent tie bars shall be in
accordance with the minimum total ultimate strength and minimum total yield strength
requirements specified for bent tie bars; bend test and elongation will not be required.
Reinforcing steel Reinforcement used in precast or precast prestressed concrete
structural members, including deck panels, shall be in accordance with ASTM A 615
grade 60 (A 615M, Grade 420) or ASTM A 706 grade 60 (A 706M grade 420).
Reinforcing bars shall be furnished by selecting bars made by a manufacturer on
the list of Certified Uncoated Reinforcing Bar Manufacturers and in accordance with
ITM 301. When shipped to the project site, the reinforcing bars shall be accompanied by
the type of certifications specified in ITM 301 and in accordance with 916.
SECTION 910, BEGIN LINE 26, DELETE AND INSERT AS FOLLOWS:
2. Threaded Tie Bar Assembly
The threaded tie bar assembly shall be deformed billet steel, grade 60 (420) or
higher, in accordance with 910.01(b)1 and a coupling device. The tie assembly shall
achieve a minimum load of 76.144 kip/in.2 (525 MPa). Where epoxy coated threaded tie
bar assemblies are specified, A an epoxy coating with a minimum film thickness of 6
mils (150 μm) shall be applied to the coupling device and epoxy coated reinforcing bars
shall be provided in accordance with 910.01(b)9 with the exception that the epoxy coated
bar is not required to be furnished from the list of Certified Reinforcing Bar Epoxy
Coaters.
SECTION 910, BEGIN LINE 77, DELETE AND INSERT AS FOLLOWS:
7. Uncoated 7 Wire Strand for Prestressed Concrete
Uncoated 7 wire strand for prestressed concrete shall be in accordance with
ASTM A 416. The strand shall have the minimum tensile strength of and initial tension
Zhown on the plans.
Low relaxation strand with a nominal diameter of 1/2 in. (12.70 mm) and a cross
sectional area of 0.167 in.2 (108 mm2) shall have a breaking strength of 45,000 lb (20
400 kg).
Uncoated 7 wire strand shall be covered by the type of certification specified in
the Frequency Manual and a type A certification in accordance with 916. The
certification shall include the lot number, size, cross-sectional area, yield strength,
REINFORCING BARS AND DOWEL BARS TS-89
IN20030661
breaking strength, strand composition, modulus of elasticity, and a load-elongation curve
for each size of strand supplied.
SECTION 910, BEGIN LINE 97 DELETE AND INSERT AS FOLLOWS:
9. Epoxy Coated Reinforcing Bars
Epoxy coated reinforcing bars shall be furnished by selecting bars coated from an
applicator’s plant on the list of Certified Reinforcing Bar Epoxy Coaters and in
accordance with ITM 301. The epoxy coating material shall be selected from the list of
approved Epoxy Coating for Steel.
Epoxy coated reinforcing bars shall be in accordance with ASTM A 775
(A 775M), except as follows.
a. the steel bars shall be in accordance with 910.01(b)1;
b. the coating color shall contrast with the color of iron oxide;
c. tensile and bend tests shall be performed on the bars. If an examination of the
bend test specimen suggests the need, the adhesion of the coating shall be
checked by subjecting additional specimens to the 120° bend test. Hairline
cracks without bond loss will be acceptable provided there are not more than
two and the length of either crack does not exceed 1/4 in. (6 mm). The
average coating thickness shall be 8 9 to 13 14 mils (200 to 325 225 to 350
μm) after cure. The thickness measurements shall be made in accordance with
ASTM G 12. The average shall be coating thickness shall be an average
based on 12 individual readings with no individual reading below 9 mils (225
μm). No specific correction for the base preparation process shall be applied to
the thickness measurements.
d. epoxy coated reinforcing bars which will be jobsite sampled shall be
accompanied by the types of certifications in the Frequency Manual and in
accordance with 916. Eepoxy coated reinforcing bars furnished by coaters on
the list of approved Certified Reinforcing
e. Bar Epoxy Coaters shall be accompanied by the types of certifications
specified in ITM 301 and in accordance with 916. e. repair and handling
procedures shall be in accordance with 703.04. The coating material shall be
in accordance with the Annex to ASTM D 3963 (D 3963M).
Epoxy coated support devices for epoxy coated reinforcing bars shall be in
accordance with ASTM A 775 (A 775M), except as follows.
a. the steel shall be in accordance with 910.01(b)1;
b. the coating color shall contrast with the color of iron oxide;
REINFORCING BARS AND DOWEL BARS TS-89
IN20030661
c. the coating thickness shall be 6 to 20 mils (150 to 500 μm) after cure. The
thickness measurements shall be made in accordance with ASTM G 12.
REINFORCING BARS AND DOWEL BARS TS-89
IN20030661
SP-90 STORMWATER TREATMENT SYSTEMS
The CONTRACTOR will be required to install a Stormwater Treatment
Systems (SWTS) on this project. SWTS Type II shall be a VorTechs Model
VX7000, manufactured by CONTECH Stormwater Solutions, Inc., or
approved equal.
The stormwater treatment system (SWTS) types shown in the plans shall
correspond to the structure numbers used in pay item names as shown below.
SWTS Type Location Str. No.on Plans
Type II Sta. 477+00 Line “E”, 587
The SWTS units installed shall meet or exceed the manufacturer’s stormwater
treatment rates, as shown. If an alternative SWTS is used, the stormwater
treatment rates of the proposed system shall be submitted to the ENGINEER
for approval.
Stormwater Treatment System Type II shall be installed as a bypass system as
shown on the plans. One standard manhole and one bypass manhole shall be
installed adjacent to the SWTS. The bypass manhole shall be a standard
manhole except for the inclusion of a bypass weir constructed to the elevation
shown. The manholes shall be in accordance with Section 720 of the Standard
Specifications.
The CONTRACTOR will provide bedding in accordance with the
manufacturer’s specifications and structure backfill in accordance with
Section 720.03 of the Standard Specifications for all SWTS structures.
The CONTRACTOR shall supply an operation and maintenance manual to
the ENGINEER for each unit installed. The operation and maintenance
manual will become the property of the OWNER following the completion of
the project.
Measurement of stormwater treatment systems will be made per each unit
complete in place.
Payment will be made under:
Pay Item Pay Unit Symbol
Stormwater Treatment System, Type _____ .....................................EACH
The cost of excavation, bedding, backfill, bollards, reinforced concrete,
manhole frames and castings, pipe couplings, and other work associated with
the installation of the SWTS shall not be paid for directly as such costs shall
be included in the contract unit price of the SWTS.
STORMWATER TREATMENT SYSTEMS TS-90
IN20030661
STORMWATER TREATMENT SYSTEMS TS-90
IN20030661
SP-91 ARCHITECTURAL FINISHES
The following detail and tables summarize the finishes for all architectural items. Refer
to other project specifications for material requirements, measurements, and basis of payment.
ARCHITECTURAL FINISHES TS-91
IN20030661
ARCHITECTURAL FINISHES TS-91
IN20030661
ARCHITECTURAL FINISHES TS-91
IN20030661
ARCHITECTURAL FINISHES TS-91
IN20030661
ARCHITECTURAL FINISHES TS-91
IN20030661
ARCHITECTURAL FINISHES TS-91
IN20030661
SP-92 – SHOP DRAWINGS FOR LIGHTING MATERIALS
The Standard Specifications are revised as follows:
SECTION 920, BEGIN LINE 616, DELETE AND INSERT AS FOLLOWS:
Six sets of shop drawings shall be submitted for lighting standard assemblies,
luminaires, service points, circuit breaker enclosures, and external drive assemblies, and
multiple relay switches. A copy of the transmittal shall be given to the Engineer. These
items shall not be ordered or installed until shop drawings have been approved.
These drawings will be reviewed for design features only. The Contractor shall be
responsible for dimensions, accuracy, and fit of work. The drawings for conventional
light standards shall show the shaft outside diameter, height, wall thickness, the arm
length rise, size, handhole details, grinding details, materials used, and complete anchor
bolt details including bolt circle-projection and hardware. When a breakaway base is
required, details shall be shown. Service point shop drawings shall show the arrangement
and brand name of each component.
SHOP DRAWINGS FOR LIGHTING MATERIALS TS-92
IN20030661
SP-93 SHOP DRAWING REVIEW
All shop drawings required by project specifications or special provisions must be
submitted to Engineer. Engineer will complete the review of shop drawings and return
approved drawings and/or comments to contractor within 7 business days.
The cost of shop drawings will not be paid for directly, but shall be included in the cost
of other items.
SHOP DRAWING REVIEW TS-93
IN20030661
SP-94 DRAINAGE STRUCTURES
Certain drainage structures are to be connected to existing drainage structures at
specific locations on this project.
Prior to beginning construction of the structures, the flow line elevations and
alignment of the existing structures are to be checked and proven in the field to ensure
that these structures can be constructed as shown on the plans.
Installation of all new drainage structures involving the removal of portions of
existing pipe and existing structures shall be accomplished such that unnecessary damage
to the existing pipe to remain in place shall be avoided. During the structure installation,
the existing pipe shall be replaced to an extent of 1.5 m (5 LF) maximum from the new
structure or as directed by the Engineer. New structures shall be placed in accordance
with 720.03 and pipe replacement shall be performed in accordance with 715.04 and
715.05.
All drainage structures and pipes within the project limits that are not designated
for removal or replacement shall be flushed clean with water.
Measurement and payment of the new pipe will be made in accordance with
715.11 and 715.12, respectively. Structure backfill will be paid for in accordance with
211.10. Removal of existing structures and pipe will not be paid for directly, but shall be
covered in the cost of the new pipe.
The cost of checking the existing structure, cleaning and flushing existing
structures and pipes, and the cost of connecting the new drainage structure to the existing
drainage structure will not be paid for directly. The cost thereof shall be included in the
cost of the contract unit price of the new drainage structure and pipe.
All existing structures damaged during construction shall be replaced with no
additional payment.
DRAINAGE STRUCTURES TS-94
IN20030661
SP-95 – EXISTING STORMWATER QUALITY MEASURES
Existing stormwater quality measures shall be maintained throughout the duration of
construction per The City’s typical operations and maintenance as defined here in.
Vegetated Swale (Side Ditch)
Vegetated swales should be maintained to keep grass dense. This includes, at a
minimum, periodic mowing, occasional spot reseeding, and weed control. The grass
height is recommended to be 4 to 6 inches. Fertilization of the swales should be done
when needed to maintain the health of the grass. Swales should be inspected, at a
minimum, annually for litter and sediment and should be inspected and repaired as
needed for eroded side slopes and bottom
Catch Basin Hood
Sediment within the catch basin hoods should be cleaned 4 times a year, late fall is a
critical time - after the leaves have fallen and before the first snowfall. Then, another
cleaning in the spring is helpful to remove the buildup of sand, leaves, and other debris
that accumulated during the winter months. Areas which may contribute to higher
pollutant loadings or which discharge to surface waters should be cleaned more
frequently.
Riprap
Riprap should be inspected and sediment removed at a minimum of annually. Sediment
should never accumulate to a depth that covers the riprap.
Stormwater Treatment System
VortSentry® units should be inspected at regular intervals and maintained when
necessary to ensure optimum performance. Quarterly inspections of the accumulated
sediment are recommended. The VortSentry® should be cleaned when inspection
reveals that the sediment depth has accumulated to a depth of 3 ft. in the treatment sump.
This determination can be made by taking two measurements with a stadia rod or similar
measuring device; one measurement from the manhole opening to the top of the sediment
pile and the other from the manhole opening to the water surface. If the distance
measured is less than 6.1 ft. the VortSentry® should be maintained to ensure effective
treatment. Maintaining the VortSentry® is easiest when there is no flow entering the
system. For this reason, it is a good idea to schedule the cleanout during dry weather.
Motor oil and other hydrocarbons that accumulate on a more routine basis should be
removed when an appreciable layer has been captured. Floating debris can be vacuumed
or netted out separately if accumulation outpaces sediment accumulation. The contents
resulting from the cleaning procedure should not be dumped into a sanitary sewer.
The cost of maintaining the existing stormwater quality measures shall not be measured
for payment, but shall be included in the cost of other pay items.
EXISTING STORMWATER QUALITY MEASURES TS-95
IN20030661
SP-96 – TEMPORARY TRAFFIC SIGNALS
The Standard Specifications are revised as follows:
SECTION 801, AFTER LINE 740 MODIFY AS FOLLOWS:
The traffic signal equipment shall be as specified, but may be either new of used, except
as noted herein. Used equipment shall be in satisfactory working condition and will be
approved prior to use.
Two signal heads shall be displayed for each approach. Signals shall be displayed
overhead on a span, catenary, and tether utilizing an aircraft cable, signal poles and mast
arms per the temporary traffic signal detail plan sheets, unless otherwise directed.
Temporary signal pole foundations shall be provided in accordance with Standard
Drawings 805-SGMA-03 and 805-SGMA-07 with the exception that three 2-inch conduit
inlets shall not be required. Traffic signal poles and mast arms shall be manufactured of
either steel or aluminum. Wood poles and/or mast arms will not be accepted.
All temporary traffic signal equipment shall be completely removed as determined by the
construction schedule and in accordance with 202, except as noted herein. Temporary
signal pole foundations shall be partially removed in accordance with 805.03.
Temporary traffic signal conduit extending under the new pavement along the west leg of
116th Street shall be capped and abandoned in place. Temporary traffic signal conduit
and handholes extending under the new pavement along the east leg of 116th Street and
along the west leg of Carmel Drive shall remain in place and become part of the final
product. Conduit and handholes designated to become part of the final product shall be
constructed of only new materials.
SECTION 801, AFTER LINE 968, MODIFY AS FOLLOWS:
The accepted temporary traffic signal, complete in place and later removed as specified,
will be paid for at the contract lump sum price per EACH.
SECTION 801, AFTER LINE 1021, MODIFY AS FOLLOWS:
Temporary Traffic Signal .....................................................................LS EACH
TEMPORARY TRAFFIC SIGNALS TS-96
IN20030661
SP-97 PERMITS
PERMITS TS-97
IN20030661
PERMITS TS-97
IN20030661