HomeMy WebLinkAboutIntervenors' Brief
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STATE OF INDIANA
CARMEL ADVISORY BOARD OF ZONING
APPEALS
Docket No. 04060001 A
CITY OF CARMEL
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Department of Community Services
of the City of Carmel/Clay Township
v.
Martin Marietta Materials, Inc., flk/a
American Aggregates Corporation, a/k/a
Carmel Sand and Gravel
INTERVENORS' BRIEF FOR THE JUNE 28, 2004 HEARING
This brief ,is submitted by counsel on behalf of Kingswood Homeowners
Association, Inc., William D. McEvoy, Larry J. Kane, and Greg Policka
. (collectively, the "Intervenors"); who have filed their Motion to Intervene in
the captioned matter as interested and affected citizens and property
owners.
Defining the Issue. The Carmel Department of Community Services
("DOCS") has requested that the Carmel/Clay Advisory Board of Zoning
Appeals ("BZA") hear the issue of whether or not the current use' of the
Carmel Sand Plant owned by Martin Marietta Materials, Inc. ("MM"),
'located north of 106th St.--and west of Hazel Dell Rd., within.theucity-limitsnn
af Carmel, Indiana, conforms to the current Carmel City Code, adopted as
Ordinance No. Z-289 by the Common Council of the City of Carmel, as
amended ("Zoning Ordinance").
'.This issue was raised by Thomas Yedlick, a citizen of Carmel who is
directly affected by the use of the Carmel Sand Plant, in his letter to the
DOCS dated December 16, 2003. In his letter, Mr. Yedlick alleges that the
,Carmer Sand Plant was once a legally established nonconforming use as
,to the processing of sand and gravel extracted from the MM land upon
. , which the' processing plant is located, but (a) that it is not a legally
. , ,estaollsned nonconforming use with respect to the processing of sand and
gravel material extracted from sites other than the one upon which the
. processing plant is located and (b) that is has now lost its legal
nonconforming use status-weo.asJo-1he. processing. of sand and gravel
, mined on its own site due to the termination of mining activities on the site
for over one year.
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The Intervenors believe that the proper procedure under Indiana statutes is
for the DOCS to investigate such allegations and either (a) issue a citation
of zoning use violation, or (b) elect to not issue such citation (i) because
the use conforms to the Zoning Ordinance or (ii) because the use is a
legally established nonconforming use. However, the DOCS has
apparently made no decision and referred the question of nonconforming
use to the BZA pursuant to an interpretation of Section 28.06 of the Zoning.
Ordinance. Counsel for the BZA has agreed with the DOCS and has
agreed to create special rules of procedure for the BZA to follow in making
its determination.
Section 28.06 of the Zoning Ordinance, the interpretation of which is really'
at issue, reads as follows:
28.06 Existence of a Nonconforming Use.
In circumstances where there is a question whether or
not a nonconforming use exists, it shall be considered
a question of fact and shall be decided by the [BZA]
following public notite and a public hearing in
accordance with the Rules of Procedure of the [BZA].
In other words, if the DOCS threatens to issue a citation against a property
.owner for (i) illegal (nonc.onforming) use, or. (ii) maintainiflg an illegal
development standard, but the defendanUrespondenUproperty owner
. ' claims that the use either does not exist, . or that if it does exist the use is
legal, then the BZA, according to Section 28.06, -is-be the body that
decides whethero-rnonheu~x~' nonOO-UOCS-:--section28.06 does
not authorize the BZA to make a final determination With respect -to
whether a use is a "legal nonconforming use," but simply whether or not
the use is nonconforming to the current zoning ordinances ajJpli(,;CllJl~ to t11~
site in question.
Therefore; the I ntervenors-believe that--ifthere-is-an-issue-before-theBZA~
. . .. that issue is narrowly defined as Whether or not a nonconforming use
exists, nothing more.
Subject~Matter Jurisdiction. .In addition to narrowing the scope of the'
substantive portion of the BZA hearing; the Intervenors believe that the'"
BZA lacks the subject matter jurisdiction to hear even the question of
-nonconforming use unless and until the DOCS has made its decision .and a . .
disappOinted party or Citizen h~~ til~d-aQ~peatio.::1be-BLA-:Df.::such:::I;l~:~::=::~===--==-'=~~:::-
decision. In support of this opinion, the Intervenors Would show"the'
following:
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1. Under Indiana law,' boards of zoning appeals are' not granted
unlimited jurisdiction. Boards of zoning appeals are not 'delegated all
authority otherwise not assigned to other tribunals. Rather, boards of
zoning appeals are delegated only the following limited authority:
a. . The. authority to hear appeals from determinations by an
administrative official, administrative board or other body (except a plan
comrnission in relation to the enforcement of the zoning ordinance), or:
appeals from determinations regarding improvement location permits or
occupancy permits, under Indiana Code Section 36-7-4-918.1;
b. The authority to grant applications for special exceptions,
special uses,. contingent uses, and . conditional uses, under Indiana Code '..
Section 36-7-4-918.2;
c. The authority to approve petitions for variance of use, under
Indiana Code Section 36-7-4-918.4; and
d. The authority to approve petitions for variance of
. development standards, under Indiana Code Section 36-7-4-918.5.
2. Based on the above sections of the Indiana Code, the Common
Council for the City of Carmel does not have the power to delegate to the
. BZA the authority to declare uses as conforming or nonconforming except .
when the issue is imbedded within the appeal of a determination of an
. ,administrative official, in this case, a DOCS decision. Because the issue of
nonconforming use is not relevant to a petition for special use, special
exception, conditional use, contingent use, variance of use, or variance of
development standards, the only relevant Indiana Code section is 36-7-4-
918.1, quoted above.
3: Under the BZA's own rules, the BZA has rulesuforhearinga(:}peals,
~ Sections. 30.01 and 30.02 of the Zoning Ordinance, and for hearing
petitions for variances, Sections 30.04, 30.05. and 30.08. There are no
rules for hearing determinations of nonconforming use separate from other
proceedings. In fact, the DOCS has requested thaCeounsel to the-SZA
create special rules for the BZA to hear such matters.' This is further
indication.-that,--apart'-ffoffi---tt-te-ambiguous.t".eference-todetermining...a
certain' fact found in Section 28.06,. quoted above, neither the Common
Council for the City of Carmel nor the BZA really expects to hear such .
matters as separate questions of fact.
4. This matter was referred to the-BZA based on a mere letter from 'a .
citizen alleging a zoning violation. The Intervenors do 'not believe that the
DOCS refers all allegations of zoning violations to the BZA for initial'
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determination of nonconforming use and that it should not do so in this
case, either.
'5. The DOCS has not issued a citation to MM for violation of the
Zoning Ordinance, so there is no decision of the DOCS from which MM or
the Intervenors may appeal. In fact, Intervenors are not aware of any
formal investigation into the facts necessary to determine whether or not
the use is nonconforming and whether or not it is legally established,
'leaving the BZA in the position of trying to make a decision based on
uncorroborated testimony and supposition. This the BZA should not do.
6. Therefore, the question of whether or not a nonconforming use
exists should be determined in the first instance by the DOCS, and if a
nonconforming use exists, then the DOCS should issue a citation to MM to,
cease such use. If MM believes there is justification for their continued
nonconforming use, then MM would have the right to appeal the DOCS
decision to the BZA within 30 days. Likewise, if the DOCS determines that
the nonconforming use is legal, then interested neighbors such as the
Intervenors would have 30 days within which to file an appeal to the BZA,
. all pursuant to Section 30.01 of the Zoning Ordinance. I he BZA will then
review the determination by the DOCS to see if it was correct.
7. If the BZA hears this case, it is possible that the DOCS might be
deemed to have waived its potential right to appeal an adverse decision by
the BZA by bringing this matter tathe BZA prior to making its own decision.
, ",If so, then a decision by the BZA regarding the use by MM might not be
appealable by the DOCS or any party, such as the Intervenors, who might
agree with the DOCS on the substantive issues. Therefore, (a) the
Intervenors hereby OBJECT to the hearing on the merits by the BZA of this
matter based on lack of subject matter jurisdiction, and (b) the Intervenors
DO NOr WAIVE their right to appeal, on the basis of 13ck of subject rTl8ttAr.
jurisdiction, any decision that the Intervenors believe to be adverse to
them. '
. Subs.tantive Issues. In the event that the BZAdecides to hear this
matter, then without waiving any rights of appeal, the Intervenors submit
the following analysis for the BZA's review:
A. Determination of Nonconforming Use. The first inquiry must ,be
to determine if the use presently being made of the Carmel Sand Plant is a
conformi'ng or nonconforming use under the Zoning Ordinance. The
Intervenors believe that the present use is nonconforming and request that
the, BZA hold as such. The Intervenors believe that the processing of sand
and gravel is an industrial use because it is defined as such in the Zoning
Ordinance.
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For instance, at Section 3.07 of the Zoning Ordinance, are found the
following Definitions:
"Borrow Pit" is defined as follows:
An area of land from which earth is removed for use on another site
and a permanent or temporary irregular terrain is created;
"Manufacturing, Heavy" is defined as follows:
The manufacture or compounding process of raw materials. These
activities or processes would necessitate the storage of large
volumes of highly flammable, toxic materials or explosive materials
needed for the manufacturing process. These activities may include
disposal of radioactive materials, fertilizer manufacturing, leather
curing and tanning, lime, cement, asphalt, and gypsum refining and
manufacturing, petroleum' refining and manufacturing, reclaiming
processes involving materials and/or chemicals that are considered
":dangerous,tothe health, safety and welfare'of the general public as
determined by the State of Indiana, Board of Health, or the City of
Carmel, slaughtering, stock yards, wood preservatives refining and
manufacturing, and the' manufacture of flammable liquids or gases.
"Manufacturing, Light" is defined as follows:
The manufacture, predominantly from previously prepared
materials, of finished products or parts, including processing,
fabrication, assembly, treatment and packaging of such products,
and incidental storage, sales, and distribution of such products, but
excluding basic industrial processing and custom manufacturing~
This may include a lithographing establishment.
"Mineral Extraction" is defined as
Any process used in obtaining, from the earth, naturally occurring
substances.
In Appendix A of the Zoning Ordinance is a comprehensive Schedule of
, Uses for all zoning districts in the City of Carmel and Clay Township. The
land, upon which the Carmel Sand Plant is Jocated is presently zoned'S-
1/Residence District. Under the S-1 classification, there are a variety of
uses permitted, including single family dwelling, model home, public,"
. service facility, general agriculture, public park, and "collocated antenna.
Neither any type of manufacturing nor mineral extraction is inclUded as a. '
permitted use in S-1.
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The Intervenors submit that the use being made of the Carmel Sand Plant,
being the processing of raw aggregate materials into particular grades of
sand and gravel, is a manufacturing process, more particularly defined as
"Manufacturing, Heavy," and as further defined in the Special Uses that are
permitted following BZA approval under the M-1/Manufacturing District. As
such, this manufacturing use is not a permitted use in the S-1/Residence
District, and therefore such use of the Carmel Sand Plant is
nonconforming. Being a nonconforming use, the BZA should determine it
to be such and refer the matter to the DOCS for enforcement of the Zoning
Ordinance, particularly Section 2.01 thereof.
B. Determination of Illegality of the Nonconformity. Assuming
that the BZA elects to make a determination as to the illegality of the
Carmel Sand Plant importation and processing of off-site material, and
without waiving any rights to appeal, the Intervenors submit the following
analysis for the BZA's review:
Once the use of the Carmel Sand Plant is determined to not conform to the
S-1/Residence District requirements, the BZA (provided it has subject
matter jurisdiction) must then determine if there is some ground upon
which such nonconforming use should not be prohibited (provided the
Section 28.06 gives the BZA such authority).
Carmel Zoning Ordinance. The first source of authority regarding
legal establishment of nonconforming uses will always be found in the
applicable Zoning Ordinance. In this case, the Zoning Ordinance defines
those types of nonconforming uses that may, in certain instances,
nevertheless be permitted. In Section 3.07, Definitions, the following terms
are defined:
USE, CONFORMING. A Use of a Building, land or premises which
does conform to all of the applicable provisions of this ordinance. .
USE, NONCONFORMING ILLEGAL. A Use of a Building, land or
premises existing at the time of the passage of this ordinance which
does not conform to all of the applic:=lhlp. provisions of this ordinance.
nor those of any ordinance superseded by this ordinance.
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USE, NONCONFORMING LEGAL. A Use of a Building, land or
premises existing at the time of the passage of this ordinance which
does not conform to all of the applicable provisions of this ordinance.
but did conform to applicable provisions of any ordinance.
superseded by this ordinance.
In Chapter 28, Nonconforming Uses & Exemptions, the Common Council
for the City of Carmel has defined those uses that may be allowed to
continue notwithstanding their nonconformity to current zoning. Relevant
subsections of Section 28.01 of the Zoning Ordinance are set forth below:
28.01 Legal Nonconforming Use Specifications.
A legal nonconforming use may be continued, although such
use does not conform to all the provisions of [the Zoning
Ordinance], as hereinafter provided:
28.01.01 A legal nonconforming use may be extended
throughout a building provided no structural alterations are
made therein, except those required by law. Existing
residences in the various Business and Industrial Districts
may be structurally altered and expanded.
28.01.02 A legal nonconforming use may be changed to
another legal nonconforming use of the same restrictions,
provided no structural alterations are made in the building.
Whenever a legal nonconforming use has been changed to a
conforming use, it shall not thereafter be changed to a legal
or an illegal nonconforming use.
28.01.03 No building shall be erected upon any premises
devoted to a legal nonconforming use, except in conformance
with the applicable provisions of this Ordinance.
28.01.05 In the event that a legal nonconforming use of any
building or premises is discontinued for a period of one (1)
year, the use of said building or premises shall thereafter
conform to the applicable provisions of this [Zoning]
Ordinance.
28.01.06 Existing uses eligible for special use approval shall
not be considered legal nonconforming uses nor require
special use approval for continuance but shall require special
use approval for any alteration, enlargement or extension.
28.01.07 These provisions shall apply in the same manner to
any use which may become a legal nonconforming use due
to a later amendment to this [Zoning]-Ordinance.--
28.02 Illegal Nonconforming Use Specifications.
An illegal nonconforming use shall not be validated by the
adoption of this Ordinance.
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28.05 Intermittent Use.
The casual, intermittent,. temporary or illegal use of land,
buildings or premises shall not be sufficient to establish the
existence of a nonconforming use and the existence of a
nonconforming use on part of a lot or tract shall not be
construed to establish a nonconforming use on the entire lot
or tract.
Facts to be Proved by MM. It appears, therefore, that for MM
to continue using the Carmel Sand Plant as a manufacturing facility for the
processing of sand and gravel delivered to the Plant from land other than
the land to which it is attached, the following facts must be proved:
1. The effective date for the applicability of the Zoning Ordinance to the
operation of the Carmel Sand Plant (the "Effective Date").
2. . The zoning ordinance that applied to the Carmel Sand Plant
immediately prior to the Effective Date (the "Old Zoning Ordinance").
3. The zoning ordinance that applied to the Carmel Sand Plant
immediately following the Effective Date (the "Effective Date Zoning
Ordinance").
. 4. . Sand and gravel were being delivered to the Carmel Sand Plant
from off-site on and prior to the Effective Date.
5. The quantity of such sand and gravel deliveries at and prior to the
Effective Date, taken in the context of the capacity of the Plant, was been
more than casual, intermittent, temporary or illegal.
6..lmmediately prior to the Effective Date, processing of sand and
,-gravel from off sitc mincsconformed to the applicable provisions of allY
ordinance superseded by the Zoning Ordinance.
7. Since the Effective Date, the importation of sand and gravel to the
Carmel Sand Plant has not been "discontinued" for a period of one year or
longer. This element should be . proved by more than mere casual,
intermittent, temporary or illegal infportafionor sana--amfgfavel~--6asea-on-
the fact that the same cannot be used to establish the use at all.
8. . The processing of sand and gravel at the Carmel Sand Plant does
not constitute a nuisance. A BZA should not authorize the use of property
as a nuisance and pre-existing nuisances may not be "grand fathered"
through a zoning ordinance. On the contrary, the Plan Commission has
the authority to enjoin nuisances. Indiana Code Section 36-7-4-1012.
9. No changes in the importation or processing of sand and gravel,
including enlargement of storage areas, changes in the nature of the
aggregate (e.g., importation of stone for crushing instead of sand and
gravel for processing), or significant changes in the nature of the business
have occurred since the Effective Date.
10. No change has been made to the building or other above-grade
improvements since the Effective Date.
11. No building has been added to the premises of the Carmel Sand-
Plant since the Effective Date without being in conformity with the
applicable provisions of the Zoning Ordinance.
Zoning ordinances are to be strictly construed against the party attempting
to show that its use of property is a legal use. Further, once the
nonconforming use has been established, the burden of proof is on the
property owner to demonstrate by a preponderance of the evidence that
the use is entitled to be treated as a legal nonconforming use. Therefore,
-unless MM can prove by a preponderance of the evidence each of the
above elements, it will not have sustained its burden of proof and the
_ Carmel Sand Plant must be held to be an illegal nonconforming use.
Effective Date of Ordinance. The first fact to be determined, or
decided, is the date upon which the use of the Carmel Sand Plant became
nonconforming. The Intervenors believe that the Effective Date is
approximately June 30, 1983, for the following reasons.
(a) Preemption by Indiana Law. Since before 1980 Indiana has
had a statute that prohibited municipalities, counties, or plan commissions
from adopting ordinances "that would prevent, outside of urban areas, the
complete use and alienation of any mineral resources or forests by the
owner or alienee--ofthem.-" -Indiana Code -Sectionu36-7-4-1'103(c). - This.
statute has been construed to prevent local government from controlling
mining operations if they are outside of an "urban area." Uhl v. Liter's
Quarry of Indiana, Inc., App. 1 Dist.1979, 384 N.E.2d 1099, 179 Ind.App.
178. .
The definition of "urban area," however, includes all land within the city
limits and "any other lands or lots used for residential purposes where
there are at least eight (8) residences within any quarter mile square area,
and other land or lots that have been or are planned for residential areas
contiguous to the municipality." The quarter mile square area has been
held to be a square having 1,320 feet on each side and adjacent to the
quarry site in question. Clark County Bd. Of County Commissioners v.
King, App.1974, 310 N.E.2d 560,160 Ind.App. 152.
There appears to be no further restriction on the definition of "urban area"
and there appears to be no date fixed for measuring the number of
residences within the quarter square mile area other than the date of
adjudication by the fact-finder. Therefore, all homes located in Wood
Creek, Kingswood, and other subdivisions within 1,320 lineal feet of the
property line of the MM land upon which the Carmel Sand Plant is situated
would be includable in the "eight (8) residences" for purposes of
determining whether or not part of the Carmel Sand Plant site was located
in an "urban area."
A literal reading of the definition of "USE, LEGAL NONCONFORMING,"
indicates that the time when the nonconforming use must have been
operative is the date of adoption of the zoning ordinance that first caused
the nonconformity, whether or not there was a prior ordinance that was
, superseded. The fact that there may have been an Indiana statute that did
"not authorize an ordinance or .action of a plan commiSSion" may have
prevented the Common Council for the City of Carmel from adopting an
'ordinance that had the effect of int~rfering with MM's mining operation
. outside an "urban area," but it had no ~ffect on the zoning ordinance to the
extent MM's land 'is located within ani urban area. Thus, the inquiry also
needs to be as to when the Cannel Sa~d Plant became "urbanarea."
(b) Loss of Preemption Protectio~. The Intervenors would argue
that the effective date for determini,ng the applicability of the Zoning
Ordinance to the Carmel Sand Plant '{'ould be the later of the adoption of
the ordinance that created the nonconformity or the date when one quarter
mile square of land adjacent to the Ca~mel Sand Plant site first had eight or
more residences located within it. i.
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, A review of the building perrnil recorP5 of the DOCS indicates that tho
subdivision known as Wood Creek wa~ platted and homes were being built
tberein in 198'2, with the eighth homel being completed by approximately
June 30, 1983. Wood Creek adjoins the land owned by MM and used by
,
the Carmel Sand Plant, so virtually all of Wood Creek is included in the
.Iand used to test whether or not the ICarmel Sand Plant is in an "urban
area." Aerial photographs obtained from the Hamilton County Surveyor
substantiate this fact by showing far rt,ore than eight (8) homes in Wood
Creek as of 1984. !
Extent of Nonconformity. Per Section 3.07 of the Zoning
Ordinance, the Effective Date would be "the time of the passage of [the
Zoning Ordinance]" if such passage created a nonconformity by virtue of
superseding a prior ordinance or if there was no ordinance to be
superseded. The predecessor zoning ordinance, Ordinance Z-160, was
adopted effective January 21, 1980, and remained unamended, so far as
this inquiry is concerned, as of June 3P, 1983. The terms of Ordinance Z-
160 are similar to those of the current loning Ordinance, Z-289, in that the
Carmel Sand Plant area was zoned IS-1 Residence District and mineral
processing was prohibited. The definitions of "Borrow Pit," "Mineral
Extraction," "Legal Nonconforming Usk," and "Illegal Nonconforming Use"
in Ordinance Z-160 are the same as iniOrdinance Z-289.
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Conclusion. Based on the abbve facts and law, the Intervenors
submit that as of the adoption of th~ Old Zoning Ordinance, Z-160, the
Carmel Sand Plant was in nonconforrl,ity, except that such nonconformity
did not become actionable until the Ca1rmel Sand Plant site became "urban
area." The Carmel Sand Plant becamb "urban area" on or about June 30,
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1983 and thereafter the Zoning Ordinance applied to it. Because the
Carmel Sand Plant does not confo+ to the uses permitted in the S-
1/Residence District now, and did not conform to the S-1 Residence
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District on June 30, 1983, the Carmel Sand Plant is an illegal
nonconforming use. Whether or not thle Carmel Sand Plant could return to
operation to serve additional sand arid gravel mining on its original site,
and whether such mining would be a permitted use, depends on the time
during which the mining has been discontinued.
Recommendations. Because of \the questions raised concerning the
subject matter jurisdiction of the BZA, tne Intervenors offer three choices of
recommended actions for the BZA: I
1. If the BZA believes that it has j1urisdiction to decide whether or not
the use by of the Carmel Sand Plant for processing of off-site material is or
. is not an illegal nonconforming use, then the Intervenors request that the
BZA direct the DOCS to issue a cease land desist order to MM with respect
to the importation of sand and gravel to the Carmel Sand Plant.
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2. Should the BZA determine that it does not have the authority to
decide whether or not the nonconfortnity is illegal, then the Intervenors
request that the BZA direct the DOCS to investigate the matter and make a
.written determination as to whether or ~ot the nonconforming use is legal.
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3. Should the BZA determine that it does not have the authority to
determine whether or not the use! of the Carmel . Sand Plant is a
nonconforming use, then the Intervenbrs request that the BZA direct the
DOCS to make such determination, th~n determine if the use is legal, and
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then issue its written determination so that MM or the Intervenors will have
a right of appeal to the BZA.
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4. In any event, the Intervenors r~quest that the BZA direct the DOCS
to investigate the length of time that Ithe mining operation at the Carmel
Sand Plant has been discontinued and then to determine if such mining is
or is not a legal nonconforming use as lof the date of such determination.
The Intervenors wish to express their appreciation to the members of the
BZA for this opportunity to set forth th~ above opinions and suggestions for
your review. I
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Respectfully submitted, i
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THRASHER BUSCHMANN GRIFFITH & VOELKEL, P.C.
attorneys for the Intervenors :
by: 1l~'C~
hilip C. hrasher, attorney no. 11 075-49
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Thrasher Buschmann Griffith & Voelkel, P.C.
151 N. Dclav.<are 81., Suite 1900 i
Indianapolis, IN 46204-2505 I
Tel: (317) 686-4773
Fax: (317) 686-4777
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CERTIFICATE OF SERVICE
I certify that a copy of the foregoing hJs been served on all parties listed below
by first-class United States mail, postage prelpaid, on this if fA day Of~ M (!./ ,
,
2004:
Zeft A. Weiss, Esq.
Ice Miller, LLP
One American Square
P.O. Box 82002
Indianapolis, IN 46282-0002
THRASHER BUSCHMANN GRIFFITH
& VOELK ,P C.
by:
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CEVlA
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HAt.AILTON COUNTY, INDIANA
SECTtON~ TOWNSHIP ----1L-NQRTH, RANGE~EAST
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HAMILTON COUNTY I INDIANA
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