HomeMy WebLinkAboutAmendment to Comp Plan 1993 Please c 4/
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MEMORANDUM R
TO: Mayor Johnson �c
Members of the Common Council �,,r�.
Members of the Plan Commission �i�I°
FROM: Steven M. Brown C*
DATE: December 9, 1992
RE: Amendment of the Comprehensive Plan and Textual Amendment to the
Zoning Ordinance Classification S -1
I have been asked by the Executive Committee of the Plan Commission
"Commission to give guidance as to the steps the Commission should follow in
order to mitigate the opportunities for procedural challenges in future actions
on the matters referenced above.
I generally view the role of a lawyer as one of raising issues, presenting
alternatives and letting the client make choices based on the information
presented. That is the approach I have followed up to this point, and my
previous memorandum dated November 16, 1992, was certainly meant to raise
concerns for your consideration. Up until now I have sensed a resolve to "push
ahead" and get something passed for a variety of reasons. The issues I have
pointed out were meant to help you move ahead on an informed basis, if indeed you
were going to move ahead quickly.
To the extent I now explain to you the procedural steps I would recommend,
they will be based on legal principles, and they will certainly slow down this
process, but it will still be up to you to decide if this is the approach you
want to take or something less conservative. The course of action I outline will
be based primarily on the statutes and ordinances which set the parameters for
your actions. As to potential substantive attacks on the proposed S -1 ordinance,
I think my November 16th memorandum guides you in the thought process as to the
rationale for your actions.
Background For Comprehensive Plan Adoption and Amendment.
Advisory Citizen Committee. Among other areas of responsibility the
"advisory" Commission shall make recommendations to the legislative body
"Council concerning the adoption of the Comprehensive Plan, ordinances and
amendments. Indiana Code 36 -7 -4 -405. The Commission may establish an advisory
committee of citizens to assist in interim study and such a group can make
recommendations on matters of zoning and land use planning to the Commission.
I.C. 36 -7 -4 -407. It has been the past practice of the Commission to utilize this
method when amending or updating the Comprehensive Plan, publicized over a series
of hearings in order to insure a complete cross section of input from within the
community. Since you are asking me, this is not a necessary step, but one which
I would recommend, noting however that it would probably add a month or so to the
process. You do have the right to determine the time and the type of notice you
think is sufficient for these public input hearings. These are not official
public hearings.
Comprehensive Plan as the Foundation for Zoning Ordinance. After a
Comprehensive Plan is approved for a jurisdiction, each governmental entity
within the territorial jurisdiction where the Plan is in effect shall give
consideration to the general policy and pattern of development set out in the
Plan when adopting, amending or repealing zoning ordinances. I.C. 36-7-4
504(a)(3). I.C. 36 -7 -4 -603 requires that the Commission and the Council pay
reasonable regard to, among other things, the Comprehensive Plan. These statutes
and the underlying requirement that a community can't even have a zoning
ordinance to begin with, until it has a Comprehensive Plan in place I C 36 -7 -4-
601) are the reasons why I have been recommending that it is best to amend the
Comprehensive Plan first, and then go forward with any amendments to the S -1
zoning ordinance in a consistent fashion with the Comprehensive Plan. I have
alluded to more of the rationale for this concept in my memo of November 16th.
Amending the Comprehensive Plan. An amendment to the Comprehensive Plan
should be done as follows pursuant to I.C. 36 -7 -4 -500 et seq.
1) The Council may direct the Commission to prepare an amendment and
submit it to them for approval. (This direction was made in early
1992.)
2) Before approval of a Comprehensive Plan the Commission must give
notice and publish notice pursuant to statute of one or more public
hearings on the plan amendment. This process can be very capably
carried out by the DOCD staff if directed to do so. The Commission
could vote on an amendment to the Plan at the same night a public
hearing is held, if desired.
3) If the Commission approves the amendment to the Plan it shall
certify the approval and pass it to the Council.
4) After certification is received by the Council, it may adopt a
resolution approving, rejecting or amending the Plan amendment.
Such approval requires only a majority vote, and is not subiect to
approval or veto by the Mayor. The Mayor need not even sign it. As
I interpret City Code §3 -32, the Comprehensive Plan would qualify as
a "textual amendment to the City Code, Chapter 10" and therefore
would require a public hearing at the Council meeting, noticed
pursuant to §3 -32(b) and (c).
5) The amendment is effective upon approval of a resolution by the
Council. The Clerk of the Council must then place one copy of the
amendment to the Comprehensive Plan on file in the office of the
Hamilton County Recorder. Our existing Plan and any other
amendments thereto should already be on file.
Commission Should Come Up With Amendment It Can Approve. If the Council
rejects or amends the certified Plan amendment that the Commission gives it for
approval, it would be returned to the Commission for further action. I.C. 36 -7-
4 -510. An interesting situation arises if the proposed amendment cannot receive
a majority vote for approval by the Commission. Recall that I.C. 36 -7 -4 -405
describes the "advisory" Commission making "recommendations" to the Council
concerning "Comprehensive Plan amendments I.C. 36 -7 -4 -501 states that "the
Plan Commission shall prepare the Comprehensive Plan I.C. 36 -7 -4 -508 states
that the Commission "may approve the Comprehensive Plan and upon approval shall
certify it to each participating legislative body."
2
Normally, it is possible for a petition to be passed on to the Council upon
a negative recommendation under the Commission's Rules of Procedure "Rules
(Article IX, Section 6). Under the Rules this includes recommendations on text
amendments to the Comprehensive Plan and zoning ordinance amendments. However,
I.C. 36 -7 -4 -509 and 510 state that the "legislative body may adopt a resolution
approving, rejecting or amending the plan" which the Commission certified. "If
the legislative body, by resolution, rejects or amends the Comprehensive Plan,
then it shall return the Comprehensive Plan to the Commission for its
consideration, with the written statement of the reasons for its rejection or
amendment." The Commission then has a period of time to reconsider the action.
But ultimately, if the Commission does not approve the rejection or amendment
that the Council made, or takes no action, the action by the legislative body
(amending it for example) would stand if it receives another confirming vote of
the Council.
My advice would be for the Commission to come up with a Plan amendment it
can approve and send on to the Council. If that Plan amendment is not what the
Council wants, it can approve an amendment eventually over the Commission's
advice anyway.
Procedural Applications. The following procedure applies to the official
action to be taken on the Comprehensive Plan amendment. Pursuant to statute and
the Rules there are fifteen members on the Commission. A quorum must be present,
and a simple majority (8 votes) As necessary to take official action. The
Commission itself can be the petitioner in this case, (unless a special advisory
committee is appointed whereby they could be the petitioner) and will with the
help of DOCD staff be responsible for filing two copies of the proposed Plan
amendment with DOCD for a docket number. DOCD can waive the forty -five day in
advance of hearing filing requirement. The Commission itself will introduce the
item when on the agenda, hold the public hearing (or hearings) and ultimately
vote.
Public Notice. The notice necessary for the Comprehensive Plan process
does not seem to be as onerous as that for a textual amendment to the zoning
ordinance. I.C. 36 -7 -4 -507 requires that notice be given of the public
hearing(s) on the plan, and that adequate publication in accordance with I.C. 5-
3-1 be given. It seems far beyond the legislative intent that this statute could
have meant any more personal notice to the community as a whole than published
notice and other public announcements (which you could do at your December 15th
meeting). Because the Rules are more restrictive on the advance publication than
the ten days required by statute, I would recommend that notice of the public
hearing on the Plan amendment be published thirty days in advance. It needs to
be published one time, and the Rules require that publication be in both the
Noblesville Ledger and either the Carmel Daily Ledger or Carmel News Tribune.
Pursuant to a combination between the statute and the Commission's Rules, the
published notice must include:
Time and place of each public hearing.
Where the entire Comprehensive Plan and proposed amendment is on
file.
That it may be examined in its entirety at least ten (I would
substitute thirty) days prior to the hearing.
Docket number and name of petitioner.
The text of the proposed amendment to the Plan since it is short and
it will call attention to the geographical area affected. In this
case, though not a metes and bounds description, the area described
should suffice for a legal description.
3
That any person may offer verbal comments or may file written
comments prior to or at the hearing.
Published notice pursuant to §3 -32 of the City Code would also be required, in
my opinion, before the public hearing required by the Council.
Background For S -1 Overlay Ordinance.
Substantive Concerns. As to my recommendation on the S -1 procedure, my
November 16th memo spoke of concerns on the notice process and on the rational
nexus for the exercise of your police power. While the "nexus" discussion goes
more to the substantive portion of the ordinance, and is certainly more
subjective and difficult to predict in terms of judicial scrutiny, the real issue
I am to address is the process to enact the proposed ordinance.
A Textual Amendment to the Zoning Ordinance. In initiating the process of
the amendment or repeal of a zoning ordinance a number of statutes in the 600
series of I.C. 36 -7 -4 work together to determine the procedure. I.C. 36 -7 -4 -607
provides that whether this process starts by Commission initiative, or at the
request of the Council, the proposal must go before the Commission for
"consideration and recommendation" before any final action is taken by the
Council.
Procedural Applications. I.C. 36- 7- 4- 602(b) sets forth the applicable
procedure. The Commission must set forth the proposal so that it is consistent
with Section 601 which provides the broad parameters upon which a zoning
ordinance can be adopted. It includes the underlying principle of "promoting the
public health, safety, comfort, morals, convenience and general welfare" of the
citizens within the jurisdiction.
The Commission and Council must comply with Section 603 which requires that
reasonable regard be given to the Comprehensive Plan; current conditions and the
character of current structures and uses in each district; the most desirable use
for which the land in each district is adapted; the conservation of property
values throughout the jurisdiction; and responsible development and growth.
Of course the public must be given adequate notice of the proposed
ordinance. An in -depth discussion of this subject will follow.
After the Commission takes official action (simple majority vote) on the
proposed ordinance, the Council must take action based on Section 607 and the
proper action depends on whether the Commission approved the ordinance,
recommended against the ordinance, or made no recommendation. The Council must
vote on the ordinance within ninety days following the certification of the
Commission to the Council of its action. At the first regular meeting after the
certification, the Council may adopt, reject or amend the proposed ordinance
(remember the Council requires a full public hearing).
The Council shall give notice under I.C. 5- 14 -1.5 -5 of its intention to
consider the proposal at that meeting (on Agenda and posted). The Council may:
approve the ordinance at which time it takes effect.
fail to take action within ninety days at which time the a
Commission approval would stand.
reject or amend the proposal which sends it back to the Commission
for further consideration.
4
Ultimately, the Council can pass the ordinance in the form that it desires
if it has the votes. (See City Code §3 -22 where Council requires 5 votes to
approve an ordinance over the negative recommendation of the Plan Commission.)
Public Notice.
The Commission must give notice and hold a public hearing under Section 604
which requires the following:
1) Publication notice of public hearing in accordance with I.C. 5 -3 -1.
(Published one time 30 days prior to hearing in both Noblesville
Ledger and either Carmel Daily Ledger or Carmel News Tribune.)
2) Publication which includes the following items of information;
geographic area to which the change applies.
summary of the subject matter contained in the proposal which
describes any new or changed provisions.
where a copy is on file for examination prior to the hearing.
that written objections to the proposal filed with the Plan
Commission's secretary prior to the hearing will be
considered.
that oral comments concerning the proposal will be heard.
that the hearing may be continued from time to time as
necessary.
Supplemented by the Commission's Rules, the following items should also be
included:
docket number
general legal description
name of agency initiating the action
time and place of the hearing
The crucial statement in Section 604 is that the Commission shall also
provide for due notice to interested parties at least ten (10) days before the
date set for the hearing. (Commission Rules have increased this to thirty (30)
days.) The Commission shall by rule determine who are interested parties, how
notice is to be given to them, and who is required to give that notice." Section
604. The same information in the published notice is required in the written
notice.
The Commission's Rules have done just that in Article VII, Section 6
through 13:
the party responsible to publish notice and give written
notice is the petitioner (Commission in this case).
"interested persons shall be the owners of real estate lying
within six hundred feet of the subject property or to a depth
of two property ownerships, whichever is less," as shown on a
certificate issued by the Hamilton County Auditor within
forty -five days of the date of the hearing.
the method of notice is by certified mail thirty days prior to
the hearing.
in this case because the proposed Overlay Zone touches the
county boundaries of Marion and Boone, notice must be given to
those property owners within one eighth of a mile into the
adjacent property or to a depth of two ownerships, whichever
is less.
5
Because the proposed boundaries of the Overlay Zone involves two additional
counties and their respective auditors, I suggest you may want to consider some
natural boundary to the west and south which will enable the accomplishment of
your objectives, yet keep the project within the notice bounds of Hamilton
County. However, there may not be such natural boundaries in these areas which
are appropriate.
Another alternative would be to utilize the waiver of notice provision for
those individuals for which there is the manpower to approach (pursuant to Rule
12), and if this is manageable, many waivers may be obtainable which would reduce
the cost of certified mail. A cost benefit analysis will have to be done to see
if this is feasible and it may make the overall notice process potentially more
difficult because now the effort will have to be made to back out those who have
waived notice.
Probably the most effective way to identify the properties interested will
be to get a computer printout of all of the properties on the tax roles in the
western portion of Clay Township. Don't forget the tax exempt properties. This
would probably provide most of the names needed, and then remaining interested
properties if any, can be identified.
I do recommend that the Commission follow this notice procedure of
certified mail notice. It is consistent with the actions taken when the Meridian
Corridor Overlay Zone and the 421 Overlay Zone were enacted, and it is only the
scope of this project that seems to make this any different. The volume of the
project does not in my mind lessen the fundamental due process protections owed
to property owners.
For what it is worth, Section 604(e) states that a "zoning ordinance may
not be held invalid on the grounds that the Planning Commission failed to comply
with the requirements of this section if the notice and hearing substantially
complied with this section."
Proposed Timeframe.
Assuming the Commission approves a Plan amendment at the January meeting,
and the Council subsequently adopts and approves the amendment, it could be in
place prior to the February, 1993 Commission meeting. Over the next month
(between now and mid January) preparations could be made for notices regarding
the S -1 textual amendment to the zoning ordinance and public hearings could
initiate at the February Commission meeting with subsequent Council hearings and
enactment. Presumably, the entire Comprehensive Plan amendment and the S -1
Overlay ordinance could be in place by mid -March 1993, if you all choose to
proceed that quickly, and if you meet your time deadlines accordingly.
In closing, I know this is a lengthy memorandum. It is intended to be
comprehensive on the procedure to enact a Comprehensive Plan amendment and a
textual zoning ordinance amendment. I recommend careful attention and action
substantially consistent with that which I have outlined herein. For your
information, I have attached a copy of a proposed 1993 Comprehensive Plan
Amendment, a Resolution for the Council to adopt the amendment, and a revised
proposed S -1 ordinance, respectively Exhibits "A "B and "C
6
EXHIBIT "A"
AMENDMENT
TO
COMPREHENSIVE PLAN UPDATE, CITY OF
CARMEL/CLAY TOWNSHIP, 1993
1993 Comprehensive Plan Update
City of Carmel /Clay Township
Introduction /Overview
The most recent amendment to the Comprehensive Plan for the City of Carmel and Clay Township
was entitled "Comprehensive Plan Update, City of Carmel /Clay Township, 1990" (hereinafter the "1990 Pfan
Amendment That document amended the 1985 Update to the Comprehensive Plan, and to the extent
there are matters in the 1985 Update that are not changed by the 1990 Plan Amendment, the two
documents work together to form the foundation for land use planning and zoning regulation in the
Carmel /Clay area.
The 1990 Plan Amendment contained a provision on "Existing Zoning" in Part I, Section 111,
Subsection D which designated certain groupings of zoning categories into major land use categories
based on the official zoning map (map was revised March 7, 1988). One such category of residential uses
was designated Low Density Residential "LDR including the land with a zoning classification of S -1.
In certain areas of Clay Township due to the inadequacy of the infrastructure and roadways, the
significant impact of excessive growth on the school population, the desire for open space and green
space, and the nexus between these desires and impacts and the protection of the health, safety and
welfare of the citizens of the Carmel -Clay community, making another amendment to the Comprehensive
Plan necessary in order to provide for low density residential development compatible with these desires
of, and protections for the citizens.
It is the intent and purpose that with respect to the goals, objectives and policies concerning future
development in that area of Clay Township designated "Low Density Residential" with underlying zoning
of S -1, west of the center line of Spring Mill Road to the Hamilton /Boone County line between the northern
and southern boundaries of Clay Township, that development shall be consistent with the desires and
policies expressed above. Therefore it is the opinion of the Plan Commission, which has studied this issue
thoroughly, that it is in the best interest of the Citizens of Carmel and Clay Township that the 1990 Plan
Amendment be amended as follows:
Part One: Concept Plan.
III Development Patterns.
F. Land Use /Development Issues.
Zoning. "S -1" zoning is a major concern relating to the future predictability and
management of development density in the community due to the number of
acres zoned S -1.
The Plan Commission's opinion is that provisions of areas for
development of low density residential uses is important to the
community. In lieu of rezoning any parcels of land at this time the Plan
Commission has established the following guidelines when dealing with
the potential inconsistencies with the "LDR" plan designation and
underlying zoning;
In areas of the community where the "LDR" plan designation falls
on land zoned S -1, west of the center line of Spring Mill Road to
the Hamilton /Boone County line between the northern and
southern boundaries of Clay Township, it is the intent of the Plan
Commission that development density should average no more
than 1.0 units per gross acre.
In all other "LDR" designated S -1 land lying in other portions of
the Carmel -Clay Township area it is the intent of the Plan
Commission that development density should average no more
than 1.5 units per gross acre.
For "LDR" plan designation on all S -2 lands in the Carmel -Clay
Township area it shall remain the intent of the Plan Commission
that development density should average no more than 1.8 units
per gross acre.
Remainder of 1990 Plan Amendment Incorporated By Reference.
All additional text, key findings, concept plans, technical plans and maps (Recommended Land
Use and Thoroughfare Plan) comprising the "Amendment to Comprehensive Plan Update, City of
Carmel /Clay Township, 1990" not inconsistent with the amended language stated above, shall be
incorporated by reference into the "Amendment to Comprehensive Plan Update, City of Carmel /Clay
Township, 1993 and made a part hereof and shall remain in full force and effect.
EXHIBIT B
RESOLUTION
WITH RESPECT TO THE ADOPTION OF THE
"AMENDMENT TO COMPREHENSIVE PLAN UPDATE,
CITY OF CARMEL /CLAY TOWNSHIP, 1993"
WHEREAS, the Plan Commission of the City of Carmel /Clay Township is the
governmental body duly charged with preparation of the Comprehensive Plan for the
City of Carmel and Clay Township, and any amendments and updates from time to
time thereto; and
WHEREAS, the Plan Commission of the City of Carmel /Clay Township has held public
hearings on an amendment to the Comprehensive Plan currently in effect for the
purpose of considering proposed changes to the text of the Amendment to
Comprehensive Plan Update, City of Carmel /Clay Township, 1990, and has made a
favorable recommendation to the Common Council of the City of Carmel to approve
such an amendment entitled Amendment to Comprehensive Plan Update, City of
Carmel /Clay Township, 1993" for all of the reasons stated in said 1993 Amendment,
and the Common Council having had public hearings on the same, duly noticed.
NOW, THEREFORE BE IT RESOLVED, by the Common Council of the City of Carmel,
Indiana, that the "Amendment to Comprehensive Plan Update, City of Carmel /Clay
Township, 1993 attached hereto as Exhibit "A be hereby duly adopted and
placed in effect for the Carmel /Clay Township jurisdiction, and that said Plan
be placed on file in the office of the Recorder of Hamilton County, Indiana.
Dated this day of 1993.
"Common Council"
Approve Disapprove
ATTEST:
Susan Jones, Clerk /Treasurer
Attach 1993 Plan Amendment
qC 'ANN P
EXHIBIT "C"
ORDINANCE NO.
Ordinance Amending the Carmel Clay Zoning,
Ordinance Z -160. As Amended
WHEREAS. the Common Council of the City of Carmel, Indiana, has enacted a zoning
ordinance for Carmel and Clay Township, Hamilton County, Indiana, which is based on the elements
and criteria established in the Comprehensive Plan, as amended and updated from time to time; and
WHEREAS, an S -1 Overlay Residence District is needed to provide for development in
certain defined areas of Clay Township which is consistent with the intent of the Comprehensive
Plan, as amended by the "Amendment to Comprehensive Plan Update, City of Carmel /Clay
Township, 1993" (hereinafter the "Comprehensive Plan and
WHEREAS, this ordinance constitutes the least restrictive method to accomplish such
consistency,
NOW THEREFORE, be it ordained by the Common Council of the City of Carmel,
Indiana, that:
Section 5.0 "S -1 Residence District" shall be amended to add the following section 5.5
"S -1 Overlay Residence District" as follows:
5.5 S -1 Overlay Residence District
5.5.1 Purpose. Intent and Authority. Land in the S -1 residence zoning district has been
developed with lots of varying size. with some lots being substantially larger than the minimum
required. Many, if not most, of the larger lots result from developments in areas without public
water or sanitary sewers, principally west of the centerline of Spring Mill Road to the
Hamilton/Boone County line between the northern and southern boundaries of Clay Township. For
purposes of Section 5.5 of this ordinance, this area of characteristically large lot development shall
be referred to as the "S -1 Overlay Residence District and also forms the boundary of said District.
As utility service has been extended into the S -1 Overlay Residence District, potential lot
sizes have been reduced to the minimum allowed in the S -1 residence zoning district creating a
pattern of development resulting in densities inconsistent with the Comprehensive Plan and
discordant with established patterns of large lot development. It is the purpose and intent of this
overlay ordinance to protect the public health, safety, comfort, convenience and general welfare by
providing for the consistent and coordinated treatment of development within the S -1 district in the
S -1 Overlay Residence District in order to ensure harmonious future development compatible with
existing development.
5.5.2 Overall Maximum Gross Density. For any preliminary plat docketed in the S -1
Overlay Residence District after the day of 1993, the average density
of the subdivision in the S -1 Overlay Residence District shall not be greater than 1.0 lot per gross
acre of the subdivision. In designing the subdivision to achieve this average gross density, it is
recognized that some lots may be smaller than one acre in size, but no lot shall be smaller than
15,000 square feet.
recognized that some Lots may be smaller than one acre in size, but no lot shall be smaller than
15,000 square feet.
5.5.3 All prior ordinances, resolutions, or parts thereof which are inconsistent with any
provision of this ordinance are subordinate to this ordinance or hereby repealed.
5.5.4 This ordinance shall be in full force and effect from and after its passage and signing
by the Mayor.
PASSED BY THE COMMON COUNCIL OF THE CITY OF CARMEL, INDIANA, this
day of 1993.
Presiding Officer
Dated the day of 1993.
Al I'EST:
Susan W. Jones, Clerk/Treasurer
PRESENTED by me to the Mayor of the City of Carmel, Indiana, on the day of
1993.
By:
Ted Johnson, Mayor,
City of Carmel, Indiana
Al IEST:
Susan W. Jones, Clerk/Treasurer