HomeMy WebLinkAboutWallack Somers & Haas - Loans to Carmel Lofts Garage - 3/19/09WALLACK
S SOMERS
&HAAS...
Attorneys at Law
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March 19, 2009
The City of Carmel Redevelopment Commission
BARRY 1. WALLACK
MICHAEL S. WALLACK
GEORGE W. SOMERS
KARL P HAAS
JENNIFER R. SHOUP
MARK L. Boos
SAMUEL J. ARENA
RYAN R. WILMERING
Regions Bank
One Indiana Square, Suite 227
Indianapolis, Indiana 46204
Hall, Render, Killian, Heath & Lyman, P.C.
Suite 2000, Box 82064
One American Square
Indianapolis, IN 46282
Re: Loans (the "Loans ") to Carmel Lofts Garage, LLC ( "the Borrower "), a "Qualified
Developer" under the terms of that certain Master Loan Program Agreement dated
December 30, 2008, as amended by that certain First Amendment to Master Loan Program
Agreement dated as of Marchl9, 2009 (collectively, the "MLPA "), between The City of
Carmel Redevelopment Commission ( "CRC ") and Regions Bank (the "Lender')
Ladies and Gentlemen:
We are counsel for CRC, which is a redevelopment commission established by the Common
Council of the City of Carmel, Indiana, pursuant to Indiana Code 36 -7 -14, as amended.
A. Documents Executed. In connection with the making by Lender of the Loans to Borrower, CRC has
executed the following documents:
1. Collateral Assignment, Lock Box, and Security Agreement (Garage) of even date herewith executed
by and among Lender, Borrower, Carmel Lofts LLC (the "Developer "), and CRC (the "Garage Collateral
Assignment ").
2. Collateral Assignment, Lock Box, and Security Agreement (Right -of -Way) of even date herewith
executed by and among Lender, Borrower, Developer, and CRC (the "ROW Collateral Assignment).
3. Garage Installment Purchase Contract executed by and between CRC, Borrower, and Developer and
dated March 19, 2009 (the "Garage Installment Contract ").
4. Right -of -Way Installment Purchase Contract executed by and between CRC, Borrower, and Developer
and dated March 19, 2009 (the "ROW Installment Contract ").
5. Tri -Party Agreement (Garage) of even date herewith executed by and among Lender, Borrower,
Developer, and CRC (the "Garage Tri -Party Agreement ").
Tel: 317.23 1.9000
One Indiana Square, Suite 1500
Indianapolis, Indiana 46204
vwvw.WSH Law. com
Fax: 317.231.9900
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6. Tri -Party Agreement (Right -of -Way) of even date herewith executed by and among Lender, Borrower,
Developer, and CRC (the "ROW Tri -Party Agreement ").
The Garage Collateral Assignment, the ROW Collateral Assignment, the Garage Installment Contract, the
ROW Installment Contract, the Garage Tri -Party Agreement, and the ROW Tri -Party Agreement, collectively,
are the "Agreements ".
B. Documents Reviewed. In connection with the execution by CRC of the Agreements and rendering
this opinion, we have examined the following documents:
1. Resolution Certificates (the "Certificates "): (a) the first of which is dated as of
January, 2009; and (b) the second of which is dated of even date herewith; with respect to
CRC Resolution 2008 -11 (the "Resolution ");
2. All other proceedings of CRC in connection with the Agreements, the Loans, the
MLPA, and the Loan Program (as defined in the MLPA);
3. The executed Agreements, together with all exhibits attached to the Agreements; and
4. Such laws of the State of Indiana as are necessary in order to render this opinion.
C. Opinions Rendered. Based upon the foregoing, in reliance upon the representations set forth in the
Certificates, and subject to the qualifications, assumptions, and exceptions set forth below, it is our opinion
that:
1. CRC has been created and is validly existing under the provisions of Indiana
Code 36 -7 -14, as amended, with the power and authority to: (a) enter into the Agreements;
and (b) satisfy its obligations under the Agreements.
2. All proceedings and actions had, taken, or approved by CRC with regard to: (a) the
authorization, execution, and delivery of the Agreements; and /or (b) the payment or
performance by CRC of its obligations under the Agreements; comply with all applicable laws
of the State of Indiana, and with all applicable resolutions, by -laws, rules, and regulations of
CRC (including, without limitation, the Resolution).
3. None of the proceedings or actions had, taken, or approved by CRC with regard to:
(a) the authorization, execution, and delivery of the Agreements; or (b) the payment or
performance. by CRC of its obligations under the Agreements; has been amended, repealed,
rescinded, or revoked (including, without limitation, that the Resolution remains in full force
and effect).
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4. None of: (a) the authorization, execution, and delivery of the Agreements; or (b) the
payment or performance by CRC of its obligations under the Agreements; violates any
judgment, order, agreement, or other instrument to which CRC is subject.
5. The Resolution validly authorizes: (a) the execution and delivery of the Agreements;
and (b) the payment or performance by CRC of its obligations under the Agreements. The
Agreements: (a) have been validly executed and delivered by CRC; and (b) are valid and
binding obligations of CRC that, to the full extent permitted by Indiana law, are enforceable
against CRC in accordance with their terms.
6. No litigation of any nature currently is pending or threatened against CRC that seeks
to enjoin or challenge: (a) the authorization, execution, and delivery of the Agreements;
(b) the payment or performance by CRC of its obligations under the Agreements; (c) any
proceedings or actions had, taken, or approved by CRC with regard to the foregoing; or
(d) the validity of the Agreements or the Resolution.
7. To the best of our knowledge, the statements contained in the Certificates are
correct.
D. Assumptions. For purposes of this opinion, we have assumed (without independent verification or
investigation) or are otherwise relying upon the following:
1. Lender: (a) is organized and existing under the laws of the State of Indiana; (b) is
authorized to conduct business in the State of Indiana; (c) is qualified to engage in the
transactions contemplated by the Agreements and the Developer Loan Documents (as
defined in the MLPA); and (d) has the requisite power and authority to perform its obligations
under the Agreements and all other Developer Loan Documents.
2. The: (a) execution and delivery of the Agreements and all other Developer Loan
Documents to be executed by Lender; and (b) performance by Lender of all obligations under
the Agreements and all other Developer Loan Documents to be executed by Lender; have
been authorized on behalf of Lender.
3. The Agreements and all other Developer Loan Documents to be executed by Lender:
(a) have been validly executed and delivered by Lender; and (b) constitute valid and binding
obligations of Lender that are enforceable against Lender in accordance with their terms.
4. The execution and delivery of the Agreements and all other Developer Loan
Documents executed by Lender were free of intentional or unintentional mistake, undue
influence, duress, fraud, illegality, or criminal activity.
5. Neither Lender nor Lender's attorney has any current actual knowledge of any
reason why any portion of this opinion letter is not accurate.
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E. Qualifications. The opinions expressed herein are qualified in their entirety as follows:
1. We are members of the Bar of the State of Indiana, and our opinion relates only to:
(a) the laws of the State of Indiana; and (b) the federal laws of the United States of America;
that currently are in effect and, in our experience, normally are applicable to CRC and the
transactions in which it engages (the "Applicable Laws "). We express no opinion with respect
to any laws other than the Applicable Laws. Accordingly, we express no opinion as to:
(a) compliance with applicable foreign laws; or (b) federal or state securities, anti- fraud,
anti - trust, restraint of trade, or tax statutes, or the rules and regulations promulgated
thereunder.
2. Whenever in our opinion the existence or absence of facts is indicated to be based
on our knowledge, this shall mean that: (a) during the course of our representation of CRC,
no information has come to our attention that would give us current actual knowledge of the
existence or absence of such facts; and (b) we have not undertaken any independent
investigation to determine the existence or absence of such facts; and no inference as to our
knowledge of the existence or absence of such facts otherwise should be drawn from our
representation of CRC.
3. The enforceability of the Agreements may be limited by: (a) the rights of the United
States of America under federal laws to which the laws of the State of Indiana are
subordinate; (b) bankruptcy, insolvency, preference, reorganization, moratorium, liquidation,
and other laws relating to, or affecting, the rights or remedies of creditors and /or relief of
debtors, including, without limitation, fraudulent transfer laws; and (c) general principles of
equity, that may be considered in a proceeding at law or in equity, including, without
limitation, concepts of materiality, marshaling, reasonableness, good faith, and fair dealing,
and other doctrines affecting the enforceability of governmental agreements generally.
4. The: (a) enforceability of the remedies provided by the Agreements; and (b) the
availability of equitable remedies; may be limited where a court of competent jurisdiction finds
that such remedies were at the time made, or are in application, unconscionable as a matter
of law or contrary to public policy. The enforcement of specific rights under the Agreements
may require: (a) a judgment or decree of a court of competent jurisdiction after prior notice
to CRC; and (b) an opportunity for CRC to be heard by an appropriate tribunal. Enforcement
of rights and remedies may be conditioned upon the conduct of Lender conforming with any
applicable implied covenant of good faith and fair dealing, notwithstanding any language in
the Agreements reserving to Lender, either specifically or in effect, the right to take certain
specified actions in its sole or absolute discretion.
5. We express no opinion as to the enforceability of any provision of the Agreements
that obligates CRC to pay a late charge on overdue payments or an early termination
settlement. To our knowledge, there is no statute in Indiana that either authorizes or prohibits
the collection of a late payment charge or an early termination settlement. Although a late
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payment charge or an early termination settlement may constitute consideration paid in
exchange for waiver of the right to refuse a late payment or an early termination, late
payment charges and early termination settlement may be subject to challenge as
unenforceable penalties. We also express no opinion as to: (a) the enforceability of any
provision of any Developer Loan Document other than the Agreements; or (b) the availability
of any of the remedies under any of the Developer Loan Documents other than the
Agreements. We further advise you that certain waivers or releases of rights may be
unenforceable or of limited efficacy. Notwithstanding the qualifications set forth in this
paragraph, the provisions described in this paragraph will not affect the overall validity of the
Agreements or, subject to the other qualifications set forth above, render the Agreements
inadequate for the practical realization by Lender of the principal benefits intended to be
provided to Lender thereunder.
This letter is limited to the specific issues addressed herein, and the opinions rendered herein
are limited in all respects to laws and facts existing on the date hereof. No opinion is expressed with respect
to any changes that may occur in such laws and facts after the date of this letter. By rendering this opinion,
we do not undertake to advise you with respect to: (a) any other matter; (b) any change in such laws or facts;
or (c) any change in the interpretations of such laws; that may occur after the date hereof.
This letter: (a) is furnished to you for your benefit may be relied upon by you and your
successors, assigns, and participants in connection with making the Loans to Borrower as part of the Loan
Program; and (b) is not to be used, circulated, quoted in whole or in part, referred to (except in a list of closing
documents), or otherwise relied upon, nor is it to be filed with any governmental agency or other person,
without our prior written consent in each instance.
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Very truly yours, l
V Ate, cfr ��t5 4Nt4 ks s 7c-
Wallack Somers & Haas, PC
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