HomeMy WebLinkAboutCRC-2013-5 CRC District Bond/Illinois St. {
RESOLUTION NO. 2013-5
RESOLUTION OF THE CITY OF CARMEL REDEVELOPMENT COMMISSION
AUTHORIZING ISSUANCE OF BONDS FOR THE PURPOSE OF PROVIDING FUNDS
TO BE APPLIED TO PAY FOR VARIOUS PROJECTS,TO REFUND OUTSTANDING
BONDS OF THE REDEVELOPMENT DISTRICT AND TO PAY INCIDENTAL
EXPENSES IN CONNECTION THEREWITH AND ON ACCOUNT OF THE
ISSUANCE OF THE BONDS
WHEREAS, within the City of Carmel, Indiana, a governmental unit and political
subdivision of the State (the "Unit") there is created the City of Carmel Redevelopment District
(the "District"), governed by the City of Carmel Redevelopment Commission (the
"Commission"); and
WHEREAS, the Commission deems it advisable to issue the "City of Carmel, Indiana,
Redevelopment District Bonds of 2013," in one or more series (with an appropriate series
designation if issued in more than one series) (the "2013 Bonds") in an original aggregate
principal amount not to exceed Fifteen Million One Hundred Thousand Dollars ($15,100,000)
(the"Authorized Amount") for the purposes of(i) funding the projects described on Exhibit A
this Resolution (collectively, the "Project"), (ii) refunding for debt service savings the
outstanding City of Cannel Redevelopment District Tax Increment Revenue Bonds, Series
2004A (Illinois Street Project) (the "Refunding") and (iii) the costs of selling and issuing the
2013 Bonds; and
WHEREAS, the Project directly serves or benefits one or more economic development
areas designated by the Commission; and
WHEREAS, it would be of public utility and benefit and in the best interests of the
District and its citizens to pay the costs of the Project and of the sale and issuance of the 2013
Bonds, which will provide special benefits to property owners in the District, such 2013 Bonds
to be issued as obligations of the District payable from special ad valorem property taxes and
other revenues of the Commission as described more fully herein; and
WHEREAS, the original principal amount of the 2013 Bonds, together with the
outstanding principal amount of any bonds previously issued by the Commission payable from
the Special Tax (as defined in Section 3 hereof), is no more than two percent (2%) of the
adjusted value of the taxable property in the District, as determined under Ind. Code § 36-1-15;
and
WHEREAS, the amount of proceeds of the 2013 Bonds allocated to pay costs of the
Project and the Refunding, together with estimated investment earnings thereon, does not exceed
the cost of the Project and the Refunding as estimated by the Commission; and
WHEREAS, the Commission did not include the proceeds of the 2013 Bonds in the
regular budget for the year 2013; and
WHEREAS, there are insufficient funds available or provided for in the existing budget
and tax levy which may be applied to the cost of the Project and the Refunding, and the issuance
of the 2013 Bonds has been authorized to procure the necessary funds and necessity exists for the
making of the additional appropriation set out herein; and
WHEREAS, notice of a hearing on said appropriation has been published as required by
law; and
WHEREAS, such public hearing was held on October 16, 2013, at 6:30 p.m, (local time)
in the Council Chambers at the Cannel City Hall, on said appropriation at which all taxpayers
and interested persons had an opportunity to appear and express their views regarding such
additional appropriation.
WHEREAS, all conditions precedent to the adoption of a resolution authorizing the
issuance of the 2013 Bonds have been complied with in accordance with the applicable
provisions of the Act.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY OF CARMEL
REDEVELOPMENT COMMISSION, GOVERNING BODY OF THE DISTRICT, AS
FOLLOWS:
SECTION 1. Authorization for Bonds. In-6rder to provide financing for the Project and
the Refunding as described above and the costs of selling and issuing the 2013 Bonds, the
District shall borrow money, and the Unit, acting for and on behalf of the District, shall issue the
2013 Bonds as herein authorized.
SECTION 2. Appropriation of Bond Proceeds. The Commission hereby appropriates a
sum not to exceed Fifteen Million One Hundred Thousand Dollars ($15,100,000), out of the
proceeds of the 2013 Bonds, together with all investment earnings thereon, for the use of the
Commission in paying the costs of the Project and the Refunding. Such appropriation shall be in
addition to all appropriations provided for in the existing budget and levy, and shall continue in
effect until the completion of the Project and the Refunding. Any surplus of such proceeds shall
be credited to the proper fund as provided by law. All actions previously taken in connection
with such appropriation, including publication of the notice of the public hearing,be, and hereby
are, ratified and approved. A certified copy of this resolution, together with such other
proceedings and actions as may be necessary, shall be filed by the Clerk-Treasurer, along with a
report of the appropriation, with the Indiana Department of Local Government Finance.
SECTION 3. General Terms of Bonds.
(a) Issuance of 2013 Bonds. In order to procure said loan for such
purposes, the Commission hereby authorizes the issuance of the 2013 Bonds as
described herein. The Clerk-Treasurer, as the fiscal officer of the Unit (the
"Fiscal Officer"), is hereby authorized and directed to have prepared and to issue
and sell the 2013 Bonds as negotiable, fully registered bonds of the District in an
amount not to exceed the Authorized Amount.
The 2013 Bonds shall be signed in the name of the Unit, acting for and on
behalf of the District, by the manual or facsimile signature of the Mayor as
executive of the Unit (the "Executive") and attested by the manual or facsimile
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signature of the Fiscal Officer, who shall affix the seal of the Unit to each of the
2013 Bonds manually or shall have the seal imprinted or impressed thereon by
facsimile or other means. In case any officer whose signature or facsimile
signature appears on the 2013 Bonds shall cease to be such officer before the
delivery of 2013 Bonds, such signature shall nevertheless be valid and sufficient
for all purposes as if such officer had remained in office until delivery thereof.
The 2013 Bonds also shall be, and will not be valid or become obligatory for any
purpose or entitled to any benefit under this resolution unless and until,
authenticated by the manual signature of the Registrar (as defined in Section 5
hereof).
The 2013 Bonds shall be numbered consecutively from R-1 upward, shall
be issued in denominations of Five Thousand Dollars ($5,000) or any integral
multiple thereof, shall be originally dated as of the first day of the month in which
the 2013 Bonds are sold or dated the date of delivery, as determined by the Fiscal
Officer, and shall bear interest payable semi-annually on a January 15 or July 15
determined by the Fiscal Officer at the time of the sale of the 2013 Bonds, but no
earlier than January 15, 2014, and continuing each January 15 and July 15
thereafter at a rate or rates not exceeding six percent (6.00%) per annum (the
exact rate or rates to be determined by bidding), calculated on the basis of a
360-day year comprised of twelve 30-day months. The 2013 Bonds shall mature
on January 15 and/or July 15 of each year in the years and in the amounts
determined by the Fiscal Officer at the time of the sale of the 2013 Bonds,
provided that the final maturity shall be no later than twenty-five (25) after the
date of issuance of the Bonds.
All or a portion of the 2013 Bonds may be aggregated into and issued as
one or more term bonds. The term bonds will be subject to mandatory sinking
fund redemption with sinking fund payments and final maturities corresponding
to the serial maturities described above. Sinking fund payments shall be applied
to retire a portion of the term bonds as though it were a redemption of serial
bonds, and, if more than one term bond of any maturity is outstanding,
redemption of such maturity shall be made by lot. Sinking fund redemption
payments shall be made in a principal amount equal to such serial maturities,plus
accrued interest to the redemption date, but without premium or penalty. For all
purposes of this resolution, such mandatory sinking fund redemption payments
shall be deemed to be required payments of principal which mature on the date of
such sinking fund payments. Appropriate changes shall be made in the definitive
form of 2013 Bonds, relative to the form of 2013 Bonds contained in this
resolution,to reflect any mandatory sinking fund redemption terms.
(b) Source of Payment. The 2013 Bonds are, as to all the principal
thereof and interest due thereon, obligations of the District as a special taxing
district, payable from special ad valorem property taxes on all taxable property
within the District pursuant to Ind. Code § 36-7-14-27 (the "Special Tax") to the
extent other revenues of the Commission are not sufficient for such purpose as
described in Section 9 hereof.
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(c) Payments. All payments of interest on the 2013 Bonds shall be
paid by check mailed one business day prior to the interest payment date to the
registered owners thereof as of the first (1st) day of the month in which interest is
payable (the "Record Date") at the addresses as they appear on the registration
and transfer books of the Commission kept for that purpose by the Registrar(the
"Registration Record") or at such other address as is provided to the Paying
Agent (as defined in Section 5 hereof) in writing by such registered owner. Each
registered owner of$1,000,000 or more in principal amount of 2013 Bonds shall
be entitled to receive interest payments by wire transfer by providing written wire
instructions to the Paying Agent before the Record Date for any payment. All
principal payments and premium payments, if any, on the 2013 Bonds shall be
made upon surrender thereof at the principal office of the Paying Agent, in any
U.S. coin or currency which on the date of such payment shall be legal tender for
the payment of public and private debts, or in the case of a registered owner of
$1,000,000 or more in principal amount of 2013 Bonds, by wire transfer on the
due date upon written direction of such owner provided at least fifteen (15) days
prior to the maturity date or redemption date.
Interest on 2013 Bonds shall be payable from the interest payment date to
which interest has been paid next preceding the authentication date thereof unless
such 2013 Bonds are authenticated after the Record Date for an interest payment
and on or before such interest payment date in which case they shall bear interest
from such interest payment date, or unless authenticated on or before the Record
Date for the first interest payment date, in which case they shall bear interest from
the original date, until the principal shall be fully paid.
(d) Transfer and Exchange. Each 2013 Bond shall be transferable or
exchangeable only upon the Registration Record, by the registered owner thereof
in writing, or by the registered owner's attorney duly authorized in writing, upon
surrender of such 2013 Bond together with a written instrument of transfer or
exchange satisfactory to the Registrar duly executed by the registered owner or
such attorney, and thereupon a new fully registered 2013 Bond or Bonds in the
same aggregate principal amount, and of the same maturity, shall be executed and
delivered in the name of the transferee or transferees or the registered owner, as
the case may be, in exchange therefor. The costs of such transfer or exchange
shall be borne by the Commission, except for any tax or governmental charges
required to be paid in connection therewith, which shall be payable by the person
requesting such transfer or exchange. The Unit, Commission, Registrar and
Paying Agent may treat and consider the persons in whose names such 2013
Bonds are registered as the absolute owners thereof for all purposes including for
the purpose of receiving payment of, or on account of, the principal thereof and
interest and premium, if any,due thereon.
(e) Mutilated, Lost, Stolen or Destroyed Bonds. In the event any 2013
Bond is mutilated, lost, stolen or destroyed, the Unit may execute and the
Registrar may authenticate a new bond of like date, maturity and denomination as
that mutilated, lost, stolen or destroyed, which new bond shall be marked in a
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manner to distinguish it from the bond for which it was issued, provided that, in
the case of any mutilated bond, such mutilated bond shall first be surrendered to
the Registrar, and in the case of any lost, stolen or destroyed bond there shall be
first furnished to the Registrar evidence of such loss, theft or destruction
satisfactory to the Fiscal Officer and the Registrar, together with indemnity
satisfactory to them. In the event any such bond shall have matured, instead of
issuing a duplicate bond, the Unit and the Registrar may, upon receiving
indemnity satisfactory to them, pay the same without surrender thereof. The Unit
and the Registrar may charge the owner of such 2013 Bond with their reasonable
fees and expenses in this connection. Any 2013 Bond issued pursuant to this
paragraph shall be deemed an original, substitute contractual obligation of the
Unit, acting for and on behalf of the District, whether or not the lost, stolen or
destroyed 2013 Bond shall be found at any time, and shall be entitled to all the
benefits of this resolution, equally and proportionately with any and all other 2013
Bonds issued hereunder.
SECTION 4. Terms of Redemption. The 2013 Bonds may be made redeemable at the
option of the Commission on thirty (30) days' notice, in whole or in part, in any order of
maturities selected by the Commission and by lot within a maturity,on dates and with premiums,
if any, and other terns as determined by the President of the Commission with the advice of the
Commission's financial advisor, as evidenced by delivery of the form of 2013 Bonds to the
Fiscal Officer.
Notice of redemption shall be mailed by first-class mail to the address of each registered
owner of a 2013 Bond to be redeemed as shown on the Registration Record not more than sixty
(60) days and not less than thirty (30) days prior to the date fixed for redemption except to the
extent such redemption notice is waived by owners of 2013 Bonds redeemed, provided,however,
that failure to give such notice by mailing, or any defect therein, with respect to any 2013 Bond
shall not affect the validity of any proceedings for the redemption of any other 2013 Bonds. The
notice shall specify the date and place of redemption, the redemption price and the CUSIP
numbers (if any) of the 2013 Bonds called for redemption. The place of redemption may be
determined by the Commission. Interest on the 2013 Bonds so called for redemption shall cease
on the redemption date fixed in such notice if sufficient funds are available at the place of
redemption to pay the redemption price on the date so named, and thereafter, such 2013 Bonds
shall no longer be protected by this resolution and shall not be deemed to be outstanding
hereunder, and the holders thereof shall have the right only to receive the redemption price.
All 2013 Bonds which have been redeemed shall be canceled and shall not be reissued;
provided, however, that one or more new registered bonds shall be issued for the unredeemed
portion of any 2013 Bond without charge to the holder thereof.
No later than the date fixed for redemption, funds shall be deposited with the Paying
Agent or another paying agent to pay, and such agent is hereby authorized and directed to apply
such funds to the payment of, the 2013 Bonds or portions thereof called for redemption,
including accrued interest thereon to the redemption date. No payment shall be made upon any
2013 Bond or portion thereof called for redemption until such bond shall have been delivered for
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payment or cancellation or the Registrar shall have received the items required by this resolution
with respect to any mutilated, lost, stolen or destroyed bond.
SECTION 5. Appointment of Registrar and Paying Agent. The Fiscal Officer or a
financial institution designated by the Fiscal Officer is hereby appointed to serve as registrar and
paying agent for the 2013 Bonds (together with any successor, the "Registrar" or "Paving
Agent"). The Registrar is hereby charged with the responsibility of authenticating the 2013
Bonds, and shall keep and maintain the Registration Record at its office. The Fiscal Officer is
hereby authorized to enter into such agreements or understandings with any such institution as
will enable the institution to perform the services required of the Registrar and Paying Agent.
The Fiscal Officer is authorized to pay such fees as any such institution may charge for the
services it provides as Registrar and Paying Agent.
The Registrar and Paying Agent may at any time resign as Registrar and Paying Agent by
giving thirty (30) days written notice to the Commission and to each registered owner of the
2013 Bonds then outstanding, and such resignation will take effect at the end of such thirty (30)
days or upon the earlier appointment of a successor Registrar and Paying Agent by the
Commission. Such notice to the Commission may be served personally or be sent by first-class
or registered mail. The Registrar and Paying Agent may be removed at any time as Registrar and
Paying Agent by the Commission, in which event the Commission may appoint a successor
Registrar and Paying Agent. The Commission shall notify each registered owner of the 2013
Bonds then outstanding of the removal of the Registrar and Paying Agent. Notices to registered
owners of the 2013 Bonds shall be deemed to be given when mailed by first-class mail to the
addresses of such registered owners as they appear on the Registration Record. Any predecessor
Registrar and Paying Agent shall deliver all the 2013 Bonds, cash and investments related
thereto in its possession and the Registration Record to the successor Registrar and Paying
Agent. At all times, the same entity shall serve as Registrar and as Paying Agent.
SECTION 6. Form of Bonds; Authorization for Book-Entry System. The form and
tenor of the 2013 Bonds shall be substantially as follows, all blanks to be filled in properly and
all necessary additions and deletions to be made prior to delivery thereof:
R-
UNITED STATES OF AMERICA
STATE OF INDIANA COUNTY OF HAMILTON
CITY OF CARMEL, INDIANA
REDEVELOPMENT DISTRICT BOND OF 2013
Interest Maturity Original Authentication
Rate Date Date Date CUSIP
REGISTERED OWNER:
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PRINCIPAL SUM: Dollars($ )
The City of Cannel, Indiana (the "Unit"), acting for and on behalf of the
City of Carmel Redevelopment District (the"District")(which District includes all
of the territory within the corporate boundaries of Carmel, Indiana), for value
received, hereby promises to pay to the Registered Owner set forth above, the
Principal Sum set forth above on the Maturity Date set forth above (unless this
bond is subject to and is called for redemption prior to maturity as hereafter
provided), and to pay interest thereon until the Principal Sum shall be fully paid at
the Interest Rate per annum specified above from the interest payment date to
which interest has been paid next preceding the Authentication Date of this bond
unless this bond is authenticated after the first day of the month of the interest
payment date (the "Record Date") and on or before such interest payment date in
which case it shall bear interest from such interest payment date, or unless this
bond is authenticated on or before [January/July] 1, 201_ in which case it shall
bear interest from the Original Date, which interest is payable semi-annually on
January 15 and July 15 of each year, beginning on [January/July] 15, 201_.
Interest shall be calculated on the basis of a 360-day year comprised of twelve
30-day months.
The principal of and premium, if any, on this bond are payable at the
principal office of (the "Registrar" or "Paying
Agent"), in , Indiana. All payments of interest on this bond shall be
paid by check mailed one business day prior to the interest payment date to the
Registered Owner as of the Record Date at the address as it appears on the
registration books kept by the Registrar or at such other address as is provided to
the Paying Agent in writing by the Registered Owner. Each Registered Owner of
$1,000,000 or more in principal amount of bonds shall be entitled to receive
interest payments by wire transfer by providing written wire instructions to the
Paying Agent before the Record Date for any payment. All payments of principal
of and premium, if any, on this bond shall be made upon surrender thereof at the
principal office of the Paying Agent in any U.S. coin or currency which on the
date of such payment shall be legal tender for the payment of public and private
debts, or in the case of a Registered Owner of$1,000,000 or more in principal
amount of 2013 Bonds, by wire transfer on the due date upon written direction of
such owner provided at least fifteen (15) days prior to the maturity date or
redemption date.
This bond is one of an authorized issue of bonds of the District of like
original date, tenor and effect, except as to denomination, numbering, interest
rates, redemption terms and dates of maturity, in the total amount of
Dollars ($ ), numbered
consecutively from R-1 upward, issued for the purpose of providing funds for
economic development projects, to refund outstanding bonds of the District, and
for the purpose of paying incidental expenses to be incurred in connection
therewith and on account of the sale and issuance of bonds therefor, as authorized
by Resolution No. adopted by the City of Carmel Redevelopment
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Commission (the "Commission") on the 16`" day of October, 2013, entitled
"Resolution of the City of Carmel Redevelopment Commission Authorizing
Issuance of Bonds for the Purpose of Providing Funds to be Applied to Pay for
Various Projects, to Refund Outstanding Bonds of the Redevelopment District
and to Pay Incidental Expenses in Connection Therewith and on Account of the
Issuance of the Bonds" (the "Resolution"), and in accordance with the provisions
of Indiana law, including without limitation Ind. Code § 36-7-14, and other
applicable laws, as amended (collectively, the "Act"), all as more particularly
described in the Resolution. The owner of this bond, by the acceptance hereof,
agrees to all the terms and provisions contained in the Resolution and the Act.
Pursuant to the provisions of the Act and the Resolution, the principal of
and interest on this bond and all other bonds of said issue are payable as an
obligation of the City of Cannel Redevelopment District, as a special taxing
district, from a special ad valorem property tax to be levied on all taxable property
within the District to the extent other revenues of the Commission are not
sufficient for such purpose. THIS BOND DOES NOT CONSTITUTE A
CORPORATE OBLIGATION OR INDEBTEDNESS OF THE CITY OF
CARMEL, INDIANA, BUT IS AN INDEBTEDNESS OF THE CITY OF
CARMEL REDEVELOPMENT DISTRICT AS A SPECIAL TAXING
DISTRICT. NEITHER THE FULL FAITH AND CREDIT NOR THE TAXING
POWER OF CITY OF CARMEL, INDIANA IS PLEDGED TO PAY THE
INTEREST OR PREMIUM ON OR THE PRINCIPAL OF THIS BOND.
The bonds of this issue maturing on or after 15, are
redeemable at the option of the Commission on 15, or any date
thereafter, on thirty (30) days' notice, in whole or in part, in any order of
maturities selected by the Commission and by lot within a maturity, at 100% of
face value plus accrued interest to the date fixed for redemption. Each minimum
authorized denomination in principal amount shall be considered a separate bond
for purposes of partial redemption.
[Insert Mandatory Redemption Terms, if any.]
Notice of such redemption shall be mailed by first-class mail not more
than sixty (60) days and not less than thirty (30) days prior to the date fixed for
redemption to the address of the registered owner of each bond to be redeemed as
shown on the registration record of the Commission except to the extent such
redemption notice is waived by owners of the bond or bonds redeemed, provided,
however, that failure to give such notice by mailing, or any defect therein, with
respect to any bond shall not affect the validity of any proceedings for the
redemption of any other bonds. The notice shall specify the date and place of
redemption, the redemption price and the CUSIP numbers (if any) of the bonds
called for redemption. The place of redemption may be determined by the
Commission. Interest on the bonds so called for redemption shall cease on the
redemption date fixed in such notice if sufficient funds are available at the place
of redemption to pay the redemption price on the date so named, and thereafter,
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such bonds shall no longer be protected by the Resolution and shall not be
deemed to be outstanding thereunder.
This bond is subject to defeasance prior to payment or redemption as
provided in the Resolution.
If this bond shall not be presented for payment or redemption on the date
fixed therefor, the Commission may deposit in trust with the Paying Agent or
another paying agent, an amount sufficient to pay such bond or the redemption
price, as the case may be, and thereafter the Registered Owner shall look only to
the funds so deposited in trust for payment and the Unit shall have no further
obligation or liability in respect thereto.
This bond is transferable or exchangeable only upon the registration
record kept for that purpose at the office of the Registrar by the Registered Owner
in person, or by the Registered Owner's attorney duly authorized in writing, upon
surrender of this bond together with a written instrument of transfer or exchange
satisfactory to the Registrar duly executed by the Registered Owner or such
attorney, and thereupon a new fully registered bond or bonds in the same
aggregate principal amount, and of the same maturity, shall be executed and
delivered in the name of the transferee or transferees or the Registered Owner, as
the case may be, in exchange therefor. The Unit, the Commission, any registrar
and any paying agent for this bond may treat and consider the person in whose
name this bond is registered as the absolute owner hereof for all purposes
including for the purpose of receiving payment of, or on account of, the principal
hereof and interest and premium, if any,due hereon.
The bonds maturing on any maturity date are issuable only in the
denomination of$5,000 or any integral multiple.
This bond has not been designated as a qualified tax-exempt obligation
for purposes of Section 265(b)(3) of the Internal Revenue Code of 1986, as
amended.
[A Continuing Disclosure Contract from the Commission to each
registered owner or holder of any bond, dated as of the date of initial issuance of
the bonds (the "Contract"), has been executed by the Commission, a copy of
which is available from the Commission and the terms of which are incorporated
herein by this reference. The Contract contains certain promises of the
Commission to each registered owner or holder of any bond, including a promise
to provide certain continuing disclosure. By its payment for and acceptance of
this bond, the registered owner or holder of this bond assents to the Contract and
to the exchange of such payment and acceptance for such promises.]
It is hereby certified and recited that all acts, conditions and things
required to be done precedent to and in the execution, issuance and delivery of
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this bond have been done and performed in regular and due form as provided by
law.
This bond shall not be valid or become obligatory for any purpose until
the certificate of authentication hereon shall have been executed by an authorized
representative of the Registrar.
IN WITNESS WHEREOF, the Redevelopment Commission of the City of
Carmel, State of Indiana, has caused this bond to be executed in the name of such
Unit, for and on behalf of the Redevelopment District of said Unit, by the manual
or facsimile signature of the Mayor of said Unit, and attested by manual or
facsimile signature by the Clerk-Treasurer of said Unit, and the seal of said Unit
or a facsimile thereof to be affixed, engraved, imprinted or otherwise reproduced
hereon.
CITY OF CARMEL, INDIANA
By:
Mayor
(SEAL)
ATTEST:
Clerk-Treasurer
It is hereby certified that this bond is one of the bonds described in the
within-mentioned Resolution duly authenticated by the Registrar.
, as Registrar
By
Authorized Representative
The following abbreviations, when used in the inscription on the face of this bond, shall
be construed as though they were written out in full according to applicable laws or regulations:
TEN. COM. as tenants in common
TEN. ENT. as tenants by the entireties
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JT. TEN. as joint tenants with right of survivorship and not as
tenants in common
UNIF. TRANS.
MIN. ACT Custodian
(Cust.) (Minor)
under Uniform Transfers to Minors Act of
(State)
Additional abbreviations may also be used although not in the above list.
FOR VALUE RECEIVED,the undersigned hereby sells, assigns and transfers unto
(please print or typewrite name and address of transferee)
(please insert social security or
other identifying number of assignee)
$ in principal amount (must be a multiple of $5,000) of the
within bond and all rights thereunder, and hereby irrevocably constitutes and
appoints , attorney, to transfer the within bond on the books kept for
registration thereof, with full power of substitution in the premises.
Dated:
Signature Guaranteed:
NOTICE: Signature(s) must be NOTICE: The signature of this
guaranteed by an eligible guarantor assignment must correspond with the
institution participating in a name as it appears upon the face of the
Securities Transfer Association within bond in every particular,
recognized signature guarantee without alteration or enlargement or
program. any change whatever.
(End of Form of 2013 Bond)
The 2013 Bonds may, in compliance with all applicable laws, initially be issued and held
in book-entry form on the books of the central depository system, The Depository Trust
Company, its successors, or any successor central depository system appointed by the
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Commission from time to time (the "Clearing Agency"), without physical distribution of bonds
to the purchasers. The following provisions of this Section apply in such event.
One definitive 2013 Bond of each maturity shall be delivered to the Clearing Agency (or
its agent) and held in its custody. The Unit and the Registrar and Paying Agent may, in
connection therewith, do or perform or cause to be done or performed any acts or things not
adverse to the rights of the holders of the 2013 Bonds as are necessary or appropriate to
accomplish or recognize such book-entry form 2013 Bonds.
During any time that the 2013 Bonds remain and are held in book-entry form on the
books of a Clearing Agency, (1) any such 2013 Bond may be registered upon the Registration
Record in the name of such Clearing Agency, or any nominee thereof, including Cede&Co.; (2)
the Clearing Agency in whose name such 2013 Bond is so registered shall be, and the Unit, the
Commission and the Registrar and Paying Agent may deem and treat such Clearing Agency as,
the absolute owner and holder of such 2013 Bond for all purposes of this resolution, including,
without limitation, the receiving of payment of the principal of and interest and premium, if any,
on such 2013 Bond, the receiving of notice and the giving of consent; (3) neither the Unit or the
Commission nor the Registrar or Paying Agent shall have any responsibility or obligation
hereunder to any direct or indirect participant, within the meaning of Section 17(a) of the
Securities Exchange Act of 1933, as amended, of such Clearing Agency, or any person on behalf
of which, or otherwise in respect of which, any such participant holds any interest in any 2013
Bond, including, without limitation, any responsibility or obligation hereunder to maintain
accurate records of any interest in any 2013 Bond or any responsibility or obligation hereunder
with respect to the receiving of payment of principal of or interest or premium, if any, on any
2013 Bond, the receiving of notice or the giving of consent; and (4) the Clearing Agency is not
required to present any 2013 Bond called for partial redemption, if any, prior to receiving
payment so long as the Registrar and Paying Agent and the Clearing Agency have agreed to the
method for noting such partial redemption.
If either the Commission receives notice from the Clearing Agency which is currently the
registered owner of the 2013 Bonds to the effect that such Clearing Agency is unable or
unwilling to discharge its responsibility as a Clearing Agency for the 2013 Bonds, or the
Commission elects to discontinue its use of such Clearing Agency as a Clearing Agency for the
2013 Bonds, then the Unit, the Commission and the Registrar and Paying Agent each shall do or
perform or cause to be done or performed all acts or things, not adverse to the rights of the
holders of the 2013 Bonds, as are necessary or appropriate to discontinue use of such Clearing
Agency as a Clearing Agency for the 2013 Bonds and to transfer the ownership of each of the
2013 Bonds to such person or persons, including any other Clearing Agency, as the holders of
the 2013 Bonds may direct in accordance with this resolution. Any expenses of such
discontinuance and transfer, including expenses of printing new certificates to evidence the 2013
Bonds, shall be paid by the Commission.
During any time that the 2013 Bonds are held in book-entry form on the books of a
Clearing Agency, the Registrar shall be entitled to request and rely upon a certificate or other
written representation from the Clearing Agency or any participant or indirect participant with
respect to the identity of any beneficial owner of 2013 Bonds as of a record date selected by the
Registrar. For purposes of determining whether the consent, advice, direction or demand of a
12
registered owner of a 2013 Bond has been obtained, the Registrar shall be entitled to treat the
beneficial owners of the 2013 Bonds as the bondholders and any consent, request, direction,
approval, objection or other instrument of such beneficial owner may be obtained in the fashion
described in this resolution.
During any time that the 2013 Bonds are held in book-entry form on the books of the
Clearing Agency, the provisions of its standard form of Letter of Representations, if executed in
connection with the issuance of the 2013 Bonds, as amended and supplemented, or any Blanket
Issuer Letter of Representations filed by the Unit, or any successor agreement shall control on
the matters set forth therein. The Executive is authorized to execute and deliver such a Letter of
Representations. The Registrar, by accepting the duties of Registrar under this resolution, agrees
that it will (i) undertake the duties of agent required thereby and that those duties to be
undertaken by either the agent or the issuer shall be the responsibility of the Registrar, and (ii)
comply with all requirements of the Clearing Agency, including without limitation same day
funds settlement payment procedures. Further, during any time that the 2013 Bonds are held in
book-entry form, the provisions of this Section shall control over conflicting provisions in any
other section of this resolution.
SECTION 7. Sale of Bonds. The 2013 Bonds shall be sold in a competitive sale or by
negotiation with a purchaser selected by the President of the Commission on advice of the
Commission's financial advisor. If sold by competitive sale, the Fiscal Officer shall cause to be
published either (i) a notice of sale once each week for two consecutive weeks in accordance
with Ind. Code § 5-3-1-2, in which case the date fixed for the sale shall not be earlier than fifteen
(15)days after the first of such publications and not earlier than three(3)days after the second of
such publications, or (ii) a notice of intent to sell bonds once each week for two weeks in
accordance with Ind. Code § 5-1-11-2 and Ind. Code § 5-3-1-4 and in a newspaper of general
circulation published in the State capital, in which case bids may not be received more than
ninety(90) days after the first of such publications.
Any bids for the 2013 Bonds shall be sealed and shall be presented to the Fiscal Officer
or its designee in accord with the terms set forth in the sale notice. Bidders for the 2013 Bonds
shall be required to name the rate or rates of interest which the 2013 Bonds are to bear, which
shall be the same for all 2013 Bonds maturing on the same date and the interest rate bid on any
maturity of 2013 Bonds must be no less than the interest rate bid on any and all prior maturities,
not exceeding six percent (6.00%) per annum. The Fiscal Officer shall award the 2013 Bonds to
the bidder who offers the lowest interest cost,to be determined by computing the total interest on
all the 2013 Bonds to their maturities and deducting therefrom the premium bid, if any,or adding
thereto the amount of the discount, if any. No bid for less than ninety-eight percent(98%) of the
par value of the 2013 Bonds, plus accrued interest, shall be considered. The Fiscal Officer may
require that all bids be accompanied by certified or cashier's checks payable to the order of the
Commission, or a surety bond, in an amount not to exceed one percent of the aggregate principal
amount of the 2013 Bonds as a guaranty of the performance of said bid, should it be accepted. In
the event no satisfactory bids are received on the day named in the sale notice, the sale may be
continued from day to day thereafter for a period of thirty (30) days without re-advertisement;
provided,however, that if said sale is continued, no bid shall be accepted which offers an interest
cost which is equal to or higher than the best bid received at the time fixed for sale in the bond
sale notice. The Fiscal Officer shall have full right to reject any and all bids.
13
If the 2013 Bonds are sold by negotiated sale, the President of the Commission is
authorized to negotiate and execute a bond purchase agreement with the selected purchaser on
terms recommended by the Commission's financial advisor, consistent with the parameters set
forth in this Resolution.
After the 2013 Bonds have been properly sold and executed, the Fiscal Officer shall
receive from the purchasers payment for the 2013 Bonds and shall provide for delivery of the
2013 Bonds to the purchasers.
In connection with the sale of the 2013 Bonds, the Executive and the Fiscal Officer and
the officers of the Commission are each authorized to take such actions and to execute and
deliver such agreements and instruments as they deem advisable to obtain a rating and/or to
obtain bond insurance for the 2013 Bonds, and the taking of such actions and the execution and
delivery of such agreements and instruments are hereby approved.
The Fiscal Officer is hereby authorized and directed to obtain a legal opinion as to the
validity of the 2013 Bonds from Barnes & Thornburg LLP, and to furnish such opinion to the
purchasers of the 2013 Bonds or to cause a copy of said legal opinion to be printed on each 2013
Bond. The cost of such opinion shall be paid out of the proceeds of the 2013 Bonds.
SECTION 8. Funds and Accounts.
(a) Use of Bond Proceeds; Capital Fund. Any accrued interest and
capitalized interest received at the time of delivery of the 2013 Bonds will be
deposited to the Revenues Account of the Bond Fund as defined below and
applied to payments on the 2013 Bonds on the first interest payment date. The
remaining proceeds received from the sale of the 2013 Bonds shall be deposited
in the fund hereby created and designated as the "City of Carmel Redevelopment
District Capital Fund", which shall consist of a "2004 Bond Refunding Account"
(the "Refunding Account") and a "2013 Bond Capital Account" (the
"Construction Account"). Net proceeds (after funding any required reserve
account) of any series of 2013 Bonds issued to finance the Refunding shall be
deposited into the Refunding Account and used to defease outstanding 2004
Bonds, and to pay costs of issuance of such series of 2013 Bonds. Any officer of
the Commission is authorized to enter into an escrow agreement in form and
substance acceptable to such officer with the trustee or paying agent for the 2004
Bonds in order to facilitate the Refunding. Net proceeds (after funding any
required reserve account) of any series of 2013 Bonds issued to finance the
Project shall be deposited in the Construction Account, together with all
investment earnings thereon, shall be expended by the Commission only for the
purpose of paying expenses incurred in connection with the Project and on
account of the sale and issuance of such series of the 2013 Bonds. Any balance
remaining in the Construction Account after the completion of the Project which
is not required to meet unpaid obligations incurred in connection therewith and on
account of the sale and issuance of the 2013 Bonds may be used to pay debt
service on the 2013 Bonds or otherwise used as permitted by law.
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(b) Bond Fund. (i)There is hereby created a separate fund, designated
as the "City of Carmel Redevelopment District Bond Fund" (the "Bond Fund"),
which shall be applied to the payment of the principal of and interest on the 2013
Bonds, and all other bonds payable from the Special Tax and/or other revenues of
the Commission as contemplated hereby, and to no other purpose not allowed
under Ind. Code § 36-7-14-27. As the Special Tax is collected, it shall be
accumulated in an account of the Bond Fund hereby created and designated as the
"Special Tax Account". The Bond Fund shall also have a separate account
designated the Revenues Account as described in Section 9 hereof.
(ii) If at the time of the sale of any series of the 2013 Bonds it is determined by the
President of the Commission, with the advice of the Commission's financial advisor, to establish
a Reserve Account for such series of the 2013 Bonds, then there shall be created a "Reserve
Account" with appropriate series designation for such series of 2013 Bonds, and there shall be
set aside from the proceeds of such series of 2013 Bonds and deposited in the Reserve Account
an amount of money that shall be required to maintain the Reserve Account in the full amount of
the Debt Service Reserve Requirement (as defined below). No deposit need be made in the
Reserve Account so long as there shall be on deposit therein a sum equal to the amount
determined by the financial advisor to be required to adequately secure that series of the 2013
Bonds (the "Debt Service Reserve Requirement"). All money in the Reserve Account shall be
used and withdrawn by the District solely for the purpose of making deposits into the Revenue
Account, in the event of any deficiency at any time in such account and the Special Tax Account,
or for the purpose of paying the interest on or principal of or redemption premiums,if any, on the
2013 Bonds, in the event that no other money is lawfully available therefor. Any amount in the
Reserve Account in excess of the Debt Service Reserve Requirement shall be withdrawn from
the Reserve Account and deposited in the Revenue Account. Money in the Reserve Account
shall also be available to make the final payments of interest and principal on the 2013 Bonds.
The Commission at its option may satisfy any Debt Service Reserve Required with a surety
bond, letter of credit or other financial instrument on teens and conditions recommended by the
Commission's financial advisor.
SECTION 9. Reduction of Special Tax Levy and Pledge of Certain Other Revenues.
The amount of the levy under Ind. Code § 36-7-14-27 each year of the Special Tax applicable to
making payments on the 2013 Bonds as set forth in the budget of the Commission formulated
pursuant to Ind. Code § 36-7-14-28 shall be reduced, as provided in Ind. Code § 36-7-14-27, by
available revenues of the Commission to the extent such revenues have been set aside and
designated by the Commission for such purpose in the account of the Bond Fund hereby created
and designated as the "Revenues Account." The Commission reasonably expects to pay debt
service on the 2013 Bonds from available revenues of the Commission, including tax increment
revenues, deposited in the Revenue Account. The Commission hereby covenants to levy the
Special Tax each year payments are due with respect to the 2013 Bonds to the extent the
revenues of the Commission described herein are not sufficient (a) to timely pay the principal of
and interest on the 2013 Bonds, and (b)to replenish any deficiency in the Reserve Account to the
Debt Service Reserve Requirement, if a Reserve Account and Debt Service Reserve
Requirement are established. Any officer of the Commission is authorized to enter into such
agreements or undertakings as such officer deems necessary or appropriate to further effectuate
such pledge of the Special Benefits Tax hereunder.
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The amounts available and so designated in the Revenues Account of the Bond Fund
shall be determined at the time the budget and tax levy for a given year is finally fixed, and such
amounts shall be used for no purpose except as contemplated above and are hereby pledged by
the Commission when deposited into the Revenues Account to the payment of the 2013 Bonds,
such pledge being effective as set forth in Ind. Code § 5-1-14-4 without the necessity of filing or
recording this resolution or any other instrument except in the records of the Commission.
In order to facilitate the deposit of certain tax increment revenues into the Revenues
Account, the Commission hereby approves the First Amendment to Revenue Deposit Agreement
substantially in the form presented to this meeting. The President or Vice President of the
Commission is authorized to finalize and execute the First Amendment to Revenue Deposit
Agreement on behalf of the Commission.
SECTION 10. Defeasance. lf, when the 2013 Bonds or any portion thereof shall
have become due and payable in accordance with their terns or shall have been duly called for
redemption or irrevocable instructions to call the 2013 Bonds or any portion thereof for
redemption have been given, and the whole amount of the principal, premium, if any, and the
interest so due and payable upon such bonds or any portion thereof then outstanding shall be
paid, or (i) cash, or (ii) direct non-callable obligations of or unconditionally guaranteed by
(including obligations issued or held in book entry form on the books of) the U.S. Department of
the Treasury, and to the extent permitted by Indiana law and by each rating agency maintaining a
rating on the 2013 Bonds, Refcorp interest strips, CATS, TIGRS, STRPS, defeased municipal
bonds or other investments rated in the highest category for such obligations by Standard &
Poor's Corporation or Moody's Investors Service (or any combination thereof), the principal of
and the interest on which when due without reinvestment will provide sufficient money, or (iii)
any combination of the foregoing, shall be held irrevocably in trust for such purpose, and
provision shall also be made for paying all fees and expenses for the payment, then and in that
case the 2013 Bonds or such designated portion thereof shall no longer be deemed outstanding or
secured by this resolution.
SECTION 11. Tax Matters. In order to preserve the exclusion of interest on the
2013 Bonds from gross income for federal income tax purposes and as an inducement to
purchasers of the 2013 Bonds,the Commission represents,covenants and agrees that:
(a) No person or entity, other than the District or another state or local
governmental unit, will use proceeds of the 2013 Bonds or property financed by
the 2013 Bond proceeds other than as a member of the general public. No person
or entity other than the District or another state or local governmental unit will
own property financed by 2013 Bond proceeds or will have actual or beneficial
use of such property pursuant to a lease, a management or incentive payment
contract, an arrangement such as take-or-pay or output contract, or any other type
of arrangement that differentiates that person's or entity's use of such property
from the use by the public at large.
(b) No 2013 Bond proceeds will be loaned to any entity or person
other than a state or local governmental unit. No 2013 Bond proceeds will be
transferred, directly or indirectly, or deemed transferred to a non-governmental
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person in any manner that would in substance constitute a loan of the 2013 Bond
proceeds.
(c) The Commission and the Unit will not take any action or fail to
take any action with respect to the 2013 Bonds that would result in the loss of the
exclusion from gross income for federal income tax purposes of interest on the
2013 Bonds pursuant to Section 103 of the Internal Revenue Code of 1986, as
amended (the "Code"), and the regulations thereunder as applicable to the 2013
Bonds, including, without limitation, the taking of such action as is necessary to
rebate or cause to be rebated arbitrage profits on 2013 Bond proceeds or other
monies treated as 2013 Bond proceeds to the federal government as provided in
Section 148 of the Code, and will set aside such monies, which may be paid from
investment income on funds and accounts notwithstanding anything else to the
contrary herein, in trust for such purposes.
(d) The Unit will file an information report on Form 8038-G with the
Internal Revenue Service as required by Section 149 of the Code.
(e) The Commission and the Unit will not make any investment or do
any other act or thing during the period that any 2013 Bond is outstanding
hereunder which would cause any 2013 Bond to be an "arbitrage bond"within the
meaning of Section 148 of the Code and the regulations thereunder as applicable
to the 2013 Bonds.
Notwithstanding any other provisions of this resolution, the foregoing covenants and
authorizations (the "Tax Sections") which are designed to preserve the exclusion of interest on
the 2013 Bonds from gross income under federal income tax law (the"Tax Exemption") need not
be complied with to the extent the Unit receives an opinion of nationally recognized bond
counsel that compliance with such Tax Section is unnecessary to preserve the Tax Exemption.
SECTION 12. Amendments. Subject to the terms and provisions contained in
this section, and not otherwise, the owners of not less than sixty-six and two-thirds percent
(66-2/3%)in aggregate principal amount of the 2013 Bonds then outstanding shall have the right,
from time to time, to consent to and approve the adoption by the Commission of such resolution
or resolutions supplemental hereto as shall be deemed necessary or desirable by the Commission
for the purpose of amending in any particular any of the terms or provisions contained in this
resolution, or in any supplemental resolution; provided, however, that nothing herein contained
shall permit or be construed as permitting:
(a) An extension of the maturity of the principal of or interest or
premium, if any, on any 2013 Bond or an advancement of the earliest redemption
date on any 2013 Bond, without the consent of the holder of each 2013 Bond so
affected; or
(b) A reduction in the principal amount of any 2013 Bond or the
redemption premium or rate of interest thereon, or a change in the monetary
17
•
medium in which such amounts are payable, without the consent of the holder of
each 2013 Bond so affected; or
(c) A preference or priority of any 2013 Bond over any other 2013
Bond,without the consent of the holders of all 2013 Bonds then outstanding;or
(d) A reduction in the aggregate principal amount of the 2013 Bonds
required for consent to such supplemental resolution, without the consent of the
holders of all 2013 Bonds then outstanding.
If the Commission shall desire to obtain any such consent, it shall cause the Registrar to
mail a notice, postage prepaid, to the addresses appearing on the Registration Record. Such
notice shall briefly set forth the nature of the proposed supplemental resolution and shall state
that a copy thereof is on file at the office of the Registrar for inspection by all owners of the 2013
Bonds. The Registrar shall not, however, be subject to any liability to any owners of the 2013
Bonds by reason of its failure to mail such notice, and any such failure shall not affect the
validity of such supplemental resolution when consented to and approved as herein provided.
Whenever at any time within one year after the date of the mailing of such notice, the
Commission shall receive any instrument or instruments purporting to be executed by the owners
of the 2013 Bonds of not less than sixty-six and two-thirds per cent (66-2/3%) in aggregate
principal amount of the 2013 Bonds then outstanding, which instrument or instruments shall
refer to the proposed supplemental resolution described in such notice, and shall specifically
consent to and approve the adoption thereof in substantially the form of the copy thereof referred
to in such notice as on file with the Registrar,thereupon,but not otherwise,the Commission may
adopt such supplemental resolution in substantially such form, without liability or responsibility
to any owners of the 2013 Bonds,whether or not such owners shall have consented thereto.
No owner of any 2013 Bond shall have any right to object to the adoption of such
supplemental resolution or to object to any of the terms and provisions contained therein or the
operation thereof, or in any manner to question the propriety of the adoption thereof, or to enjoin
or restrain the Commission or its officers from adopting the same, or from taking any action
pursuant to the provisions thereof. Upon the adoption of any supplemental resolution pursuant to
the provisions of this section, this resolution shall be, and shall be deemed, modified and
amended in accordance therewith, and the respective rights, duties and obligations under this
resolution of the Commission and the Unit and all owners of 2013 Bonds then outstanding shall
thereafter be determined, exercised and enforced in accordance with this resolution,subject in all
respects to such modifications and amendments.
Notwithstanding anything contained in the foregoing provisions of this resolution, the
rights, duties and obligations of the Commission and the Unit and of the owners of the 2013
Bonds, and the terms and provisions of the 2013 Bonds and this resolution, or any supplemental
resolution, may be modified or amended in any respect with the consent of the Commission and
the consent of the owners of all the 2013 Bonds then outstanding.
Without notice to or consent of the owners of the 2013 Bonds, the Commission may,
from time to time and at any time, adopt such resolutions supplemental hereto as shall not be
18
inconsistent with the terms and provisions hereof (which supplemental resolutions shall
thereafter form a part hereof),
(a) To cure any ambiguity or formal defect or omission in this
resolution or in any supplemental resolution; or
(b) To grant to or confer upon the owners of the 2013 Bonds any
additional rights, remedies, powers, authority or security that may lawfully be
granted to or conferred upon the owners of the 2013 Bonds; or
(c) To procure a rating on the 2013 Bonds from a nationally
recognized securities rating agency designated in such supplemental resolution, if
such supplemental resolution will not adversely affect the owners of the 2013
Bonds;or
(d) To obtain or maintain bond insurance with respect to the 2013
Bonds;or
(e) To provide for the refunding or advance refunding of the 2013
Bonds;or
(f) To make any other change which, in the determination of the
Commission in its sole discretion, is not to the prejudice of the owners of the 2013
Bonds.
SECTION 13. Approval of Official Statement and Continuing Disclosure
Undertaking. If required in order to comply with the requirements of the SEC Rule (defined
below), the Fiscal Officer is hereby authorized to deem final an official statement with respect to
the 2013 Bonds, as of its date, in accordance with the provisions of Rule 15c2-12 of the United
States Securities and Exchange Commission, as amended (the "SEC Rule"), subject to
completion as permitted by the SEC Rule, and the Commission further authorizes the distribution
of the deemed final official statement, and the execution, delivery and distribution of such
document as further modified and amended with the approval of the Fiscal Officer in the form of
a final official statement.
In order to assist any underwriter of the 2013 Bonds in complying with paragraph (b)(5)
of the SEC Rule by undertaking to make available appropriate disclosure about the Commission
and the Unit and the 2013 Bonds to participants in the municipal securities market, the
Commission hereby covenants, agrees and undertakes, in accordance with the SEC Rule, unless
excluded from the applicability of the SEC Rule or otherwise exempted from the provisions of
paragraph (b)(5) of the SEC Rule, that it will comply with and carry out all of the provisions of
the continuing disclosure contract. "Continuing disclosure contract" shall mean that certain
continuing disclosure contract executed by the Commission and dated the date of issuance of the
2013 Bonds, as originally executed and as it may be amended from time to time in accordance
with the terms thereof. The execution and delivery by the Commission of the continuing
disclosure contract, and the performance by the Commission of its obligations thereunder by or
through any employee or agent of the Commission or the Unit, are hereby approved, and the
Commission shall comply with and carry out the terms thereof.
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SECTION 14. Amendment to 2004 Bond Documents. Any officer of the
Commission is authorized and directed, on behalf of the Commission, to negotiate and execute
any amendments to the documents executed in connection with the issuance of the 2004 Bonds,
including without limitation the Master Agreement between the Commission and Clarian Health
Partners, Inc., as such officer deems necessary or appropriate to facilitate the Refunding of the
2004 Bonds.
SECTION 15. Other Actions., Documents. Any officer of the Commission is
authorized to take such further actions and execute such further documents as such officer deems
necessary or appropriate to effectuate the transactions authorized in this Resolution.
SECTION 16. No Conflict. All resolutions and orders or parts thereof in conflict
with the provisions of this resolution are to the extent of such conflict hereby repealed. After the
issuance of the 2013 Bonds and so long as any of the 2013 Bonds or interest or premium, if any,
thereon remains unpaid, except as expressly provided herein,this resolution shall not be repealed
or amended in any respect which will adversely affect the rights of the holders of the 2013
Bonds, nor shall the Commission adopt any law or resolution which in any way adversely affects
the rights of such holders.
SECTION 17. Severability. If any section, paragraph or provision of this
resolution shall be held to be invalid or unenforceable for any reason, the invalidity or
unenforceability of such section, paragraph or provision shall not affect any of the remaining
provisions of this resolution.
SECTION 18. Non-Business Days. If the date of making any payment or the last
date for performance of any act or the exercising of any right, as provided in this resolution,shall
be a legal holiday or a day on which banking institutions in the Unit or the jurisdiction in which
the Registrar or Paying Agent is located are typically closed, such payment may be made or act
performed or right exercised on the next succeeding day not a legal holiday or a day on which
such banking institutions are typically closed, with the same force and effect as if done on the
nominal date provided in this resolution, and no interest shall accrue for the period after such
nominal date.
SECTION 19. Interpretation. Unless the context or laws clearly require
otherwise,references herein to statutes or other laws include the same as modified, supplemented
or superseded from time to time.
SECTION 20. Effectiveness. This resolution shall be in full force and effect from
and after its passage.
20
Passed and adopted this 161h day of October, 2013.
CITY OF CARMEL REDEVELOPMENT
COM ISSION
!.11/EtkdiAGI
esident
1 C _ r,
J
Vice President
Member
Member
TOM Cr &v 1`lo# rrae�#
Member
21
I
EXHIBIT A
DESCRIPTION OF THE PROJECTS
Spring Mill Road Intersection
• Reconstruct'reconfigure the existing two lane roadway and stop controlled intersection at Spring
Mill Road and Illinois Street with a four lane section and modem roundabout
• Construct multi-use trail facilities along both sides Illinois Street and throughout the intersection
• Provide decorative plantings, trees, ground cover and hardscaping, throughout the raised center
medians,including the roundabout center island
Between Spring Mill and 103`d
• Mill and overlay to a depts. of 1.5". Install new pavement markings providing for a four lane
section
• Plant trees and ground covering throughout the raised center median
103'd Street Intersection
• Reconstruct/reconfigure the existing roundabout intersection at the intersection of 103rd Street and
Illinois Street with a stop controlled(103`d Street only) "T"intersection
• Plant trees and ground covering throughout the raised center median(Illinois Street only)
Between 103'd and Illinois Street Realignment
• Mill and overlay to a depth of 1.5". Install new pavement markings providing for a four lane
section
• Extend existing multi use path along the west side of the roadway to the north
• Plant trees and ground covering throughout the raised center median
106th Street Intersection
• Reconstruct/reconfigure the existing two roadway and stop controlled intersection (Illinois Street
only) at 106th Street and Illinois Street with a four lane section and modem roundabout
intersection
• Realign Illinois Street, south of 106th Street, to a point approximately 400' west of the existing
Illinois Street intersection. Extend Illinois Street north, beyond 106st Street, to connect with the
newly constructed Illinois Street Extension.
• Construct a 3-sides culvert under the proposed intersection for the realignment of UNT of
Williams Creek
• Construct multi-use train facilities along both sides Illinois Street and throughout the intersection
• Provide decorative plantings and hardscaping, along the east side of the roadway, including the
roundabout center island
• Plant trees and ground covering throughout the raised center median
North of 106th Street to a point 850'south of 116th Street
• Construct multi-use trail facilities, decorative plantings, trees and hardscaping, and appropriate
landscaping or other buffering along the west side of the roadway south of 1111 Street
• Plant trees and ground covering throughout the raised center median
INDSOI I31/1)1422428%1
22