HomeMy WebLinkAboutFifth Third 65650026668727 Nov 2013 • • • 04-1129
--Z----__ Investment Account 65-65-002-6668727 11/01/2013- 11/30/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
Investment Account 65-65-002-6668727 FIFTH THIRD BANK
AS CUSTODIAN FOR
Account Contacts — CHERYL COOPER(317) 383-2795 CITY of CARMEL,INDIANA
— THOMAS BLAIR(317) 383-2479 LIQUIDITY MANAGEMENT
— GEORGIA CAMPBELL(317)383-2279
INVESTMENT ALLOCATION SUMMARY
❑ Cash and Equivalents- 3% Last Statement This Statement Percent of Est.Annual Estimated
,..;;x a , ❑ Fixed Income 97°D Description Market Value Market Value Assets Income Yield
Cash and Equivalents $373,424.12 $375,592.39 3% $1,753.79 0 5%
Fixed income $14,597,725.00 $14,600,942.50 97% $112,000.00 0.8%
Total Account Value $14,971,149.12 $14,976,534.89 100% $113,753.79 0.8%
Net change in total account value 0.0 0/0 Increase
- . ..: . ACCOUNT SUMMARY - °. ACCOUNT OVERVIEW '_.
Income Cash Principal Cash Investments* Total Current Period Calendar YTD
Beginning Balance $10,524.72 $113,649.40 $14,846,975.00 $14,971,149.12 Income Earned
Income $10,988.08 $10,988.08 Interest $10,988.08 $26,332.67
Distributions $(8,982.31) $(8,982.31) Total Income Earned $10,988.08 $26,332.67
Change in Market Value $3,380.00 $3,380.00 Contributions
Ending Balance $12,530.49 $113,649.40 $14,850,355.00 $14,976,534.89 Cash $0.00 $15,000,000.00
•Investments represent the activity in your equity,band&Other serity holdings Total Contributions $0.00 $15,000,000.00
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Distributions
REALIZED GAIN/(LOSS) SUMMARY Cash $( ,982.31) $(30,805.96)
Total Distributions $(88,982.31) $(30,805.96)
Current Period YTD Security Transactions
Short-term gain/(loss) $0.00 3112.15 Purchases $0.00 $(15,619,754.46)
Sales $0.00 $750,407.64
4 Long-term gain((loss) $0.00 $0.00 Net Security Transactions $0.00 $(14,869,346.82)
^_ Net realized gain/(loss) $0.00 $112.15 Change in Market Value $3,380.00 $(18,991.82)
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INVESTMENT OBJECTIVE
Capital Preservation
Capital preservation with an expectation of principal stability, and an emphasis on current income.
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Investment Account 65-65-002-6668727 Page 1 of 10
04-1129
-----°'�®�a"."------ Investment Account 65-65-002-6668727 11/01/2013- 11/30/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
to n PORTFOLIO POSITIONS
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Current Market We of Cost Accrued Est.Annual Est.
Quantity Symbol Description Price Value Acct Basis Income Income Yield
Cash at Equivalents..
0.8900 CASH $1.000 $0.89 0.0% $0.89
250,000.0000 AMERICAN EXPRESS CENTURION BK $99.765 $249,412.50 1.7% $250,000.00 $646.53 $1,750.00 0.7%
07/19/13 0.700 07/20/15
CD
CUSIP-02587DQD3
12,530.0000 FIFTH THIRD BANKSAFE TRUST $1.000 $12,530.00 0.1% $12,530.00 $0.01 $0.38
(INCOME INVESTMENT)
CUSIP-316775907
113,649.0000 FIFTH THIRD BANKSAFE TRUST $1.000 $113,649.00 0.8% $113,649.00 $0.30 $3.41
CUSIP-316775907
Cash&Equivalents- Total $375,592.39 2.5% $376,179.89 $646.84 $1,753.79 0.5%
Fixed Income m ,
250,000.0000 ALLY BK MIDVALE UTAH $99.997 $249,992.50 1.7% $250,000.00 $797.60 $2,125.00 0.9%
07/17/13 0.850 07/17/15
CD
CUSIP-02005Q3K7
250,000.0000 BMW BK NORTH AMER SALT LAKE $99.686 $249,215.00 1.7% $250,000.00 $583.33 $1,250.00 0.5%
06/13/13 0.500 06/15/15
CD
CUSIP-05568P3H8
250,000.0000 BEAL BK USA LAS VEGAS $99.908 $249,770.00 1.7% $250,000.00 $875.00 0.4%
07/17/13 0.350 07/16/14
CD
CUSIP-07370V2D9
250,000.0000 DISCOVER BK $99.731 $249,327.50 1.7% $250,000.00 $31.25 $1,250.00 0.5%
05/22/13 .500 05/22/15
CD
CUSIP-254671PJ3
1,500,000.0000 FEDERAL HOME LOAN BANK $100.284 $1,504,260.00 10.0% $1,501,477.50 $229.17 $7,500.00 0.5%
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�--.."." {®1m.....'-------- Investment Account 65-65-002-6668727 11/01/2013- 11/30/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
PORTFOLIO POSITIONS (continued) •
Current Market %of Cost Accrued Est.Annual Est.
Quantity Symbol Description Price Value Acct Basis Income Income Yield
Fixed Income E (continued)
08/23/12 0.500 11/20/15
CUSIP- 313380L96
1,500,000.0000 FANNIE MAE $100.358 $1,505,370.00 10.1% $1,504,050.00 $83.33 $7,500.00 0.5%
04/19/12 0.500 05/27/15
CUSIP-3135G0KM4
1,500,000.0000 FANNIE MAE $100.357 $1,505,355.00 10.1% $1,506,180.00 $3,104.17 $7,500.00 0.5%
05/21/12 0.500 07/02/15
CUSIP- 3135GOLN1
1,500,000.0000 FANNIE MAE 5100.340 $1,505,100.00 10.0% $1,506,006.00 $1,312.50 $7,500.00 0.5%
08/17/12 0.500 09/28/15
CUSIP-3135GONV1
1,500,000.0000 FANNIE MAE $100.033 $1,500,495.00 10.0% $1,499,641.50 $2,500.00 $5,625.00 0.4%
11/16/12 .375 12/21/15
CUSIP- 3135G05B0
1,500,000.0000 FANNIE MAE $103.448 $1,551,720.00 10.4% $1,561,170.00 $12,171.87 $35,625.00 2.3%
06/14/10 2.375 07/28/15
CUSIP-31398AU34
1,500,000.0000 FANNIE MAE $102.460 $1,536,900.00 10.3% $1,540,441.50 $2,369.79 $24,375.00 1.6%
09/27/10 1.625 10/26/15
P` CUSIP-31398A4M1
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250,000.0000 GE CAPITAL BANK $99.492 $248,730.00 1.7% $250,000.00 $21.58 $1,125.00 0.5%
05/24/13 .450 05/26/15
g' CD
-- CUSIP-361603QC5
z
250,000.0000 GOLDMAN SACHS BK USA NY $99.426 $248,565.00 1.7% $250,000.00 $24.66 $1,000.00 0.4%
05/22/13 .400 05/22/15
M CD
CUSIP- 381473FF4
250,000.0000 GOLDMAN SACHS BK USA NY $99.229 $248,072,50 1.7% $250,000.00 $30.82 $1,250.00 0.5%
05/22/13 .500 11/23/15
g
CD
Investment Account 65-65-002-6668727 Page 3 of 10
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Investment Account 65-65-002-6668727 11/01/2013- 11/30/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
• PORTFOLIO POSITIONS (continued). .._
Current Market 070 of Cost Accrued Est.Annual Est.
Quantity Symbol Description Price Value Acct Basis Income Income Yield
Fixed Income (continued)
P
CUSIP- 38147JEG2
250,000.0000 KEY 8K NATL ASSN OHIO $99.624 $249,060.00 1.7% $250,000.00 $28.13 $1,125.00 0.5%
05/22/13 0.450 11/23/15
CD
CUSIP-49306SRV0
250,000.0000 MERRICK BK CORP STH JORDAN UT $99.730 $249,325.00 1.7% $250,000.00 $24.66 $1,000.00 0.4%
05/22/13 .400 05/22/15
CD
CUSIP- 59012Y3D7
250,000.0000 STERLING SVGS BK WA $99.731 $249,327.50 1.7% $250,000.00 $24.66 $1,000.00 0.4%
05/22/13 .400 05/22/15
CD
CUSIP-8595316V2
250,000.0000 SYNOVUS BANK $99.693 $249,232.50 1.7% $250,000.00 $1,082.19 $1,250.00 0.5%
06/19/13 0.500 06/19/15
CD
CUSIP-87164DDE7
1,250,000.0000 US TREASURY NT $100.090 $1,251,125.00 8.4% $1,250,492.47 $3,133.59 $3,125.00 0.2%
11/30/12 0.250 11/30/14
CUSIP-912828TZ3
Fixed Income- Total $14,600,942.50 97.5% $14,619,458.97 $27,553.30 $112,000.00 0.8%n
Total Portfolio Positions $14,976,534.89 100.0% $14,995,638.86 $28,200.14 $113,753.79 0.8%
Investment Account 65-65-002-6668727 Page 4 of 10
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Investment Account 65-65-002-6668727 11/01/2013- 11/30/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
BOND MATURITY SCHEDULE
YEARS TO MATURITY PAR VALUE %OF TOTAL
1 Year or Less $12,500,000
1 Year or Less $1,250,000 10.60% $10,500,000
Total 1 Year or Less $1,250,000 10.603/0 $10000000
2 to 5 Years
2 Years $9,000,000 76.60% 57.500,000
3 Years $1,500,000 12.50% Ai W%-7T4
Total 2 to 5 Years $10,500,000 89.40 0/a
$5,000,000 ,,
Total Bonds $11,750,000 100.000/0 •
$2 500 000
$1,250,000
$p
1 Year or Less 2 to 5 Years
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Investment Account 65-65-002-6668727 Page 5 of 10
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Investment Account 65-65-002-6668727 11/01/2013 -11/30/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
I ACCOUNT ACTIVITY • .2 • • •
Cost Income Principal
Date Description Basis Cash Cash
Corporate Inter'est . -
11/22/13 DISCOVER BK $630.14
05/22/13.500 05/22/15
CD
INTEREST.50 PAYABLE 11/22/13
ON 250,000 PAR VALUE
11/22/13 GOLDMAN SACHS BK USA NY $504.11
05/22/13 .400 05/22/15
CD
INTEREST .40 PAYABLE 11/22/13
ON 250,000 PAR VALUE
11/22/13 GOLDMAN SACHS BK USA NY $630.14
05/22/13 .500 11/23/15
CD
INTEREST.50 PAYABLE 11/22/13
ON 250,000 PAR VALUE
11(22/13 KEY BK NAIL ASSN 01-110 $567.12
05/22/13 0.450 11/23/15
CD
INTEREST.45 PAYABLE 11/22/13
ON 250,000 PAR VALUE
11/22/13 MERRICK BK CORP 5TH JORDAN UT $B4.93
05/22/13 .400 05/22/15
CD
INTEREST.40 PAYABLE 11/22/13
ON 250,000 PAR VALUE
11/22/13 STERLING SVGS BK WA 4504.11
05/22/13 .400 05/22/15
CD
INTEREST.40 PAYABLE 11/22/13
ON 250,000 PAR VALUE
11/25/13 GE CAPITAL BANK $567.12
05/24/13 .450 05/26/15
Investment Account 65-65-002-6668727
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Investment Account 65-65-002-6668727 11/01/2013 - 11130/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
ACCOUNT ACTIVITY (continued) .'--
Cost Income Principal
Date Description Basis Cash Cash
Corporate Interest (continued)
CD
INTEREST.45 PAYABLE 11/24/13
ON 250,000 PAR VALUE
11/27/13 FANNIE MAE $3,750.00
04/19/12 0.500 05/27/15
INTEREST.50 PAYABLE 11/27/13
ON 1,500,000 PAR VALUE
Total Corporate Interest $7,237.67
U.S. Government Interest `. .. ..
11/20/13 FEDERAL HOME LOAN BANK $3,750.00
08/23/12 0.500 11/20/15
INTEREST 50 PAYABLE 11/20/13
ON 1,500,000 PAR VALUE
Total U.S. Government Interest $3,750.00
Othee.Income
11/01/13 FIFTH THIRD BANKSAFE TRUST $0.41
INTEREST
Total Other Income $0.41
Cash Distributions •
11/04/13 TRANSFER TO DDA XXXXXX3427 $(7,235.20)
PER REQUEST
Total Cash Distributions $(7,235.20)
a Trustee/Agent Compensation,: __.,.. : " _
11/20/13 FIFTH THIRD BANK $(1,747.11)
COMPENSATION AS OF 10/31/13
Total Trustee/Agent Compensation $(1,747.11)
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" m2.11;r11.1) Investment Account 65-65-002-6668727 11/01/2013 - 11/30/2013
FIFTH THIRD BANK CITY OF CARMEL LIQUIDITY MGMT
' . ACCOUNT ACTIVITY . • - (continued) '
Cost Income Principal
Date Description Basis Cash Cash
Cash Equivalents Purchases' . .
11/29/13 FIFTH THIRD BANKSAFE TRUST $2,006.00 $(2,006.00)
MONTHLY MONEY MARKET DEPOSIT
Total Cash Equivalents Purchases $2,006.00 $(2,006.00)
* * * * End of statement for Investment Account 65-65-002-6668727 * * * *
Investment Account 65-65-002-6668727 Page 8 0110
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