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Home My WebLink AboutFifth Third 65650006617682 Jan-Dec 2013 4110 • 01-0108 Investment Account 65-65-000-6617682 01/01/2013 - 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION Investment Account 65-65-000-6617682 CITY OF CARMEL POLICE PENSION FUND Account Contacts — CHERYL COOPER(317) 383-2795 • — THOMAS BLAIR(317)383-2479 — GEORGIA CAMPBELL(317) 383-2279 INVESTMENT ALLOCATION SUMMARY 0 Cash and Equivalents- 100% Last Statement This Statement Percent of Est.Annual Estimated Description Market Value Market Value Assets Income Yield Cash and Equivalents $1,476,487.15 $654,432.04 100% $65.44 0.0% Fixed Income $1,070,081.85 $0.00 0% $0.00 0.0% Total Account Value $2,546,569.00 $654,432.04 100% $65.44 0.0% Net change in total account value(74.3)%Decrease ACCOUNT SUMMARY ACCOUNT OVERVIEW Cash Investments* Total Current Period Beginning Balance $1,476,487.15 $1,070,081.85 $2,546,569.00 Income Earned Income $12,944.89 $12,944.89 Interest $12,944.89 Distributions $(1,900,000.00) $(1,900,000.00) Total Income Earned $12,944.89 Net Security Transactions $1,065,000.00 $(1,065,000.00) Distributions Change in Market Value $(5,081.85) $(5,081.85) Cash . $(1,900,000.00) Ending Balance $654,432.04 0.00 $654,432.04 Total Distributions $(1,900,000.00) *Investments represent the activity in your equity,bond&other security holdings Security Transactions Sales $1,065,000.00 REALIZED GAIN/{LOSS) SUMMARY Net Security Transactions $1,065,000.00 Change in Market Value $(5,081.85) Current Period 0 Short-term gain/(loss) $(11,918.29) E. Long-term gain/(loss) $(7,954.55) Net realized gain/(loss) $(19,872.84) v . INVESTMENT OBJECTIVE :- - Capital Preservation ry Capital preservation with an expectation of principal stability,and an emphasis on current income. 0 Investment Account 65-65-000-6617682 Page 1 of 12 01-0108 +®1"■••.....z Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION h I ,,a �� §f 5 E °a�, 2� . . . , - y . , .� . � .PORTFOL PORTFOLIO �a a� ��. ::, :; Current Market %of Cost Accrued Est.Annual Est. Quantity Symbol Description Price Value Acct Basis Income Income Yield ...Cash &Equivalents ,w ; , o :3« �, :� ‘ . � � - � _q . E , 0.0400 CASH $1.000 $0.04 0.0% $0.04 Uninvested Cash- Total $0.04 0.0% $0.04 654,432.0000 FEDERATED PRIME VALUE $1.000 $654,432.00 100.0% $654,432.00 $5.55 $65.44 OBLIGATIONS FUND SERVICE SHARES CUSIP-99FEDPVO1 Taxable- Total $654,432.00 100.0% $654,932.00 $5.55 $65.44 Cash&Equivalents- Total $654,432.04 100.0% $654,432.04 $5.55 $65.44 Total Portfolio Positions $654,432.04 100.0% $654,432.04 $5.55 $65.44 . Investment Account 65-65-000-6617682 }. Page 2 of 12 . • 411 4110 • 01-0108 Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION ACCOUNT ACTIVITY" Cost Date Description Basis Cash Corporate Interest 01/09/13 FREDDIE MAC $550.00 12/02/09 1.375 01/09/13 INTEREST 1.375 PAYABLE 01/09/13 ON 80,000 PAR VALUE 01/17/13 FANNIE MAE $1,640.63 07/14/03 4.375 07/17/13 INTEREST 4.375 PAYABLE 01/17/13 ON 75,000 PAR VALUE 02/12/13 FANNIE MAE $1,812.50 01/11/08 3.625 02/12/13 INTEREST 3.625 PAYABLE 02/12/13 ON 100,000 PAR VALUE 02/21/13 FANNIE MAE $2,137.50 02/18/03 4.750 02/21/13 INTEREST 4.75 PAYABLE 02/21/13 ON 90,000 PAR VALUE 04/08/13 FANNIE MAE $225.00 10/08/10 1.125 10/08/13 INTEREST 1.125 PAYABLE 04/08/13 ON 40,000 PAR VALUE 04/11/13 FREDDIE MAC $989.00 02/23/10 1.720 04/11/13 INTEREST 1.72 PAYABLE 04/11/13 ON 115,000 PAR VALUE Z 04/15/13 FREDDIE MAC $650.00 co 03/04/10 1.625 04/15/13 INTEREST 1.625 PAYABLE 04/15/13 ON 80,000 PAR VALUE 07/17/13 FANNIE MAE $1,640.63 07/14/03 4.375 07/17/13 INTEREST 4.375 PAYABLE 07/17/13 Investment Account 65-65-000-6617682 Page 3 of 12 01-0108 Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION I m. . _ �� . � a..... . � �;. ��N _• " ; ACCOUNT ACTIVITY .., s , ,��i�� , . _. ,... (continued) Cost Date Description Basis Cash Corporate p a Interest (continued._.. ON 75,000 PAR VALUE 10/08/13 FANNIE MAE $225.00 10/08/10 1.125 10/08/13 INTEREST 1.125 PAYABLE 10/08/13 ON 40,000 PAR VALUE Total Corporate Interest $9,870.26 U.S.-Government Interests ,,• 01/02/13 FEDERATED PRIME VALUE $12.54 OBLIGATIONS FUND SERVICE SHARES INTEREST 01/03/13 FEDERAL HOME LOAN BANK $99.75 12/19/11 0.210 01/03/13 INTEREST.21 PAYABLE 01/03/13 ON 95,000 PAR VALUE 01/16/13 FEDERAL HOME LOAN BANK $900.00 12/10/09 1.500 01/16/13 INTEREST 1.50 PAYABLE 01/16/13 ON 120,000 PAR VALUE 02/01/13 FEDERAL HOME LOAN BANK $44.00 02/01/12 0.160 02/01/13 INTEREST.16 PAYABLE 02/01/13 ON 55,000 PAR VALUE 02/01/13 FEDERATED PRIME VALUE $14.34 OBLIGATIONS FUND SERVICE SHARES INTEREST 03/01/13 FEDERATED PRIME VALUE $14.70 OBLIGATIONS FUND SERVICE SHARES INTEREST Investment Account 65-65-000-6617682 , Page 4 of 12 x • • . • 01-0108 Investment Account 65-65-000-6617682 01/01/2013 - 12/31/2013 FIFTH 'THIRD BANK CITY OF CARMEL POLICE PENSION ACCOUNT CTIVITY Cost Date Description Basis Cash U.S°Governrnent Interest .,v (continued) 03/08/13 FEDERAL HOME LOAN BANK $656.25 02/03/10 1.750 03/08/13 INTEREST 1.75 PAYABLE 03/08/13 ON 75,000 PAR VALUE 04/01/13 FEDERATED PRIME VALUE $17.68 OBLIGATIONS FUND SERVICE SHARES INTEREST 05/01/13 FEDERATED PRIME VALUE $18.23 OBLIGATIONS FUND SERVICE SHARES INTEREST 06/03/13 FEDERATED PRIME VALUE $19.47 OBLIGATIONS FUND SERVICE SHARES INTEREST 06/14/13 FEDERAL HOME LOAN BANK $771.88 05/07/10 1.625 06/14/13 INTEREST 1.625 PAYABLE 06/14/13 ON 95,000 PAR VALUE 06/21/13 FEDERAL HOME LOAN BANK $421.88 04/08/10 1.875 06/21/13 INTEREST 1.875 PAYABLE 06/21/13 ON 45,000 PAR VALUE Q 07/01/13 FEDERATED PRIME VALUE $19.42 OBLIGATIONS FUND SERVICE SHARES INTEREST 08/01/13 FEDERATED PRIME VALUE $20.99 OBLIGATIONS FUND SERVICE SHARES Investment Account 65-65-000-6617682 Page 5 of 12 01-0108 Investment Account 65-65-000-6617682 01/01/2013 - 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION •._ . .. �. . .: ��' ;�... . ACCOU NT ACTIVITY ry . _..... (continued) . . Cost Date Description Basis Cash �... U.S.=Government Interes# u .,� �. � . . ... _._ � ,u. a. :� p �'' ... . r. ..� . (continued).INTEREST 09/03/13 FEDERATED PRIME VALUE $27.53 OBLIGATIONS FUND SERVICE SHARES INTEREST 10/01/13 FEDERATED PRIME VALUE $5.01 OBLIGATIONS FUND SERVICE SHARES INTEREST 11/01/13 FEDERATED PRIME VALUE $5.47 OBLIGATIONS FUND SERVICE SHARES INTEREST 12/02/13 FEDERATED PRIME VALUE $5.49 OBLIGATIONS FUND SERVICE SHARES INTEREST Total U.S.Government Interest $3,074,63 Casts Distributions ; 08/23/13 DDA XXXX3427 $(1,900,000.00) TRANSFER FUNDS TO DDA Total Cash Distributions $(1,900,000.00)•�. .,.,Trustee/Agent,GompenSation ' .. ��.. fr.,. . 01/23/13 FIFTH THIRD BANK $(1,693.02) COMPENSATION AS OF 12/31/12 04/22/13 FIFTH THIRD BANK $(956.03) COMPENSATION AS OF 03/31/13 07/22/13 FIFTH THIRD BANK $(553.04) COMPENSATION AS OF 06/30/13 Investment Account 65-65-000-6617682 Page 6 of 12 • • S 01-0108 • /)11° - Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION . ... ACCOUNT ACTIVITY �� _�a�,.• (continued) Cost Date Description Basis Cash Trustee/Agent,Conipensation ,_. . �`.�. p (continued) 10/02/13 REVERSAL OF FEE AS OF 06/30/13 $553.04 10/02/13 REVERSAL OF FEE AS OF 03/31/13 $956.03 10/02/13 REVERSAL OF FEE AS OF 12/31/12 $1,693.02 Total Trustee/Agent Compensation Security Sales&>Maturities 01/03/13 FEDERAL HOME LOAN BANK $(95,015.20) $95,000.00 12/19/11 0.210 01/03/13 MATURED ON 01/03/13 95,000 PAR VALUE 01/09/13 FREDDIE MAC $(80,952.96) $80,000.00 12/02/09 1.375 01/09/13 MATURED ON 01/09/13 80,000 PAR VALUE 01/16/13 FEDERAL HOME LOAN BANK $(121,525.20) $120,000.00 12/10/09 1.500 01/16/13 MATURED ON 01/16/13 120,000 PAR VALUE 02/01/13 FEDERAL HOME LOAN BANK $(54,958.70) $55,000.00 02/01/12 0.160 02/01/13 MATURED ON 02/01/13 55,000 PAR VALUE 02/12/13 FANNIE MAE $(103,168.27) $100,000.00 01/11/08 3.625 02/12/13 MATURED ON 02/12/13 100,000 PAR VALUE T- 02/21/13 FANNIE MAE $(93,681.45) $90,000.00 02/18/03 4.750 02/21/13 MATURED ON 02/21/13 90,000 PAR VALUE Investment Account 65-65-000-6617682 Page 7 of 12 01-0108 " "#;!1! Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION ACCOUNT ACTIVITY : .• R, continued Cost Date Description Basis Cash . Security Sales&Maturities,,. : am ; , . . x 'o �a (continued). 03/08/13 FEDERAL HOME LOAN BANK $(75,921.00) $75,000.00 02/03/10 1.750 03/08/13 MATURED ON 03/08/13 75,000 PAR VALUE 04/11/13 FREDDIE MAC $(116,661.75) $115,000.00 02/23/10 1.720 04/11/13 MATURED ON 04/11/13 115,000 PAR VALUE 04/15/13 FREDDIE MAC $(80,986.72) $80,000.00 03/04/10 1.625 04/15/13 MATURED ON 04/15/13 80,000 PAR VALUE 06/14/13 FEDERAL HOME LOAN BANK $(97,106.15) $95,000.00 05/07/10 1.625 06/14/13 MATURED ON 06/14/13 95,000 PAR VALUE 06/21/13 FEDERAL HOME LOAN BANK $(45,798.75) $45,000.00 04/08/10 1.875 06/21/13 MATURED ON 06/21/13 45,000 PAR VALUE 07/17/13 FANNIE MAE $(78,655.61) $75,000.00 07/14/03 4.375 07/17/13 MATURED ON 07/17/13 75,000 PAR VALUE 10/08/13 FANNIE MAE $(40,441.08) $40,000.00 10/08/10 1.125 10/08/13 MATURED ON 10/08/13 40,000 PAR VALUE Total Security Sales&Maturities $(1,084,871.84) $1,065,000.00 Investment Account 65-65-000-6617682 Page 8 of 12 • 1110 01-0108 {®�+, Investment Account 65-65-000-6617682 01/01/2013 - 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION „ ;a ACCOUNT ACTIVITY (continued) �" _ � Cost Date Description Basis Cash Cash Equivalents:Purchases 01/31/13 FEDERATED PRIME VALUE $296,510.00 $(296,510.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 02/28/13 FEDERATED PRIME VALUE $249,008.00 $(249,008.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 03/31/13 FEDERATED PRIME VALUE $75,671.00 $(75,671.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 04/30/13 FEDERATED PRIME VALUE $195,925.00 $(195,925.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 05/31/13 FEDERATED PRIME VALUE $19.00 $(19.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 06/30/13 FEDERATED PRIME VALUE $141,213.00 $(141,213.00) ° OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT a 07/31/13 FEDERATED PRIME VALUE $76,107.00 $(76,107.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 09/30/13 FEDERATED PRIME VALUE $27.00 $(27.00) OBLIGATIONS FUND SERVICE SHARES I Investment Account 65-65-000-6617682 Page 9 of 12 01-0108 —" °"w4®1.'"" Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION a, k.. .: ACCOUNT:ACTIVITY (continued) aa_, Cost Date Description Basis Cash Cash Equivalents Purchases _.z .., (continued) MONTHLY MONEY MARKET DEPOSIT 10/31/13 FEDERATED PRIME VALUE $43,433.00 $(43,433.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 11/30/13 FEDERATED PRIME VALUE $5.00 $(5.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 12/31/13 FEDERATED PRIME VALUE $6.00 $(6.00) OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT Total Cash Equivalents Purchases $1,077,924.00 $(1,077,924.00) Cash Equivalents Sales' , 08/31/13 FEDERATED PRIME VALUE $(1,899,979.00) $1,899,979.00 OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET WITHDRAWAL Total Cash Equivalents Sales $(1,899,979.00) $1,899,979.00 GAIN,/R(LOSS).ON,SALE OF SECURITIES. . a Realized Gain/(Loss) Date Description Quantity Sale Price Proceeds Cost Basis Short-Term Long-Term 01/03/13 FEDERAL HOME LOAN BANK 95,000.0000 $100.00 $95,000.00 $95,015.20 $(15.20) 01/09/13 FREDDIE MAC 80,000.0000 $100.00 $80,000.00 $80,952.96 $(952.96) 01/16/13 FEDERAL HOME LOAN BANK 120,000.0000 $100.00 $120,000.00 $121,525.20 $(1,525.20) 02/01/13 FEDERAL HOME LOAN BANK 55,000.0000 $100.00 $55,000.00 $54,958.70 $41.30 02/12/13 FANNIE MAE 100,000.0000 $100.00 $100,000.00 $103,168.27 $(3,168.27) 02/21/13 FANNIE MAE 90,000.0000 $100.00 $90,000.00 $93,681.45 $(3,681.45) 03/08/13 FEDERAL HOME LOAN BANK 75,000.0000 $100.00 $75,000.00 $75,921.00 $(921.00) Investment Account 65-65-000-6617682 Page 10 of 12 • 01-0108 Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 FIFTH THIRD BANK CITY OF CARMEL POLICE PENSION GAIN �.. / (LOSS) ON SALE OF SECURITIES s� ..'-av Realized Gain/(Loss) Date Description Quantity Sale Price Proceeds Cost Basis Short-Term Long-Term 04/11/13 FREDDIE MAC 115,000.0000 $100.00 $115,000.00 $116,661.75 $(1,661.75) 04/15/13 FREDDIE MAC 80,000.0000 $100.00 $80,000.00 $80,986.72 $(986.72) 06/14/13 FEDERAL HOME LOAN BANK 95,000.0000 $100.00 $95,000.00 $97,106.15 $(2,106.15) 06/21/13 FEDERAL HOME LOAN BANK 45,000.0000 $100.00 $45,000.00 $45,798.75 $(798.75) 07/17/13 FANNIE MAE 75,000.0000 $100.00 $75,000.00 $78,655.61 $(3,655.61) 10/08/13 FANNIE MAE 40,000.0000 $100.00 $40,000.00 $40,441.08 $(441.08) Net Gain/(Loss)on Securities Sold $1,065,000.00 $1,084,872.84 $(11,918.29) $(7,954.55) * * * * End of statement for Investment Account 65-65-000-6617682* * * * 0 0 0 Z Q 0 O O O O QO H Investment Account 65-65-000-6617682 Page 11 of 12 FIFTH THIRD BANK Investment Account 65-65-000-6617682 01/01/2013- 12/31/2013 CITY OF CARMEL POLICE PENSION OF INVESTMENT.MANAGEMENT AND TRUST ACCOUNT TERMS Fifth Third receives payments known as revenue sharing from certain mutual fund families and may receive financial incentives for the sale of certain mutual funds.Fifth Third may benefit financially from the receipt of revenue sharing payments from the advisers and distributors of the mutual fund families.Revenue sharing payments are in addition to standard sales loads,annual service fees(referred to as Rule 12b-1 fees),expense reimbursements,sub-transfer agent fees for maintaining customer account information, providing administrative services for the mutual funds(shareholder accounting and networking fees),and any reimbursement for education, marketing support and training-related expenses.For more information about fees,please ask your relationship manager. The bank may allow cash to he overdrawn from time to time if there is insufficient available cash in the account to fund the account's obligations.However,subsequent additions of cash to the account may be maintained as a non-interest bearing deposit in the account for such time as required so that the time and dollar-weighted basis is equivalent to the time and dollar-weighted basis of the aggregated overdraft balances. These non-interest bearing deposits are intended to compensate the bank for any overdrafts that previously occurred. Distributions paid by check from plans are processed through an omnibus account in the name of Fifth Third Bank. The float period on distributions commences upon the issuance of the distribution check. The float period on distributions ends upon the earlier of presentation of the distribution check for payment,or the expiration of 180 days(wherein such un-cashed amounts will be placed back into the trust of the distributing plan). Float earnings associated with the payments are retained as compensation for handling of benefit payments.Distributions paid by direct deposit, or wire, do not generate float earnings. Contributions received by fifth Third Bank pending investment direction from plan fiduciaries will be processed through an omnibus account in the name of Fifth Third Bank. Host earnings associated with contributions are retained as compensation for handling contribution receipts. Contributions received where there are standing investment directions, or which are received with specific investment directions will not generate float earnings. The float earnings received are calculated daily using the current effective federal funds rate that is specified at the New York Fed website: http://www.newyorkfed.org/markets/omo/dmm/fedfundsdata cfm. Realized Gain/(Loss)on Sale of Securities-has been computed by comparing the selling price of securities to the cost data.Although figures are intended to be accurate,the cost data and realized gain/(foss)data should not be used for tax purposes. Please consult your tax advisor. The Current Prices and Est.Annual Income shown herein are obtained from sources that we believe are reliable, but they are not guaranteed and are listed for purposes of information only. The Est.Yield shown herein represents the income distribution rate that is determined by dividing the est.annual income by the market value. This statement may include certain assets or class of assets,including but not limited to,non-publicly traded and infrequently traded securities, pooled private investments,derivatives,partnership interests,and tangible assets for which there is no readily available market value. The values provided in this statement for such assets are internally generated estimates or values which may have been provided to us by third parties who may not be independent of the issuer or manager. These valuations are unaudited and not guaranteed for accuracy, reliable value or currency. Such valuations are generally based on the most recent values provided or estimated. However,updates and estimates are only obtained on an infrequent basis. Life Insurance policies,with the exception of Term policies and Group policies,are priced at least annually based on information provided by the issuer. Term Life and Group Life policies are valued at 51.00. The market value information furnished on this statement has been obtained from sources that we believe to be reliable and is furnished for the exclusive use of the client. We make no representation,warranty or guarantee, express or implied,that any stated value represents the actual price at which the asset could be bought or sold or new transactions could be entered into,or that such value represents the actual terms upon which existing transactions could be completed. Additionally,you may not rely on this valuation for tax reporting,credit applications,etc. The Change In Market Value represents the portion of the overall change in your investment account balance between This Statement and Last Statement that is the result of changes in the value of the securities held in your portfolio due to market fluctuations. The Net change in total account value%represents the percentage that your Total Account Value increased or decreased between This Statement and Last Statement. It is calculated by subtracting Total Account Value Last Statement from Total Account Value This Statement and then dividing by Total Account Value Last Statement. This percentage change does not represent the investment performance of your account. A copy of the most recent audited financial statements for your common or collective fund holdings or a copy of the prospectus for any of your mutual fund holdings is available upon request.Please contact your trust officer for guidance on how to request a copy. Fifth Third Bancorp provides access to investments and investment services through various subsidiaries. Securities,Investments and Investment Services: Are Not FDIC Insured I Offer No Bank Guarantee May Lose Value O 2012 Fifth Third Bank Are Not Insured By Any Federal Government Agency Are Not A Deposit k Page 12 of 12 411 4111