Loading...
HomeMy WebLinkAboutNBI 67001325301 Dec 2012 For the Account of: THE NATIONAL THE CITY OF CARMEL T BAIL NDIANAPOLIS = Account Number: 6700 13253 01 107 N Pennsylvania Ave. • Suite 600 Date: DECEMBER 31,2012 Indianapolis. IN 46204 Statement of Account Contents Summary of Assets / 1 Review of Assets /2 Summary Statement of Transactions /3 Statement of Transactions /5 Summary of Dividends & Interest / 11 Statement of Capital Gains & Losses / 13 • • • #CNTL#0000001577 4 20/01032013/08:33'41/866/7943 For the Account of: THE NATIONAL THE CITY OF CARMEL BANI4'NDRNAPOLIS coAccount Number: 6700 1325 3 01 107 N Pennsylvania Ave. • Suite 600 Date: DECEMBER 31,2012 Indianapolis, IN 46204 Summary of Assets Est. Percent Investment Total Annual Current of Market Cost Basis Market Value Income Yield CASH INCOME CASH .00 0.00 0.00 PRINCIPAL CASH 100.00 -2,616.16 -2,616.16 TOTAL CASH 100.00 -2,616.16 -2,616.16 GRAND TOTAL 100.00 -2,616.16 -2,616.16 0 0.00 CD Page 1 #CNTL.#0000001577 5 20101032013/08:33:41/866/7044 For the Account of: THE NATIONAL THE CITY OF CARMEL BAN! 4ND1ANAPouS Account Number: 67 00 1325 3 01 107 N Pennsylvania Ave. • Suite 600 Date: DECEMBER 31;2012 Indianapolis, IN 46204 - Review of Assets Est. Shares or Unit Investment Total Annual Current Par Value Market Cost Basis Market Value Income Yield CASH INCOME CASH 0.00 0.00 PRINCIPAL CASH -2,616.16 -2,616.16 TOTAL CASH -2,616.16 -2,616.16 GRAND TOTAL -2,616.16 -2,616.16 0 0.00 S • The Global Industry Classification Standard(GIGS)was developed by and is the exclusive property of Morgan Stanley Capital International Inc.and Standard&Poor's.GIGS is a service mark of MSG!and S&P and is used subiect to license. Page 2 #CNTL#0000001577 6 20/01032013/08:33:41/866/7945 THE NATIONAL For the Account BANKANDIANAPOLIS THE CITY OF CAR MEL • 107 N Pennsylvania Ave. • Suite 600 Account Number: 67 00 1325 3 01 Indianapolis, IN 46204 Date: From DECEMBER 1,2012 through DECEMBER 31,2012 Summary Statement of Transactions Income Principal Investment Cash Cash Cost Basis BEGINNING BALANCES 0.00 0.00 46,860.41 RECEIPTS ORDINARY DIVIDENDS 0.09 0.00 0.00 PROCEEDS FROM THE SALE OF ASSETS 0.00 46,860.41 -46,860.41 ADJUSTMENTS 83.24 -83.24 0.00 TOTAL RECEIPTS 83.33 46,777.17 -46,860.41 DISBURSEMENTS FIDUCIARY FEES -83.33 0.00 0.00 TRANSFERS TO CHECKING/SAVINGS ACCOUNT 0.00 -49,393.33 0.00 TOTAL DISBURSEMENTS -83.33 -49,393.33 0.00 ENDING BALANCES 0.00 -2,616.16 0.00 • Page 3 srnJTi e nnnnnni 577 7 2nmi wmi amg•aa•ai/AFF/704F THE NATIONAL For the Account of: BANK1NDIANAPOLIS 107 N Pennsylvania Ave. • Suite 600 Account Number: 67 00 1325 3 01 Indianapolis, IN 46204 Date: From JANUARY 1,2012 through DECEMBER 31,2012 Summary Statement of Transactions Income Principal Investment Cash Cash Cost Basis BEGINNING BALANCES 1,415.79 0.00 289,702.73 RECEIPTS CONTRIBUTIONS 0.00 293,534.99 0.00 ORDINARY DIVIDENDS 2,360.73 0.00 0.00 PROCEEDS FROM THE SALE OF ASSETS 0.00 286,717.28 -289,702.73 ADJUSTMENTS • -2,776.56 2,776.56 0.00 TOTAL RECEIPTS -415.83 583,028.83 -289,702.73 DISBURSEMENTS FIDUCIARY FEES -859.96 0.00 0.00 TRANSACTION CHARGES -140.00 0.00 0.00 TRANSFERS TO CHECKING/SAVINGS ACCOUNT 0.00 -585,644.99 0.00 TOTAL DISBURSEMENTS -999.96 -585,644.99 0.00 ENDING BALANCES 0.00 -2,616.16 0.00 • • Page 4 4CNTL40000001577 8 20/01032013/08:33:41/86617947 For the Account of: THE NATIONAL THE CITY OF CARMEL BANI4ND1ANAPOL1S ®_ Account Number: 67 00 1325 3 01 107 N Pennsylvania Ave. • Suite 600 Date: From DECEMBER 1,2012 through DECEMBER 31,2012 Indianapolis, IN 46204 Statement of Transactions Income Principal Investment Date Cash Cash Cost Basis ORDINARY DIVIDENDS 12/04/2012 DIVIDEND RECEIVED 0.09 0.00 0.00 DREYFUS CASH MGMT CL B-P TOTAL ORDINARY DIVIDENDS 0.09 0.00 0.00 PROCEEDS FROM THE SALE OF ASSETS 12/31/2012 NET OF DEPOSITS&WITHDRAWALS 0.00 46,860.41 -46,860.41 DREYFUS CASH MGMT CL B-P TOTAL PROCEEDS FROM THE SALE OF ASSETS 0.00 46,860.41 -46,860.41 ADJUSTMENTS ID 12/05/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -0.09 • 0.09 0.00 12/17/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 TOTAL ADJUSTMENTS 83.24 -83.24 0.00 FIDUCIARY FEES 12/17/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 11/30/12 -83.33 0.00 0.00 TOTAL FIDUCIARY FEES -83.33 0.00 0.00 TRANSFERS TO CHECKING/SAVINGS ACCOUNT 12/31/2012 THE CITY OF CARMEL 0.00 -49,393.33 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK TOTAL TRANSFERS TO CHECKING/SAVINGS ACCOUNT 0.00 -49,393.33 0.00 • • Page 5 #CNTL#0000001577 9 20/01032013/08:33:41/866/7948 For the Account of: THE NATIONAL THE CITY OF CARMEL BAN I 'I'NDIANAPOLIS = Account Number: 67 00 1325 3 01 107 N Pennsylvania Ave. • Suite 600 Date: From JANUARY 1,2012 through DECEMBER 31,2012 Indianapolis, IN 46204 Statement of Transactions Income Principal Investment Date Cash Cash Cost Basis CONTRIBUTIONS 07/20/2012 DEPOSIT 0.00 293,534.99 0.00 WIRE TRANSFER FROM REGIONS BANK TOTAL CONTRIBUTIONS 0.00 293,534.99 0.00 ORDINARY DIVIDENDS 01/04/2012 Dividend 542.27 0.00 0.00 PIMCO LOW DURATION FD-D 02/02/2012 Dividend 540.49 0.00 0.00 PIMCO LOW DURATION FD-D 03/02/2012 Dividend 403.30 0.00 0.00 PIMCO LOW DURATION FD-D 04/03/2012 Dividend 392.83 0.00 0.00 • PIMCO LOW DURATION FD-D 05/02/2012 Dividend 253.81 0.00 0.00 PIMCO LOW DURATION FD-D 06/04/2012 Dividend 168.99 0.00 0.00 PIMCO LOW DURATION FD-D 06/27/2012 Dividend 58.91 0.00 0.00 PIMCO LOW DURATION FD-D 09/05/2012 DIVIDEND RECEIVED 0.02 0.00 0.00 DREYFUS CASH MGMT CL B-P 10/02/2012 DIVIDEND RECEIVED 0.02 0.00 0.00 DREYFUS CASH MGMT CL B-P 12/04/2012 DIVIDEND RECEIVED 0.09 0.00 0.00 DREYFUS CASH MGMT CL B-P TOTAL ORDINARY DIVIDENDS 2,360.73 0.00 0.00 PROCEEDS FROM THE SALE OF ASSETS 01/25/2012 SALE 4835.6470 ® 10.340 ON 01/24/12 0.00 50,000.59 -50,919.36 PIMCO LOW DURATION FD-D 02/23/2012 SALE 4514.8900 © 10.410 ON 02/22/12 0.00 47,000.00 -47,541.79 PIMCO LOW DURATION FD-D • Page 6 #CNTL#0000001577 10 20/01032013/08:33:41/866/7949 1 For the Account of: THE NATIONAL THE CITY OF CARMEL (/)BANI1NDIANAPOL1S ®_ goAccount Number: 6700 1325 3 01 107 N Pennsylvania Ave. • Suite 600 Date: From JANUARY 1,2012 through DECEMBER 31,2012 Indianapolis, IN 46204 Statement of Transactions Income Principal Investment Date Cash Cash Cost Basis 03/28/2012 SALE 4788.4170 @ 10.410 ON 03/27/12 0.00 49,847.42 -50,422.03 PIMCO LOW DURATION FD-D 04/25/2012 SALE 4593.3130 @ 10.450 ON 04/24/12 0.00 48,000.12 -48,367.58 PIMCO LOW DURATION FD-D 05/25/2012 SALE 4761.2440 @ 10.450 ON 05/24/12 0.00 49,755.00 -50,135.90 PIMCO LOW DURATION FD-D 06/27/2012 SALE 3366.4110 @ 10.470 ON 06/26/12 0.00 35,246.32 -35,448.24 PIMCO LOW DURATION FD-D 12/31/2012 NET OF DEPOSITS&WITHDRAWALS 0.00 6,867.83 -6,867.83 DREYFUS CASH MGMT CL B-P TOTAL PROCEEDS FROM THE SALE OF ASSETS 0.00 286,717.28 -289,702.73 1 ADJUSTMENTS 01/03/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -1,415.79 1,415.79 0.00 01/05/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -542.27 542.27 0.00 01/17/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 02/03/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -540.49 540.49 0.00 02/15/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 03/05/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH . -403.30 403.30 0.00 03/15/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 04/04/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -392.83 392.83 0.00 04/16/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 05/03/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -253.81 253.81 0.00 05/15/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 06/05/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -168.99 168.99 0.00 06/15/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 06/28/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -58.91 58.91 0.00 07/20/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 I . Page 7 #CNTL'J 0000001577 11 20/01032013/011•33•41/566/7950 For the Account of: THE NATIONAL THE CITY OF CARMEL BANI 'INDIANAPoL!S Account Number: 6700 13253 01 107 N Pennsylvania Ave. • Suite 600 WI Date: From JANUARY 1,2012 through DECEMBER 31,2012 Indianapolis, IN 46204 Statement of Transactions 1 Income Principal Investment Date Cash Cash Cost Basis 08/15/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 09/06/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -0.02 0.02 0.00 09/17/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 10/03/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -0.02 0.02 0.00 10/15/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 11/15/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 12/05/2012 AUTO TRANSFER INCOME TO PRINCIPAL CASH -0.09 0.09 0.00 12/17/2012 AUTO TRANSFER PRINCIPAL TO INCOME CASH 83.33 -83.33 0.00 TOTAL ADJUSTMENTS -2,776.56 2,776.56 0.00 FIDUCIARY FEES S 01/17/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 12/31/11 -63.33 0.00 0.00 02/15/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 01/31/12 -63.33 0.00 0.00 03/15/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 02/29/12 -63.33 0.00 0.00 04/16/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 03/31/12 -63.33 0.00 0.00 05/15/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 04/30/12 -63.33 0.00 0.00 06/15/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED05/31/12 -63.33 0.00 0.00 07/16/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 06/30/12 -63.33 0.00 0.00 08/15/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 07/31/12 -83.33 0.00 0.00 09/17/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 08/31/12 -83.33 0.00 0.00 10/15/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 09/30/12 -83.33 0.00 0.00 11/15/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 10/31/12 -83.33 0.00 0.00 12/17/2012 WEALTH MANAGEMENT FEE FOR MONTH ENDED 11/30/12 -83.33 0.00 0.00 TOTAL FIDUCIARY FEES -859.96 0.00 0.00 II Page 8 #CNTL#0000001577 12 20/01032013/08:33:41/866/7951 For the Account of: THE NATIONAL THE CITY OF CARMEL T BAN < INDIANAPOLIS Account Number: 6700 13253 01 107 N Pennsylvania Ave. • Suite 600 Date: From JANUARY 1,2012 through DECEMBER 31,2012 Indianapolis, IN 46204 Statement of Transactions Income Principal Investment Date Cash Cash Cost Basis TRANSACTION CHARGES 01/17/2012 TRANSACTION CHARGES -20.00 0.00 0.00 02/15/2012 TRANSACTION CHARGES -20.00 0.00 0.00 03/15/2012 TRANSACTION CHARGES -20.00 0.00 0.00 04/16/2012 TRANSACTION CHARGES -20.00 0.00 0.00 05/15/2012 TRANSACTION CHARGES -20.00 0.00 0.00 06/15/2012 TRANSACTION CHARGES -20.00 0.00 0.00 07/16/2012 TRANSACTION CHARGES -20.00 0.00 0.00 TOTAL TRANSACTION CHARGES -140.00 0.00 0.00 • TRANSFERS TO CHECKING/SAVINGS ACCOUNT 01/31/2012 THE CITY OF CARMEL 0.00 -49,755.00 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 02/29/2012 THE CITY OF CARMEL 0.00 -46,545.00 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 03/30/2012 THE CITY OF CARMEL 0.00 -49,755.00 0.00 ATTN: MIKE LEE DISBURSEMENT • WIRE TRANSFER TO REGIONS BANK 04/30/2012 THE CITY OF CARMEL 0.00 -48,150.00 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 05/31/2012 THE CITY OF CARMEL 0.00 -49,755.00 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 06/29/2012 THE CITY OF CARMEL 0.00 -48,150.00 0.00 ATTN: MIKE LEE DISBURSEMENT • WIRE TRANSFER TO REGIONS BANK Page 9 #C NTL#0000001577 13 20/01032013/08:33:41/866/7952 For the Account of: THE NATIONAL THE CITY OF CARMEL BANI1'NDIANAPoLIS Account Number: 6700 1325 3 01 107 N Pennsylvania Ave. • Suite 600 Date: From JANUARY 1,2012 through DECEMBER 31,2012 Indianapolis, IN 46204 Statement of Transactions Income Principal Investment Date Cash Cash Cost Basis 07/31/2012 THE CITY OF CARMEL 0.00 -49,755.00 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 08/31/2012 THE CITY OF CARMEL 0.00 -49,393.33 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 09/28/2012 THE CITY OF CARMEL 0.00 -47,800.00 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 10/31/2012 THE CITY OF CARMEL 0.00 -49,393.33 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 11/30/2012 THE CITY OF CARMEL 0.00 -47,800.00 0.00 • ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK 12/31/2012 THE CITY OF CARMEL 0.00 -49,393.33 0.00 ATTN: MIKE LEE DISBURSEMENT WIRE TRANSFER TO REGIONS BANK TOTAL TRANSFERS TO CHECKING/SAVINGS ACCOUNT 0.00 -585,644.99 0.00 • Page 10 #CNTL#0000001577 14 20/01032013/08:33:41/866/7953 THE NATIONAL For the Account of: BAN I1N DIANAPOLIS -_ THE CITY OF CARMEL • 107 N Pennsylvania Ave. • Suite 600 Account Number: 6700 1325 3 01 Indianapolis, IN 46204 Date: From DECEMBER 1,2012 through DECEMBER 31,2012 Summary of Dividends & Interest Asset Description Amount INTEREST TOTAL INTEREST DIVIDENDS DREYFUS CASH MGMT CL B-P .09 TOTAL DIVIDENDS .09 • • Page 11 #CNTL#0000001577 15 20/01032013/0&33'41/866/7954 THE NATIONAL For the Account of: BAIL KAN DIANAPOLIS THE CITY OF CARMEL 107 N Pennsylvania Ave. • Suite 600 Indianapolis, IN 46204 Account Number: 67 00 1325 3 01 ®_ Date: From JANUARY 1,2012 through DECEMBER 31,2012 Summary of Dividends & Interest Asset Description Amount INTEREST TOTAL INTEREST DIVIDENDS DREYFUS CASH MGMT CL B-P .13 PIMCO LOW DURATION FD-D 2,360.60 TOTAL DIVIDENDS 2,360.73 • Page 12 #CNTL#0000001577 16 20/01032013/08:33:41/866/7955 For the Account of: THE NATIONAL THE CITY OF CARMEL T BAN L INDIANAPOLIS EMENZI 0 Account Number: 6700 1325 3 01 107 N Pennsylvania Ave. • Suite 600 Date: From JANUARY 1, 2012 through DECEMBER 31, 2012 Indianapolis, IN 46204 Capital Gain Statement 1 Date of Date of Gain/Loss Security Name Shares Purchase/Cost Sales/Proceeds Amount Term PIMCO LOW DURATION FD-D 4835.647 08/01/2011 01/24/2012 -918.77 SHORT 50,919.36 50,000.59 PIMCO LOW DURATION FD-D 4514.89 08/01/2011 • 02/22/2012 -541.79 SHORT 47,541.79 47,000.00 PIMCO LOW DURATION FD-D 4788.417 08/01/2011 03/27/2012 -574.61 SHORT 50,422.03 49,847.42 PIMCO LOW DURATION FD-D 4593.313 08/01/2011 04/24/2012 -367.46 SHORT 48,367.58 48,000.12 PIMCO LOW DURATION FD-D 4761.244 08/01/2011 05/24/2012 -380.90 SHORT 50,135.90 49,755.00 • PIMCO LOW DURATION FD-D 3366.073 08/01/2011 06/26/2012 -201.97 SHORT 35,444.75 35,242.78 PIMCO LOW DURATION FD-D 0.338 12/07/2011 06/26/2012 0.05 SHORT III 3.49 3.54 • TOTAL 282,834.90 279,849.45 -2,985.45 SUMMARY DISTRIBUTIONS REALIZED TOTAL SHORT TERM CAPITAL GAIN/LOSS 0.00 -2,985.45 -2,985.45 LONG TERM CAPITAL GAIN/LOSS 0.00 0.00 0.00 0.00 -2,985.45 -2,985.45 c Page 13 #CNTL#0000001577 17 20/01032013/08:33:41/866/7956